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MANNKIND CORP — Director's Dealing 2010
Aug 23, 2010
31835_dirs_2010-08-23_1643f7af-19cb-42ea-b4e0-4bc4b4183004.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MANNKIND CORP (MNKD)
CIK: 0000899460
Period of Report: 2010-08-19
Reporting Person: Thomson David (VP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-08-19 | Common Stock, $.01 Par Value | F | 1101 | $5.97 | Disposed | 27023 | Direct |
| 2010-08-19 | Common Stock, $.01 Par Value | S | 3782 | $5.8964 | Disposed | 23241 | Direct |
| 2010-08-19 | Common Stock, $.01 Par Value | A | 13000 | $0.00 | Acquired | 36241 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-08-19 | Employee Stock Option (right to buy) | $5.93 | A | 62000 | Acquired | 2020-08-19 | Stock Options (62000) | Direct |
Footnotes
F1: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.
F2: Transaction occurred pursuant to a 10B5-1 Plan entered into as part of a divorce settlement.
F3: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year anniversary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.
F4: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.