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Macy's, Inc. Director's Dealing 2020

Jun 4, 2020

31035_dirs_2020-06-04_4249564b-2b91-4142-86e0-0028ff874237.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Macy's, Inc. (M)
CIK: 0000794367
Period of Report: 2020-06-01

Reporting Person: Griscom Paul (Interim Principal Acctg. Offr.)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 860 Direct
Common Stock 172.9199 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ 2021-03-24 Common Stock (177) Direct
Restricted Stock Units $ 2020-11-20 Common Stock (1923) Direct
Restricted Stock Units $ Common Stock (459) Direct
Restricted Stock Units $ 2021-11-19 Common Stock (1511) Direct
Restricted Stock Units $ Common Stock (1092) Direct

Footnotes

F1: Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of June 1, 2020 by $6.37, the stock price of such date.

F2: Each restricted stock unit represents a contingent right to receive one share of Macy's Common Stock.

F3: The restricted stock units vest as follows: 230 on March 23, 2021 and 229 on March 23, 2022.

F4: The restricted stock units vest as follows: 364 on March 21, 2021, 364 on March 21, 2022 and 364 on March 21, 2023.