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MANNKIND CORP — Director's Dealing 2015
Oct 16, 2015
31835_dirs_2015-10-15_362a07f6-6874-4541-98d9-14c6654ced65.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2015-10-14
Reporting Person: Adreveno Linda A (Sr VP, HR)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.01 par value | 22500 | Direct |
| Common Stock, $.01 par value | 20700 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $4.63 | 2025-03-30 | Common Stock (35000) | Direct | |
| Employee Stock Option (right to buy) | $3.91 | 2025-08-26 | Common Stock (31100) | Direct |
Footnotes
F1: Acquired pursuant to a Restricted Stock Award: 4-year vesting schedule: 25% annually on anniversary of grant date 5/21/15 and 25% annually thereafter being fully vested 5/21/19.
F2: Acquired pursuant to a Restricted Stock Award: 4-year vesting schedule: 25% annually on anniversary of grant date 8/27/15 and 25% annually thereafter being fully vested 8/27/19.
F3: 4-year vesting schedule with 1/4th of shares vesting on the first anniversary of the vesting determination date and thereafter 1/48th monthly.
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