MANNKIND CORP — Director's Dealing 2014

Jul 18, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2013-10-14

Reporting Person: Martens Juergen (Corporate VP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-06-27	Common Stock, $.01 Par Value	A	247000	$0.00	Acquired	336024	Direct
2014-06-27	Common Stock, $.01 Par Value	F	120166	$10.00	Disposed	215858	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-10-14	Employee Stock Option	$1.69	A	60000	Acquired	2022-05-17	Common Stock, $0.01 Par Value (60000)	Direct
2013-11-21	Employee Stock Option	$6.85	A	120000	Acquired	2023-05-23	Common Stock, $0.01 Par Value (120000)	Direct
2014-06-27	Employee Stock Option	$1.69	A	80000	Acquired	2022-05-17	Common Stock, $0.01 Par Value (80000)	Direct
2014-06-27	Employee Stock Option	$6.85	A	240000	Acquired	2023-05-23	Common Stock, $0.01 Par Value (240000)	Direct

Footnotes

F1: The reporting person was granted multiple restricted stock units that vest upon the achievement of certain defined performance milestones. On June 27, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the restricted stock units.

F2: Shares withheld to satisfy the tax liability to the vesting of a restricted stock unit award.

F3: On May 17, 2012, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On October 14, 2013, one of the defined performance milestones was met, resulting in the partial vesting of the option.

F4: On May 23, 2013, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On November 21, 2013, one of the defined performance milestones was met, resulting in the partial vesting of the option.

F5: On May 17, 2012, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On June 27, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the option.

F6: On May 23, 2013, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On June 27, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the option.