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MACROGENICS INC — Director's Dealing 2013
Oct 9, 2013
34129_dirs_2013-10-09_013124ca-cd73-472e-bc42-c3c49fd50c45.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MACROGENICS INC (MGNX)
CIK: 0001125345
Period of Report: 2013-10-09
Reporting Person: Koenig Scott (Director, President and CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 53265 | Direct |
| Common Stock | 641209 | Indirect |
| Common Stock | 53265 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $.94 | 2017-01-06 | Common Stock (62205) | Direct | |
| Stock Option (right to buy) | $.94 | 2017-11-15 | Common Stock (79898) | Direct | |
| Stock Option (right to buy) | $.94 | 2017-11-15 | Common Stock (79898) | Direct | |
| Stock Option (right to buy) | $.94 | 2019-01-10 | Common Stock (11652) | Direct | |
| Stock Option (right to buy) | $.94 | 2019-01-10 | Common Stock (14981) | Direct | |
| Stock Option (right to buy) | $.94 | 2019-01-10 | Common Stock (59591) | Direct | |
| Stock Option (right to buy) | $.94 | 2019-01-10 | Common Stock (20307) | Direct | |
| Stock Option (right to buy) | $.94 | 2020-01-09 | Common Stock (5493) | Direct | |
| Stock Option (right to buy) | $.94 | 2020-01-09 | Common Stock (2497) | Direct | |
| Stock Option (right to buy) | $.94 | 2022-03-13 | Common Stock (133164) | Direct | |
| Stock Option (right to buy) | $1.50 | 2023-01-05 | Common Stock (53265) | Direct |
Footnotes
F1: Reflects a 1-for-18.7739 reverse split of our common stock effected on September 26, 2013.
F2: 12.5% of the shares underlying the option are exercisable beginning on the six month anniversary of the vesting start date, and an additional 6.25% of the shares underlying the option become exercisable on the first day of each three month anniversary thereafter.
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