AI assistant
Macquarie Group Limited — Major Shareholding Notification 2012
Aug 1, 2012
10518_rns_2012-08-01_e31abb79-1623-4b76-a46c-f4267379e725.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To: | Company Name/Scheme ABN/ACN/ARSN |
DUET Group 120 456 573 |
DUE.AX |
|---|---|---|---|
| Name | 1. Details of substantial holder | Macquarie Capital Group Limited | |
| ABN/ACN/ARSN (if applicable) | 096 705 109 | ||
| The holder became a substantial holder on: | 31 July 2012 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities | Number of securities | Person's votes | Voting power |
|---|---|---|---|
| 'FPS' | 138,279,996 | 138,279,996 | 12.46% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest | Number of securities | Class |
|---|---|---|---|
| MACQUARIE INVESTMENT MANAGEMENT L | Pursuant to section 608 of the Corporations Act | 30,485,099 | FPS |
| MACQUARIE CAPITAL GROUP LIMITED | Pursuant to section 608 of the Corporations Act | 10,522,323 | FPS |
| MACQUARIE BANK LIMITED | Pursuant to section 608 of the Corporations Act | 3,623,060 | FPS |
| MACQUARIE FUNDS MANAGEMENT HONG | |||
| KONG LIMITED | Pursuant to section 608 of the Corporations Act | 1,132,833 | FPS |
| MQ PORTFOLIO MANAGEMENT LIMITED | Pursuant to section 608 of the Corporations Act | 2,223,901 | FPS |
| MQ SPECIALIST INVESTMENT | |||
| MANAGEMENT LIMITED | Pursuant to section 608 of the Corporations Act | 120,510 | FPS |
| MACQUARIE LIFE LIMITED | Pursuant to section 608 of the Corporations Act | 109,464 | FPS |
| MACQUARIE PRIVATE PORTFOLIO | |||
| MANAGEMENT LIMITED | Pursuant to section 608 of the Corporations Act | 7,336 | FPS |
| AMP Capital Investors Limited | Pursuant to section 608 of the Corporations Act | 35,582,357 | FPS |
| AMP Life Limited | Pursuant to section 608 of the Corporations Act | 47,950,720 | FPS |
| ipac Asset Management Limited | Pursuant to section 608 of the Corporations Act | 6,522,393 | FPS |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder |
Number of securities | Class |
|---|---|---|---|---|
| MACQUARIE INVESTMENT | Northern Trust Corporation ( Singapore | Northern Trust Corporation | ||
| MANAGEMENT LTD | Branch) | (Singapore Branch) | 9,373,699 | FPS |
| BOND STREET CUSTODIANS | ||||
| BOND STREET CUSTODIANS LIMITED | LIMITED | 5,317,645 | FPS | |
| JP Morgan Securities Australia GTI | JP Morgan Securities Australia GTI | 4,188,731 | FPS | |
| National Nominees Limited | National Nominees Limited | 2,744,957 | FPS | |
| Citibank Melbourne | Citibank Melbourne | 1,213,039 | FPS | |
| JP Morgan Securities Australia FTS | JP Morgan Securities Australia FTS | 812,086 | FPS | |
| BNP Paribas Securities Services | BNP Paribas Securities Services | 349,492 | FPS | |
| HSBC Bank Australia Limited | HSBC Bank Australia Limited | 254,957 | FPS | |
| RBC Dexia Luxembourg | RBC Dexia Luxembourg | 190,467 | FPS | |
| Citibank Korea | Citibank Korea | 2,691,212 | FPS | |
| Citibank Hong Kong | Citibank Hong Kong | 2,202,419 | FPS | |
| Merrill Lynch Prime Brokerage | Merrill Lynch Prime Brokerage | 620,619 | FPS | |
| Brown Brothers Harriman Co | Brown Brothers Harriman Co | 525,776 | FPS | |
| MACQUARIE CAPITAL GROUP | MACQUARIE CAPITAL GROUP | |||
| LIMITED | MACQUARIE CAPITAL GROUP LIMITED | LIMITED | 10,522,323 | FPS |
| MACQUARIE BANK LIMITED | MACQUARIE BANK LIMITED | MACQUARIE BANK LIMITED | 3,623,060 | FPS |
| MQ PORTFOLIO | ||||
| MANAGEMENT LIMITED | Goldman Sachs International | Goldman Sachs International | 2,223,901 | FPS |
| MACQUARIE FUNDS | Morgan Stanley | Morgan Stanley | 585,891 | FPS |
| MANAGEMENT HONG KONG | Goldman Sachs International | Goldman Sachs International | 546,942 | FPS |
| MQ SPECIALIST INVESTMENT | ||||
| MANAGEMENT LIMITED | Goldman Sachs (Asia) LLC | Goldman Sachs (Asia) LLC | 120,510 | FPS |
| MACQUARIE LIFE LIMITED | BOND STREET CUSTODIANS LIMITED | BOND STREET CUSTODIANS | 109,464 | FPS |
| MACQUARIE PRIVATE | ||||
| PORTFOLIO MANAGEMENT | ||||
| LIMITED | HSBC Australia | HSBC Australia | 7,336 | FPS |
| AMP Capital Investors Limited | Citicorp Nominees Pty Limited | Citicorp Nominees Pty Limited | 800 | FPS | |||||
|---|---|---|---|---|---|---|---|---|---|
| Cogent Nominees Pty Limited | Cogent Nominees Pty Limited | 7,311,649 | FPS | ||||||
| Cogent Nominees Pty Limited <smp< td=""> | Cogent Nominees Pty Limited <smp< td=""> | 21,208,747 | FPS | Cogent Nominees Pty Limited <smp< td=""> | 21,208,747 | FPS | 21,208,747 | FPS | |
| HSBC Custody Nominees (Australia) | HSBC Custody Nominees (Australia) | ||||||||
| Limited | Limited | 4,592,605 | FPS | ||||||
| JP Morgan Nominees Australia Limited | JP Morgan Nominees Australia | 1,090,205 | FPS | ||||||
| National Nominees Pty Limited | National Nominees Pty Limited | 1,378,351 | FPS | ||||||
| AMP Life Limited | AMP Life Limited | AMP Life Limited | 47,950,720 | FPS | |||||
| ipac Asset Management Limited | Cogent Nominees Pty Limited | Cogent Nominees Pty Limited | 6,522,393 | FPS |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration | Number of securities | Class |
|---|---|---|---|---|
| See Annexure B |
6. Associates
| The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: | |
|---|---|
| Name and ACN (if applicable) | Nature of association |
| Macquarie Group Limited & | Controlled Bodies Corporate |
| Macquarie Group Entities | |
| AMP Capital Holdings Limited | AMP Capital Holdings Limited, a wholly owned subsidiary of AMP Limited has a relevant interest in |
| 90,055,470 ordinary securities of the DUET Group (which represents 8.11% of all of the issued securities). | |
| On 31 July 2012, AMP Capital Holdings Limited and Macquarie Capital Group Limited entered into a Heads | |
| of Agreement with respect to the DUET Group upon which they became associates pursuant to section 12 of | |
| the Corporations Act. A copy of the Heads of Agreement is attached as ""Annexure H". |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| MQG | Level 7, No 1 Martin Place, Sydney NSW 2000 |
| MACQUARIE INVESTMENT MANAGEMENT | C/- Company Secretarial Mezzanine Level No. 1 Martin Place Sydney New South Wales Australia 2000 |
| MACQUARIE CAPITAL GROUP LIMITED | Level 23 101 Collins Street Melbourne Victoria Australia 3000 |
| MACQUARIE BANK LIMITED | Level 3 25 National Circuit Forrest Australian Capital Territory Australia 2603 |
| MQ PORTFOLIO MANAGEMENT LIMITED | C/- Company Secretarial Mezzanine Level No. 1 Martin Place Sydney New South Wales Australia 2000 |
| MACQUARIE FUNDS MANAGEMENT HONG | Level 18, One International Finance Centre 1 Harbour View Street Central Hong Kong |
| MACQUARIE GROUP SERVICES AUSTRALIA PTY LTD |
C/- Company Secretarial Mezzanine Level No. 1 Martin Place Sydney New South Wales Australia 2000 |
| MQ SPECIALIST INVESTMENT | C/- Company Secretarial Mezzanine Level No. 1 Martin Place Sydney New South Wales Australia 2000 |
| MACQUARIE LIFE LIMITED | C/- Company Secretarial Mezzanine Level No. 1 Martin Place Sydney New South Wales Australia 2000 |
| MACQUARIE PRIVATE PORTFOLIO | C/- Company Secretarial Mezzanine Level No. 1 Martin Place Sydney New South Wales Australia 2000 |
| Northern Trust Corporation ( Singapore | 1 George Street #12-06 Singapore 049145 |
| BOND STREET CUSTODIANS LIMITED | C/- Company Secretarial Mezzanine Level No. 1 Martin Place Sydney New South Wales Australia 2000 |
| JP Morgan Securities Australia GTI | Level 35, AAP Centre, Sydney NSW 2000 |
| National Nominees Limited | 5th Floor, 271 Collins St., Melbourne VIC 3000 |
| Goldman Sachs International | Peterborough Court, 133 Fleet Street, Long EC4A 2BB |
| Citibank Korea | 39, Da-Dong, Chung-Gu Seoul, Korea 100-180 |
| Citibank Hong Kong | 10th Floor, Two Harbourfront, 22 Tak Fung Street, Hung Hom, H.K |
| Citibank Melbourne | Mezzanine Level 1 Martin Place Sydney NSW 2000 |
| JP Morgan Securities Australia FTS | Level 35, AAP Centre, Sydney NSW 2000 |
| Merrill Lynch Prime Brokerage | 222 Broadway, 6th Floor New York, New York 10036 |
| Brown Brothers Harriman Co | 40 Water Street, Boston, MA 02109-3661 |
| Morgan Stanley | Chifley Tower, 2 Chifley Square, Sydney NSW 2000 |
| BNP Paribas Securities Services (Australia) | 60 Castlereagh St, Sydney, NSW 2000 |
| Goldman Sachs (Asia) LLC | 68th Floor, Cheung Kong Centre, 2 Queens Road, Central, Hong Kong |
| HSBC Bank Australia Limited | Level 31 HSBC Centre, 580 George St, Sydney NSW 2000 |
| RBC Dexia Luxembourg | Office 14, rue Porte de France, L-4360 Esch-sur-Alzette, Luxembourg |
| Macquarie Capital Securities Limited | Level 18, One International Finance Centre 1 Harbour View Street Central Hong Kong |
| HSBC Australia | Level 31 HSBC Centre, 580 George St, Sydney NSW 2000 |
| AMP Life Limited | Level 24, 33 Alfred Street, Sydney NSW 2000 |
| AMP Capital Investors Limited | Level 24, 33 Alfred Street, Sydney NSW 2000 |
| ipac Asset Management Limited | Level 24, 33 Alfred Street, Sydney NSW 2000 |
Signature
Print name Paula Walsh Capacity Assistant Company Secretary
Sign here Date 2 August 2012
ANNEXURE 'A'
This is the annexure marked 'A' of 17 pages referred to in the Notice of initial substantial holder.
