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MANNKIND CORP — Director's Dealing 2013
Nov 4, 2013
31835_dirs_2013-11-04_0202774d-46b1-4332-a5b1-30cf34b765fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2013-10-31
Reporting Person: MANN ALFRED E (Director, Chairman & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-31 | Common Stock, $.01 Par Value | M | 30000000 | $2.60 | Acquired | 89750000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-31 | Common Stock Warrants | $2.60 | M | 40000000 | Disposed | 2013-12-27 | Common Stock (30000000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.01 Par Value | 41068142 | Indirect |
| Common Stock, $.01 Par Value | 4025979 | Indirect |
| Common Stock, $.01 Par Value | 2406027 | Indirect |
| Common Stock, $.01 Par Value | 10968 | Indirect |
| Common Stock, $.01 Par Value | 772894 | Direct |
Footnotes
F1: Private purchase between MNKD and The Mann Group, LLC in accordance with the Common Stock and Warrant Purchase Agreement dated 10/18/2012.
F2: Each warrant is exercisable for 0.75 shares of common stock.
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