Major Shareholding Notification • Jun 23, 2015
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 9878Q
Man Group plc
23 June 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Man Group plc |
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||
| An acquisition or disposal of voting rights | X | |
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | X | |
| An event changing the breakdown of voting rights | ||
| Other (please specify): | Delta variation on listed warrants and OTC options | |
| 3. Full name of person(s) subject to the notification obligation: | Société Générale SA (SG SA) |
| 4. Full name of shareholder(s) (if different from 3.): | |
| 5. Date of the transaction and date on which the threshold is crossed or reached: | 19 June 2015 |
| 6. Date on which issuer notified: | 23 June 2015 |
| 7. Threshold(s) that is/are crossed or reached: | Crossings downwards from 9% to 7% |
| 8. Notified details: | |||||||
| A: Voting rights attached to shares | |||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | |||
| Direct | Direct | Indirect | Direct | Indirect | |||
| GB00B83VD954 | 7,752,101 | 7,752,101 | 4,311,948 | 4,311,948 | 1,794,849 | 0.25% | 0.11% |
| Ordinary shares |
| B: Qualifying Financial Instruments | ||||
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||
| Resulting situation after the triggering transaction | ||||||||||
| Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ Conversion period |
Number of voting rights instrument refers to |
% of voting rights | |||||
| Nominal | Delta | |||||||||
| OTC call option | 1 | 18/12/2015 | 18/12/2015 | 9,657,581 | 0.59% | 0.57% | ||||
| OTC call option | 1 | 18/12/2015 | 18/12/2015 | 9,678,124 | 0.59% | 0.57% | ||||
| OTC call option | 1.25 | 18/12/2015 | 18/12/2015 | 8,651,215 | 0.59% | 0.51% | ||||
| OTC call option | 1.25 | 18/12/2015 | 18/12/2015 | 8,722,732 | 0.59% | 0.51% | ||||
| OTC call option | 1.5 | 18/12/2015 | 18/12/2015 | 6,543,563 | 0.59% | 0.39% | ||||
| OTC call option | 1.5 | 18/12/2015 | 18/12/2015 | 6,684,011 | 0.59% | 0.39% | ||||
| OTC call option | 1.5 | 21/12/2018 | 21/12/2018 | 3,133,480 | 0.29% | 0.18% | ||||
| OTC call option | 1.5 | 21/12/2018 | 21/12/2018 | 3,165,505 | 0.29% | 0.19% | ||||
| OTC call option | 2 | 18/12/2015 | 18/12/2015 | 954,208 | 0.29% | 0.06% | ||||
| OTC call option | 2 | 18/12/2015 | 18/12/2015 | 1,018,236 | 0.29% | 0.06% | ||||
| OTC call option | 2 | 21/12/2018 | 21/12/2018 | 4,340,554 | 0.59% | 0.26% | ||||
| OTC call option | 2 | 21/12/2018 | 21/12/2018 | 4,414,000 | 0.59% | 0.26% | ||||
| OTC call option | 2.5 | 21/12/2018 | 21/12/2018 | 1,379,391 | 0.29% | 0.08% | ||||
| OTC call option | 2.5 | 21/12/2018 | 21/12/2018 | 1,413,011 | 0.29% | 0.08% | ||||
| Listed call warrant | 1 | 18/12/2015 | 18/12/2015 | 9,372,401 | 0.57% | 0.55% | ||||
| Listed call warrant | 1.25 | 18/12/2015 | 18/12/2015 | 8,651,215 | 0.59% | 0.51% | ||||
| Listed call warrant | 1.5 | 18/12/2015 | 18/12/2015 | 6,539,310 | 0.59% | 0.38% | ||||
| Listed call warrant | 1.5 | 21/12/2018 | 21/12/2018 | 3,133,185 | 0.29% | 0.18% | ||||
| Listed call warrant | 2 | 18/12/2015 | 18/12/2015 | 953,156 | 0.29% | 0.06% | ||||
| Listed call warrant | 2 | 21/12/2018 | 21/12/2018 | 4,336,956 | 0.59% | 0.26% | ||||
| Listed call warrant | 2.5 | 21/12/2018 | 21/12/2018 | 1,379,391 | 0.29% | 0.08% | ||||
| Total (A+B+C) | |
| Number of voting rights | Percentage of voting rights |
| 110,228,022 | 6.49% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
| Société Générale Option Europe (SGOE) Société Générale Acceptance N.V. (SGA) Newedge |
| Proxy Voting: | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: | |
| 12. Date on which proxy holder will cease to hold voting rights: |
| 13. Additional information: | |
| 14. Contact name: | Rachel Rowson |
| 15. Contact telephone number: | 020 7144 1732 |
This information is provided by RNS
The company news service from the London Stock Exchange
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