Paula Walsh Assistant Company Secretary, Macquarie Group Limited 2 August 2012
Controlled Bodies Corporate
| ACN / Company No | Entity Name | Incorp Country |
|---|---|---|
| 4649834 | 1135-1139 WESTMINSTER INC. | United States |
| 1486261 | 1486261 Ontario Limited | Canada |
| 133419708 | 160 CENTRAL HOLDING COMPANY PTY LIMITED | Australia |
| 304030 | A.C.N. 000 304 030 PTY LIMITED (IN LIQUIDATION) | Australia |
| 67299923 | A.C.N. 067 299 923 PTY LTD | Australia |
| 127162485 | A.C.N. 127 162 485 PTY LTD (IN LIQUIDATION) | Australia |
| 127294946 | A.C.N. 127 294 946 PTY LTD (IN LIQUIDATION) | Australia |
| 136 024 970 | A.C.N. 136 024 970 PTY LTD | Australia |
| 154 402 927 | A.C.N. 154 402 927 Pty Ltd | Australia |
| 124437574 | ACCESS GP CO PTY LIMITED | Australia |
| 124437421 | ACCESS LP CO PTY LIMITED | Australia |
| 153 275 677 | ACN 153 275 677 Pty Ltd | Australia |
| 75176813 | AIRPORT MOTORWAY INFRASTRUCTURE NO. 1 LIMITED | Australia |
| 75176859 | AIRPORT MOTORWAY INFRASTRUCTURE NO. 3 LIMITED | Australia |
| 75176993 | AIRPORT MOTORWAY INFRASTRUCTURE NO. 4 LIMITED | Australia |
| 81119477 | ALLOCA (NO. 4) PTY. LIMITED | Australia |
| 3936270 | Alster & Thames Partners (USA) LLC | United States |
| WK-145138 | Alster & Thames Partners, Ltd. | Cayman Islands |
| 08.266.585/0001-04 | AMAZON PARTICIPACOES DO BRASIL S.A. | Brazil |
| 112 951 292 | ARES CAPITAL MANAGEMENT INTERNATIONAL PTY LTD | Australia |
| ARES CAPITAL MANAGEMENT INTERNATIONAL TRUST | Australia | |
| 113 861 046 | ARES CAPITAL MANAGEMENT PTY LTD | Australia |
| ARES CAPITAL MANAGEMENT TRUST | Australia | |
| 128 115 266 | ARES INTERNATIONAL RESEARCH PTY LTD | Australia |
| 128 115 248 | ARES RESEARCH PTY LTD | Australia |
| 136 524 975 | AUSTRALIAN SOLAR POWER CONSORTIUM PTY LTD | Australia |
| 3336426 | AVENAL POWER CENTER, LLC | United States |
| 600 235 951 | AVIATION TECHNICAL SERVICES INC. | United States |
| 3595090 | AWHR America's Water Heater Rentals, L.L.C. | United States |
| 4029153 | AWHR Five, LLC | United States |
| 4029149 | AWHR Four, LLC | United States |
| 4029145 | AWHR One, LLC | United States |
| 4029154 | AWHR Six, LLC | United States |
| 4029148 | AWHR Three, LLC | United States |
| 4029147 | AWHR Two, LLC | United States |
| 59814818 | BAROSSA GE PTY LIMITED | Australia |
| HRB 177683 | BE Geothermal GmbH | Germany |
| 158 626 549 | BECAG PTY LIMITED | Australia |
| 8604966 | BELIKE NOMINEES PTY. LIMITED | Australia |
| HRB 187113 | Bernried Erdwärme Kraftwerk GmbH | Germany |
| 128681809 | BESPOKE CUSTODIANS PTY LIMITED (IN LIQUIDATION) | Australia |
| 4522327 | BIG SANDY CREEK WIND, LLC | United States |
| 200921079K | BIOCARBON GROUP PTE. LIMITED (Former Non-Bank Group) | Singapore |
| 131 532 735 | BIOCARBON SERVICES PTY LIMITED (Former Non-Bank Group) | Australia |
| Blue Grass Abstract LLC | United States | |
| Blueshine, LLC | United States | |
| 8607065 | BOND STREET CUSTODIANS LIMITED | Australia |
| 8606924 | BOND STREET INVESTMENTS PTY. LIMITED | Australia |
| BOOTH STAFF LOANS TRUST | Australia | |
| 4680004 | BOSTON AUSTRALIA PTY LIMITED | Australia |
| 5008702 | BOSTON LEASING PTY. LIMITED | Australia |
| C0593320 | BREK MANUFACTURING CO. | United States |
| 1218745 | BROOK ASSET MANAGEMENT LIMITED | New Zealand |
| 1855508 | BROOK ASSET MANAGEMENT PTY LIMITED | New Zealand |
| B64188642 | Bruna Moon S.L. | Spain |
| BUCKLING STAFF LOANS TRUST | Australia | |
| 88217 | Bunhill Investments Unlimited | Jersey |
| 2865830 | BUTTONWOOD NOMINEES PTY LIMITED | Australia |
| Caliburn Greater China Fund Segregated Portfolio (a sub-fund of Caliburn | ||
| Absolute Strategies SPC) | Cayman Islands | |
| 79173381 | CAMPUS INTERNATIONAL HOLDINGS PTY. LTD | Australia |
| CAMPUS INTERNATIONAL HOLDINGS UNIT TRUST | Australia |
| 4644364 | CANADIAN BREAKS LLC | United States |
|---|---|---|
| Not Registered | CANTERBURY COURT HOLDINGS TRUST | Australia |
| 4800336 | Capital Meters Holdings Limited | United Kingdom |
| 4800317 | Capital Meters Limited | United Kingdom |
| B86295391 | Captico Investments, S.L. | Spain |
| B 142637 | Chartreuse et Mont Blanc Global Holdings S.C.A. | Luxembourg |
| B 142634 | Chartreuse et Mont Blanc GP S.a r.l. | Luxembourg |
| B 142635 | Chartreuse et Mont Blanc Holdings S.a r.l. | Luxembourg |
| 508 758 745 RCS Paris | Chartreuse et Mont Blanc SAS | France |
| 46527C1/GBL | CHINA PROPERTY INVESTMENTS LIMITED | Mauritius |
| WK-133807 | Chiswell Investments Limited | Cayman Islands |
| 2228708 | CIORL LP Limited | Canada |
| Closing Documentation Services, LLC | United States | |
| CMC Holdco Inc. CMC Industries Inc. |
United States United States |
|
| CMC Railroad III, Inc. | United States | |
| CMC Railroad III-A, Inc. | United States | |
| CMC Railroad III-B, Inc. | United States | |
| CMC Railroad III-C, Inc. | United States | |
| CMC Railroad III-D, Inc. | United States | |
| CMC Railroad Inc. | United States | |
| 104331795 | COIN SOFTWARE PTY LIMITED | Australia |
| 3709185 | Columbia Service Partners of Kentucky, Inc. | United States |
| 3709185 | Columbia Service Partners of Ohio, Inc. | United States |
| 3709187 | Columbia Service Partners of Pennsylvania, Inc. | United States |
| 3709182 | Columbia Service Partners of West Virginia, Inc. | United States |
| 2603344 | Columbia Service Partners, Inc. | United States |
| Commerce and Industry Brokerage Inc. | United States | |
| 79775134 | CONCEPT BLUE PROPERTY PTY LTD | Australia |
| 104379491 | CORIOLIS HOLDINGS PTY LIMITED - IN LIQUIDATION | Australia |
| 3241012 | Corona Energy Limited | United Kingdom |
| 3241002 | Corona Energy Retail 1 Limited | United Kingdom |
| SC138229 | Corona Energy Retail 2 Limited | United Kingdom |
| 2746961 | Corona Energy Retail 3 Limited | United Kingdom |
| 2798334 | Corona Energy Retail 4 Limited | United Kingdom |
| 2879748 | Corona Gas Management Limited | United Kingdom |
| COWLEY MAP STAFF LOANS TRUST | Australia | |
| 64075C1/GBL 147 091 227 |
DALIAN II HOLDING COMPANY LIMITED DATAFIRM PTY LIMITED |
Mauritius Australia |
| Delaware Alternative Strategies | United States | |
| Delaware Asset Advisers | United States | |
| Delaware Capital Management | United States | |
| Delaware Capital Management Advisers, Inc. | United States | |
| Delaware Distributors, Inc. | United States | |
| Delaware Distributors, L.P. | United States | |
| Delaware Foundation Equity Fund | United States | |
| Delaware General Management, Inc. | United States | |
| Delaware Global Opportunities Partners, Inc. | United States | |
| Delaware Investment Advisers | United States | |
| Delaware Investments U.S., Inc. | United States | |
| Delaware Management Business Trust | United States | |
| Delaware Management Company | United States | |
| Delaware Management Company, Inc. | United States | |
| no | Delaware Management Holdings, Inc. | United States |
| Delaware Management Trust Company | United States | |
| Delaware Service Company, Inc. Delaware Structured Assets Parnters, Inc. |
United States United States |
|
| DELTA1 FINANCE TRUST | Australia | |
| 8606871 | DEXIN NOMINEES PTY. LIMITED | Australia |
| B86081437 | Dextertown SL | Spain |
| 101 190 569 | DIVCO 116 PTY LIMITED | Australia |
| 101 190 649 | DIVCO 126 PTY LIMITED | Australia |
| 083 158 918 | DIVCO 37 PTY LIMITED | Australia |
| 088 347 497 | Divco 57 Pty Limited | Australia |
| 097 289 999 | DIVCO 84 PTY LIMITED | Australia |
| 097 290 821 | DIVCO 96 PTY LIMITED | Australia |
| 110311 | Divisadero Leasing Ltd. | Cayman Islands |
| DMH Corp. | United States | |
| 128078615 | EAST VICTORIA PARK JOINT VENTURE PTY LIMITED - IN LIQUIDATION | Australia |
| 94631964 | EASTERN SEA INVESTMENTS PTY LIMITED | Australia |
| Elements Trust | Australia | |
| 69344001 | ELISE NOMINEES PTY LIMITED | Australia |
| 6435810 | EQUITAS NOMINEES PTY. LIMITED | Australia |
| 4605170 | ERC Holdco LLC | United States |
| 111494574 | ESCALATOR GP CO PTY LIMITED | Australia |
| 111494467 | ESCALATOR LP CO PTY LIMITED | Australia |
| 79878783 | EURO FIN CO PTY LTD | Australia |
|---|---|---|
| 4721352 | FAS 1 LLC | United States |
| 9636131 | FELTER PTY LIMITED - IN LIQUIDATION | Australia |
| 137357 | FINCH SECURITIES LIMITED | Cayman Islands |
| 779889 | FIRST CHINA PROPERTY GROUP LIMITED | Hong Kong |
| 779887 8604466 |
FIRST CHINA PROPERTY MANAGEMENT LIMITED FOUCAULT PTY LIMITED - IN LIQUIDATION |
Hong Kong Australia |
| 3432790 | Four Corners Capital Management, LLC | United States |
| Fox-Pitt Kelton Cochran Caronia Waller (USA) LLC | United States | |
| Fox-Pitt Kelton Cochran Caronia Waller LLC | United States | |
| 2897779 | Fox-Pitt, Kelton Group Limited | United Kingdom |
| 1601171 | Fox-Pitt, Kelton Limited | United Kingdom |
| 32157 | Fox-Pitt, Kelton N.V. | Curaçao |
| 99228 | FPK Capital I CIP GP Limited | Jersey |
| 989 | FPK Capital I CIP L.P. | Jersey |
| 4222775 4222772 |
Fremantle Energy Holdings, LLC Fremantle Energy, LLC |
United States United States |
| 3930054 | Fremantle Wind Holdings Inc. | United States |
| 88928296 | FUNDCORP HOLDINGS PTY LIMITED | Australia |
| 106204862 | FUNDCORP PTY LIMITED | Australia |
| 8542685 | GALANTHUS AUSTRALIA PTY LIMITED - IN LIQUIDATION | Australia |
| 1581031 | GALANTHUS LEASING PTY LIMITED | Australia |
| B86230539 | Ganeta Investments SL | Spain |
| 68104558 | GARACHINE PTY LIMITED (In LIquidation) | Australia |
| 54001400 | GATESUN PTY. LIMITED | Australia |
| 109964 1332891 |
Geary Leasing Limited GENERATOR BONDS LIMITED |
Cayman Islands New Zealand |
| 108026437 | GENERATOR CHARITIES AUSTRALIA PTY LIMITED | Australia |
| 103116954 | GENERATOR INVESTMENTS AUSTRALIA PTY LIMITED | Australia |
| 9642942 | GILLMAN PTY. LIMITED | Australia |
| 105819181 | GLOBAL DEBT INVESTMENTS NO.4 PTY LIMITED (IN LIQUIDATION) | Australia |
| MC143292 | GLOBAL STAR GP LTD | Cayman Islands |
| 8604484 | GLORIOLE PTY LIMITED - IN LIQUIDATION | Australia |
| N/A | Goldman Sachs Commodity Alpha Beta Portfolio class C | Luxembourg |
| 5481707 5473771 |
Goonzaran Bluebell Funding Limited Goonzaran Bluebell Leasing Limited |
United Kingdom United Kingdom |
| 4521455 | Groupe Rossignol Canada Inc. | Canada |
| 0100-01-086076 | GROUPE ROSSIGNOL KK | Japan |
| 148 217 029 | HARRIS DAIRIES LIMITED | Australia |
| 3416168 | Harrison Leasing Corporation | United States |
| 415492 | HBEAR CO. NO.1 LIMITED | Ireland |
| 125438600 | HENDERSON WA PTY LIMITED | Australia |
| not registered | HENDERSON WA TRUST | Australia |
| 4317904 758010 |
High Lonesome Wind, LLC HILLSAM NOMINEES PTY. LIMITED (IN LIQUIDATION) |
United States Australia |
| HOBSON STAFF LOANS TRUST | Australia | |
| 104173891 | HUB X PTY LIMITED | Australia |
| 97666 | Hydra Investments 2007 Limited | Jersey |
| 2757020 | IDAMENEO (NO. 79) NOMINEES PTY. LIMITED | Australia |
| HRA43929 65764 |
Industrial Investments Germany GmbH & Co. KG INFRASTRUCTURE INVESTMENT NO. 2 LTD. |
Germany Cayman Islands |
| 73710942 | INFRASTRUCTURE INVESTMENTS NO 1 PTY LIMITED | Australia |
| International Ag Insurance Solutions LLC | United States | |
| IRVING STAFF LOANS TRUST | Australia | |
| CR-113608 | Jackson Leasing Limited | Cayman Islands |
| 72362 | Jet Leasing LDC | Cayman Islands |
| 0100-02-036303 | JIG HOLDINGS LIMITED JOHNSON MAP STAFF LOANS TRUST |
Japan Australia |
| 9641114 | JUBILEE PTY. LIMITED - (to be liquidated) | Australia |
| 464138 | Juuichi Limited | Ireland |
| 254939 | Kandahar Sp. z o.o. (in liquidation) | Poland |
| CR-113609 | Kearny Leasing Limited | Cayman Islands |
| 4721412 140 135 379 |
Keba Energy LLC LAKE GEORGE WIND FARM DEVELOPMENTS PTY LTD |
United States Australia |
| 3250833 | LANROD PTY LIMITED - IN LIQUIDATION | Australia |
