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Macy's, Inc. — Director's Dealing 2017
Mar 29, 2017
31035_dirs_2017-03-29_f6d28289-fc5b-43e0-8096-4f6a2be79c8e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Macy's, Inc. (M)
CIK: 0000794367
Period of Report: 2017-03-24
Reporting Person: Ongman Patti H (Chief Merchandise Planning Ofc)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1557 | Direct |
| Common Stock | 1143 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to Purchase Common Stock | $20.89 | 2020-03-19 | Common Stock (1875) | Direct | |
| Options to Purchase Common Stock | $23.43 | 2021-03-25 | Common Stock (625) | Direct | |
| Options to Purchase Common Stock | $39.84 | 2022-03-23 | Common Stock (7500) | Direct | |
| Options to Purchase Common Stock | $41.67 | 2023-03-19 | Common Stock (3750) | Direct | |
| Options to Purchase Common Stock | $58.92 | 2024-03-28 | Common Stock (7500) | Direct | |
| Options to Purchase Common Stock | $63.65 | 2025-03-27 | Common Stock (23099) | Direct | |
| Options to Purchase Common Stock | $43.42 | 2026-03-23 | Common Stock (38961) | Direct | |
| Options to Purchase Common Stock | $28.17 | 2027-03-24 | Common Stock (73282) | Direct | |
| Restricted Stock Units | $ | Common Stock (4243) | Direct |
Footnotes
F1: Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 24, 2017 by $28.17, the stock price of such date.
F2: Options became exercisable as follows: 1,875 on March 23, 2013; 1,875 on March 23, 2014; 1,875 on March 23, 2015 and 1,875 on March 23, 2016.
F3: Options became exercisable as follows: 1,875 on March 19, 2016 and 1,875 on March 19, 2017.
F4: Options became exercisable as follows: 1,875 on March 28, 2015; 1,875 on March 28, 2016; 1,875 on March 28, 2017 and 1,875 on March 28, 2018.
F5: Options became exercisable as follows: 5,775 on March 27, 2016; 5,775 on March 27, 2017; 5,775 on March 27, 2018 and 5,774 on March 27, 2019.
F6: Options became exercisable as follows: 9,741 on March 23, 2017; 9,740 on March 23, 2018; 9,740 on March 23, 2019 and 9,740 on March 23, 2020.
F7: Options became exercisable as follows: 18,321 on March 24, 2018; 18,321 on March 24, 2019; 18,320 on March 24, 2020 and 18,320 on March 24, 2021.
F8: The restricted stock units vest on March 28, 2017.
F9: Each restricted stock unit represents a contingent right to receive one share of Macy's common stock.