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Macy's, Inc. — Director's Dealing 2021
Mar 25, 2021
31035_dirs_2021-03-25_6256c120-145c-49b4-975b-e329b3573fa6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Macy's, Inc. (M)
CIK: 0000794367
Period of Report: 2021-03-23
Reporting Person: Griscom Paul (SVP and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-23 | Common Stock | M | 229 | — | Acquired | 2673 | Direct |
| 2021-03-24 | Common Stock | S | 80 | $16.2598 | Disposed | 2593 | Direct |
| 2021-03-24 | Common Stock | M | 177 | — | Acquired | 2770 | Direct |
| 2021-03-25 | Common Stock | S | 63 | $15.21 | Disposed | 2707 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-23 | Restricted Stock Units | $ | M | 229 | Disposed | Common Stock (229) | Direct | |
| 2021-03-24 | Restricted Stock Units | $ | M | 177 | Disposed | Common Stock (177) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 171.438 | Indirect |
Footnotes
F1: One-for-one conversion.
F2: Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.
F3: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $16.2401 to $16.26, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.
F4: Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 24, 2021, by $15.26, the stock price on such date.
F5: On March 23, 2018, the reporting person was granted 918 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.
F6: On March 24, 2017, the reporting person was granted 709 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.