| 491404 | Leannta PPP Investments Limited | Ireland |
| 130271108 | LEARNSPACE VIC HOLDINGS PTY LIMITED | Australia |
| 130271180 | LEARNSPACE VIC PTY LIMITED | Australia |
| 4708904 8604920 |
LG BIOMASS MISSOURI LLC LIANA PTY. LIMITED (IN DEREGISTRATION) |
United States Australia |
| Liberty Green Renewables Indiana, LLC | United States | |
| Lien Data Services, LLC | United States | |
| HRB80214 | Lightning Bolt Germany GmbH | Germany |
| CH -217-3534284-8 397 727 397 RCS NEVERS |
LISA Lange International Sarl Look Fixations S.A.S. |
Switzerland France |
| 1.16E+08 | MACQUARIE (171 COLLINS ST) PTY LIMITED (IN LIQUIDATION) | Australia |
|---|---|---|
| 115007817 | MACQUARIE (454 COLLINS STREET) PTY LIMITED - in liquidation | Australia |
| 198500776M | MACQUARIE (ASIA) PTE LTD. | Singapore |
| 27230949 | MACQUARIE (ASIA) PTE LTD. TAIWAN BRANCH | Taiwan |
| 119105896 | MACQUARIE (COLEMANS) PTY LIMITED | Australia |
| 6.61E+06 | Macquarie (Europe) Nominees Limited | United Kingdom |
| 2.00E+05 | MACQUARIE (HK) FINANCIAL SERVICES LIMITED | Hong Kong |
| 0100-01-068766 | MACQUARIE (JAPAN) LIMITED | Japan |
| 1.10E+08 | MACQUARIE (PYRMONT) PTY LIMITED (In Liquidation) | Australia |
| SC280388 | Macquarie (Scotland) GP Limited | United Kingdom |
| 127762038 | MACQUARIE (STUD ROAD) PTY LIMITED | Australia |
| 6.29E+06 | Macquarie (UK) Group Services Limited | United Kingdom |
| 4717557 | MACQUARIE 55 NINTH ST INC. | United States |
| 3.04E+04 | MACQUARIE ABSOLUTE RETURN STRATEGIES GLOBAL LIMITED | Bermuda |
| 8.59E+06 | MACQUARIE ACCEPTANCES LIMITED | Australia |
| 9.52E+07 | MACQUARIE ADMIN SERVICES PTY LIMITED | Australia |
| 9.52E+07 | MACQUARIE ADMIN SERVICES PTY LIMITED (Former Bank Group) | Australia |
| 1.31E+08 | MACQUARIE ADVANCED INVESTMENT MANAGEMENT LIMITED | Australia |
| WK-211745 | Macquarie Advanced Investment Partners G.P. Ltd. | Cayman Islands |
| 486592 | Macquarie Aerospace AF (Ireland) Limited | Ireland |
| 40096.0 (Decree No. | ||
| 10356/AVV) | MACQUARIE AEROSPACE ARUBA A.V.V. | Aruba |
| Macquarie Aerospace Inc. | United States | |
| 484423 | Macquarie Aerospace Ireland Limited | Ireland |
| 4.41E+04 | MACQUARIE AEROSPACE LIMITED | Bermuda |
| Macquarie Affiliated Managers (USA) Inc. | United States | |
| 4508116 | Macquarie Affiliated Managers Holdings (USA) Inc. | United States |
| 2000/001243/07 | MACQUARIE AFRICA (PROPRIETARY) LIMITED | South Africa |
| 1.22E+08 | MACQUARIE AGRICULTURAL FUNDS MANAGEMENT LTD | Australia |
| 1.16E+08 | MACQUARIE AGRICULTURAL SERVICES PTY LIMITED | Australia |
| B121660 | Macquarie Aircraft Leasing Finance SA | Luxembourg |
| 429567 | Macquarie Aircraft Leasing Holdings (2) Limited | Ireland |
| 139 633 015 | MACQUARIE AIRCRAFT LEASING HOLDINGS PTY LIMITED | Australia |
| 4.27E+05 | Macquarie Aircraft Leasing Limited | Ireland |
| 139 654 407 | MACQUARIE AIRCRAFT LEASING PTY LIMITED | Australia |
| 130 643 319 | MACQUARIE AIRCRAFT LEASING SERVICES (AUSTRALIA) PTY LTD | Australia |
| 429566 | Macquarie Aircraft Leasing Services (Ireland) Limited | Ireland |
| 200917376C | Macquarie Aircraft Leasing Services (Singapore) Pte. Ltd. | Singapore |
| 5.99E+06 | Macquarie Aircraft Leasing Services (UK) Limited | United Kingdom |
| 4.25E+06 | Macquarie Aircraft Leasing Services (US), Inc. MACQUARIE AIRCRAFT LEASING TRUST A |
United States Australia |
| 4.64E+05 | Macquarie AirFinance Acquisitions (Ireland) Limited | Ireland |
| 6767724 | Macquarie AirFinance Acquisitions (UK) Limited | United Kingdom |
| 4.14E+04 | Macquarie AirFinance Acquisitions Holdings Ltd. | Bermuda |
| 4.13E+04 | Macquarie AirFinance Acquisitions Limited | Bermuda |
| 4.12E+04 | Macquarie AirFinance Aruba A.V.V. | Aruba |
| 4.35E+05 | Macquarie AirFinance Holdings Limited | Ireland |
| 40863 | Macquarie AirFinance International Group Limited | Bermuda |
| 4.06E+04 | Macquarie AirFinance International Limited | Bermuda |
| 38946 | MACQUARIE AIRFINANCE LTD | Bermuda |
| 3.89E+04 | Macquarie AirFinance Ltd. | Bermuda |
| 40673 | Macquarie AirFinance Warehouse (No. 1) Limited | Bermuda |
| 3461469 | Macquarie Allegiance Capital, LLC | United States |
| 1.03E+08 | MACQUARIE ALTERNATIVE ASSETS MANAGEMENT LIMITED | Australia |
| 142 495 958 | MACQUARIE ALTERNATIVE PROPERTY HOLDINGS PTY LIMITED | Australia |
| 3379259 | MACQUARIE AMERICAS CORP | United States |
| 1.24E+08 | MACQUARIE AMERICAS HOLDINGS PTY LTD | Australia |
| 128071545 | MACQUARIE ASCARI HOLDINGS PTY LIMITED - IN LIQUIDATION | Australia |
| 7.15E+07 | MACQUARIE ASIA HOLDINGS PTY LIMITED | Australia |
| 619928 | MACQUARIE ASIA LIMITED | Hong Kong |
| Macquarie Asia New Stars Fund | Luxembourg | |
| MC-25427 | Macquarie Asia Pacific Private Equity Offshore Fund, L.P. | Cayman Islands |
| 1.05E+06 | MACQUARIE ASIA STRUCTURED TRANSACTIONS LIMITED | Virgin Islands, British |
| MACQUARIE ASIA STRUCTURED TRANSACTIONS LIMITED (SINGAPORE | ||
| T07FC7008F | BRANCH) | Singapore |
| Macquarie Asian Leaders Segregated Portfolio | Cayman Islands | |
| 0100-01-107687 | MACQUARIE ASSET FINANCE JAPAN LIMITED | Japan |
| 6.42E+07 | MACQUARIE ASSET FINANCE LIMITED | Australia |
| 57952C1/GBL | MACQUARIE ASSET FINANCE MAURITIUS LTD | Mauritius |
| 7815862 | Macquarie Asset Leasing (UK) Limited | United Kingdom |
| 4578015 | MACQUARIE ASSET MANAGEMENT INC. | United States |
| 1263583 | MACQUARIE ASSET MANAGEMENT PTY LIMITED | Australia |
| 6055796 | MACQUARIE AUSTRALIA INTERNATIONAL PTY LIMITED | Australia |
| 7.36E+05 74453286 |
MACQUARIE AUSTRALIA PTY LIMITED MACQUARIE AUSTRALIA SECURITIES LIMITED |
Australia Australia |
| MACQUARIE AUSTRALIA TECHNOLOGY PTY LIMITED - IN LIQUIDATION | Australia |
| FN215363K | Macquarie Austria GmbH | Austria |
|---|---|---|
| 4687739 | MACQUARIE AUTOPARK INC. | United States |
| 1.22E+08 | MACQUARIE AVENIR NO. 1 PTY LIMITED | Australia |
| 121836235 | MACQUARIE AVENIR NO. 2 PTY LIMITED | Australia |
| 3.69E+05 | MACQUARIE AVIATION CAPITAL FINANCE LIMITED | Ireland |
| 368589 | MACQUARIE AVIATION CAPITAL GROUP | Ireland |
| 368580 | MACQUARIE AVIATION CAPITAL LIMITED | Ireland |
| 8607047 | MACQUARIE AVIATION NO 1 CO PTY LIMITED | Australia |
| 124071432 | MACQUARIE B.H. PTY LTD | Australia |
| 6.31E+06 | Macquarie Bank International Limited | United Kingdom |
| HRB 189708 | Macquarie Bank International Limited, Niederlassung Deutschland | Germany |
| FN 331748 s | Macquarie Bank International Limited, Vienna Branch | Austria |
| 8583542 | MACQUARIE BANK LIMITED | Australia |
| 1045 | Macquarie Bank Limited (DIFC Recognised Company) | United Arab Emirates |
| 74725SD | Macquarie Bank Limited (Dominican Republic Branch) | Dominican Republic |
| F18649 | MACQUARIE BANK LIMITED (HONG KONG BRANCH) | Hong Kong |
| FC018220 | Macquarie Bank Limited (London Branch) | United Kingdom |
| 104-84-07697 | MACQUARIE BANK LIMITED (SEOUL BRANCH) | Korea, Republic of |
| FC018220 | Macquarie Bank Limited (US Representative Office) | United States |
| T11FC0018C | MACQUARIE BANK LIMITED SINGAPORE BRANCH | Singapore |
| 5.94E+06 | Macquarie Barnett LLC | United States |
| 109280819 R.P.M. 892390892 |
MACQUARIE BATHURST STREET PTY LIMITED (IN LIQUIDATION) Macquarie Belgium TCG SPRL |
Australia Belgium |
| HRB 232767 | Macquarie Beteiligungstreuhand GmbH | Germany |
| HRB 86921 | Macquarie Beteiligungsverwaltungs GmbH (in liquidation) | Germany |
| 657826-8 | Macquarie BFS Holdings Ltd. | Canada |
| 4708902 | MACQUARIE BIOMASS LLC | United States |
| CNPJ03.516.449/0001 | MACQUARIE BRASIL PARTICIPACOES LTDA | Brazil |
| 69344289 | MACQUARIE CAF USD LEASING CO NO 1 PTY LIMITED | Australia |
| 69344387 | MACQUARIE CAF USD SECURITY CO NO 1 PTY LIMITED | Australia |
| 798792-7 | Macquarie Canada Inventory Holdings Limited | Canada |
| 683412-4 | Macquarie Canada Services Ltd. | Canada |
| 793548-0 | Macquarie Canadian Infrastructure Management Limited | Canada |
| 6.49E+06 | Macquarie Canadian Investment Holdings Ltd. | Canada |
| 123199548 | MACQUARIE CAPITAL (AUSTRALIA) LIMITED | Australia |
| 740 | Macquarie Capital (Dubai) Limited | United Arab Emirates |
| 3704031 | Macquarie Capital (Europe) Limited | United Kingdom |
| 516404-9909 | Macquarie Capital (Europe) Limited UK Filial, Sweden | Sweden |
| 34297902 | Macquarie Capital (Europe) Limited, Amsterdam Branch | Netherlands |
| 905963 | Macquarie Capital (Europe) Limited, Dublin Branch | Ireland |
| HRB 82506 | Macquarie Capital (Europe) Limited, Niederlassung Deutschland | Germany |
| 478 586 167 | Macquarie Capital (Europe) Limited, Paris Branch | France |
| 611405 | MACQUARIE CAPITAL (HONG KONG) LIMITED | Hong Kong |
| 11-90696 | Macquarie Capital (India) Private Limited | India |
| 104-81-64533 MCM081013SY0 |
MACQUARIE CAPITAL (KOREA) LIMITED MACQUARIE CAPITAL (MEXICO), S.A. de C.V. |
Korea, Republic of Mexico |
| 1952567 | MACQUARIE CAPITAL (NEW ZEALAND) LIMITED | New Zealand |
| 199704430K | MACQUARIE CAPITAL (SINGAPORE) PTE. LIMITED | Singapore |
| 2382080 | MACQUARIE CAPITAL (USA) INC | United States |
| 2149053 | Macquarie Capital Acquisitions (Canada) Ltd. | Canada |
| 716740-7 | Macquarie Capital Acquisitions (Canada) No.2 Ltd | Canada |
| 130 342 915 | MACQUARIE CAPITAL ADVISERS CRE PTY LTD | Australia |
| 105777704 | MACQUARIE CAPITAL ALLIANCE MANAGEMENT PTY LIMITED | Australia |
| 137760822 | MACQUARIE CAPITAL ARGENTINA PTY LTD | Australia |
| 1818250 | Macquarie Capital Argentina Pty Ltd (Sucursal Argentina) | Argentina |
| 132 864 950 | MACQUARIE CAPITAL CIS HOLDINGS PTY LTD | Australia |
| 22407 | Macquarie Capital CIS Holdings Pty Ltd (Russia Branch) | Russian Federation |
| 127829458 | MACQUARIE CAPITAL FINANCE (AUSTRALIA) PTY LTD | Australia |
| 736 | Macquarie Capital Finance (Dubai) Limited | United Arab Emirates |
| 133 664 632 | MACQUARIE CAPITAL FINANCE HOLDINGS (AUSTRALIA) PTY LIMITED | Australia |
| 88464 110605724 |
Macquarie Capital Funding (GP) Limited MACQUARIE CAPITAL FUNDING (LP) PTY LIMITED |
Jersey Australia |
| LP561 | MACQUARIE CAPITAL FUNDING L.P. | Jersey |
| Macquarie Capital Funding LLC | United States | |
| 96705109 | MACQUARIE CAPITAL GROUP LIMITED | Australia |
| FC027878 | MACQUARIE CAPITAL GROUP LIMITED (UK BRANCH) | United Kingdom |
| 2149050 | Macquarie Capital Holdings (Canada) Ltd. | Canada |
| 687 | Macquarie Capital Holdings (Dubai) Limited | United Arab Emirates |
| 123199253 | MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LIMITED | Australia |
| 86159060 | MACQUARIE CAPITAL INVESTMENT MANAGEMENT (AUSTRALIA) LIMITED | Australia |
| 3752829 | Macquarie Capital Investment Management LLC | United States |
| 77595012 | MACQUARIE CAPITAL LOANS MANAGEMENT LIMITED | Australia |
| Macquarie Capital Markets Canada Ltd./Marchés Financiers Macquarie Canada | ||
| 565608 | Ltée. | Canada |
| Macquarie Capital Markets North America Ltd./Marchés Financiers Macquarie | ||
| 1079073 | Amérique Du Nord Ltée. | Canada |
| 803092-8 | Macquarie Capital Principal Holdings Canada Ltd | Canada |
|---|---|---|
| 2104407 | MACQUARIE CAPITAL PRODUCTS (NZ) LIMITED | New Zealand |
| 128212868 | MACQUARIE CAPITAL PRODUCTS LIMITED | Australia |
| 11-89592 | MACQUARIE CAPITAL SECURITIES (INDIA) PRIVATE LIMITED | India |
| MC-134609 | MACQUARIE CAPITAL SECURITIES (JAPAN) LIMITED | Cayman Islands |
| 0100-03-012063 | MACQUARIE CAPITAL SECURITIES (JAPAN) LIMITED (TOKYO BRANCH) | Japan |
| 463469-W | MACQUARIE CAPITAL SECURITIES (MALAYSIA) SDN. BHD. | Malaysia |
| 15184/2070C1/GBL | MACQUARIE CAPITAL SECURITIES (MAURITIUS) LIMITED | Mauritius |
| 180496 | Macquarie Capital Securities (Philippines) Inc. | Philippines |
| 198702912C | MACQUARIE CAPITAL SECURITIES (SINGAPORE) PTE. LIMITED | Singapore |
| 135973 | Macquarie Capital Securities Limited | Hong Kong |
