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MANNKIND CORP — Director's Dealing 2011
Aug 19, 2011
31835_dirs_2011-08-19_8e4688a7-cb4a-4e05-bae7-ae3bd43f7bd3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2011-08-15
Reporting Person: Thomson David (VP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-15 | ComCommon Stock, $.01 Par Value | F | 963 | $2.79 | Disposed | 43214 | Direct |
| 2011-08-18 | Common Stock, $.01 Par Value | A | 16500 | $0.00 | Acquired | 59714 | Direct |
| 2011-08-19 | Common Stock, $.01 Par Value | F | 1101 | $2.41 | Disposed | 58613 | Direct |
| 2011-08-19 | Common Stock, $.01 Par Value | F | 1193 | $2.41 | Disposed | 57420 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-18 | Employee Stock Option (right to buy) | $2.41 | A | 71600 | Acquired | 2021-08-18 | Stock Options (71600) | Direct |
Footnotes
F1: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.
F2: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year anniversary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.
F3: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.