Major Shareholding Notification • Dec 18, 2014
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 2184A
Man Group plc
18 December 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Man Group plc |
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||
| An acquisition or disposal of voting rights | ||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
| An event changing the breakdown of voting rights | ||
| Other (please specify): | Delta variation on listed warrants and OTC options | X |
| 3. Full name of person(s) subject to the notification obligation: | Société Générale SA (SG SA) |
| 4. Full name of shareholder(s) (if different from 3.): | |
| 5. Date of the transaction and date on which the threshold is crossed or reached: | 16 December 2014 |
| 6. Date on which issuer notified: | 18 December 2014 |
| 7. Threshold(s) that is/are crossed or reached: | Above 9% |
| 8. Notified details: | |||||||
| A: Voting rights attached to shares | |||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | |||
| Direct | Direct | Indirect | Direct | Indirect | |||
| GB00B83VD954 | 2,093,497 | 2,093,497 | 1,487,736 | 1,487,736 | 374,535 | 0.08% | 0.02% |
| Ordinary shares |
| B: Qualifying Financial Instruments | ||||
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||
| Resulting situation after the triggering transaction | ||||||||||
| Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ Conversion period |
Number of voting rights instrument refers to |
% of voting rights | |||||
| Nominal | Delta | |||||||||
| OTC call option | 1.00 | 18.12.2015 | 18.12.2015 | 8,631,657 | 0.57% | 0.49% | ||||
| OTC call option | 1.25 | 18.12.2015 | 18.12.2015 | 6,809,931 | 0.57% | 0.39% | ||||
| OTC call option | 1.50 | 18.12.2015 | 18.12.2015 | 4,528,613 | 0.57% | 0.26% | ||||
| OTC call option | 2.00 | 21.12.2018 | 21.12.2018 | 3,652,217 | 0.57% | 0.21% | ||||
| OTC call option | 1.30 | 19.12.2014 | 19.12.2014 | 4,818,573 | 0.28% | 0.27% | ||||
| OTC call option | 1.00 | 19.12.2014 | 19.12.2014 | 4,999,326 | 0.28% | 0.28% | ||||
| OTC call option | 1.15 | 19.12.2014 | 19.12.2014 | 4,999,125 | 0.28% | 0.28% | ||||
| OTC call option | 1.50 | 21.12.2018 | 21.12.2018 | 2,740,041 | 0.28% | 0.16% | ||||
| OTC call option | 1.00 | 19.06.2015 | 19.06.2015 | 4,625,957 | 0.28% | 0.26% | ||||
| OTC call option | 1.25 | 19.06.2015 | 19.06.2015 | 3,610,383 | 0.28% | 0.21% | ||||
| OTC call option | 1.50 | 19.06.2015 | 19.06.2015 | 2,053,634 | 0.28% | 0.12% | ||||
| OTC call option | 1.00 | 18.12.2015 | 18.12.2015 | 8,810,291 | 0.57% | 0.50% | ||||
| OTC call option | 1.25 | 18.12.2015 | 18.12.2015 | 7,125,541 | 0.57% | 0.41% | ||||
| OTC call option | 1.50 | 18.12.2015 | 18.12.2015 | 4,904,217 | 0.57% | 0.28% | ||||
| OTC call option | 2.00 | 21.12.2018 | 21.12.2018 | 3,806,335 | 0.57% | 0.22% | ||||
| OTC call option | 1.30 | 19.12.2014 | 19.12.2014 | 4,986,180 | 0.28% | 0.28% | ||||
| OTC call option | 1.00 | 19.12.2014 | 19.12.2014 | 4,999,631 | 0.28% | 0.28% | ||||
| OTC call option | 1.15 | 19.12.2014 | 19.12.2014 | 4,999,630 | 0.28% | 0.28% | ||||
| OTC call option | 1.50 | 21.12.2018 | 21.12.2018 | 2,814,747 | 0.28% | 0.16% | ||||
| OTC call option | 1.00 | 19.06.2015 | 19.06.2015 | 4,703,856 | 0.28% | 0.27% | ||||
| OTC call option | 1.25 | 19.06.2015 | 19.06.2015 | 3,813,081 | 0.28% | 0.22% | ||||
| OTC call option | 1.50 | 19.06.2015 | 19.06.2015 | 2,307,848 | 0.28% | 0.13% | ||||
| Listed call warrant | 1.00 | 18.12.2015 | 18.12.2015 | 8,490,028 | 0.55% | 0.48% | ||||
| Listed call warrant | 1.25 | 18.12.2015 | 18.12.2015 | 7,125,541 | 0.57% | 0.41% | ||||
| Listed call warrant | 1.50 | 18.12.2015 | 18.12.2015 | 4,895,684 | 0.57% | 0.28% | ||||
| Listed call warrant | 2.00 | 21.12.2018 | 21.12.2018 | 3,803,450 | 0.57% | 0.22% | ||||
| Listed call warrant | 1.30 | 19.12.2014 | 19.12.2014 | 4,986,180 | 0.28% | 0.28% | ||||
| Listed call warrant | 1.00 | 19.12.2014 | 19.12.2014 | 4,999,631 | 0.28% | 0.28% | ||||
| Listed call warrant | 1.15 | 19.12.2014 | 19.12.2014 | 4,999,630 | 0.28% | 0.28% | ||||
| Listed call warrant | 1.50 | 21.12.2018 | 21.12.2018 | 2,814,747 | 0.28% | 0.16% | ||||
| Listed call warrant | 1.00 | 19.06.2015 | 19.06.2015 | 4,703,856 | 0.28% | 0.27% | ||||
| Listed call warrant | 1.25 | 19.06.2015 | 19.06.2015 | 3,813,081 | 0.28% | 0.22% | ||||
| Listed call warrant | 1.50 | 19.06.2015 | 19.06.2015 | 2,281,668 | 0.28% | 0.13% | ||||
| Total (A+B+C) | |
| Number of voting rights | Percentage of voting rights |
| 159,516,581 | 9.08% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
| Société Générale Acceptance (SGA) As Société Générale Option Europe (SGOE) individually holds more that 3%, please find below the details of its holding: - Voting rights attached to shares: 374,535 representing 0.02%; - Voting rights attached to derivatives (listed call warrants): 52,913,496 representing 3.01%; Total: 53,288,031 voting rights representing 3.03%. |
| Proxy Voting: | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: | |
| 12. Date on which proxy holder will cease to hold voting rights: |
| 13. Additional information: | |
| 14. Contact name: | Rachel Rowson |
| 15. Contact telephone number: | 020 7144 1732 |
This information is provided by RNS
The company news service from the London Stock Exchange
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