| 110-84-02227 | MACQUARIE CAPITAL SECURITIES LIMITED (SEOUL BRANCH) | Korea, Republic of |
| 89407381 | MACQUARIE CAPITAL SECURITIES LIMITED (TAIWAN BRANCH) | Taiwan |
| 680634-1 | Macquarie Capital Specialized Financing Limited | Canada |
| 4733273 | Macquarie Capital US Acquisitions LLC | United States |
| 133 001 359 | MACQUARIE CAPITAL WIND MANAGEMENT PTY LTD | Australia |
| 4684152 | MACQUARIE CAPITOLA VILLAS INC. | United States |
| 169009 | MACQUARIE CAYMAN HOLDINGS 2 CO. | Cayman Islands |
| 168347 | MACQUARIE CAYMAN HOLDINGS CO | Cayman Islands |
| 42381 | MACQUARIE CHINA RETAIL COMPANY 1 LIMITED (Former Bank Group) | Bermuda |
| Macquarie Climate Change Investments PNG Limited (In Liquidation) (Former | ||
| 1-65845 | Non-Bank Group) | Papua New Guinea |
| 201016397N | MACQUARIE COMMODITIES (SINGAPORE) PTE. LIMITED | Singapore |
| SP.688/AsingP3A | MACQUARIE COMMODITIES (SINGAPORE) PTE. LIMITED, Indonesia Rep. | |
| PDN.2/9/2010 | Office | Indonesia |
| 5259474 | Macquarie Commodities (UK) Limited | United Kingdom |
| 4383511 | MACQUARIE COMMODITIES (USA) INC | United States |
| 15.246.175/0001-50 | Macquarie Commodities Brasil Ltda. | Brazil |
| 6863247 | Macquarie Commodities Factoring Holdings (UK) Limited | United Kingdom |
| 4662005 | MACQUARIE COMMODITIES FACTORING LLC | United States |
| 5259503 | Macquarie Commodities Finance (UK) Limited | United Kingdom |
| 35304 | MACQUARIE COMMODITIES FUND LIMITED - in liquidation | Bermuda |
| 4668206 | MACQUARIE COMMODITIES FUNDING (USA) LLC | United States |
| 4071304 | MACQUARIE COMMODITIES HOLDINGS (USA) LLC | United States |
| 4100974 | MACQUARIE COMMODITIES TRADING INC. | United States |
| 111117465 | MACQUARIE COMMUNITY PARTNERSHIPS PTY LIMITED (IN | Australia |
| 96629471 | MACQUARIE CONCEPT BLUE PTY LTD | Australia |
| 12-377-980/0001-25 | Macquarie Consultoria Agricola E Representacoes Ltda. | Brazil |
| 4752472 | Macquarie Corona Energy Holdings Limited | United Kingdom |
| 4624506 | MACQUARIE CORPORATE AND ASSET FINANCE CONSULTING INC. | United States |
| 4618137 | MACQUARIE CORPORATE AND ASSET FINANCE HOLDINGS INC. | United States |
| 6198910 | MACQUARIE CORPORATE AND ASSET FINANCE LIMITED | Australia |
| 4624264 | MACQUARIE CORPORATE AND ASSET FUNDING INC. | United States |
| 8606862 | MACQUARIE CORPORATE FINANCE HOLDINGS PTY LTD | Australia |
| 8595426 | MACQUARIE CORPORATE FINANCE LIMITED | Australia |
| MACQUARIE CORPORATE FINANCE LIMITED NIEDERLASSUNG | ||
| HRB52973 | DEUTSCHLAND | Germany |
| 3835213 | MACQUARIE COTTON INTERNATIONAL INC | United States |
| 4552354 | Macquarie CPS LLC | United States |
| 129962358 | Macquarie CPS Trust | Australia |
| 5108711 | Macquarie Credit Investment Management Inc. | United States |
| MC-266242 | MACQUARIE CREDIT NEXUS FUND LIMITED | Cayman Islands |
| MC-267012 | Macquarie Credit Nexus Holdings Limited | Cayman Islands |
| MC-266243 | MACQUARIE CREDIT NEXUS MASTER FUND LIMITED | Cayman Islands |
| 4774619 | Macquarie Crop Partners GP, LLC | United States |
| 8295013 | Macquarie DD1 (USA) Inc. | United States |
| Macquarie DD1 STA (USA) Inc. | United States | |
| 75067631 | MACQUARIE DEBF PTY LIMITED | Australia |
| 132821580 | MACQUARIE DELTA1 FINANCE SERVICES PTY LIMITED | Australia |
| 29318190 | Macquarie Denmark Limited A/S | Denmark |
| 126768714 | MACQUARIE DEVELOPMENT CAPITAL (AUS) PTY LIMITED | Australia |
| 102607616 | MACQUARIE DEVELOPMENT CAPITAL II PTY LIMITED | Australia |
| 134474712 | MACQUARIE DEVELOPMENT CAPITAL MANAGEMENT PTY LIMITED | Australia |
| 82018399 | MACQUARIE DEVELOPMENT CAPITAL PTY LIMITED | Australia |
| 131165921 | MACQUARIE DIGGERS REST HOLDINGS PTY LIMITED | Australia |
| 115402349 | MACQUARIE DIGITAL PTY LIMITED | Australia |
| 8607083 | MACQUARIE DIRECT INVESTMENT PTY LIMITED | Australia |
| 20.3.0.31.542-6 | Macquarie Distribution Finance Ltd. | Switzerland |
| 85795651 | MACQUARIE DISTRIBUTION PTY LIMITED | Australia |
| 114099795 | MACQUARIE DIVERSIFIED ASSET ADVISORY PTY LIMITED | Australia |
| 98127578 | MACQUARIE DIVERSIFIED INVESTMENTS NO 2 PTY LTD (IN | Australia |
| 98127569 | MACQUARIE DIVERSIFIED INVESTMENTS NO 3 PTY LTD (IN | Australia |
| 4257710 | MACQUARIE DYNAMIC MANAGEMENT (USA) INC | United States |
| 106197488 | MACQUARIE DYNAMIC MANAGEMENT PTY LIMITED | Australia |
| 3635201 363806 |
MACQUARIE ELECTRONICS CONSULTING INC MACQUARIE ELECTRONICS LIMITED |
United States Ireland |
| 363803 | MACQUARIE ELECTRONICS REMARKETING LIMITED | Ireland |
|---|---|---|
| Delaware #3567972 | MACQUARIE ELECTRONICS USA INC | United States |
| MACQUARIE EMERGING MARKETS ARBITRAGE TRADING PTE. LIMITED | ||
| 200408424K | (wef 20/05/2009) (Former Non-Bank Group) | Singapore |
| 200408424K | MACQUARIE EMERGING MARKETS ASIAN TRADING PTE. LIMITED | Singapore |
| MACQUARIE EMERGING MARKETS ASIAN TRADING PTE. LIMITED (Non | ||
| F18440 | Hong Kong Company) | Hong Kong |
| 143365673 | Macquarie Emerging Markets Investments Pty Ltd | Australia |
| 127185719 | MACQUARIE EMG HOLDINGS PTY LIMITED | Australia |
| 4708900 | MACQUARIE ENERGY ASSETS LLC | United States |
| 6643795 | Macquarie Energy Canada Ltd. | Canada |
| 664374-4 | Macquarie Energy Holdings Canada Ltd. | Canada |
| 122300592 | MACQUARIE ENERGY HOLDINGS PTY LTD | Australia |
| 4554443 | Macquarie Energy Investments LLC | United States |
| 2468860 | Macquarie Energy LLC | United States |
| 4023666 | MACQUARIE ENERGY NORTH AMERICA TRADING INC. | United States |
| ARSN 085 130 794 | Macquarie Enhanced Australian Fixed Interest Fund | Australia |
| 087 433 912 | MACQUARIE ENHANCED PROPERTIES SECURITIES FUND | Australia |
| 4457323 | Macquarie Equipment Finance Holdings Inc. | United States |
| 262381 | MACQUARIE EQUIPMENT FINANCE LIMITED | New Zealand |
| 421234 | Macquarie Equipment Finance Limited | Ireland |
| 605377-7 | Macquarie Equipment Finance Ltd./Macquarie Financement d'Équipement Ltée. | Canada |
| 124335593 | MACQUARIE EQUIPMENT FINANCE PTY LIMITED | Australia |
| 475730 | Macquarie Equipment Finance Services Limited | Ireland |
| 4463641 | Macquarie Equipment Finance, LLC | United States |
| 468487 | Macquarie Equipment Funding Limited | Ireland |
| 4463642 | Macquarie Equipment Funding, LLC | United States |
| Macquarie Equipment Leasing Fund Two, LLC | United States | |
| 459515-H | MACQUARIE EQUIPMENT LEASING SDN. BHD. | Malaysia |
| 112079268 | MACQUARIE EQUIPMENT RENTALS PTY LIMITED | Australia |
| 485394 | MACQUARIE EQUITIES (ASIA) LIMITED | Hong Kong |
| 63906392 | MACQUARIE EQUITIES (US) HOLDINGS PTY. LIMITED MACQUARIE EQUITIES BRASIL ADMINISTRACAO DE FUNDOS E |
Australia |
| 04.317.671/0001-31 | PARTICIPACAO LTDA | Brazil |
| WN1114218 | MACQUARIE EQUITIES CUSTODIANS LIMITED | New Zealand |
| 2574923 | MACQUARIE EQUITIES LIMITED | Australia |
| WN/1007806 | MACQUARIE EQUITIES NEW ZEALAND LIMITED | New Zealand |
| 1374572 | MACQUARIE EQUITY CAPITAL MARKETS PTY LIMITED | Australia |
| 6294706 | Macquarie Equity Products (UK) Limited | United Kingdom |
| 4714085 | MACQUARIE ESPRIT INC. | United States |
| 7713808 | Macquarie Euro Limited | United Kingdom |
| Macquarie European Alpha Master Fund | Cayman Islands | |
| 114801464 | MACQUARIE EUROPEAN FINANCIAL INVESTMENTS PTY LTD | Australia |
| 78771123 | MACQUARIE EUROPEAN HOLDINGS PTY LIMITED | Australia |
| MACQUARIE EUROPEAN HOLDINGS PTY LIMITED (NON HONG KONG | ||
| F15820 | COMPANY) | Hong Kong |
| 6146573 | Macquarie European Investment Holdings Limited | United Kingdom |
| 128078277 | MACQUARIE EVP HOLDING COMPANY PTY LIMITED - IN LIQUIDATION | Australia |
| 6863285 | Macquarie Factoring (UK) Limited | United Kingdom |
| 6863307 | Macquarie Factoring Finance (UK) Limited | United Kingdom |
| 116582524 | MACQUARIE FARM ASSETS AND RESOURCES MANAGEMENT LIMITED Macquarie Fastracks Holdings LLC |
Australia United States |
| Macquarie FG Holdings Inc. | United States | |
| 6855383 132 573 436 |
Macquarie FICC (UK) Limited MACQUARIE FIEX INVESTMENT PTY LIMITED |
United Kingdom Australia |
| U65999MH2009PTC190863 | MACQUARIE FINANCE (INDIA) PRIVATE LIMITED | India |
| U65999MH2009PTC190863 U65999MH2009PTC190863 |
MACQUARIE FINANCE (INDIA) PRIVATE LIMITED MACQUARIE FINANCE (INDIA) PRIVATE LIMITED (Former Non-Bank Group) |
India India |
| 1065067 | MACQUARIE FINANCE (NZ) LIMITED | New Zealand |
| 118817440 | MACQUARIE FINANCE HOLDINGS LIMITED | Australia |
| 106-81-94256 | MACQUARIE FINANCE KOREA CO., LTD. | Korea, Republic of |
| 1214964 | MACQUARIE FINANCE LIMITED | Australia |
| 4551158 | Macquarie Financial Holdings (USA) LLC | United States |
| 124071398 | MACQUARIE FINANCIAL HOLDINGS LIMITED | Australia |
| F15819 | MACQUARIE FINANCIAL HOLDINGS LIMITED (NON HONG KONG | Hong Kong |
| 4228146 | Macquarie Financial Ltd./Financiere Macquarie Ltee. | Canada |
| 95135694 | ||
| MACQUARIE FINANCIAL PRODUCTS MANAGEMENT LIMITED | Australia | |
| 200800950C | MACQUARIE FINANCIAL SERVICES (ASIA) PTE LIMITED | Singapore |
| 128948498 | MACQUARIE FINANCIAL SERVICES HOLDINGS PTY LIMITED | Australia |
| 2007/030612/07 | Macquarie Financial Trustees (Proprietary) Limited | South Africa |
| 200813631K | MACQUARIE FIXED INCOME CURRENCIES AND COMMODITIES (SINGAPORE) PTE. LIMITED |
Singapore |
| 69344154 ARSN 129 962 189 |
MACQUARIE FLEET LEASING PTY LIMITED MACQUARIE FLEXI 100 TRUST |
Australia Australia |
| 113113214 | MACQUARIE FORTRESS INVESTMENTS LIMITED | Australia |
|---|---|---|
| 481 104 479 R.C.S. Paris | Macquarie France SARL | France |
| 127735960 | Macquarie Fund Advisers Pty Limited | Australia |
| B143751 | Macquarie Fund Solutions | Luxembourg |
| Macquarie Fund Solutions - Macquarie Emerging Markets Infrastructure | ||
| Securities Fund | Luxembourg | |
| BC0847563 | Macquarie Funding (B.C.) Inc. | Canada |
| 4240236 | MACQUARIE FUNDING HOLDINGS INC | United States |
| 6581935 | Macquarie Funding Inc. | Canada |
| LP00000352 | MACQUARIE FUNDING LIMITED PARTNERSHIP | Australia |
| 113054569 | MACQUARIE FUNDS HEDGING PTY LTD | Australia |
| MACQUARIE FUNDS MANAGEMENT (USA) INC. | United States | |
| 93177407 | MACQUARIE FUNDS MANAGEMENT HOLDINGS PTY LIMITED | Australia |
| 724745 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Hong Kong |
| 6880217 | MACQUARIE FUNDS MANAGEMENT PTY LIMITED | Australia |
| 177751 | MACQUARIE FUNDS MANAGEMENT SPC | Cayman Islands |
| 170076 | MACQUARIE FUTURES & OPTIONS (HONG KONG) LIMITED | Hong Kong |
| 111631 | MACQUARIE FUTURES (ASIA) LIMITED | Hong Kong |
| 4088350 | Macquarie Futures USA LLC | United States |
| 137072112 | MACQUARIE FX INVESTMENTS PTY LTD | Australia |
| 128219330 | MACQUARIE GCUH HOLDINGS PTY LIMITED | Australia |
| Macquarie Generation Management I, Inc. | United States | |
| Macquarie Generation Management II, Inc. | United States | |
| HRB 82733 | Macquarie Germany Holdings GmbH | Germany |
| B142903 | Macquarie Germany Holdings GmbH & Cies S.E.N.C. | Luxembourg |
| 117033226 | MACQUARIE GLASSCOCKS PTY LIMITED (IN LIQUIDATION) | Australia |
| MACQUARIE GLOBAL DEBT INVESTMENTS NO.1 PTY LIMITED (IN | ||
| 84388947 | LIQUIDATION) | Australia |
| MACQUARIE GLOBAL DEBT INVESTMENTS NO.2 PTY LIMITED (IN | ||
| 75176779 | LIQUIDATION) | Australia |
| 068897C1/GBL | MACQUARIE GLOBAL FINANCE SERVICES (MAURITIUS) LIMITED | Mauritius |
| 5259497 | Macquarie Global Investments (UK) Limited | United Kingdom |
| Macquarie Global Multi Events Segregated Portfolio | Cayman Islands | |
| 194165 | MACQUARIE GLOBAL OPPORTUNITIES PARTNERS GP LTD | Cayman Islands |
| 131661697 | MACQUARIE GLOBAL OPPORTUNITIES PARTNERS INVESTMENT PTY | Australia |
| 4332814 | Macquarie Global Opportunities Partners LLC | United States |
| 168982 | MACQUARIE GLOBAL SERVICES PRIVATE LIMITED | India |
