Major Shareholding Notification • Mar 6, 2014
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 7246B
Man Group plc
06 March 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Man Group plc |
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||
| An acquisition or disposal of voting rights | ||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
| An event changing the breakdown of voting rights | ||
| Other (please specify): | Delta variation on listed warrants and OTC options | X |
| 3. Full name of person(s) subject to the notification obligation: | Societe Generale SA (SG SA) Societe Generale Option Europe (SGOE) Societe Generale Acceptance (SGA) |
| 4. Full name of shareholder(s) (if different from 3.): | See Number 3 |
| 5. Date of the transaction and date on which the threshold is crossed or reached: | 3 March 2014 |
| 6. Date on which issuer notified: | 5 March 2014 |
| 7. Threshold(s) that is/are crossed or reached: | 5% |
| 8. Notified details: | |||||||
| A: Voting rights attached to shares | |||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | |||
| Direct | Direct | Indirect | Direct | Indirect | |||
| GB00B83VD954 | 4,362,480 | 4,362,480 | 3,827,091 | 3,827,091 | 68,103 | 0.21% | 0.00% |
| Ordinary shares |
| B: Qualifying Financial Instruments | ||||
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
| N/A | N/A | N/A | N/A | N/A |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
| Resulting situation after the triggering transaction | ||||||
| Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ Conversion period |
Number of voting rights instrument refers to |
% of voting rights | |
| Nominal | Delta | |||||
| Listed call warrant | 1.00 | 18/12/2015 | 18/12/2015 | 5,183,879 | 0.53% | 0.28% |
| Listed call warrant | 1.25 | 18/12/2015 | 18/12/2015 | 3,491,804 | 0.55% | 0.19% |
| Listed call warrant | 1.50 | 18/12/2015 | 18/12/2015 | 2,061,465 | 0.55% | 0.11% |
| Listed call warrant | 2.00 | 21/12/2018 | 21/12/2018 | 3,213,488 | 0.55% | 0.18% |
| Listed call warrant | 1.00 | 20/06/2014 | 20/06/2014 | 2,330,677 | 0.27% | 0.13% |
| Listed call warrant | 1.30 | 19/12/2014 | 19/12/2014 | 967,729 | 0.27% | 0.05% |
| Listed call warrant | 0.90 | 20/06/2014 | 20/06/2014 | 3,327,475 | 0.27% | 0.18% |
| Listed call warrant | 1.15 | 20/06/2014 | 20/06/2014 | 1,036,854 | 0.27% | 0.06% |
| Listed call warrant | 1.00 | 19/12/2014 | 19/12/2014 | 2,514,424 | 0.27% | 0.14% |
| Listed call warrant | 1.15 | 19/12/2014 | 19/12/2014 | 1,632,245 | 0.27% | 0.09% |
| Listed call warrant | 1.50 | 21/12/2018 | 21/12/2018 | 2,188,133 | 0.27% | 0.12% |
| OTC call option | 1.00 | 18/12/2015 | 18/12/2015 | 5,401,161 | 0.55% | 0.30% |
| OTC call option | 1.25 | 18/12/2015 | 18/12/2015 | 3,495,126 | 0.55% | 0.19% |
| OTC call option | 1.50 | 18/12/2015 | 18/12/2015 | 2,062,991 | 0.55% | 0.11% |
| OTC call option | 2.00 | 21/12/2018 | 21/12/2018 | 3,215,925 | 0.55% | 0.18% |
| OTC call option | 1.00 | 20/06/2014 | 20/06/2014 | 2,331,660 | 0.27% | 0.13% |
| OTC call option | 1.30 | 19/12/2014 | 19/12/2014 | 967,729 | 0.27% | 0.05% |
| OTC call option | 0.90 | 20/06/2014 | 20/06/2014 | 3,386,398 | 0.27% | 0.19% |
| OTC call option | 1.15 | 20/06/2014 | 20/06/2014 | 1,036,854 | 0.27% | 0.06% |
| OTC call option | 1.00 | 19/12/2014 | 19/12/2014 | 2,519,296 | 0.27% | 0.14% |
| OTC call option | 1.15 | 19/12/2014 | 19/12/2014 | 1,632,245 | 0.27% | 0.09% |
| OTC call option | 1.50 | 21/12/2018 | 21/12/2018 | 2,188,133 | 0.27% | 0.12% |
| OTC call option | 1.00 | 18/12/2015 | 18/12/2015 | 5,734,335 | 0.55% | 0.31% |
| OTC call option | 1.25 | 18/12/2015 | 18/12/2015 | 3,828,521 | 0.55% | 0.21% |
| OTC call option | 1.50 | 18/12/2015 | 18/12/2015 | 2,334,293 | 0.55% | 0.13% |
| OTC call option | 2.00 | 21/12/2018 | 21/12/2018 | 3,395,275 | 0.55% | 0.19% |
| OTC call option | 1.00 | 20/06/2014 | 20/06/2014 | 2,753,656 | 0.27% | 0.15% |
| OTC call option | 1.30 | 19/12/2014 | 19/12/2014 | 1,155,658 | 0.27% | 0.06% |
| OTC call option | 0.90 | 20/06/2014 | 20/06/2014 | 3,735,026 | 0.27% | 0.20% |
| OTC call option | 1.15 | 20/06/2014 | 20/06/2014 | 1,360,085 | 0.27% | 0.07% |
| OTC call option | 1.00 | 19/12/2014 | 19/12/2014 | 2,776,731 | 0.27% | 0.15% |
| OTC call option | 1.15 | 19/12/2014 | 19/12/2014 | 1,874,832 | 0.27% | 0.10% |
| OTC call option | 1.50 | 21/12/2018 | 21/12/2018 | 2,282,066 | 0.27% | 0.13% |
| Total (A+B+C) | |
| Number of voting rights | Percentage of voting rights |
| 91,311,363 | 5.01% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
| Proxy Voting: | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: | |
| 12. Date on which proxy holder will cease to hold voting rights: |
| 13. Additional information: | |
| 14. Contact name: | Rachel Rowson |
| 15. Contact telephone number: | 020 7144 1732 |
This information is provided by RNS
The company news service from the London Stock Exchange
END
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