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Macy's, Inc. — Director's Dealing 2017
Nov 6, 2017
31035_dirs_2017-11-06_4f7373d8-addd-438f-82ee-8b3fc4f00ecb.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Macy's, Inc. (M)
CIK: 0000794367
Period of Report: 2017-10-27
Reporting Person: Spring Antony (Chairman & CEO, Bloomindale's)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15153 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to purchase Common Stock | $24.85 | 2018-03-21 | Common Stock (38216) | Direct | |
| Options to purchase Common Stock | $8.76 | 2019-03-20 | Common Stock (6463) | Direct | |
| Options to purchase Common Stock | $20.89 | 2020-03-19 | Common Stock (21023) | Direct | |
| Options to purchase Common Stock | $23.43 | 2021-03-25 | Common Stock (42134) | Direct | |
| Option to purchase Common Stock | $39.84 | 2022-03-23 | Common Stock (24549) | Direct | |
| Option to purchase Common Stock | $41.67 | 2023-03-19 | Common Stock (24691) | Direct | |
| Options to purchase Common Stock | $58.92 | 2024-03-28 | Common Stock (23597) | Direct | |
| Options to purchase Common Stock | $63.65 | 2025-03-27 | Common Stock (23099) | Direct | |
| Option to purchase Common Stock | $43.42 | 2026-03-23 | Common Stock (38961) | Direct | |
| Option to purchase Common Stock | $28.17 | 2027-03-24 | Common Stock (73282) | Direct |
Footnotes
F1: Options became exercisable as follows: 9,554 on March 21, 2009; 9,554 on March 21, 2010; 9,554 on March 21, 2011 and 9,554 on March 21, 2012.
F2: Options became exercisable as follows: 5,256 on March 19, 2011; 5,256 on March 19, 2012; 5,256 on March 19, 2013 and 5,255 on March 19, 2014.
F3: Options became exercisable as follows: 10,534 on March 25, 2012; 10,534 on March 25, 2013; 10,533 on March 25, 2014; 10,533 on March 25, 2015.
F4: Options became exercisable as follows: 6,138 on March 23, 2013; 6,137 on March 23, 2014; 6,137 on March 23, 2015 and 6,137 on March 23, 2016.
F5: Options became exercisable as follows: 6,173 on March 19, 2014; 6,173 on March 19, 2015; 6,173 on March 19, 2016 and 6,172 on March 19, 2017.
F6: Options became exercisable as follows: 5,900 on March 28, 2015; 5,899 on March 28, 2016; 5,899 on March 28, 2017 and 5,899 on March 28, 2018.
F7: Options became exercisable as follows: 5,775 on March 27, 2016; 5,775 on March 27, 2017; 5,775 on March 27, 2018 and 5,774 on March 27, 2019.
F8: Options became exercisable as follows: 9,741 on March 23, 2017; 9,740 on March 23, 2018; 9,740 on March 23, 2019 and 9,740 on March 23, 2020.
F9: Options became exercisable as follows: 18,321 on March 24, 2018; 18,321 on March 24, 2019; 18,320 on March 24, 2020 and 18,320 on March 24, 2021.