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Macy's, Inc. — Director's Dealing 2021
Mar 23, 2021
31035_dirs_2021-03-23_6e6710f6-453e-4198-8251-c8d2f22445c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Macy's, Inc. (M)
CIK: 0000794367
Period of Report: 2021-03-21
Reporting Person: Griscom Paul (SVP and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-21 | Common Stock | M | 364 | — | Acquired | 2576 | Direct |
| 2021-03-22 | Common Stock | S | 132 | $18.0501 | Disposed | 2444 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-21 | Restricted Stock Units | $ | M | 364 | Disposed | Common Stock (364) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 171.18 | Indirect |
Footnotes
F1: One-for-one conversion.
F2: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.
F3: Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 22, 2021 by $17.78, the stock price of such date.
F4: On March 21, 2019 the reporting person was granted 1,456 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.