| 134 225 817 | MACQUARIE GLOBAL SOVEREIGN BOND FUND | Australia |
| 5488013 | Macquarie GP Limited | United Kingdom |
| 5718600 | Macquarie GP2 Limited | United Kingdom |
| 4310212 | Macquarie Grand Parkway HoldCo LLC | United States |
| 124071389 | MACQUARIE GROUP (US) HOLDINGS NO.1 PTY LTD | Australia |
| 200412291W | MACQUARIE GROUP HOLDINGS (SINGAPORE) PTE. LIMITED | Singapore |
| 6357992 | Macquarie Group Holdings (UK) No.1 Limited | United Kingdom |
| 6357999 | Macquarie Group Holdings (UK) No.2 Limited | United Kingdom |
| 7032532 | Macquarie Group Holdings (UK) No.4 Limited | United Kingdom |
| 1952566 | MACQUARIE GROUP HOLDINGS NEW ZEALAND LIMITED | New Zealand |
| 124071478 | MACQUARIE GROUP HOLDINGS NO.3 PTY LTD | Australia |
| 7438584 | Macquarie Group Investments (UK) No.2 Limited | United Kingdom |
| 122169279 | MACQUARIE GROUP LIMITED | Australia |
| 245979 | MACQUARIE GROUP NEW ZEALAND LIMITED | New Zealand |
| 116467031 | MACQUARIE GROUP SERVICES AUSTRALIA PTY LTD | Australia |
| FC027877 | MACQUARIE GROUP SERVICES AUSTRALIA PTY LTD (UK BRANCH) | United Kingdom |
| Macquarie HiTIP Management I, Inc. | United States | |
| 728003-3 | Macquarie Holdings (Canada) Ltd | Canada |
| MHM08101318A | MACQUARIE HOLDINGS (MEXICO), S.A. DE C.V. | Mexico |
| 200703280D | MACQUARIE HOLDINGS (SINGAPORE) PTE. LTD. | Singapore |
| 2428034 | MACQUARIE HOLDINGS (U.S.A.) INC. | United States |
| 6309919 | Macquarie Holdings (UK) No.1 Limited | United Kingdom |
| not registered | MACQUARIE HOLDINGS TRUST | Australia |
| MC-199805 | Macquarie Hong Kong Finance Limited | Cayman Islands |
| 133001751 | MACQUARIE I A RETURNS PTY LIMITED | Australia |
| 3075842 | MACQUARIE INC | United States |
| ARSN 113 844 410 | MACQUARIE INDEX LINKED PROPERTY SECURITIES FUND | Australia |
| 58341C1/GBL | MACQUARIE INDIA HOLDINGS LIMITED | Mauritius |
| MACQUARIE INDIA INFRASTRUCTURE MANAGEMENT HOLDINGS PTE. | ||
| 200823500E | LIMITED | Singapore |
| 130542924 | MACQUARIE INDIA PROPERTIES PTY LIMITED | Australia |
| 130542924 | MACQUARIE INDIA PROPERTIES PTY LIMITED (Former Bank Group) | Australia |
| 58340C2/GBL | MACQUARIE INDIAN AIRPORTS TWO LIMITED | Mauritius |
| 71501918 | MACQUARIE INDONESIA HOLDINGS PTY LIMITED | Australia |
| C41803 | MACQUARIE INDUSTRIAL INVESTMENTS MALTA LIMITED | Malta |
| 744 | Macquarie Infrastructure and Real Assets (Dubai) Limited | United Arab Emirates |
| 3976881 | Macquarie Infrastructure and Real Assets (Europe) Limited | United Kingdom |
| 3976881 | Macquarie Infrastructure and Real Assets (Europe) Limited | United Kingdom |
| Macquarie Infrastructure and Real Assets (Europe) Limited (Spain) | Spain |
| 499 798 742 | Macquarie Infrastructure and Real Assets (Europe) Limited, Paris Branch | France |
|---|---|---|
| 623285 | Macquarie Infrastructure and Real Assets (Hong Kong) Limited | Hong Kong |
| 784370-4 | Macquarie Infrastructure and Real Assets (Sales) Canada Ltd | Canada |
| MACQUARIE INFRASTRUCTURE AND REAL ASSETS (SINGAPORE) PTE. | ||
| 200513362E | LIMITED | Singapore |
| 418159-0 | Macquarie Infrastructure and Real Assets Canada Ltd. | Canada |
| 4346793 | Macquarie Infrastructure and Real Assets Inc. | United States |
| MCF090729QX6 | Macquarie Infrastructure and Real Assets México, S.A. de C.V. | Mexico |
| 84828437 | Macquarie Infrastructure and Real Assets Pty Limited | Australia |
| B138295 | Macquarie Infrastructure and Real Assets SA | Luxembourg |
| 135007199 | MACQUARIE INFRASTRUCTURE AND REAL ASSETS TRUST | Australia |
| 74311390 | MACQUARIE INFRASTRUCTURE FUNDS MANAGEMENT PTY LIMITED | Australia |
| 5755862 CH-170.3.028.960-5/ |
Macquarie Infrastructure GP Limited MACQUARIE INFRASTRUCTURE HOLDINGS AG (in liquidation) |
United Kingdom Switzerland |
| 112772871 | MACQUARIE INFRASTRUCTURE MANAGEMENT (ASIA) PTY LIMITED | Australia |
| MACQUARIE INFRASTRUCTURE MANAGEMENT (ASIA) PTY LIMITED - | ||
| T06FC6823A | SINGAPORE BRANCH | Singapore |
| 3707788 | MACQUARIE INFRASTRUCTURE MANAGEMENT (USA) INC | United States |
| 72677993 4339673 |
MACQUARIE INFRASTRUCTURE NO.2 PTY LIMITED (IN LIQUIDATION) Macquarie Infrastructure Partners Canada GP Ltd. |
Australia Canada |
| 6372304 | Macquarie Infrastructure Partners II GP LLC | United States |
| 4088348 | MACQUARIE INFRASTRUCTURE PARTNERS INC | United States |
| 4106439 | Macquarie Infrastructure Partners U.S. GP LLC | United States |
| 29003 72652736 |
MACQUARIE INFRASTRUCTURE PRIVATE TRUSTEE COMPANY LIMITED MACQUARIE INFRASTRUCTURE PTY LIMITED (IN LIQUIDATION) |
Bermuda Australia |
| 41533 | MACQUARIE INFRASTRUCTURE REINSURANCE COMPANY LIMITED | Bermuda |
| 200505701K | MACQUARIE INSURANCE (SINGAPORE) PTE. LTD. | Singapore |
| 1460256 | Macquarie Insurance Services Ltd./Services D'Assurances Macquarie Ltée | Canada |
| 129 526 272 | MACQUARIE INSURANCE SOLUTIONS (BROKER) PTY LTD | Australia |
| 117787C | Macquarie International Advisory Limited | Isle of Man |
| 92985263 | MACQUARIE INTERNATIONAL FINANCE LIMITED | Australia |
| 4125302 | Macquarie International Holdings Limited | United Kingdom |
| MACQUARIE INTERNATIONAL HOUSING AND LAND CONSULTING | ||
| 310000400294785 (Jing An) | (SHANGHAI) COMPANY LIMITED | China |
| MACQUARIE INTERNATIONAL HOUSING AND LAND CONSULTING | ||
| 310000400294785 (Jing An) | (SHANGHAI) COMPANY LIMITED (Former Bank Group) | China |
| 108590996 | MACQUARIE INTERNATIONAL INVESTMENTS PTY LIMITED | Australia |
| 1802574 | Macquarie International Limited | United Kingdom |
| F11422 | MACQUARIE INTERNATIONAL LIMITED (NON HONG KONG COMPANY) | Hong Kong |
| 104-84-05215 | MACQUARIE INTERNATIONAL LIMITED SEOUL BRANCH | Korea, Republic of |
| 169002 | MACQUARIE INTERNATIONAL NEW YORK PARKING CO | Cayman Islands |
| 169050 | MACQUARIE INTERNATIONAL SC INVESTMENTS CO | Cayman Islands |
| 5.02E+05 | Macquarie International Services Limited | Hong Kong |
| MACQUARIE INTERNATIONAL SMALL CAP ROADS CO. (In Liquidation) | Cayman Islands | |
| 4957256 | Macquarie Internationale Investments Limited | United Kingdom |
| 36631 | MACQUARIE INVESTMENT (HONG KONG) LIMITED | Hong Kong |
| 1.10E+14 | MACQUARIE INVESTMENT ADVISORY (BEIJING) CO LTD | China |
| 122939600 | MACQUARIE INVESTMENT HOLDINGS LIMITED | Australia |
| 112017919 | MACQUARIE INVESTMENT HOLDINGS NO.2 PTY LIMITED | Australia |
| FN 350922 m | Macquarie Investment Management (Austria) GmbH | Austria |
| 41471 | MACQUARIE INVESTMENT MANAGEMENT (BERMUDA) LIMITED | Bermuda |
| WN1114216 | MACQUARIE INVESTMENT MANAGEMENT (NZ) LIMITED | New Zealand |
| FN 171881 t | Macquarie Investment Management Austria Kapitalanlage AG | Austria |
| 2867003 | MACQUARIE INVESTMENT MANAGEMENT LTD | Australia |
| B108283 | MACQUARIE INVESTMENT MANAGEMENT S.à r.l. | Luxembourg |
| 71745401 | MACQUARIE INVESTMENT SERVICES LIMITED | Australia |
| not registered | MACQUARIE INVESTMENT TRUST | Australia |
| 2009/012283/07 | Macquarie Investments (Proprietary) Limited | South Africa |
| WK-133809 | MACQUARIE INVESTMENTS (SINGAPORE) LIMITED | Cayman Islands |
| 4104671 | Macquarie Investments (UK) Limited | United Kingdom |
| 5582630 | Macquarie Investments 1 Limited | United Kingdom |
| 5708696 | Macquarie Investments 2 Limited | United Kingdom |
| 7012592 | Macquarie Investments 3 Limited | United Kingdom |
| 69416977 | MACQUARIE INVESTMENTS AUSTRALIA PTY LIMITED | Australia |
| HRB 74953 | Macquarie Investments Deutschland GmbH | Germany |
| 4092888 | Macquarie Investments LLC | United States |
| 200718499D | MACQUARIE INVESTMENTS SINGAPORE PTE. LIMITED (In Liquidation) | Singapore |
| Macquarie Investments US Inc. | United States | |
| 6373185 | Macquarie Investor Products (UK) Limited | United Kingdom |
| 119211433 | MACQUARIE INVESTORS PTY LTD | Australia |
| 459515-H | MACQUARIE IT SDN BHD (Former Non-Bank Group) | Malaysia |
| 107147222 | MACQUARIE JAPAN INFRASTRUCTURE NO.1 PTY LIMITED | Australia |
| MACQUARIE JAPAN INFRASTRUCTURE NO.1 PTY LIMITED (JAPAN | ||
| 0100-03-012002 | BRANCH) | Japan |
| 107147188 | MACQUARIE JAPAN INFRASTRUCTURE NO.2 PTY LIMITED | Australia |
| MACQUARIE JAPAN INFRASTRUCTURE NO.2 PTY LIMITED (JAPAN | ||
|---|---|---|
| 0100-03-011932 | BRANCH) | Japan |
| 117560282 | MACQUARIE JAPAN INFRASTRUCTURE NO.3 PTY LIMITED | Australia |
| 117560415 | MACQUARIE JAPAN INFRASTRUCTURE NO.4 PTY LIMITED | Australia |
| 0100-03-012591 | MACQUARIE JAPAN INFRASTRUCTURE NO.4 PTY LIMITED (JAPAN BRANCH) |
Japan |
| 119106053 | MACQUARIE JAQUES PTY LIMITED | Australia |
| 110990184 | MACQUARIE JIN LIN PTY LIMITED | Australia |
| 122774289 | MACQUARIE KEMBLE WATER HOLDINGS PTY LTD | Australia |
| 128743822 | MACQUARIE KEYAKIZAKA HOLDINGS PTY LIMITED | Australia |
| 128743546 | MACQUARIE KIOIZAKA HOLDINGS PTY LIMITED - IN LIQUIDATION | Australia |
| 104-81-76330 104-81-95716 |
MACQUARIE KOREA ASSET MANAGEMENT CO., LTD. MACQUARIE KOREA OPPORTUNITIES MANAGEMENT, LTD. |
Korea, Republic of Korea, Republic of |
| 110356968 | MACQUARIE LAH PTY LIMITED | Australia |
| 1.00E+14 | MACQUARIE LEASING (CHINA) CO LIMITED | China |
| 2997799 | Macquarie Leasing (UK) Limited | United Kingdom |
| 5.87E+06 | Macquarie Leasing Limited | United Kingdom |
| 2675032 | MACQUARIE LEASING NSW PTY. LIMITED | Australia |
| 2.67E+06 2574914 |
MACQUARIE LEASING PTY. LIMITED MACQUARIE LEISURE SERVICES PTY LIMITED |
Australia Australia |
| OC363068 | Macquarie Lending & Investment Partners LLP | United Kingdom |
| 4708903 | MACQUARIE LG BIOMASS LLC | United States |
| 3963773 | MACQUARIE LIFE LIMITED | Australia |
| 130789767 | MACQUARIE MACAU HOLDINGS PTY LIMITED | Australia |
| HRB 74075 099 813 028 |
Macquarie Management GmbH MACQUARIE MASTER GEARED GROWTH FUND |
Germany Australia |
| 090 079 413 | MACQUARIE MASTER SMALL COMPANIES FUND | Australia |
| 51142C1/GBL | MACQUARIE MAURITIUS INVESTMENTS LIMITED | Mauritius |
| 133000987 | MACQUARIE MDW INVESTMENTS PTY LTD | Australia |
| 2264114 | Macquarie MEAP Holding Ltd. | Canada |
| 108538218 | MACQUARIE MEDIA FUND MANAGEMENT PTY LIMITED | Australia |
| 639997-5 4921203 |
Macquarie Metals and Energy Capital (Canada) Ltd. Macquarie Meters 1 (UK) Limited |
Canada United Kingdom |
| 4920378 | Macquarie Meters 2 (UK) Limited | United Kingdom |
| 7361419 | Macquarie Meters 3 (UK) Limited | United Kingdom |
| 1344888 | Macquarie Meters 4 Limited | Hong Kong |
| Not Applicable | MACQUARIE MEXICO INFRASTRUCTURE MANAGEMENT, S.A. DE C.V. | Mexico |
| 4508971 95180564 |
MACQUARIE MICROSTAR HOLDINGS INC MACQUARIE MIDDLE EAST HOLDINGS PTY LIMITED |
United States Australia |
| 115524028 | MACQUARIE MIDDLE EAST MANAGEMENT LIMITED | Australia |
| 130225222 | MACQUARIE MIP II INVESTMENT PTY LIMITED | Australia |
| Macquarie MLH, LLC | United States | |
| 117033431 | MACQUARIE MOORE STREET PTY LIMITED | Australia |
| 1.20E+08 | MACQUARIE MORTGAGES CANADA HOLDINGS PTY LIMITED | Australia |
| 57760175 | MACQUARIE MORTGAGES FUNDING TRUST 2007-1 MACQUARIE MORTGAGES PTY LIMITED |
United States Australia |
| 010473862-3438695 | MACQUARIE MORTGAGES USA INC | United States |
| 4627119 | MACQUARIE NB US HOLDINGS INC. | United States |
| 200404077D | MACQUARIE NE HOLDINGS (SINGAPORE) PTE. LIMITED | Singapore |
| 6798497 | Macquarie New World Gaming Canada Ltd. | Canada |
| N/A 334868 |
Macquarie New World Gaming Partnership MACQUARIE NEW ZEALAND LIMITED |
Canada New Zealand |
| Macquarie NM Management I, Inc | United States | |
| Macquarie NM Management II, Inc. | United States | |
| 123851436 | MACQUARIE NOOSA PTY LTD | Australia |
| 3.48E+06 | Macquarie North America Ltd. | Canada |
| 107464620 8595711 |
MACQUARIE NOTE INVESTMENTS PTY LIMITED MACQUARIE NZ HOLDINGS PTY LIMITED |
Australia Australia |
| 30414 | MACQUARIE OFFSHORE MASTER FUND LIMITED | Bermuda |
