Major Shareholding Notification • Nov 14, 2014
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 9647W
Man Group plc
14 November 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Man Group plc |
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||
| An acquisition or disposal of voting rights | ||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
| An event changing the breakdown of voting rights | ||
| Other (please specify): | Delta variation on listed warrants and OTC options | X |
| 3. Full name of person(s) subject to the notification obligation: | Société Générale SA (SG SA) |
| 4. Full name of shareholder(s) (if different from 3.): | |
| 5. Date of the transaction and date on which the threshold is crossed or reached: | 11 November 2014 |
| 6. Date on which issuer notified: | 13 November 2014 |
| 7. Threshold(s) that is/are crossed or reached: | Above 8% |
| 8. Notified details: | |||||||
| A: Voting rights attached to shares | |||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | |||
| Direct | Direct | Indirect | Direct | Indirect | |||
| GB00B83VD954 | 1,933,541 | 1,933,541 | 1,390,348 | 1,390,348 | 309,924 | 0.08% | 0.02% |
| Ordinary shares |
| B: Qualifying Financial Instruments | ||||
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||
| Resulting situation after the triggering transaction | ||||||||||
| Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ Conversion period |
Number of voting rights instrument refers to |
% of voting rights | |||||
| Nominal | Delta | |||||||||
| OTC call option | 1.00 | 18.12.2015 | 18.12.2015 | 8,244,967 | 0.57% | 0.47% | ||||
| OTC call option | 1.00 | 18.12.2015 | 18.12.2015 | 8,284,310 | 0.57% | 0.47% | ||||
| OTC call option | 1.25 | 18.12.2015 | 18.12.2015 | 6,231,867 | 0.57% | 0.35% | ||||
| OTC call option | 1.25 | 18.12.2015 | 18.12.2015 | 6,293,489 | 0.57% | 0.36% | ||||
| OTC call option | 1.50 | 18.12.2015 | 18.12.2015 | 3,967,785 | 0.57% | 0.23% | ||||
| OTC call option | 1.50 | 18.12.2015 | 18.12.2015 | 4,030,540 | 0.57% | 0.23% | ||||
| OTC call option | 2.00 | 21.12.2018 | 21.12.2018 | 3,414,074 | 0.57% | 0.19% | ||||
| OTC call option | 2.00 | 21.12.2018 | 21.12.2018 | 3,448,920 | 0.57% | 0.20% | ||||
| OTC call option | 1.30 | 19.12.2014 | 19.12.2014 | 3,129,501 | 0.28% | 0.18% | ||||
| OTC call option | 1.30 | 19.12.2014 | 19.12.2014 | 3,224,237 | 0.28% | 0.18% | ||||
| OTC call option | 1.00 | 19.12.2014 | 19.12.2014 | 4,952,092 | 0.28% | 0.28% | ||||
| OTC call option | 1.00 | 19.12.2014 | 19.12.2014 | 4,959,183 | 0.28% | 0.28% | ||||
| OTC call option | 1.15 | 19.12.2014 | 19.12.2014 | 4,564,831 | 0.28% | 0.26% | ||||
| OTC call option | 1.15 | 19.12.2014 | 19.12.2014 | 4,608,442 | 0.28% | 0.26% | ||||
| OTC call option | 1.50 | 21.12.2018 | 21.12.2018 | 2,581,059 | 0.28% | 0.15% | ||||
| OTC call option | 1.50 | 21.12.2018 | 21.12.2018 | 2,599,212 | 0.28% | 0.15% | ||||
| OTC call option | 1.00 | 19.06.2015 | 19.06.2015 | 4,408,347 | 0.28% | 0.25% | ||||
| OTC call option | 1.00 | 19.06.2015 | 19.06.2015 | 4,428,624 | 0.28% | 0.25% | ||||
| OTC call option | 1.25 | 19.06.2015 | 19.06.2015 | 3,203,742 | 0.28% | 0.18% | ||||
| OTC call option | 1.25 | 19.06.2015 | 19.06.2015 | 3,244,087 | 0.28% | 0.18% | ||||
| OTC call option | 1.50 | 19.06.2015 | 19.06.2015 | 1,718,368 | 0.28% | 0.10% | ||||
| OTC call option | 1.50 | 19.06.2015 | 19.06.2015 | 1,756,338 | 0.28% | 0.10% | ||||
| Listed call warrant | 1.00 | 18.12.2015 | 18.12.2015 | 7,987,577 | 0.85% | 0.45% | ||||
| Listed call warrant | 1.25 | 18.12.2015 | 18.12.2015 | 6,293,489 | 0.00% | 0.36% | ||||
| Listed call warrant | 1.50 | 18.12.2015 | 18.12.2015 | 4,027,276 | -0.02% | 0.23% | ||||
| Listed call warrant | 2.00 | 21.12.2018 | 21.12.2018 | 3,446,306 | 0.57% | 0.20% | ||||
| Listed call warrant | 1.30 | 19.12.2014 | 19.12.2014 | 3,224,237 | 0.28% | 0.18% | ||||
| Listed call warrant | 1.00 | 19.12.2014 | 19.12.2014 | 4,956,931 | 0.85% | 0.28% | ||||
| Listed call warrant | 1.15 | 19.12.2014 | 19.12.2014 | 4,608,442 | 0.57% | 0.26% | ||||
| Listed call warrant | 1.50 | 21.12.2018 | 21.12.2018 | 2,599,212 | 0.57% | 0.15% | ||||
| Listed call warrant | 1.00 | 19.06.2015 | 19.06.2015 | 4,428,624 | 0.28% | 0.25% | ||||
| Listed call warrant | 1.25 | 19.06.2015 | 19.06.2015 | 3,244,087 | 0.00% | 0.18% | ||||
| Listed call warrant | 1.50 | 19.06.2015 | 19.06.2015 | 1,756,338 | 0.28% | 0.10% | ||||
| Total (A+B+C) | |
| Number of voting rights | Percentage of voting rights |
| 141,566,806 | 8.06% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
| Societe Generale Option Europe (SGOE) Societe Generale Acceptance (SGA) |
| Proxy Voting: | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: | |
| 12. Date on which proxy holder will cease to hold voting rights: |
| 13. Additional information: | |
| 14. Contact name: | Rachel Rowson |
| 15. Contact telephone number: | 020 7144 1732 |
This information is provided by RNS
The company news service from the London Stock Exchange
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