Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Main Street Capital CORP Director's Dealing 2017

Apr 5, 2017

30959_dirs_2017-04-05_b14f28ca-e288-4674-b8c2-ddf3e1e1147e.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Main Street Capital CORP (MAIN)
CIK: 0001396440
Period of Report: 2017-04-03

Reporting Person: Martin Shannon (VP, Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-03 Common Stock F 1546 $38.40 Disposed 29440.81 Direct
2017-04-03 Common Stock A 7084 $0.00 Acquired 36524.81 Direct

Footnotes

F1: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.