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Macy's, Inc. — Director's Dealing 2021
Sep 7, 2021
31035_dirs_2021-09-07_afd3b306-7595-4d83-9a5b-0df3bbc52db4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Macy's, Inc. (M)
CIK: 0000794367
Period of Report: 2021-08-27
Reporting Person: Spring Antony (EVP-Macy's/CEO-Bloomingdale's)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 60477.1058 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to Purchased Common Stock | $39.84 | 2022-03-23 | Common Stock (24549) | Direct | |
| Options to Purchased Common Stock | $41.67 | 2023-03-19 | Common Stock (24691) | Direct | |
| Options to Purchased Common Stock | $58.92 | 2024-03-28 | Common Stock (23597) | Direct | |
| Options to Purchased Common Stock | $63.65 | 2025-03-27 | Common Stock (23099) | Direct | |
| Options to Purchased Common Stock | $43.42 | 2026-03-23 | Common Stock (38961) | Direct | |
| Options to Purchased Common Stock | $28.17 | 2027-03-24 | Common Stock (73282) | Direct | |
| Options to Purchased Common Stock | $27.21 | 2028-03-23 | Common Stock (43272) | Direct | |
| Options to Purchased Common Stock | $24.03 | 2029-03-21 | Common Stock (55058) | Direct | |
| Restricted Stock Units | $ | 2022-03-23 | Common Stock (2600) | Direct | |
| Restricted Stock Units | $ | Common Stock (5888) | Direct | ||
| Restricted Stock Units | $ | Common Stock (112047) | Direct | ||
| Restricted Stock Units | $ | Common Stock (48691) | Direct | ||
| Phantom Stock Units | $ | Common Stock (17894) | Direct |
Footnotes
F1: Options became exercisable as follows: 6,137 on March 23, 2013, 6,137 on March 23, 2014, 6,137 on March 23, 2015 and 6,138 on March 23, 2016.
F2: Options became exercisable as follows: 6,173 on March 19, 2014, 6,173 on March 19, 2015, 6,173 on March 19, 2016 and 6,172 on March 19, 2017.
F3: Options became exercisable as follows: 5,899 on March 28, 2015, 5,899 on March 28, 2016, 5,899 on March 28, 2017 and 5,900 on March 28, 2018.
F4: Options became exercisable as follows: 5,775 on March 27, 2016, 5,775 on March 27, 2017, 5,775 on March 27, 2018 and 5,774 on March 27, 2019.
F5: Options became exercisable as follows: 9,740 on March 23, 2017, 9,740 on March 23, 2018, 9,740 on March 23, 2019 and 9,741 on March 23, 2020.
F6: Options became exercisable as follows: 18,320 on March 24, 2018, 18,321 on March 24, 2019, 18,320 on March 24, 2020 and 18,321 on March 24, 2021.
F7: Options became/become exercisable as follows: 10,818 on March 23, 2019, 10,818 on March 23, 2020, 10,818 on March 23, 2021 and 10,818 on March 23, 2022.
F8: Options became/become exercisable as follows: 13,764 on March 21, 2020, 13,765 on March 21, 2021, 13,764 on March 21, 2022 and 13,765 March 21, 2023.
F9: Each restricted/phantom stock unit represents a contingent right to receive one share of Macy's Common Stock.
F10: The restricted stock units vest as follows: 2,944 on March 21, 2022 and 2,944 on March 21, 2023.
F11: The restricted stock units vest as follows: 37,349 on July 9, 2022, 37,349 on July 9, 2023 and 37,349 on July 9, 2024.
F12: The restricted stock units vest as follows: 12,172 on March 25, 2022, 12,173 on March 25, 2023, 12,173 on March 25, 2024 and 12,173 on March 25, 2025.
F13: The phantom stock units were acquired under the Issuer's Executive Deferred Compensation Plan and are to be settled in the Issuer's Common Stock upon the reporting person's retirement.