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MANNKIND CORP Director's Dealing 2014

Jul 18, 2014

31835_dirs_2014-07-17_78080327-6d93-49e8-b3ae-6cbbab71d39f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2013-10-14

Reporting Person: MANN ALFRED E (Director, Chairman & CEO, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-10-14 Employee Stock Option (right to buy) $1.69 A 150000 Acquired 2022-05-17 Common Stock, $0.01 Par Value (150000) Direct
2013-11-21 Employee Stock Option (right to buy) $6.85 A 120000 Acquired 2023-05-23 Common Stock, $0.01 Par Value (120000) Direct
2014-06-27 Employee Stock Option (right to buy) $1.69 A 200000 Acquired 2022-05-17 Common Stock, $0.01 Par Value (200000) Direct
2014-06-27 Employee Stock Option (right to buy) $6.85 A 240000 Acquired 2023-05-23 Common Stock, $0.01 Par Value (240000) Direct

Footnotes

F1: On May 17, 2012, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On October 14, 2013, one of the defined performance milestones was met, resulting in the partial vesting of the option.

F2: On May 23, 2013, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On November 21, 2013, one of the defined performance milestones was met, resulting in the partial vesting of the option.

F3: On May 17, 2012, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On June 27, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the option.

F4: On May 23, 2013, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On June 27, 2014, one of the defined performance milestones was met, resulting in the partial vesting of the option.