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Macquarie Group Limited — Major Shareholding Notification 2016
Aug 30, 2016
10518_rns_2016-08-30_38bfd9b6-357d-4068-a33c-4f2fbdd47695.pdf
Major Shareholding Notification
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Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the form.
To NZX Limited
and
To Nuplex Industries Limited
Date this disclosure made: 31 August 2016
Date on which substantial holding began: 29 August 2016
Substantial product holder(s) giving disclosure
Full name(s): Macquarie Group Limited
Summary of substantial holding
Class of quoted voting products: NPX Ordinary Shares
Summary for Macquarie Group Limited
For this disclosure,—
- (a) total number held in class: 9,434,027
Macquarie Bank Limited – 9,253,957
Macquarie Investment Management Limited – 175,472
MQ Specialist Investment Management Limited – 4,598
-
(b) total in class: 188,592,999
-
(c) total percentage held in class: 5.00%
1
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure:
| Date of change |
Details for | Nature of change | Consideration | Number of securities affected |
|---|---|---|---|---|
| 02-May-16 | MQSIML | On market sale | NZD 5.26 | -1,610 |
| 02-May-16 | MIML | On market sale | NZD 5.26 | -5,232 |
| 02-May-16 | MIML | On market sale | NZD 5.26 | -5,032 |
| 02-May-16 | MIML | On market sale | NZD 5.26 | -36,466 |
| 02-May-16 | MIML | On market sale | NZD 5.26 | -8,812 |
| 02-May-16 | MIML | On market sale | NZD 5.26 | -4,078 |
| 03-May-16 | MIML | On market sale | NZD 5.26 | -34,291 |
| 03-May-16 | MIML | On market sale | NZD 5.26 | -4,403 |
| 03-May-16 | MIML | On market sale | NZD 5.26 | -4,552 |
| 03-May-16 | MQSIML | On market sale | NZD 5.26 | -1,163 |
| 03-May-16 | MIML | On market sale | NZD 5.26 | -4,906 |
| 03-May-16 | MIML | On market sale | NZD 5.26 | -5,142 |
| 04-May-16 | MIML | On market sale | NZD 5.27 | -4,841 |
| 04-May-16 | MIML | On market sale | NZD 5.27 | -4,491 |
| 04-May-16 | MIML | On market sale | NZD 5.27 | -5,073 |
| 04-May-16 | MQSIML | On market sale | NZD 5.27 | -1,148 |
| 04-May-16 | MIML | On market sale | NZD 5.27 | -33,832 |
| 04-May-16 | MIML | On market sale | NZD 5.27 | -4,345 |
| 05-May-16 | MIML | On market sale | NZD 5.28 | -4,052 |
| 05-May-16 | MIML | On market sale | NZD 5.28 | -3,759 |
| 05-May-16 | MIML | On market sale | NZD 5.28 | -4,246 |
| 05-May-16 | MQSIML | On market sale | NZD 5.28 | -961 |
| 05-May-16 | MIML | On market sale | NZD 5.28 | -28,319 |
| 05-May-16 | MIML | On market sale | NZD 5.28 | -3,637 |
| 06-May-16 | MIML | On market sale | NZD 5.28 | -2,533 |
| 06-May-16 | MIML | On market sale | NZD 5.28 | -2,861 |
| 06-May-16 | MQSIML | On market sale | NZD 5.28 | -647 |
| 06-May-16 | MIML | On market sale | NZD 5.28 | -19,083 |
| 06-May-16 | MIML | On market sale | NZD 5.28 | -2,451 |
