Macy's, Inc. — Director's Dealing 2020

Feb 7, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Macy's, Inc. (M)
CIK: 0000794367
Period of Report: 2020-01-31

Reporting Person: Harper John T. (Chief Operations Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	12310	Direct
Common Stock	23090.0533	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options to Purchase Common Stock	$39.84	2022-03-23	Common Stock (6137)		Direct
Options to Purchase Common Stock	$41.67	2023-03-19	Common Stock (12345)		Direct
Options to Purchase Common Stock	$58.92	2024-03-28	Common Stock (15731)		Direct
Options to Purchase Common Stock	$63.65	2025-03-27	Common Stock (15399)		Direct
Options to Purchase Common Stock	$43.42	2026-03-23	Common Stock (25974)		Direct
Options to Purchase Common Stock	$28.17	2027-03-24	Common Stock (48854)		Direct
Options to Purchase Common Stock	$27.21	2028-03-23	Common Stock (30581)		Direct
Options to Purchase Common Stock	$24.03	2029-03-21	Common Stock (38910)		Direct
Restricted Stock Units	$		Common Stock (5513)		Direct
Restricted Stock Units	$		Common Stock (27563)		Direct
Restricted Stock Units	$		Common Stock (8322)		Direct

Footnotes

F1: Options became exercisable as follows: 6,137 on March 23, 2016.

F2: Options became exercisable as follows: 6,173 on March 19, 2016; 6,172 on March 19, 2017.

F3: Options became exercisable as follows: 3,933 on March 28, 2015; 3,933 on March 28, 2016; 3,933 on March 28, 2017; 3,932 on March 28, 2018.

F4: Options became exercisable as follows: 3,850 on March 27, 2016; 3,850 on March 27, 2017; 3,850 on March 27, 2018; 3,849 on March 27, 2019.

F5: Options became exercisable as follows: 6,494 on March 23, 2017; 6,494 on March 23, 2018; 6,493 on March 23, 2019; 6,493 on March 23, 2020.

F6: Options became exercisable as follows: 12,214 on March 24, 2018; 12,214 on March 24, 2019; 12,213 on March 24, 2020; 12,213 on March 24, 2021.

F7: Options became exercisable as follows: 7,646 on March 23, 2019; 7,645 on March 23, 2020; 7,645 on March 23, 2021; 7,645 on March 23, 2022.

F8: Options become exercisable as follows: 9,728 on March 21, 2020; 9,728 on March 21, 2021; 9,727 on March 21, 2022; 9,727 on March 21, 2023.

F9: The restricted stock units vest in one-third annual installments beginning March 23, 2020.

F10: Each restricted stock unit represents a contingent right to receive one share of Macy's Common Stock.

F11: The restricted stock units vest in one-half annual installments beginning March 23, 2020.

F12: The restricted stock units vest in one-fourth annual installments beginning March 21, 2020.