Macy's, Inc. — Director's Dealing 2017

Nov 6, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Macy's, Inc. (M)
CIK: 0000794367
Period of Report: 2017-10-27

Reporting Person: Kantor Jeffrey A (Chief Merchandising Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	28419	Direct
Common Stock	6	Indirect
Common Stock	6326	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options to purchase Common Stock	$24.85	2018-03-21	Common Stock (20382)		Direct
Options to purchase Common Stock	$20.89	2020-03-19	Common Stock (11212)		Direct
Options to purchase Common Stock	$23.43	2021-03-25	Common Stock (28089)		Direct
Options to purchase Common Stock	$39.84	2022-03-23	Common Stock (24549)		Direct
Options to purchase Common Stock	$41.67	2023-03-19	Common Stock (29629)		Direct
Options to purchase Common Stock	$58.92	2024-03-28	Common Stock (18877)		Direct
Options to purchase Common Stock	$63.65	2025-03-27	Common Stock (27237)		Direct
Options to purchase Common Stock	$43.42	2026-03-23	Common Stock (45941)		Direct
Options to purchase Common Stock	$28.17	2027-03-24	Common Stock (97709)		Direct
Restricted Stock Units	$		Common Stock (23685)		Direct

Footnotes

F1: Options became exercisable as follows: 5,096 on March 21, 2009; 5,095 on March 21, 2010; 5,096 on March 21, 2011 and 5,095 on March 21, 2012.

F2: Options became exercisable as follows: 2,803 on March 19, 2011; 2,803 on March 19, 2012; 2,803 on March 19, 2013 and 2,803 on March 19, 2014.

F3: Options became exercisable as follows: 7,023 on March 25, 2012; 7,022 on March 25, 2013; 7,022 on March 25, 2014; 7,022 on March 25, 2015.

F4: Options became exercisable as follows: 6,138 on March 23, 2013; 6,137 on March 23, 2014; 6,137 on March 23, 2015 and 6,137 on March 23, 2016.

F5: Options became exercisable as follows: 7,408 on March 19, 2014; 7,407 on March 19, 2015; 7,407 on March 19, 2016 and 7,407 on March 19, 2017.

F6: Options became exercisable as follows: 4,720 on March 28, 2015; 4,719 on March 28, 2016; 4,719 on March 28, 2017 and 4,719 on March 28, 2018.

F7: Options became exercisable as follows: 6,810 on March 27, 2016; 6,809 on March 27, 2017; 6,809 on March 27, 2018 and 6,809 on March 27, 2019.

F8: Options became exercisable as follows: 11,486 on March 23, 2017; 11,485 on March 23, 2018; 11,485 on March 23, 2019 and 11,485 on March 23, 2020.

F9: Options became exercisable as follows: 24,428 on March 24, 2018; 24,427 on March 24, 2019; 24,427 on March 24, 2020 and 24,427 on March 24, 2021.

F10: The Restricted Stock Units vest on August 25, 2020.

F11: Each restricted stock unit represents a contingent right to receive one share of Macy's Common Stock.