| 06-May-16 | MIML | On market sale | NZD 5.28 | -6,103 |
| 09-May-16 | MIML | On market sale | NZD 5.28 | -3,129 |
| 09-May-16 | MIML | On market sale | NZD 5.28 | -3,534 |
| 09-May-16 | MQSIML | On market sale | NZD 5.28 | -799 |
| 09-May-16 | MIML | On market sale | NZD 5.28 | -23,565 |
| 09-May-16 | MIML | On market sale | NZD 5.28 | -3,026 |
| 12-May-16 | MBL | On Market Sale | AUD 5.34 | -13,578 |
| 23-May-16 | MIML | On market purchase | NZD 5.34 | 4,716 |
| 23-May-16 | MIML | On market purchase | NZD 5.34 | 4,208 |
| 23-May-16 | MIML | On market purchase | NZD 5.34 | 4,840 |
| 23-May-16 | MQSIML | On market purchase | NZD 5.34 | 1,097 |
| 23-May-16 | MIML | On market purchase | NZD 5.34 | 32,822 |
| 23-May-16 | MIML | On market purchase | NZD 5.34 | 4,076 |
| 24-May-16 | MIML | On market purchase | NZD 5.34 | 6,031 |
| 24-May-16 | MIML | On market purchase | NZD 5.34 | 5,381 |
| 24-May-16 | MIML | On market purchase | NZD 5.34 | 6,190 |
| 24-May-16 | MQSIML | On market purchase | NZD 5.34 | 1,403 |
2
| 24-May-16 | MIML | On market purchase | NZD 5.34 | 41,973 |
|---|---|---|---|---|
| 24-May-16 | MIML | On market purchase | NZD 5.34 | 5,213 |
| 25-May-16 | MIML | On market purchase | NZD 5.34 | 5,305 |
| 25-May-16 | MIML | On market purchase | NZD 5.34 | 4,734 |
| 25-May-16 | MIML | On market purchase | NZD 5.34 | 5,445 |
| 25-May-16 | MQSIML | On market purchase | NZD 5.34 | 1,234 |
| 25-May-16 | MIML | On market purchase | NZD 5.34 | 36,924 |
| 25-May-16 | MIML | On market purchase | NZD 5.34 | 4,586 |
| 26-May-16 | MIML | On market purchase | NZD 5.34 | 43,377 |
| 26-May-16 | MIML | On market purchase | NZD 5.34 | 5,387 |
| 26-May-16 | MIML | On market purchase | NZD 5.34 | 6,233 |
| 26-May-16 | MIML | On market purchase | NZD 5.34 | 5,561 |
| 26-May-16 | MIML | On market purchase | NZD 5.34 | 6,397 |
| 26-May-16 | MQSIML | On market purchase | NZD 5.34 | 1,449 |
| 27-May-16 | MIML | On market purchase | NZD 5.35 | 2,866 |
| 27-May-16 | MIML | On market purchase | NZD 5.35 | 2,557 |
| 27-May-16 | MIML | On market purchase | NZD 5.35 | 2,941 |
| 27-May-16 | MQSIML | On market purchase | NZD 5.35 | 666 |
| 27-May-16 | MIML | On market purchase | NZD 5.35 | 19,944 |
| 27-May-16 | MIML | On market purchase | NZD 5.35 | 2,477 |
| 01-Jun-16 | MIML | On market sale | NZD 5.35 | -2,028 |
| 01-Jun-16 | MQSIML | On market sale | NZD 5.35 | -618 |
| 07-Jun-16 | MIML | On market sale | NZD 5.34 | -581 |
| 07-Jun-16 | MIML | On market sale | NZD 5.34 | -678 |
| 07-Jun-16 | MQSIML | On market sale | NZD 5.34 | -137 |
| 07-Jun-16 | MIML | On market sale | NZD 5.34 | -4,631 |
| 07-Jun-16 | MIML | On market sale | NZD 5.34 | -651 |
| 07-Jun-16 | MIML | On market sale | NZD 5.34 | -516 |
| 08-Jun-16 | MIML | On market sale | NZD 5.34 | -2,235 |
| 13-Jun-16 | MIML | On market sale | NZD 5.36 | -397 |
