Major Shareholding Notification • Feb 17, 2015
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 1532F
Man Group plc
17 February 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Man Group plc |
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||
| An acquisition or disposal of voting rights | ||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | X | |
| An event changing the breakdown of voting rights | ||
| Other (please specify): | Delta variation on listed warrants and OTC options | X |
| 3. Full name of person(s) subject to the notification obligation: | Société Générale SA (SG SA) |
| 4. Full name of shareholder(s) (if different from 3.): | |
| 5. Date of the transaction and date on which the threshold is crossed or reached: | 13 February 2015 |
| 6. Date on which issuer notified: | 17 February 2015 |
| 7. Threshold(s) that is/are crossed or reached: | Above 9% |
| 8. Notified details: | |||||||
| A: Voting rights attached to shares | |||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | |||
| Direct | Direct | Indirect | Direct | Indirect | |||
| GB00B83VD954 | 1,850,546 | 1,850,546 | 1,207,651 | 1,207,651 | 451,089 | 0.07% | 0.03% |
| Ordinary shares |
| B: Qualifying Financial Instruments | ||||
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||
| Resulting situation after the triggering transaction | ||||||||||
| Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ Conversion period |
Number of voting rights instrument refers to |
% of voting rights | |||||
| Nominal | Delta | |||||||||
| OTC call option | 1 | 18.12.2015 | 18.12.2015 | 9,527,914 | 0.57% | 0.54% | ||||
| OTC call option | 1.25 | 18.12.2015 | 18.12.2015 | 8,692,261 | 0.57% | 0.49% | ||||
| OTC call option | 1.5 | 18.12.2015 | 18.12.2015 | 7,165,742 | 0.57% | 0.41% | ||||
| OTC call option | 2 | 21.12.2018 | 21.12.2018 | 4,834,382 | 0.57% | 0.28% | ||||
| OTC call option | 1.5 | 21.12.2018 | 21.12.2018 | 3,296,903 | 0.28% | 0.19% | ||||
| OTC call option | 1 | 19.06.2015 | 19.06.2015 | 4,948,828 | 0.28% | 0.28% | ||||
| OTC call option | 1.25 | 19.06.2015 | 19.06.2015 | 4,721,076 | 0.28% | 0.27% | ||||
| OTC call option | 1.5 | 19.06.2015 | 19.06.2015 | 3,922,866 | 0.28% | 0.22% | ||||
| OTC call option | 1.85 | 19.06.2015 | 19.06.2015 | 5,000,000 | 0.28% | 0.28% | ||||
| OTC call option | 2 | 18.12.2015 | 18.12.2015 | 5,000,000 | 0.28% | 0.28% | ||||
| OTC call option | 2.5 | 21.12.2018 | 21.12.2018 | 5,000,000 | 0.28% | 0.28% | ||||
| OTC call option | 1 | 18.12.2015 | 18.12.2015 | 9,541,216 | 0.57% | 0.54% | ||||
| OTC call option | 1.25 | 18.12.2015 | 18.12.2015 | 8,720,029 | 0.57% | 0.50% | ||||
| OTC call option | 1.5 | 18.12.2015 | 18.12.2015 | 7,207,228 | 0.57% | 0.41% | ||||
| OTC call option | 2 | 21.12.2018 | 21.12.2018 | 4,852,922 | 0.57% | 0.28% | ||||
| OTC call option | 1.5 | 21.12.2018 | 21.12.2018 | 3,304,930 | 0.28% | 0.19% | ||||
| OTC call option | 1 | 19.06.2015 | 19.06.2015 | 4,952,162 | 0.28% | 0.28% | ||||
| OTC call option | 1.25 | 19.06.2015 | 19.06.2015 | 4,735,616 | 0.28% | 0.27% | ||||
| OTC call option | 1.5 | 19.06.2015 | 19.06.2015 | 3,955,006 | 0.28% | 0.23% | ||||
| OTC call option | 1.85 | 19.06.2015 | 19.06.2015 | 1,881,945 | 0.28% | 0.11% | ||||
| OTC call option | 2 | 18.12.2015 | 18.12.2015 | 1,635,490 | 0.28% | 0.09% | ||||
| OTC call option | 2.5 | 21.12.2018 | 21.12.2018 | 1,652,386 | 0.28% | 0.09% | ||||
| Listed call warrant | 2.5 | 21.12.2018 | 21.12.2018 | 1,652,386 | 0.28% | 0.09% | ||||
| Listed call warrant | 1.85 | 19.06.2015 | 19.06.2015 | 1,881,945 | 0.28% | 0.11% | ||||
| Listed call warrant | 2 | 18.12.2015 | 18.12.2015 | 1,635,490 | 0.28% | 0.09% | ||||
| Listed call warrant | 1 | 18.12.2015 | 18.12.2015 | 9,144,969 | 0.55% | 0.52% | ||||
| Listed call warrant | 1.25 | 18.12.2015 | 18.12.2015 | 8,720,029 | 0.57% | 0.50% | ||||
| Listed call warrant | 1.5 | 18.12.2015 | 18.12.2015 | 7,193,319 | 0.57% | 0.41% | ||||
| Listed call warrant | 2 | 21.12.2018 | 21.12.2018 | 4,849,244 | 0.57% | 0.28% | ||||
| Listed call warrant | 1.5 | 21.12.2018 | 21.12.2018 | 3,304,930 | 0.28% | 0.19% | ||||
| Listed call warrant | 1 | 19.06.2015 | 19.06.2015 | 4,952,162 | 0.28% | 0.28% | ||||
| Listed call warrant | 1.25 | 19.06.2015 | 19.06.2015 | 4,735,616 | 0.28% | 0.27% | ||||
| Listed call warrant | 1.5 | 19.06.2015 | 19.06.2015 | 3,917,829 | 0.28% | 0.22% | ||||
| Total (A+B+C) | |
| Number of voting rights | Percentage of voting rights |
| 168,195,561 | 9.58% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
| Société Générale Acceptance (SGA) Société Générale Option Europe (SGOE) |
| Proxy Voting: | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: | |
| 12. Date on which proxy holder will cease to hold voting rights: |
| 13. Additional information: | |
| 14. Contact name: | Rachel Rowson |
| 15. Contact telephone number: | 020 7144 1732 |
This information is provided by RNS
The company news service from the London Stock Exchange
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