| 129 590 576 | MACQUARIE OFFSHORE SERVICES PTY LTD | Australia |
| FS200805155 | Macquarie Offshore Services Pty Ltd - Philippine Branch | Philippines |
| 4207954 | MACQUARIE OIL AND GAS HOLDINGS INC | United States |
| 770975-7 OF2150 |
Macquarie Oil Services Canada Ltd MACQUARIE ONE LIMITED |
Canada United Arab Emirates |
| Macquarie One LLC | United States | |
| 2934705 | MACQUARIE OPTIONS PTY. LIMITED | Australia |
| Macquarie PA TAP Management I, Inc. | United States | |
| 111494172 | MACQUARIE PARTNERSHIP FINANCE CO PTY LIMITED | Australia |
| 107464264 | MACQUARIE PARTNERSHIP INVESTMENT HOLDINGS PTY LIMITED (IN LIQUIDATION) |
Australia |
| 122169304 | MACQUARIE PASTORAL SERVICES LTD | Australia |
| 115251619 | MACQUARIE PAYMENTS INFRASTRUCTURE HOLDINGS PTY LIMITED | Australia |
| 6349353 | MACQUARIE PETERBOROUGH HOSPITAL INVESTMENTS LIMITED | United Kingdom |
| 115622449 | MACQUARIE PIB PROJECT CO A PTY LIMITED | Australia |
| 115622458 | MACQUARIE PIB PROJECT CO B PTY LIMITED Macquarie Platinum Katella Inc. |
Australia United States |
| 8327852 | Macquarie PMI LLC | United States |
|---|---|---|
| Macquarie PMI Manager LLC | United States | |
| 4768433 | Macquarie Poinsettia Inc. | United States |
| MACQUARIE PORTFOLIO INVESTMENTS NO.1 PTY LIMITED (IN | ||
| 1.07E+08 | LIQUIDATION) | Australia |
| MACQUARIE PORTFOLIO INVESTMENTS NO.2 PTY LIMITED (IN | ||
| 1.07E+08 | LIQUIDATION) | Australia |
| 4.24E+06 | Macquarie Power Management Ltd. | Canada |
| 0100-01-119544 | MACQUARIE PRECISION MARKETING (JAPAN) LIMITED | Japan |
| MACQUARIE PRECISION MARKETING (JAPAN) LIMITED (Former Non-Bank | ||
| 0199-01-119544 | Group) | Japan |
| 133 273 426 | MACQUARIE PRECISION MARKETING PTY LTD | Australia |
| 1356202 | Macquarie Premium Funding Inc./Financement Primes Macquarie Inc. | Canada |
| 200703284G | MACQUARIE PRINCIPAL (SINGAPORE) PTE. LTD. | Singapore |
| 112561501 | MACQUARIE PRINCIPAL PTY LIMITED | Australia |
| 82038328 | MACQUARIE PRISM PTY LIMITED | Australia |
| 1.17E+08 | MACQUARIE PRIVATE CAPITAL MANAGEMENT LIMITED | Australia |
| B162599 | Macquarie Private Markets Fund GP S.à r.l | Luxembourg |
| B162637 | Macquarie Private Markets Fund S.C.A., SICAV-FIS | Luxembourg |
| 89987388 | MACQUARIE PRIVATE PORTFOLIO MANAGEMENT LIMITED | Australia |
| 1.41E+06 | Macquarie Private Wealth Corp./Gestion Privee Macquarie Corp. | Canada |
| 1.75E+06 | Macquarie Private Wealth Inc./Gestion Privee Macquarie Inc. | Canada |
| 74453393 | MACQUARIE PROJECT FINANCE PTY LIMITED | Australia |
| 6.49E+07 | MACQUARIE PROPERTY (OBU) PTY LIMITED | Australia |
| 76560917 | MACQUARIE PROPERTY FINANCE MANAGEMENT PTY LIMITED | Australia |
| 65678962 | MACQUARIE PROPERTY INTERNATIONAL PTY LIMITED | Australia |
| 88772203 | MACQUARIE PROPERTY INVESTMENT MANAGEMENT HOLDINGS | Australia |
| 142 083 092 | MACQUARIE RADAR HOLDINGS PTY LIMITED | Australia |
| 730170-7 | Macquarie Rail Canada Limited | Canada |
| 4039167 | MACQUARIE RAIL INC. | United States |
| 4484981 | MACQUARIE RAIL MANAGEMENT LLC | United States |
| 1.15E+08 | MACQUARIE READING PTY LIMITED | Australia |
| 4.50E+06 | MACQUARIE REAL ESTATE ADVISORY SERVICES LLC | United States |
| MACQUARIE REAL ESTATE AFRICA INVESTMENTS PTY LIMITED - IN | ||
| 129 130 963 | LIQUIDATION | Australia |
| 623285 | MACQUARIE REAL ESTATE ASIA LIMITED (Former Bank Group) | Hong Kong |
| 0199-01-089825 | Macquarie Real Estate Capital KK (Former Bank Group) | Japan |
| 1.30E+08 | MACQUARIE REAL ESTATE DEVELOPMENT CAPITAL (AUS) PTY LIMITED | Australia |
| 3455302 | MACQUARIE REAL ESTATE FINANCE INC | United States |
| 2.92E+06 | MACQUARIE REAL ESTATE INC | United States |
| 6421191 | Macquarie Real Estate Investments Europe Limited | United Kingdom |
| 104-81-74725 | MACQUARIE REAL ESTATE KOREA LIMITED | Korea, Republic of |
| 104-81-74725 | MACQUARIE REAL ESTATE KOREA LIMITED (Former Bank Group) | Korea, Republic of |
| 200509669E | MACQUARIE REAL ESTATE SINGAPORE PTE. LIMITED (In Liquidation) | Singapore |
| 4.33E+06 | Macquarie Real Estate Telecom Holdings LLC | United States |
| HRB 86922 | Macquarie Real Invest GmbH (in liquidation) | Germany |
| 1.02E+08 | MACQUARIE REALTY SERVICES AUSTRALIA PTY LIMITED - IN | Australia |
| 4.45E+06 112147350 |
MACQUARIE RENEWABLE ENERGY INC MACQUARIE RENEWABLES HOLDINGS PTY LIMITED |
United States Australia |
| 125098339 | MACQUARIE RESIDENTIAL (STATE) MANAGEMENT PTY LTD | Australia |
| 1.25E+08 | MACQUARIE RESIDENTIAL MANAGEMENT PTY LTD | Australia |
| MACQUARIE RESIDENTIAL TRUST | Australia | |
| 672846-4 | Macquarie Resource Capital Canada Ltd. | Canada |
| 130 224 949 | MACQUARIE RESOURCES INVESTMENT MANAGEMENT PTY LIMITED | Australia |
| 7.06E+06 | Macquarie Restorations Limited | United Kingdom |
| 998584 | Macquarie Retail Management (Asia) Limited | Hong Kong |
| 1.27E+06 | MACQUARIE RETAIL REAL ESTATE MANAGEMENT LIMITED | Hong Kong |
| MACQUARIE RETAIL REAL ESTATE MANAGEMENT LIMITED (Former Bank | ||
| 1273174 | Group) | Hong Kong |
| 6219852 | MACQUARIE RISK ADVISORY SERVICES PTY LIMITED (IN LIQUIDATION) | Australia |
| 6.33E+07 | MACQUARIE SCIENCE HOLDINGS PTY LIMITED | Australia |
| 2.83E+06 | MACQUARIE SECURITIES (AUSTRALIA) LIMITED | Australia |
| 1.75E+06 | MACQUARIE SECURITIES (NZ) LIMITED | New Zealand |
| 1.06E+11 | MACQUARIE SECURITIES (THAILAND) LIMITED | Thailand |
| 7283920 | Macquarie Securities (UK) Limited | United Kingdom |
| 728007-6 | Macquarie Securities Financing Ltd (Canada) | Canada |
| 104-81-99444 | MACQUARIE SECURITIES KOREA LIMITED | Korea, Republic of |
| 3435443 | MACQUARIE SECURITIES MANAGEMENT PTY LIMITED | Australia |
| 2006/023546/07 | MACQUARIE SECURITIES SOUTH AFRICA (PROPRIETARY) LIMITED | South Africa |
| 6.41E+05 | MACQUARIE SECURITISATION (HONG KONG) LIMITED | Hong Kong |
| 7.53E+07 | MACQUARIE SECURITISATION (OBU) PTY LIMITED | Australia |
| 3.30E+06 | MACQUARIE SECURITISATION LIMITED | Australia |
| 010473862-3438695 | Macquarie Securitization USA LLC | United States |
| 4.96E+05 | MACQUARIE SERVICES (HONG KONG) LIMITED | Hong Kong |
| MSM081013GR9 | Macquarie Services (Mexico), S.A. de C.V. Macquarie Services (USA) Partners |
Mexico United States |
| 11.988.470/001-21 | Macquarie Servicos Agricolas Limitada | Brazil |
|---|---|---|
| 1.25E+08 | MACQUARIE SHENTON PTY LIMITED | Australia |
| 1.28E+08 | MACQUARIE SHEP INVESTMENTS PTY LIMITED | Australia |
| Macquarie Sierra Investment Holdings Inc. | United States | |
| 9.67E+07 | MACQUARIE SOUTH KINGSCLIFF PTY LIMITED (In Liquidation) | Australia |
| EC#39329 | MACQUARIE SPECIALISED ASSET MANAGEMENT (BERMUDA) LIMITED | Bermuda |
| 75295608 | MACQUARIE SPECIALISED ASSET MANAGEMENT 2 LIMITED | Australia |
| 8.74E+07 | MACQUARIE SPECIALISED ASSET MANAGEMENT LIMITED | Australia |
| 125 574 389 | MACQUARIE SPECIALIST INVESTMENTS LENDING LIMITED | Australia |
| MACQUARIE STRUCTURED AND SPECIALIST INVESTMENTS HOLDINGS | ||
| 86587635 | PTY LIMITED | Australia |
| HRB 87430 | Macquarie Structured Products (Europe) GmbH | Germany |
| 65747417 | MACQUARIE STRUCTURED PRODUCTS (INTERNATIONAL) LIMITED | Australia |
| Macquarie Structured Products (International) Limited (Registered as an | ||
| 2009/012427/10 | external Company in South Africa) | South Africa |
| 8.61E+06 | MACQUARIE STRUCTURED PRODUCTS AUSTRALIA PTY LIMITED | Australia |
| 4.90E+05 | Macquarie Structured Securities (Europe) Public Limited Company | Ireland |
| 8.61E+06 | MACQUARIE SWAN STREET PTY LIMITED | Australia |
| 9.20E+07 | MACQUARIE SYNDICATE MANAGEMENT PTY LTD (Former Bank Group) | Australia |
| 92034485 | MACQUARIE SYNDICATE NOMINEE PTY LTD | Australia |
| 6.53E+07 | MACQUARIE SYNDICATION (NO.12) PTY LIMITED | Australia |
| 4.67E+06 | MACQUARIE TCG (USA) LLC | United States |
| 392769-T | MACQUARIE TECHNOLOGIES (M) SDN BHD | Malaysia |
| 392769-T | MACQUARIE TECHNOLOGIES (M) SDN BHD (Former Non-Bank Group) | Malaysia |
| C41050 | MACQUARIE TECHNOLOGY HOLDINGS (MALTA) LIMITED | Malta |
| 8.02E+07 | MACQUARIE TECHNOLOGY INVESTMENTS LIMITED | Australia |
| 680639-2 | Macquarie Technology Services (Canada) Ltd. | Canada |
| 680639-2 | Macquarie Technology Services (Canada) Ltd. (Former Non-Bank Group) | Canada |
| 80472751 | MACQUARIE TECHNOLOGY VENTURES PTY LTD | Australia |
| 8606906 | MACQUARIE THIRTY-THIRD AVIATION LEASING PTY. LIMITED | Australia |
| 9.64E+06 | MACQUARIE TOURISM & LEISURE PTY LIMITED (IN LIQUIDATION) Macquarie Townsend LLC |
Australia United States |
| 4.60E+06 | MACQUARIE TRADING HOLDINGS INC. | United States |
| 4240237 | MACQUARIE TRADING SERVICES INC | United States |
| 2.90E+04 | MACQUARIE TREASURY MANAGEMENT LTD. | Bermuda |
| HRB 76979 | Macquarie Treuvermoegen GmbH | Germany |
| ARSN 103 324 821 | MACQUARIE TRUE INDEX AUSTRALIAN SHARE FUND | Australia |
| ARSN 118 888 547 | MACQUARIE TRUE INDEX CASH FUND | Australia |
| ARSN 093 394 793 | MACQUARIE TRUE INDEX FIXED INTEREST | Australia |
| ARSN 099 117 558 | MACQUARIE TRUE INDEX GLOBAL BOND FUND | Australia |
| 134 225 915 | MACQUARIE TRUE INDEX GLOBAL INFRASTRUCTURE SECURITIES FUND | Australia |
| 121530041 | MACQUARIE TRUE INDEX INTERNATIONAL EQUITIES FUND | Australia |
| ARSN 093 394 515 | MACQUARIE TRUE INDEX LISTED PROPERTY | Australia |
| 6.70E+06 | Macquarie Trustees Limited | United Kingdom |
| 2007/035961/07 | Macquarie Trustees South Africa (Proprietary) Limited | South Africa |
| 8.61E+06 | MACQUARIE TWENTIETH AVIATION LEASING PTY. LIMITED | Australia |
| MACQUARIE TWENTY-SEVENTH AVIATION LEASING PTY. LIMITED - IN | ||
| 8606844 | LIQUIDATION | Australia |
| 2579363 | Macquarie UK Holdings Limited | United Kingdom |
| 1.15E+08 | MACQUARIE UK PROPERTY MANAGEMENT PTY LIMITED | Australia |
| Macquarie US Trading LLC | United States | |
| 261723 | MACQUARIE VEHICLES (NZ) LIMITED | New Zealand |
| 4517192 | Macquarie Veridian Cove Inc. | United States |
| HRB 232580 | Macquarie Verwaltungs GmbH | Germany |
| 4.47E+06 | Macquarie Water Heater Rentals Holdings 2 LLC | United States |
| 4370515 | Macquarie Water Heater Rentals Holdings LLC | United States |
| 4370511 | Macquarie Water Heater Rentals LLC | United States |
| 4684158 | MACQUARIE WATERFRONT PEARL INC. | United States |
| 2.13E+05 | Macquarie Zhaopin Holdings Limited | Cayman Islands |
| 6.01E+06 | MAIL HOLDINGS PTY LIMITED | Australia |
| 6.62E+04 | MALL Jet Partners LDC | Cayman Islands |
| 66690 | MALL Partners I, LDC | Cayman Islands |
| 86503 | MALL Partners II Limited | Cayman Islands |
| CR-93169 | MALL Partners III Limited | Cayman Islands |
| 54786 | MALL/CL Air Leasing Cooperative Association | (Netherlands Antilles) |
| MAP HOLDING TRUST | Australia | |
| MC-257951 | MAP II GP Limited | Cayman Islands |
| 9.10E+07 | MARGIN LENDING NOMINEES PTY LIMITED | Australia |
| 500773510 RCS Paris | MASA (France) SARL | France |
| 500773726 RCS Paris | MASB (France) SARL | France |
| 509 298 634 RCS Paris | MASC (France) SARL | France |
| LL08078 | MASL (Labuan) Limited | Malaysia |
| 4.46E+05 | MASL Ireland (10) Limited | Ireland |
| 4.46E+05 | MASL Ireland (11) Limited | Ireland |
| 446195 | MASL Ireland (12) Limited | Ireland |
|---|---|---|
| 446206 | MASL Ireland (13) Limited | Ireland |
| 446207 | MASL Ireland (14) Limited | Ireland |
| 446210 | MASL Ireland (17) Limited | Ireland |
| 446187 | MASL Ireland (18) Limited | Ireland |
| 446188 | MASL Ireland (19) Limited | Ireland |
| 446205 | MASL Ireland (2) Limited | Ireland |
| 446189 | MASL Ireland (20) Limited | Ireland |
| 4.46E+05 | MASL Ireland (21) Limited | Ireland |
| 446191 | MASL Ireland (22) Limited | Ireland |
| 446192 | MASL Ireland (23) Limited | Ireland |
| 4.47E+05 | MASL Ireland (24) Limited | Ireland |
