Macquarie Group Limited

Major Shareholding Notification • May 14, 2024

National Storage Mechanism | Additional information

RNS Number : 3982O

Macquarie Group Ltd

14 May 2024

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	Macquarie Group Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.	Macquarie Group Limited
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Ltd
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:	N/A
(e) Date position held/dealing undertaken:      For an opening position disclosure, state the latest practicable date prior to the disclosure	13th May 2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	Yes, Anglo American PLC

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Ordinary NPV & ADR
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	115,893,174	2.28	0	0
(2) Cash-settled derivatives:	0	0	0	0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	638,812	0.01	48,520	0.001
TOTAL:	116,531,986	2.29	48,520	0.001

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary NPV	Purchase	303	AUD 43.015
Ordinary NPV	Purchase	2,697	AUD 43.02
Ordinary NPV	Purchase	500	AUD 43.03
Ordinary NPV	Purchase	142	AUD 43.035
Ordinary NPV	Purchase	5,358	AUD 43.04
Ordinary NPV	Purchase	7,500	AUD 43.05
Ordinary NPV	Purchase	227	AUD 43.06
Ordinary NPV	Purchase	304	AUD 43.07
Ordinary NPV	Purchase	6,354	AUD 43.08
Ordinary NPV	Purchase	2,073	AUD 43.09
Ordinary NPV	Purchase	24	AUD 43.10
Ordinary NPV	Purchase	164	AUD 43.11
Ordinary NPV	Purchase	230	AUD 43.12
Ordinary NPV	Purchase	5,000	AUD 43.125
Ordinary NPV	Purchase	11	AUD 43.14
Ordinary NPV	Purchase	2,737	AUD 43.15
Ordinary NPV	Purchase	1,139	AUD 43.16
Ordinary NPV	Purchase	2,250	AUD 43.17
Ordinary NPV	Purchase	11,168	AUD 43.18
Ordinary NPV	Purchase	1,250	AUD 43.20
Ordinary NPV	Purchase	2,000	AUD 43.21
Ordinary NPV	Purchase	3,246	AUD 43.24
Ordinary NPV	Purchase	182,534	AUD 43.25
Ordinary NPV	Purchase	1,500	AUD 43.26
Ordinary NPV	Purchase	15,512	AUD 43.34
Ordinary NPV	Purchase	172	AUD 43.50
Ordinary NPV	Purchase	400	AUD 43.54
Ordinary NPV	Purchase	228	AUD 43.64
Ordinary NPV	Sale	1,000	GBP 22.87
Ordinary NPV	Sale	2,000	GBP 22.89
Ordinary NPV	Sale	1,431	AUD 43.04
Ordinary NPV	Sale	2	AUD 43.045
Ordinary NPV	Sale	2,457	AUD 43.06
Ordinary NPV	Sale	43	AUD 43.065
Ordinary NPV	Sale	6,790	AUD 43.07
Ordinary NPV	Sale	3,000	AUD 43.08
Ordinary NPV	Sale	1,213	AUD 43.09
Ordinary NPV	Sale	14	AUD 43.095
Ordinary NPV	Sale	2,484	AUD 43.10
Ordinary NPV	Sale	2	AUD 43.105
Ordinary NPV	Sale	6,740	AUD 43.11
Ordinary NPV	Sale	7,500	AUD 43.12
Ordinary NPV	Sale	1,239	AUD 43.17
Ordinary NPV	Sale	11	AUD 43.175
Ordinary NPV	Sale	13,593	AUD 43.18
Ordinary NPV	Sale	75	AUD 43.185
Ordinary NPV	Sale	2,491	AUD 43.19
Ordinary NPV	Sale	9	AUD 43.195
Ordinary NPV	Sale	1,385	AUD 43.20
Ordinary NPV	Sale	17	AUD 43.205
Ordinary NPV	Sale	8,100	AUD 43.21
Ordinary NPV	Sale	22	AUD 43.22
Ordinary NPV	Sale	11	AUD 43.23
Ordinary NPV	Sale	84,954	AUD 43.25
Ordinary NPV	Sale	2,500	AUD 43.30
Ordinary NPV	Sale	2,246	AUD 43.33
Ordinary NPV	Sale	1,004,793	AUD 43.34

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
Ordinary NPV	Client account transfer in	5,625
Ordinary NPV	Client account transfer out	5,439

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Full name of person making disclosure:	Macquarie Group Limited
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	BHP Group Ltd

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type	Expiry date
e.g. American, European etc.
Ordinary NPV	Call Option	Purchased	3,360	44.6	European	20240620
Ordinary NPV	Put Option	Purchased	1,120	44.6	European	20240620
Ordinary NPV	Call Option	Purchased	896	50.84	European	20240620
Ordinary NPV	Call Option	Purchased	1,120	47.26	American	20240620
Ordinary NPV	Put Option	Purchased	2,000	43	American	20240516
Ordinary NPV	Put Option	Purchased	1,680	41.03	European	20240620
Ordinary NPV	Call Option	Purchased	28,000	43.7	American	20240620
Ordinary NPV	Put Option	Purchased	28,000	43.7	American	20240620
Ordinary NPV	Put Option	Purchased	1,120	42.36	American	20240620
Ordinary NPV	Call Option	Purchased	6,160	46.38	European	20240620
Ordinary NPV	Call Option	Purchased	100,000	48	American	20240516
Ordinary NPV	Call Option	Purchased	5,040	48.16	European	20240620
Ordinary NPV	Call Option	Purchased	301,000	44.5	American	20240516
Ordinary NPV	Put Option	Purchased	14,600	44	American	20240516
Ordinary NPV	Call Option	Purchased	71,344	46.37	American	20240620
Ordinary NPV	Call Option	Purchased	99,792	49.05	American	20240620
Ordinary NPV	Call Option	Purchased	5,000	49	American	20240516
Ordinary NPV	Call Option	Purchased	5,500	47	American	20240516
Ordinary NPV	Call Option	Purchased	9,300	46.5	American	20240516
Ordinary NPV	Call Option	Purchased	700	47.5	American	20240718
Ordinary NPV	Call Option	Purchased	500	47	American	20240718
Ordinary NPV	Call Option	Purchased	1,100	46	American	20240516

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

###### Date of disclosure:	14th May 2024
###### Contact name:	Stephanie Kannimmel
###### Telephone number*:	+44 20 3037 2936

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

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