| 13-Jun-16 | MIML | On market sale | NZD 5.36 | -504 |
| 13-Jun-16 | MQSIML | On market sale | NZD 5.36 | -102 |
| 13-Jun-16 | MIML | On market sale | NZD 5.36 | -3,443 |
| 13-Jun-16 | MIML | On market sale | NZD 5.36 | -484 |
| 13-Jun-16 | MIML | On market sale | NZD 5.36 | -384 |
| 20-Jun-16 | MIML | On market sale | NZD 5.36 | -2,802 |
| 20-Jun-16 | MIML | On market sale | NZD 5.36 | -2,285 |
| 20-Jun-16 | MIML | On market sale | NZD 5.36 | -2,920 |
| 20-Jun-16 | MQSIML | On market sale | NZD 5.36 | -590 |
| 20-Jun-16 | MIML | On market sale | NZD 5.36 | -19,932 |
| 20-Jun-16 | MIML | On market sale | NZD 5.36 | -2,199 |
| 21-Jun-16 | MIML | On market sale | NZD 5.36 | -1,094 |
| 21-Jun-16 | MIML | On market sale | NZD 5.36 | -892 |
| 21-Jun-16 | MIML | On market sale | NZD 5.36 | -1,141 |
| 21-Jun-16 | MQSIML | On market sale | NZD 5.36 | -230 |
| 21-Jun-16 | MIML | On market sale | NZD 5.36 | -7,784 |
| 21-Jun-16 | MIML | On market sale | NZD 5.36 | -859 |
| 22-Jun-16 | MIML | On market sale | NZD 5.35 | -2,744 |
| 22-Jun-16 | MIML | On market sale | NZD 5.36 | -3,034 |
| 22-Jun-16 | MIML | On market sale | NZD 5.36 | -3,162 |
| 22-Jun-16 | MQSIML | On market sale | NZD 5.36 | -638 |
3
| 22-Jun-16 | MIML | On market sale | NZD 5.36 | -21,582 |
|---|---|---|---|---|
| 22-Jun-16 | MIML | On market sale | NZD 5.36 | -2,381 |
| 23-Jun-16 | MBL | On Market Sale | AUD 5.27 | -100 |
| 23-Jun-16 | MIML | On market sale | NZD 5.26 | -3,112 |
| 23-Jun-16 | MIML | On market sale | NZD 5.26 | -2,503 |
| 23-Jun-16 | MIML | On market sale | NZD 5.26 | -3,243 |
| 23-Jun-16 | MQSIML | On market sale | NZD 5.26 | -655 |
| 23-Jun-16 | MIML | On market sale | NZD 5.26 | -22,134 |
| 23-Jun-16 | MIML | On market sale | NZD 5.26 | -2,442 |
| 24-Jun-16 | MBL | On Market Sale | AUD 5.27 | -100 |
| 30-Jun-16 | MBL | On Market Purchase | AUD 5.25 | 3,979 |
| 01-Jul-16 | MIML | On market purchase | NZD 5.21 | 391 |
| 05-Jul-16 | MBL | Borrow Delivery | NZD 5.44 | 3,000 |
| 05-Jul-16 | MBL | On Market Purchase | AUD 5.18 | 25 |
| 06-Jul-16 | MBL | Borrow Delivery | NZD 5.44 | 4,000 |
| 06-Jul-16 | MIML | On market sale | NZD 5.18 | -2,651 |
| 07-Jul-16 | MBL | Borrow Return | NZD 5.44 | -3,000 |
| 07-Jul-16 | MBL | Borrow Return | NZD 5.44 | -4,000 |
| 07-Jul-16 | MBL | On Market Purchase | AUD 5.30 | 37 |
| 07-Jul-16 | MBL | On Market Sale | AUD 5.30 | -200 |
| 14-Jul-16 | MBL | On Market Sale | AUD 5.35 | -66 |
| 18-Jul-16 | MIML | On market sale | NZD 5.3 | -2,911 |
| 19-Jul-16 | MIML | On market sale | NZD 5.3 | -2,911 |
| 20-Jul-16 | MIML | On market sale | NZD 5.3 | -2,911 |
| 21-Jul-16 | MIML | On market sale | NZD 5.26 | -2,912 |
| 22-Jul-16 | MIML | On market sale | NZD 5.28 | -2,911 |
| 25-Jul-16 | MBL | Borrow Delivery | NZD 5.56 | 100,000 |
| 27-Jul-16 | MBL | Borrow Return | NZD 5.56 | -100,000 |