| 447474 | MASL Ireland (25) Limited | Ireland |
| 447987 | MASL Ireland (26) Limited | Ireland |
| 448204 | MASL Ireland (27) Limited | Ireland |
| 447980 | MASL Ireland (28) Limited | Ireland |
| 447981 | MASL Ireland (29) Limited | Ireland |
| 446204 | MASL Ireland (3) Limited | Ireland |
| 447982 | MASL Ireland (30) Limited | Ireland |
| 447983 | MASL Ireland (31) Limited | Ireland |
| 447984 | MASL Ireland (32) Limited | Ireland |
| 447985 | MASL Ireland (33) Limited | Ireland |
| 451456 | MASL Ireland (34) Limited | Ireland |
| 451173 | MASL Ireland (35) Limited | Ireland |
| 452129 | MASL Ireland (36) Limited | Ireland |
| 452130 | MASL Ireland (37) Limited | Ireland |
| 453683 | MASL Ireland (38) Limited | Ireland |
| 453684 | MASL Ireland (39) Limited | Ireland |
| 446203 | MASL Ireland (4) Limited | Ireland |
| 446202 | MASL Ireland (5) Limited | Ireland |
| 446201 | MASL Ireland (6) Limited | Ireland |
| 446200 | MASL Ireland (7) Limited | Ireland |
| 446199 | MASL Ireland (8) Limited | Ireland |
| 446198 | MASL Ireland (9) Limited | Ireland |
| 556734-5524 | MASL Sweden (1) AB | Sweden |
| 556734-6068 | MASL Sweden (2) AB | Sweden |
| 556734-9310 | MASL Sweden (3) AB | Sweden |
| 556734-9328 | MASL Sweden (4) AB | Sweden |
| 556741-2498 | MASL Sweden (7) AB | Sweden |
| 556741-2506 | MASL Sweden (8) AB | Sweden |
| 6386342 | MASL UK (1) Limited | United Kingdom |
| 8607092 | MBL REALTY INVESTMENT MANAGEMENT PTY. LIMITED | Australia |
| 363941 | MC CAPITAL GROUP | Ireland |
| 69343693 | MC CAPITAL HOLDINGS NO.1 PTY LIMITED | Australia |
| 69343791 | MC CAPITAL HOLDINGS NO.2 PTY LIMITED | Australia |
| 146 752 329 | MC EDUCATION HOLDINGS PTY LTD | Australia |
| 78223382 | MCF LEASING PTY LIMITED | Australia |
| 977935 | MCNEE HOLDINGS PTY LIMITED (IN LIQUIDATION) | Australia |
| 4526019 | MCP Solar Assets Partners I LLC | United States |
| 452697 | MCP Solar Assets Partners II LLC | United States |
| 4625932 4866246 |
MEF US HOLDINGS INC. MEIF (UK) Limited |
United States United Kingdom |
| 132 468 734 | MELRO HOLDCO PTY LIMITED | Australia |
| 2223765 | Merino Air Leasing, Inc. | United States |
| 84781555 | ||
| 84781493 | ||
| MERIT MANAGEMENT NO.1 PTY LIMITED - IN LIQUIDATION | Australia | |
| 200708397H | MERIT NO.1 PTY LIMITED MGJ HOLDINGS PTE. LIMITED |
Australia Singapore |
| 200708397H | MGJ HOLDINGS PTE. LIMITED (Former Bank Group) | Singapore |
| 4346896 4661999 |
MGOP Feeder I GP LLC MIAC HOLDINGS (US) INC. |
United States United States |
| 4662005 4323418 |
MIAC SERVICES INC. MIF US Investment Holdings LLC |
United States United States |
| 4323415 4261648 |
MIF US INVESTMENT PARTNERSHIP MIHI LLC |
United States United States |
| 0100-02-032951 | MJL ACE LTD. | Japan |
| 0100-02-032952 | MJL BAY LTD. | Japan |
| 8108745 | MMT I LLC | United States |
| 010473862-3438695 | MMUSA Warehouse No. 1 LLC | United States |
| 3613926 | Mongoose Acquisition LLC | United States |
| 103410297 | MONGOOSE PTY LTD | Australia |
| WK-133920 | Monkwell Investments Limited | Cayman Islands |
| 5294380968 | Montebianco Sport S.R.L. | Italy |
| Not Registered | MOORE STREET TRUST | Australia |
| 451722 | MPFI INVESTMENTS LIMITED | Ireland |
| MC-162571 | MQ ABSOLUTE RETURN STRATEGIES - ASIA MQ Absolute Return Strategies - Asia LLC |
Cayman Islands United States |
| 61160558 | MQ CAPITAL PTY LIMITED | Australia |
|---|---|---|
| 92552611 | MQ PORTFOLIO MANAGEMENT LIMITED | Australia |
| 200703288K | MQ SPECIALISED INVESTMENT MANAGEMENT (SINGAPORE) PTE. | Singapore |
| 86438995 | MQ SPECIALIST INVESTMENT MANAGEMENT LIMITED | Australia |
| U51909MH2012FTC226545 | MQG Commodities (India) Private Limited | India |
| 109837783 | MREEF SSF MANAGEMENT LIMITED (Former Bank Group) | Australia |
| 109837783 | MREEF SSF MANAGEMENT PTY LIMITED (IN DEREGISTRATION) | Australia |
| 129962269 | MSI CASH TRUST | Australia |
| 124335333 | MTF HOLDINGS PTY LIMITED | Australia |
| 117100615 | MUSASHI INVESTOR PTY LIMITED (IN LIQUIDATION) | Australia |
| 3337675 | NANWAY NOMINEES PTY LIMITED | Australia |
| 451296 | NCH Symphony Limited (in liquidation) | Ireland |
| 4107909 | NDI NO.1 LLC | United States |
| B132283 | New World Gaming International S.a.r.l | Luxembourg |
| BC0883591 | NWG Canada Investments Ltd. | Canada |
| 157723441 CR-114570 |
NZ MORTGAGES PTY LIMITED O'Farrell Leasing (Holdings) Ltd. |
Australia Cayman Islands |
| OLF, LLC | United States | |
| 109649292 | OLICC TECHNOLOGIES PTY LTD | Australia |
| 79630603 | OMNI LEISURE OPERATIONS PTY LIMITED (In Liquidation) One Call Debt Help LLC |
Australia United States |
| 131 233 719 | OPEN BROADBAND AUSTRALIA PTY LTD | Australia |
| 113519823 115771992 |
OT HOLDINGS PTY LIMITED OUTPLAN PTY LIMITED |
Australia Australia |
| 205391 | OW Funding Limited | Cayman Islands |
| 71982244 | PACIFIC RIM OPERATIONS LIMITED | Australia |
| 4444506 107805452 |
PADUA MG HOLDINGS LLC PARENTS@WORK PTY LIMITED |
United States Australia |
| 134 011 313 | PARETO GLOBAL RISK ADJUSTED ALPHA TRUST | Australia |
| 490262 | Pathglade Limited PELICAN WAREHOUSE TRUST NO.1 |
Ireland Australia |
| PEREGRINE SELLER TRUST | Australia | |
| PEREGRINE SERIES TRUST 2009-1 | Australia | |
| Petro Tradelinks Inc. | United States | |
| Pipeline Rehabilitation No.4 Trust | Australia | |
| C205320 | PIRANGUT CYPRUS NO. 1 LIMITED (Former Bank Group) | Cyprus |
| C205304 | PIRANGUT CYPRUS NO. 2 LIMITED (Former Bank Group) | Cyprus |
| 117100599 | PLEIADES INVESTOR PTY LIMITED (IN DEREGISTRATION) | Australia |
| 80106412 | POLAR FINANCE LIMITED | Australia |
| 2382149 | Presidio Partners LLC | United States |
| Prodigal Asian Long Short Fund | Australia | |
| 09.03.1.67.21972 | PT Macquarie Capital Securities Indonesia | Indonesia |
| 09.03.1.05.73897 | PT MACQUARIE COMMODITIES INDONESIA | Indonesia |
| 09.03.1.70.68374 | PT MPM INDONESIA | Indonesia |
| 09.03.1.46.66473 | PT WANA HIJAU NUSANTARA (Former Non-Bank Group) | Indonesia |
| not registered | PUMA GLOBAL TRUST NO. 1 | Australia |
| not registered | PUMA GLOBAL TRUST NO. 2 | Australia |
| not registered | PUMA GLOBAL TRUST NO. 3 | Australia |
| not registered | PUMA GLOBAL TRUST NO. 4 | Australia |
| not registered | PUMA GLOBAL TRUST NO. S1 | Australia |
| not registered | PUMA GLOBAL TRUST NO.5 | Australia |
| 64904212 | ||
| not registered | PUMA MANAGEMENT PTY LIMITED PUMA MASTER FUND E-3 |
Australia Australia |
| not registered no registered |
PUMA MASTER FUND P-10 PUMA MASTER FUND P-11 |
Australia Australia |
| not registered | PUMA MASTER FUND P-6 | Australia |
| PUMA MASTER FUND P-7 | Australia | |
| PUMA MASTER FUND P-8 | Australia | |
| PUMA MASTER FUND P-9 | Australia | |
| PUMA MASTER FUND S-2 | Australia | |
| PUMA MASTERFUND H-1 | Australia | |
| PUMA MASTERFUND P12 | Australia | |
| PUMA MASTERFUND P-13 | Australia | |
| PUMA MASTERFUND P-14 | Australia | |
| not registered | PUMA MASTERFUND P-15 | Australia |
| PUMA MASTERFUND P-16 | Australia | |
| PUMA MASTERFUND P-17 | Australia | |
| PUMA Masterfund P-18 | Australia | |
| PUMA Masterfund S-10 | Australia | |
| PUMA MASTERFUND S-11 | Australia | |
| PUMA MASTERFUND S3 | Australia | |
| PUMA MASTERFUND S-5 | Australia | |
| PUMA MASTERFUND S-6 | Australia | |
| not registered | PUMA Masterfund S-7 | Australia |
| PUMA MASTERFUND S-8 | Australia |
| PUMA SUB FUND ACHM | Australia | |
|---|---|---|
| not registered not registered |
PUMA SUB FUND CP | Australia |
| not registered | PUMA SUB FUND CP2 | Australia |
| not registered | PUMA SUB FUND CP3 | Australia |
| not registered | PUMA SUB FUND CP4 | Australia |
| not registered | PUMA SUB FUND CRS | Australia |
| Not registered | PUMA SUB FUND GSF | Australia |
| not registered | PUMA SUB FUND SABRE | Australia |
| not registered | PUMA SUB FUND SPAN | Australia |
| PUMA SUBFUND B-1 | Australia | |
| PUMA SUBFUND COMMBANK | Australia | |
| 511 507 527 RCS Grenoble | Pure Montain Company S.A.S. | France |
| 118472441 | RANSHAR PTY LTD - IN LIQUIDATION | Australia |
| 4644365 | RED HOLLOW WIND LLC | United States |
| 2.01E+11 | Regal Capital Advisors, LLC | United States |
| Regal Capital Group, LLC | United States | |
| not registered | REGIONAL MEDIA TRUST | Australia |
| Relational Technology Services, Inc. | United States | |
| 150 449 684 | RELOAD WIND FARM PTY LTD | Australia |
| RELOAD WIND FARM TRUST | Australia | |
| 124947388 | RESF NO. 1 PTY LTD | Australia |
| 200921086K | RESOURCE MARINE PTE. LIMITED | Singapore |
| 148013316 | RESOURCE MARINE PTE. LIMITED (Australian Representative Office) | Australia |
| 200921086K | RESOURCE MARINE PTE. LIMITED (FORMER NON-BANK) | Singapore |
| FC029978 | Resource Marine Pte. Limited (UK Establishment) | United Kingdom |
| Retirement Financial Services, Inc. | United States | |
| 153718079 | RISK ADVICE SPECIALISTS PTY LTD | Australia |
| 114 530 139 | RISMARK INTERNATIONAL FUNDS MANAGEMENT LTD | Australia |
| Rismark International Funds Management Trust | Australia | |
| CH -150.4.000.882-8 | Rossignol GmbH | Switzerland |
| P.I. 00351680079 | Rossignol Lange S.R.L. | Italy |
| FN Innsbruck 30814 | Rossignol Osterreich GmbH | Austria |
| 161930029 | Rossignol Sci S.R.L. | Italy |
| Rossignol Ski Company, Incorporated | United States | |
| HRB 7401 | Rossignol Ski Deutschland GmbH | Germany |
| 48603C1/GBL | SAN LING INVESTMENTS LIMITED (In Liquidation) | Mauritius |
| 3484259 | SHALINA PTY LIMITED | Australia |
| 4.72E+06 | SHELBY ENERGY HOLDINGS, LLC | United States |
| 464139 | Shichi Limited | Ireland |
| 2008/022345/07 | Shieldco Securities S1 (Pty) Limited | South Africa |
| 7163380 | SiCURAnt InvestCo GP Limited | United Kingdom |
| 606 320 174 RCS ANNECY | Skis Dynastar S.A.S. | |
| France | ||
| 835447 | Skis Dynastar, Inc | United States |
| B 08 - 266140 | Skis Rossignol de Espana, S.L. | Spain |
| 056 502 958 RCS | ||
| GRENOBLE | Skis Rossignol S.A.S. | France |
| SMART ABS Series 2012-2US Trust | Australia | |
| SMART ANZ WAREHOUSE Trust | Australia | |
| SMART J WAREHOUSE TRUST | Australia | |
| SMART MBL WAREHOUSE TRUST | Australia | |
| SMART RBS WAREHOUSE TRUST | Australia | |
| SMART RESIDUAL VALUE SERIES TRUST | Australia | |
| SMART SERIES 2007-3E TRUST | Australia | |
| SMART SERIES 2008-1E TRUST | Australia | |
| SMART SERIES 2008-2 TRUST | Australia | |
| SMART SERIES 2008-3 TRUST | Australia | |
| SMART Series 2009-1 Trust | Australia | |
| SMART Series 2010-1US Trust | Australia | |
| unlisted | SMART Series 2010-2 Trust | Australia |
| not registered | SMART SERIES 2011-1US TRUST | Australia |
| not registered | SMART Series 2011-2US Trust | Australia |
| SMART Series 2011-3 Trust | Australia | |
| SMART Series 2011-4US Trust | Australia | |
| unlisted | SMART Series 2012-1US Trust | Australia |
| 320 114 937 | Societe Civile Immobiliere Promo-Star | France |
| 8508030 | SPAL PTY LIMITED | Australia |
| Specialty Finance Holdings, Inc. | United States | |
| HRB80040 | Structural Support Systems Germany GmbH | Germany |
| 128219330 | SUREPARK HOLDINGS PTY LIMITED (Former Bank Group) | Australia |
| MC189031 | SYNTHETIC ASSET FUNDING ENTITY 1 LIMITED | Cayman Islands |
| MC189031 | SYNTHETIC ASSET FUNDING ENTITY 1 LIMITED (Former Non-Bank Group) | Cayman Islands |
| MC189033 | SYNTHETIC ASSET FUNDING ENTITY 2 LIMITED | Cayman Islands |
| MC189033 | SYNTHETIC ASSET FUNDING ENTITY 2 LIMITED (Non-Bank Group) | Cayman Islands |
| MC189031 | SYNTHETIC ASSET FUNDING ENTITY 3 LIMITED | Cayman Islands |
| MC189031 | SYNTHETIC ASSET FUNDING ENTITY 3 LIMITED (Former Non-Bank Group) TA Trust |
Cayman Islands Australia |
| 0100-02-017866 | TAIKANSAN KAIHATSU LIMITED | Japan |
|---|---|---|
| 4.44E+06 | TAURUS AEROSPACE GROUP INC. | United States |
