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MANNKIND CORP Director's Dealing 2013

Nov 4, 2013

31835_dirs_2013-11-04_0202774d-46b1-4332-a5b1-30cf34b765fd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2013-10-31

Reporting Person: MANN ALFRED E (Director, Chairman & CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-10-31 Common Stock, $.01 Par Value M 30000000 $2.60 Acquired 89750000 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-10-31 Common Stock Warrants $2.60 M 40000000 Disposed 2013-12-27 Common Stock (30000000) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $.01 Par Value 41068142 Indirect
Common Stock, $.01 Par Value 4025979 Indirect
Common Stock, $.01 Par Value 2406027 Indirect
Common Stock, $.01 Par Value 10968 Indirect
Common Stock, $.01 Par Value 772894 Direct

Footnotes

F1: Private purchase between MNKD and The Mann Group, LLC in accordance with the Common Stock and Warrant Purchase Agreement dated 10/18/2012.

F2: Each warrant is exercisable for 0.75 shares of common stock.