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MANITOWOC CO INC — Director's Dealing 2013
Dec 19, 2013
33159_dirs_2013-12-19_03235ca5-7d69-4fb5-b8a3-3f3e8f456225.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MANITOWOC CO INC (MTW)
CIK: 0000061986
Period of Report: 2013-12-18
Reporting Person: Nolden Dean J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-18 | Common Stock | M | 3000 | $7.505 | Acquired | 23229.3615 | Direct |
| 2013-12-18 | Common Stock | S | 3000 | $22 | Disposed | 20229.3615 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-18 | 022004EmpStockOption (rtb) | $7.505 | M | 3000 | Disposed | 2014-02-20 | Common Stock (3000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10401.8755 | Indirect |
Footnotes
F1: Net increase of 371.3048 shares between 12/31/11 and 12/31/12 under the Company's 401(k) plan, due to acquisitions of shares, plan maintenance fees and required plan forfeitures and withdrawals under IRC safe harbor rules, all of which are exempt from Section 16(b) pursuant to rule 16b-3 and exempt from reporting pursuant to rule 16a-3(f)(1)(i)(B).
F2: Transaction pursuant to SEC Rule 10b5-1.
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