Major Shareholding Notification • Apr 8, 2014
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 3728E
Man Group plc
08 April 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Man Group plc |
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||
| An acquisition or disposal of voting rights | X | |
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
| An event changing the breakdown of voting rights | ||
| Other (please specify): | Delta variation on listed warrants and OTC options | X |
| 3. Full name of person(s) subject to the notification obligation: | Societe Generale SA (SG SA) Societe Generale Option Europe (SGOE) Societe Generale Acceptance (SGA) |
| 4. Full name of shareholder(s) (if different from 3.): | |
| 5. Date of the transaction and date on which the threshold is crossed or reached: | 3 April 2014 |
| 6. Date on which issuer notified: | 7 April 2014 |
| 7. Threshold(s) that is/are crossed or reached: | Above 5% |
| 8. Notified details: | |||||||
| A: Voting rights attached to shares | |||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | |||
| Direct | Direct | Indirect | Direct | Indirect | |||
| GB00B83VD954 | 2,019,927 | 2,019,927 | 1,608,837 | 1,608,837 | 468,282 | 0.09 | 0.03 |
| Ordinary shares |
| B: Qualifying Financial Instruments | ||||
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
| Resulting situation after the triggering transaction | ||||||
| Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ Conversion period |
Number of voting rights instrument refers to |
% of voting rights | |
| Nominal | Delta | |||||
| Listed call warrant | 1.00 | 18/12/2015 | 18/12/2015 | 5,382,045 | 0.53% | 0.30% |
| Listed call warrant | 1.25 | 18/12/2015 | 18/12/2015 | 3,719,964 | 0.55% | 0.21% |
| Listed call warrant | 1.50 | 18/12/2015 | 18/12/2015 | 2,264,461 | 0.55% | 0.13% |
| Listed call warrant | 1.00 | 20/06/2014 | 20/06/2014 | 2,525,389 | 0.28% | 0.14% |
| Listed call warrant | 2.00 | 21/12/2018 | 21/12/2018 | 3,139,155 | 0.55% | 0.17% |
| Listed call warrant | 1.30 | 19/12/2014 | 19/12/2014 | 1,075,121 | 0.28% | 0.06% |
| Listed call warrant | 0.90 | 20/06/2014 | 20/06/2014 | 3,600,902 | 0.27% | 0.20% |
| Listed call warrant | 1.15 | 20/06/2014 | 20/06/2014 | 1,038,424 | 0.28% | 0.06% |
| Listed call warrant | 1.00 | 19/12/2014 | 19/12/2014 | 2,660,655 | 0.28% | 0.15% |
| Listed call warrant | 1.15 | 19/12/2014 | 19/12/2014 | 1,770,324 | 0.28% | 0.10% |
| Listed call warrant | 1.50 | 21/12/2018 | 21/12/2018 | 2,211,706 | 0.28% | 0.12% |
| OTC call option | 1.00 | 18/12/2015 | 18/12/2015 | 5,580,125 | 0.55% | 0.31% |
| OTC call option | 1.00 | 18/12/2015 | 18/12/2015 | 5,602,963 | 0.55% | 0.31% |
| OTC call option | 1.25 | 18/12/2015 | 18/12/2015 | 3,701,767 | 0.55% | 0.20% |
| OTC call option | 1.25 | 18/12/2015 | 18/12/2015 | 3,723,503 | 0.55% | 0.21% |
| OTC call option | 1.50 | 18/12/2015 | 18/12/2015 | 2,249,219 | 0.55% | 0.12% |
| OTC call option | 1.50 | 18/12/2015 | 18/12/2015 | 2,266,217 | 0.55% | 0.13% |
| OTC call option | 2.00 | 21/12/2018 | 21/12/2018 | 3,134,321 | 0.55% | 0.17% |
| OTC call option | 2.00 | 21/12/2018 | 21/12/2018 | 3,141,536 | 0.55% | 0.17% |
| OTC call option | 1.00 | 20/06/2014 | 20/06/2014 | 2,493,842 | 0.28% | 0.14% |
| OTC call option | 1.00 | 20/06/2014 | 20/06/2014 | 2,526,454 | 0.28% | 0.14% |
| OTC call option | 1.30 | 19/12/2014 | 19/12/2014 | 1,062,337 | 0.28% | 0.06% |
| OTC call option | 1.30 | 19/12/2014 | 19/12/2014 | 1,075,121 | 0.28% | 0.06% |
| OTC call option | 0.90 | 20/06/2014 | 20/06/2014 | 3,628,564 | 0.28% | 0.20% |
| OTC call option | 0.90 | 20/06/2014 | 20/06/2014 | 3,664,667 | 0.28% | 0.20% |
| OTC call option | 1.15 | 20/06/2014 | 20/06/2014 | 1,022,208 | 0.28% | 0.06% |
| OTC call option | 1.15 | 20/06/2014 | 20/06/2014 | 1,038,424 | 0.28% | 0.06% |
| OTC call option | 1.00 | 19/12/2014 | 19/12/2014 | 2,644,916 | 0.28% | 0.15% |
| OTC call option | 1.00 | 19/12/2014 | 19/12/2014 | 2,663,142 | 0.28% | 0.15% |
| OTC call option | 1.15 | 19/12/2014 | 19/12/2014 | 1,754,071 | 0.28% | 0.10% |
| OTC call option | 1.15 | 19/12/2014 | 19/12/2014 | 1,770,324 | 0.28% | 0.10% |
| OTC call option | 1.50 | 21/12/2018 | 21/12/2018 | 2,207,276 | 0.28% | 0.12% |
| OTC call option | 1.50 | 21/12/2018 | 21/12/2018 | 2,211,706 | 0.28% | 0.12% |
| Total (A+B+C) | |
| Number of voting rights | Percentage of voting rights |
| 90,627,968 | 5.01% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
| Proxy Voting: | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: | |
| 12. Date on which proxy holder will cease to hold voting rights: |
| 13. Additional information: | |
| 14. Contact name: | Rachel Rowson |
| 15. Contact telephone number: | 020 7144 1732 |
This information is provided by RNS
The company news service from the London Stock Exchange
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