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Main Street Capital CORP Director's Dealing 2017

Apr 5, 2017

30959_dirs_2017-04-05_bf34bfa1-0bda-4400-8dfd-5949f5863e17.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Main Street Capital CORP (MAIN)
CIK: 0001396440
Period of Report: 2017-04-03

Reporting Person: FOSTER VINCENT D (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-03 Common Stock F 14241 $38.40 Disposed 1486228.1184 Direct
2017-04-03 Common Stock A 46383 $0.00 Acquired 1532611.1184 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15028.2176 Indirect
Common Stock 30000 Indirect
Common Stock 30000 Indirect
Common Stock 30000 Indirect
Common Stock 50000 Indirect

Footnotes

F1: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

F3: Family trust.

F4: Represents shares held in MS Trust IV, a charitable trust where Mr. Foster is a trustee and holds the remainder interest therein.