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MANITOWOC CO INC — Director's Dealing 2006
Aug 17, 2006
33159_dirs_2006-08-17_a76be040-4e13-48d5-b672-ff5a3fc46bf3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MANITOWOC CO INC (MTW)
CIK: 0000061986
Period of Report: 2006-08-15
Reporting Person: Nolden Dean J (VP of Finance and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-08-15 | Common Stock | M | 6000 | $17.45 | Acquired | 11010 | Direct |
| 2006-08-15 | Common Stock | S | 6000 | $42.2332 | Disposed | 5010 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-08-15 | Emp StockOption (right to buy) | $17.45 | M | 6000 | Disposed | 2012-02-21 | Common Stock (6000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock RSVP 401k Plan | 3046.612 | Indirect |
Footnotes
F4: On April 10, 2006, the common stock of The Manitowoc Company, Inc. split 2-for-1. This balance reflects that split.
F1: On April 10, 2006, the common stock of The Manitowoc Company, Inc. split 2-for-1. These options were previously reported as covering 3,000 shares at an exercise price of $34.90 per share, but were adjusted to reflect the stock split on April 10, 2006.
F3: On April 10, 2006, the common stock of The Manitowoc Company, Inc. split 2-for 1. This number consists of shares held under the Company's 401(k) plan (The Manitowoc Company, Inc. RSVP Profit Sharing Plan), including 287.8688 shares (split adjusted) acquired in transactions occurring between 12/31/04 and 12/31/05, which are exempt from Section 16(b) pursuant to Rule 16b-3 and exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). The information in this report is based on a plan statement dated as of 12/31/05 and previously reported as 1,523.3060 shares (including 143.9344 shares acquired in transactions occurring between 12/31/04 and 12/31/05), but was adjusted to reflect the stock split on April 10, 2006. From time to time, the plan administrator collects maintenance fees related to the RSVP Plan, which may result in the number of shares held by a participant in the RSVP Plan declining by a marginal amount.
F2: Average price of shares sold, with the sale ranging from $42.23 to $42.42