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MACROGENICS INC — Director's Dealing 2013
Oct 9, 2013
34129_dirs_2013-10-09_5fecff30-9493-4622-a4f2-00971a6b48d7.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MACROGENICS INC (MGNX)
CIK: 0001125345
Period of Report: 2013-10-09
Reporting Person: Karrels James (V P, CFO and Secretary)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 80231 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $.94 | 2018-04-09 | Common Stock (12982) | Direct | |
| Stock Option (right to buy) | $.94 | 2018-04-09 | Common Stock (26633) | Direct | |
| Stock Option (right to buy) | $.94 | 2019-01-10 | Common Stock (6116) | Direct | |
| Stock Option (right to buy) | $.94 | 2019-01-10 | Common Stock (2780) | Direct | |
| Stock Option (right to buy) | $.94 | 2019-01-10 | Common Stock (3039) | Direct | |
| Stock Option (right to buy) | $.94 | 2019-01-10 | Common Stock (1382) | Direct | |
| Stock Option (right to buy) | $.94 | 2020-01-10 | Common Stock (2330) | Direct | |
| Stock Option (right to buy) | $.94 | 2020-01-10 | Common Stock (2996) | Direct | |
| Stock Option (right to buy) | $.94 | 2021-01-08 | Common Stock (1748) | Direct | |
| Stock Option (right to buy) | $.94 | 2021-01-08 | Common Stock (7574) | Direct | |
| Stock Option (right to buy) | $.94 | 2022-03-13 | Common Stock (10653) | Direct | |
| Stock Option (right to buy) | $1.50 | 2023-01-05 | Common Stock (13316) | Direct |
Footnotes
F1: Reflects a 1-for-18.7739 reverse split of our common stock effected on September 26, 2013.
F2: 12.5% of the shares underlying the option are exercisable beginning on the six month anniversary of the vesting start date, and an additional 6.25% of the shares underlying the option become exercisable on the first day of each three month anniversary thereafter.
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