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MANNKIND CORP — Director's Dealing 2013
Aug 30, 2013
31835_dirs_2013-08-29_912a2934-9122-43f1-b21d-1d02d6d9949d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2013-08-22
Reporting Person: Palumbo Diane (Vice President, Human Resource)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-22 | Common Stock, $.01 Par Value | A | 9000 | $0.00 | Acquired | 112756 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-22 | Employee Stock Option (right to buy) | $5.89 | A | 50000 | Acquired | 2023-08-21 | Stock Options (50000) | Direct |
Footnotes
F1: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year anniversary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.
F2: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.
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