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Macy's, Inc. — Director's Dealing 2010
Apr 2, 2010
31035_dirs_2010-04-02_635fc61d-1e1d-4bd5-84c8-e59fcd9df461.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Macy's, Inc. (M)
CIK: 0000794367
Period of Report: 2010-03-31
Reporting Person: VON DER HEYDEN KARL M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-31 | Common Stock | M | 439 | — | Acquired | 20283 | Direct |
| 2010-03-31 | Common Stock | D | 439 | $21.35 | Disposed | 19844 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-31 | Phantom Stock Units | $ | M | 439 | Disposed | 2010-03-31 | Common Stock (439) | Direct |
| 2010-03-31 | Phantom Stock Units | $ | A | 1 | Acquired | 2013-03-13 | Common Stock (1) | Direct |
Footnotes
F1: In connection with this transaction, the reporting person acquired 30 stock credits resulting from a dividend reinvestment feature of the directors' compensation program. Those shares were settled in cash at the same $21.35 per share price, or $640.50.
F2: The price is based on the average closing price, as reported on the New York Stock Exchange, for the 20 business days preceding the payment date.
F3: 1-for-1 conversion.
F4: The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.