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Macy's, Inc. Director's Dealing 2017

Nov 6, 2017

31035_dirs_2017-11-06_4f7373d8-addd-438f-82ee-8b3fc4f00ecb.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Macy's, Inc. (M)
CIK: 0000794367
Period of Report: 2017-10-27

Reporting Person: Spring Antony (Chairman & CEO, Bloomindale's)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15153 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options to purchase Common Stock $24.85 2018-03-21 Common Stock (38216) Direct
Options to purchase Common Stock $8.76 2019-03-20 Common Stock (6463) Direct
Options to purchase Common Stock $20.89 2020-03-19 Common Stock (21023) Direct
Options to purchase Common Stock $23.43 2021-03-25 Common Stock (42134) Direct
Option to purchase Common Stock $39.84 2022-03-23 Common Stock (24549) Direct
Option to purchase Common Stock $41.67 2023-03-19 Common Stock (24691) Direct
Options to purchase Common Stock $58.92 2024-03-28 Common Stock (23597) Direct
Options to purchase Common Stock $63.65 2025-03-27 Common Stock (23099) Direct
Option to purchase Common Stock $43.42 2026-03-23 Common Stock (38961) Direct
Option to purchase Common Stock $28.17 2027-03-24 Common Stock (73282) Direct

Footnotes

F1: Options became exercisable as follows: 9,554 on March 21, 2009; 9,554 on March 21, 2010; 9,554 on March 21, 2011 and 9,554 on March 21, 2012.

F2: Options became exercisable as follows: 5,256 on March 19, 2011; 5,256 on March 19, 2012; 5,256 on March 19, 2013 and 5,255 on March 19, 2014.

F3: Options became exercisable as follows: 10,534 on March 25, 2012; 10,534 on March 25, 2013; 10,533 on March 25, 2014; 10,533 on March 25, 2015.

F4: Options became exercisable as follows: 6,138 on March 23, 2013; 6,137 on March 23, 2014; 6,137 on March 23, 2015 and 6,137 on March 23, 2016.

F5: Options became exercisable as follows: 6,173 on March 19, 2014; 6,173 on March 19, 2015; 6,173 on March 19, 2016 and 6,172 on March 19, 2017.

F6: Options became exercisable as follows: 5,900 on March 28, 2015; 5,899 on March 28, 2016; 5,899 on March 28, 2017 and 5,899 on March 28, 2018.

F7: Options became exercisable as follows: 5,775 on March 27, 2016; 5,775 on March 27, 2017; 5,775 on March 27, 2018 and 5,774 on March 27, 2019.

F8: Options became exercisable as follows: 9,741 on March 23, 2017; 9,740 on March 23, 2018; 9,740 on March 23, 2019 and 9,740 on March 23, 2020.

F9: Options became exercisable as follows: 18,321 on March 24, 2018; 18,321 on March 24, 2019; 18,320 on March 24, 2020 and 18,320 on March 24, 2021.