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Macy's, Inc. — Director's Dealing 2010
Jan 5, 2010
31035_dirs_2010-01-05_102446da-1329-4aca-9add-5a75562ac5a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Macy's, Inc. (M)
CIK: 0000794367
Period of Report: 2009-12-31
Reporting Person: VON DER HEYDEN KARL M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-31 | Common Stock | M | 411 | — | Acquired | 20255 | Direct |
| 2009-12-31 | Common Stock | D | 411 | $16.96 | Disposed | 19844 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-31 | Phantom Stock Units | $ | M | 411 | Disposed | 2009-12-31 | Common Stock (411) | Direct |
| 2009-12-31 | Phantom Stock Units | $ | A | 701 | Acquired | 2012-12-31 | Common Stock (701) | Direct |
Footnotes
F1: In connection with this transaction, the reporting person acquired 31 stock credits resulting from a dividend reinvestment feature of the directors' compensation program. Those shares were settled in cash at the same $16.96 per share price, or $525.76.
F2: The price is based on the average closing price, as reported on the New York Stock Exchange, for the 20 business days preceding the payment date.
F3: 1-for-1 conversion.
F4: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.