| 29-Jul-16 | MBL | On Market Purchase | AUD 5.31 | 413 |
| 01-Aug-16 | MBL | Borrow Delivery | NZD 5.58 | 50,000 |
| 01-Aug-16 | MIML | On market purchase | NZD 5.32 | 1,777 |
| 01-Aug-16 | MIML | On market purchase | NZD 5.32 | 3,117 |
| 01-Aug-16 | MIML | On market purchase | NZD 5.32 | 2,561 |
| 02-Aug-16 | MQSIML | On market purchase | NZD 5.32 | 655 |
| 03-Aug-16 | MBL | Borrow Return | NZD 5.58 | -50,000 |
| 03-Aug-16 | MIML | On market purchase | NZD 5.32 | 975 |
| 15-Aug-16 | MBL | On Market Sale | AUD 5.32 | -354 |
| 15-Aug-16 | MBL | On Market Purchase | AUD 5.33 | 1,165,000 |
| 15-Aug-16 | MBL | On Market Sale | AUD 5.32 | -419 |
| 16-Aug-16 | MBL | Borrow Delivery | NZD 5.59 | 16,000 |
| 16-Aug-16 | MBL | On Market Purchase | AUD 5.51 | 362,000 |
| 17-Aug-16 | MBL | Borrow Return | NZD 5.59 | -16,000 |
| 17-Aug-16 | MBL | On Market Purchase | AUD 5.35 | 722,000 |
| 18-Aug-16 | MBL | On Market Purchase | AUD 5.36 | 150,000 |
| 18-Aug-16 | MBL | On Market Sale | AUD 5.51 | -362,000 |
| 18-Aug-16 | MBL | On Market Purchase | AUD 5.34 | 362,000 |
| 18-Aug-16 | MBL | On Market Purchase | AUD 5.36 | 760,000 |
| 19-Aug-16 | MBL | On Market Sale | AUD 5.34 | -160,000 |
| 19-Aug-16 | MBL | On Market Purchase | AUD 5.37 | 182,000 |
| 19-Aug-16 | MBL | On Market Purchase | AUD 5.33 | 160,000 |
| 22-Aug-16 | MBL | On Market Purchase | AUD 5.38 | 550,000 |
4
| 23-Aug-16 | MBL | On Market Purchase | AUD 5.39 | 1,250,000 |
|---|---|---|---|---|
| 23-Aug-16 | MBL | On Market Purchase | AUD 5.39 | 300,000 |
| 24-Aug-16 | MBL | On Market Purchase | AUD 5.39 | 375,000 |
| 25-Aug-16 | MBL | On Market Purchase | AUD 5.40 | 250,000 |
| 25-Aug-16 | MBL | On Market Purchase | AUD 5.40 | 805,000 |
| 26-Aug-16 | MBL | Borrow Delivery | NZD 5.65 | 30,000 |
| 26-Aug-16 | MBL | On Market Purchase | AUD 5.38 | 4,410 |
| 26-Aug-16 | MBL | On Market Purchase | AUD 5.40 | 2,350,000 |
| 26-Aug-16 | MBL | On Market Purchase | AUD 5.39 | 13,590 |
| 26-Aug-16 | MBL | On Market Purchase | AUD 5.38 | 2,000 |
| 29-Aug-16 | MBL | Borrow Delivery | NZD 5.65 | 8,565 |
| 29-Aug-16 | MBL | Borrow Return | NZD 5.65 | -30,000 |
| 29-Aug-16 | MIML | On market purchase | NZD 5.39 | 2,610 |
| 29-Aug-16 | MIML | On market purchase | NZD 5.39 | 3,935 |
| 29-Aug-16 | MQSIML | On market purchase | NZD 5.39 | 1,064 |
| 29-Aug-16 | MIML | On market purchase | NZD 5.39 | 28,766 |
| 29-Aug-16 | MIML | On market purchase | NZD 5.39 | 3,140 |
Additional information
Address(es) of substantial product holder(s): Level 6, 50 Martin Place, Sydney, New South Wales, Australia, 2000.
Contact details: Janice Fung, +61 2 8232 8949, [email protected]
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: N/A
Certification
I, Paula Walsh, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.
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