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MANNKIND CORP — Director's Dealing 2014
Jul 18, 2014
31835_dirs_2014-07-17_f5bb9228-dd7a-4a23-bf79-f9bf7d0288cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2014-06-27
Reporting Person: NORDHOFF HENRY L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-27 | Common Stock, $0.01 Par Value | A | 25700 | $0.00 | Acquired | 76945 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-27 | Stock Option (right to buy) | $6.85 | A | 12700 | Acquired | 2023-05-23 | Common Stock (12700) | Direct |
| 2014-06-27 | Stock Option (right to buy) | $7.76 | A | 40000 | Acquired | 2024-05-22 | Common Stock (40000) | Direct |
| 2014-06-27 | Stock Option (right to buy) | $7.76 | A | 8600 | Acquired | 2024-05-22 | Common Stock (8600) | Direct |
Footnotes
F1: The reporting person was granted multiple restricted stock units that vest in 36 equal monthly installments commencing one month from the date of grant, provided that no vesting shall occur until the achievement of a defined performance miletone, at which time any portion of such award that would have been vested as of such date shall immediately vest. On June 27, 2014, the defined performance milestone was met, at which time the awards vested to date and will continue to vest in equal installments thereafter.
F2: On May 23, 2013, the reporting person was granted options that vest in 36 equal monthly installments commencing one month from the date of grant, provided that no vesting shall occur until the achievement of a defined performance miletone, at which time any portion of such award that would have been vested as of such date shall immediately vest. On June 27, 2014, the defined performance milestone was met, at which time the awards vested to date and will continue to vest in equal installments thereafter.
F3: On May 22, 2014, the reporting person was granted options that vest in 36 equal monthly installments commencing one month from the date of grant, provided that no vesting shall occur until the achievement of a defined performance miletone, at which time any portion of such award that would have been vested as of such date shall immediately vest. On June 27, 2014, the defined performance milestone was met, at which time the awards vested to date and will continue to vest in equal installments thereafter.