Major Shareholding Notification • Jun 11, 2014
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 3660J
Man Group plc
11 June 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Man Group plc |
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||
| An acquisition or disposal of voting rights | ||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
| An event changing the breakdown of voting rights | ||
| Other (please specify): | Delta variation on listed warrants and OTC options | X |
| 3. Full name of person(s) subject to the notification obligation: | Societe Generale SA (SG SA) Societe Generale Option Europe (SGOE) Societe Generale Acceptance (SGA) Newedge |
| 4. Full name of shareholder(s) (if different from 3.): | |
| 5. Date of the transaction and date on which the threshold is crossed or reached: | 9 June 2014 |
| 6. Date on which issuer notified: | 11 June 2014 |
| 7. Threshold(s) that is/are crossed or reached: | Above 5% |
| 8. Notified details: | |||||||
| A: Voting rights attached to shares | |||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | |||
| Direct | Direct | Indirect | Direct | Indirect | |||
| GB00B83VD954 | 2,736,557 | 2,736,557 | 2,184,486 | 2,184,486 | 291,881 | 0.12% | 0.02% |
| Ordinary shares |
| B: Qualifying Financial Instruments | ||||
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||
| Resulting situation after the triggering transaction | ||||||||||
| Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ Conversion period |
Number of voting rights instrument refers to |
% of voting rights | |||||
| Nominal | Delta | |||||||||
| OTC call option | 1.00 | 18/12/2015 | 18/12/2015 | 5,739,213 | 0.56% | 0.32% | ||||
| OTC call option | 1.25 | 18/12/2015 | 18/12/2015 | 3,482,821 | 0.56% | 0.20% | ||||
| OTC call option | 1.50 | 18/12/2015 | 18/12/2015 | 1,828,100 | 0.56% | 0.10% | ||||
| OTC call option | 2.00 | 21/12/2018 | 21/12/2018 | 3,162,292 | 0.56% | 0.18% | ||||
| OTC call option | 1.00 | 20/06/2014 | 20/06/2014 | 3,379,740 | 0.28% | 0.19% | ||||
| OTC call option | 1.30 | 19/12/2014 | 19/12/2014 | 904,955 | 0.28% | 0.05% | ||||
| OTC call option | 0.90 | 20/06/2014 | 20/06/2014 | 4,861,978 | 0.28% | 0.27% | ||||
| OTC call option | 1.15 | 20/06/2014 | 20/06/2014 | 320,923 | 0.28% | 0.02% | ||||
| OTC call option | 1.00 | 19/12/2014 | 19/12/2014 | 2,872,359 | 0.28% | 0.16% | ||||
| OTC call option | 1.15 | 19/12/2014 | 19/12/2014 | 1,737,025 | 0.28% | 0.10% | ||||
| OTC call option | 1.50 | 21/12/2018 | 21/12/2018 | 2,218,490 | 0.28% | 0.13% | ||||
| OTC call option | 1.00 | 18/12/2015 | 18/12/2015 | 5,690,899 | 0.56% | 0.32% | ||||
| OTC call option | 1.25 | 18/12/2015 | 18/12/2015 | 3,438,132 | 0.56% | 0.19% | ||||
| OTC call option | 1.50 | 18/12/2015 | 18/12/2015 | 1,797,593 | 0.56% | 0.10% | ||||
| OTC call option | 2.00 | 21/12/2018 | 21/12/2018 | 3,136,333 | 0.56% | 0.18% | ||||
| OTC call option | 1.00 | 20/06/2014 | 20/06/2014 | 3,215,088 | 0.28% | 0.18% | ||||
| OTC call option | 1.30 | 19/12/2014 | 19/12/2014 | 882,717 | 0.28% | 0.05% | ||||
| OTC call option | 0.90 | 20/06/2014 | 20/06/2014 | 4,813,527 | 0.28% | 0.27% | ||||
| OTC call option | 1.15 | 20/06/2014 | 20/06/2014 | 315,238 | 0.28% | 0.02% | ||||
| OTC call option | 1.00 | 19/12/2014 | 19/12/2014 | 2,833,830 | 0.28% | 0.16% | ||||
| OTC call option | 1.15 | 19/12/2014 | 19/12/2014 | 1,703,115 | 0.28% | 0.10% | ||||
| OTC call option | 1.50 | 21/12/2018 | 21/12/2018 | 2,203,419 | 0.28% | 0.12% | ||||
| Listed call warrant | 1.00 | 18/12/2015 | 18/12/2015 | 5,562,854 | 0.55% | 0.31% | ||||
| Listed call warrant | 1.25 | 18/12/2015 | 18/12/2015 | 3,444,682 | 0.56% | 0.19% | ||||
| Listed call warrant | 1.50 | 18/12/2015 | 18/12/2015 | 1,826,619 | 0.56% | 0.10% | ||||
| Listed call warrant | 2.00 | 21/12/2018 | 21/12/2018 | 3,159,895 | 0.56% | 0.18% | ||||
| Listed call warrant | 1.00 | 20/06/2014 | 20/06/2014 | 3,378,315 | 0.28% | 0.19% | ||||
| Listed call warrant | 1.30 | 19/12/2014 | 19/12/2014 | 904,955 | 0.28% | 0.05% | ||||
| Listed call warrant | 0.90 | 20/06/2014 | 20/06/2014 | 4,770,573 | 0.28% | 0.27% | ||||
| Listed call warrant | 1.15 | 20/06/2014 | 20/06/2014 | 320,923 | 0.28% | 0.02% | ||||
| Listed call warrant | 1.00 | 19/12/2014 | 19/12/2014 | 2,869,677 | 0.28% | 0.16% | ||||
| Listed call warrant | 1.15 | 19/12/2014 | 19/12/2014 | 1,737,025 | 0.28% | 0.10% | ||||
| Listed call warrant | 1.50 | 21/12/2018 | 21/12/2018 | 2,218,490 | 0.28% | 0.13% | ||||
| Total (A+B+C) | |
| Number of voting rights | Percentage of voting rights |
| 93,208,162 | 5.26% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
| Proxy Voting: | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: | |
| 12. Date on which proxy holder will cease to hold voting rights: |
| 13. Additional information: | |
| 14. Contact name: | Rachel Rowson |
| 15. Contact telephone number: | 020 7144 1732 |
This information is provided by RNS
The company news service from the London Stock Exchange
END
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