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Main Street Capital CORP — Director's Dealing 2017
Apr 5, 2017
30959_dirs_2017-04-05_bf34bfa1-0bda-4400-8dfd-5949f5863e17.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Main Street Capital CORP (MAIN)
CIK: 0001396440
Period of Report: 2017-04-03
Reporting Person: FOSTER VINCENT D (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-03 | Common Stock | F | 14241 | $38.40 | Disposed | 1486228.1184 | Direct |
| 2017-04-03 | Common Stock | A | 46383 | $0.00 | Acquired | 1532611.1184 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15028.2176 | Indirect |
| Common Stock | 30000 | Indirect |
| Common Stock | 30000 | Indirect |
| Common Stock | 30000 | Indirect |
| Common Stock | 50000 | Indirect |
Footnotes
F1: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
F2: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.
F3: Family trust.
F4: Represents shares held in MS Trust IV, a charitable trust where Mr. Foster is a trustee and holds the remainder interest therein.