| 4439057 | TAURUS AEROSPACE GROUP LLC | United States |
| 5058776 | Taurus Aerospace Holdings, LLC | United States |
| unlisted | Taurus Enhanced Gold and Precious Metals Fund | Australia |
| Tax Ease CA LLC | United States | |
| Tax Ease Employee Services Company LLC | United States | |
| Tax Ease FL LLC | United States | |
| Tax Ease Funding GP LLC | United States | |
| Tax Ease Funding, LP | United States | |
| Tax Ease Holdings LLC | United States | |
| Tax Ease Lien Investment 1 LLC | United States | |
| Tax Ease Lien Investment 3 LLC | United States | |
| Tax Ease Lien Investment 6 LLC | United States | |
| Tax Ease Lien Investment 8 LLC | United States | |
| Tax Ease Lien Servicing LLC | United States | |
| Tax Ease NY LLC | United States | |
| Tax Ease PA Inc | United States | |
| Tax Ease, LP | United States | |
| 113508160 | TELBANE 2 PTY LIMITED | Australia |
| 70142951 | TELBANE PTY LTD | Australia |
| 79630649 | TEN7 PTY LIMITED | Australia |
| HRB80044 | Tension Services Holdings GmbH | Germany |
| 238030 | Tex Funding | Cayman Islands |
| Texas Rail Terminal LLC | United States | |
| OC315196 | The Bluebell Transportation LLP | United Kingdom |
| Not Registered | The Concept Blue Property Trust | Australia |
| THE GLOBAL DEBT LIMITED PARTNERSHIP NO. 2 | Australia | |
| OC315171 | The Goonzaran LLP | United Kingdom |
| THE MACQUARIE TOPI40 INVESTMENT TRUST | South Africa | |
| IT1872/2007 | THE MF TRUST | South Africa |
| Not Registered | THE NSW RESIDENTIAL TRUST | Australia |
| THE TRUSTEE FOR MACQUARIE EMERGING MARKETS | ||
| INFRASTRUCTURE SECURITIES FUND | Australia | |
| Not Registered | THE VICTORIA RESIDENTIAL TRUST | Australia |
| 64721080 | TOUCHSTONE MACQUARIE PTY LIMITED | Australia |
| 64721080 | TOUCHSTONE MACQUARIE PTY LIMITED (Former Bank Group) | Australia |
| 2012853459 | Tristone Capital Global Inc. | Canada |
| 208568022 | Tristone Capital Inc. | Canada |
| 5366079 | Tristone Capital Limited | United Kingdom |
| Tristone Capital LLC | United States | |
| Tristone Capital SA (Argentine Branch) | Argentina | |
| 2012712838 | Tristone Capital SA Ltd | Canada |
| 9633603 | TRYPTIC PTY LIMITED - IN LIQUIDATION | Australia |
| 114734557 | UPL (CATHERINE FIELD) PTY LIMITED | Australia |
| 116908537 | UPL (KIRRA) PTY LIMITED | Australia |
| 116908653 | UPL (NO 10) PTY LIMITED | Australia |
| 127048659 | UPL (NO 15) PTY LIMITED | Australia |
| 127049110 | ||
| UPL (NO 19) PTY LIMITED | Australia | |
| 127049254 | UPL (NO 22) PTY LIMITED | Australia |
| 116908493 | UPL (NO 6) PTY LIMITED | Australia |
| 116908582 | UPL (NO 7) PTY LIMITED | Australia |
| 116908635 | UPL (NO 9) PTY LIMITED | Australia |
| 114734986 | UPL (NO. 11) PTY LIMITED | Australia |
| 115793685 | UPL (NSW) PTY LIMITED | Australia |
| 115007933 | UPL (PORTARLINGTON) PTY LIMITED (IN LIQUIDATION) | Australia |
| 85359833 | UPL (SA) PTY LIMITED | Australia |
| 84657616 | UPL (UNDERDALE) PTY LIMITED | Australia |
| 95793141 | UPL (WA) PTY LTD | Australia |
| 115007755 | UPL (WHITBY) PTY LIMITED | Australia |
| 81119619 | UPL DEVELOPMENTS PTY LIMITED | Australia |
| 55500902 | UPMILL NOMINEES PTY LIMITED | Australia |
| 113918166 | URBAN PACIFIC (BEROWRA) PTY LIMITED | Australia |
| 115131345 | URBAN PACIFIC (FLETCHER) PTY LIMITED (IN LIQUIDATION) | Australia |
| 114197429 | URBAN PACIFIC (SOMERSET) PTY LIMITED (IN LIQUIDATION) | Australia |
| 81119495 | URBAN PACIFIC PTY LIMITED | Australia |
| 92034458 | URBAN PACIFIC SPRINGTHORPE INVESTMENT PTY LIMITED | Australia |
| 3705740 | Utility Metering Services Limited | United Kingdom |
| Utility Service Partners Private Label of Virginia Inc. | United States | |
| 3993140 | UTILITY SERVICE PARTNERS PRIVATE LABEL, INC. | United States |
| 3709191 | UTILITY SERVICE PARTNERS, INC. | United States |
| 8592916 | UTOPIA PTY LIMITED | Australia |
| 3201303 | VALCORA PTY LIMITED - IN LIQUIDATION | Australia |
| WK-137396 | Valley Leasing Limited | Cayman Islands |
| 107-87-51612 WK-166995 |
VALUE LOAN MORTGAGE LLC West Portal Leasing Limited |
Korea, Republic of Cayman Islands |
| 54813080 | WOODROSS NOMINEES PTY. LIMITED | Australia |
|---|---|---|
| YAYASAN HUTAN HIJAU (Former Non-Bank Group) | Indonesia | |
| 5532426 | YBR Feeder GP Limited | United Kingdom |
| 1449995 | Yorkton Capital Partners II Inc. | Canada |
| 1430727 | Yorkton Capital Partners Inc. | Canada |
| BIN 100829696 | Yorkton Partners 2000 Fund, LP | Canada |
| BIN 110589777 | Yorkton Partners 2001 Fund, LP | Canada |
| BIN: 101242931 | Yorkton Private Equity Limited Partnership | Canada |
| BIN: 110078755 | Yorkton Private Equity Non-Resident Limited Partnership | Canada |
| 2798503 | ZELENKA PTY LIMITED - IN LIQUIDATION | Australia |
ANNEXURE 'B'
This is the annexure marked 'B' of 50 page(s) referred to in the Notice of initial substantial holder.
Paula Walsh Assistant Company Secretary, Macquarie Group Limited 2 August 2012
Consideration
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 02-Apr-12 | MBL | On market sale | AUD 1.83 | -12,064 | FPS | 12,064 |
| 02-Apr-12 | MBL | On market purchase | AUD 1.83 | 4,352 | FPS | 4,352 |
| 02-Apr-12 | MBL | On market sale | AUD 1.84 | -23 | FPS | 23 |
| 02-Apr-12 | MBL | On market sale | AUD 1.84 | -192 | FPS | 192 |
| 02-Apr-12 | MBL | On market sale | AUD 1.84 | -358 | FPS | 358 |
| 02-Apr-12 | MBL | On market sale | AUD 1.84 | -869 | FPS | 869 |
| 02-Apr-12 | MBL | On market sale | AUD 1.84 | -957 | FPS | 957 |
| 02-Apr-12 | MBL | On market sale | AUD 1.83 | -180 | FPS | 180 |
| 02-Apr-12 | MBL | On market sale | AUD 1.84 | -106 | FPS | 106 |
| 02-Apr-12 | MBL | On market sale | AUD 1.84 | -445 | FPS | 445 |
| 02-Apr-12 | MBL | On market sale | AUD 1.84 | -30 | FPS | 30 |
| 02-Apr-12 | MBL | On market sale | AUD 1.84 | -230 | FPS | 230 |
| 02-Apr-12 | MBL | On market purchase | AUD 1.84 | 1,046 | FPS | 1,046 |
| 02-Apr-12 | MBL | On market purchase | AUD 1.84 | 1,943 | FPS | 1,943 |
| 02-Apr-12 | MBL | On market sale | AUD 1.84 | -1,349 | FPS | 1,349 |
| 02-Apr-12 | MBL MBL |
On market sale | AUD 1.84 | -353 | FPS | 353 352 |
| 02-Apr-12 02-Apr-12 |
MBL | On market purchase On market sale |
AUD 1.84 AUD 1.84 |
352 -353 |
FPS FPS |
353 |
| 02-Apr-12 | MBL | On market purchase | AUD 1.84 | 2,929 | FPS | 2,929 |
| MBL | 564 | |||||
| 02-Apr-12 02-Apr-12 |
MBL | On market purchase On market purchase |
AUD 1.84 AUD 1.84 |
564 1,255 |
FPS FPS |
1,255 |
| 02-Apr-12 | MBL | On market purchase | AUD 1.84 | 566 | FPS | 566 |
| 02-Apr-12 | MBL | On market sale | AUD 1.84 | -566 | FPS | 566 |
| 02-Apr-12 | MBL | On market purchase | AUD 1.84 | 1,680 | FPS | 1,680 |
| 02-Apr-12 | MBL | On market purchase | AUD 1.84 | 910 | FPS | 910 |
| 02-Apr-12 | MBL | On market purchase | AUD 1.84 | 1,047 | FPS | 1,047 |
| 02-Apr-12 | MBL | On market purchase | AUD 1.82 | 47,810 | FPS | 47,810 |
| 02-Apr-12 | MBL | On market purchase | AUD 1.84 | 840 | FPS | 840 |
| 02-Apr-12 | MBL | On market sale | AUD 1.84 | -538 | FPS | 538 |
| 02-Apr-12 | MBL | On market purchase | AUD 1.84 | 1,046 | FPS | 1,046 |
| 02-Apr-12 | MBL | On market purchase | AUD 1.83 | 558 | FPS | 558 |
| 02-Apr-12 | MBL | On market purchase | AUD 1.83 | 1,046 | FPS | 1,046 |
| 02-Apr-12 | MBL | On market purchase | AUD 1.82 | 100 | FPS | 100 |
| 02-Apr-12 | MBL | On market sale | AUD 1.83 | -3,021 | FPS | 3,021 |
| 02-Apr-12 | MBL | On market sale | AUD 1.83 | -1,054 | FPS | 1,054 |
| MBL | 2,466 | |||||
| 02-Apr-12 02-Apr-12 |
MBL | On market sale On market purchase |
AUD 1.83 AUD 1.85 |
-2,466 4,080 |
FPS FPS |
4,080 |
| 02-Apr-12 | MBL | On market purchase | AUD 1.85 | 2,187 | FPS | 2,187 |
| 02-Apr-12 | MBL | On market purchase | AUD 1.82 | 47,810 | FPS | 47,810 |
| 03-Apr-12 | MBL | On market purchase | AUD 1.84 | 28 | FPS | 28 |
| 03-Apr-12 | MBL | On market purchase | AUD 1.84 | 200 | FPS | 200 |
| 03-Apr-12 | MBL | On market sale | AUD 1.84 | -100 | FPS | 100 |
| 03-Apr-12 | MBL | On market purchase | AUD 1.85 | 523 | FPS | 523 |
| 03-Apr-12 | MBL | On market purchase | AUD 1.85 | 358 | FPS | 358 |
| 03-Apr-12 | MBL | On market sale | AUD 1.85 | -359 | FPS | 359 |
| 03-Apr-12 | MBL | On market purchase | AUD 1.84 | 2,529 | FPS | 2,529 |
| 03-Apr-12 | MBL | On market sale | AUD 1.84 | -2,869 | FPS | 2,869 |
| 03-Apr-12 | MBL | On market purchase | AUD 1.84 | 738 | FPS | 738 |
| 03-Apr-12 | MBL | On market purchase | AUD 1.85 | 23,938 | FPS | 23,938 |
| 03-Apr-12 | MBL | On market purchase | AUD 1.84 | 728 | FPS | 728 |
| 03-Apr-12 | MBL | On market sale | AUD 1.84 | -739 | FPS | 739 |
| 03-Apr-12 | MBL | On market sale | AUD 1.84 | -542 | FPS | 542 |
| 03-Apr-12 | MBL | On market sale | AUD 1.84 | -2,014 | FPS | 2,014 |
| 03-Apr-12 | MBL | On market purchase | AUD 1.85 | 734 | FPS | 734 |
| 03-Apr-12 | MBL | On market sale | AUD 1.84 | -1,108 | FPS | 1,108 |
| 03-Apr-12 | MBL | On market sale | AUD 1.84 | -4,780 | FPS | 4,780 |
| 03-Apr-12 | MBL | On market purchase | AUD 1.85 | 2,938 | FPS | 2,938 |
| 03-Apr-12 | MBL | On market purchase | AUD 1.85 | 6,596 | FPS | 6,596 |
| 03-Apr-12 | MBL | On market sale | AUD 1.85 | -2,510 | FPS | 2,510 |
| 03-Apr-12 | MBL | On market sale | AUD 1.85 | -2,210 | FPS | 2,210 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 03-Apr-12 | MBL | On market purchase | AUD 1.85 | 23,938 | FPS | 23,938 |
| 03-Apr-12 | MBL | On market purchase | AUD 1.85 | 23,938 | FPS | 23,938 |
| 04-Apr-12 | MBL | On market sale | AUD 1.84 | -1,502 | FPS | 1,502 |
| 04-Apr-12 | MBL | On market sale | AUD 1.84 | -1,073 | FPS | 1,073 |
| 04-Apr-12 | MBL | On market sale | AUD 1.84 | -286 | FPS | 286 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.82 | 26 | FPS | 26 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.84 | 10,348 | FPS | 10,348 |
| 04-Apr-12 04-Apr-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.84 AUD 1.83 |
200 443 |
FPS FPS |
200 443 |
| 04-Apr-12 | MBL | On market sale | AUD 1.84 | -3,171 | FPS | 3,171 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.82 | 255 | FPS | 255 |
| 04-Apr-12 | MBL | On market sale | AUD 1.83 | -2,000 | FPS | 2,000 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.82 | 488 | FPS | 488 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.82 | 257 | FPS | 257 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.83 | 3,488 | FPS | 3,488 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.83 | 1,697 | FPS | 1,697 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.82 | 173 | FPS | 173 |
| 04-Apr-12 04-Apr-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.83 AUD 1.83 |
522 725 |
FPS FPS |
522 725 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.83 | 725 | FPS | 725 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.83 | 62 | FPS | 62 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.83 | 5,000 | FPS | 5,000 |
| 04-Apr-12 | MBL | On market sale | AUD 1.84 | -4,606 | FPS | 4,606 |
| 04-Apr-12 | MBL | On market sale | AUD 1.84 | -1,046 | FPS | 1,046 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.84 | 1,051 | FPS | 1,051 |
| 04-Apr-12 | MBL | On market sale | AUD 1.84 | -715 | FPS | 715 |
| 04-Apr-12 04-Apr-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.83 AUD 1.83 |
1,063 -686 |
FPS FPS |
1,063 686 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.82 | 2,091 | FPS | 2,091 |
| 04-Apr-12 | MBL | On market sale | AUD 1.83 | -1,070 | FPS | 1,070 |
| 04-Apr-12 | MBL | On market sale | AUD 1.84 | -322 | FPS | 322 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.83 | 1,762 | FPS | 1,762 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.82 | 577 | FPS | 577 |
| 04-Apr-12 | MBL | On market sale | AUD 1.82 | -1,114 | FPS | 1,114 |
| 04-Apr-12 | MBL | On market sale | AUD 1.83 | -1,117 | FPS | 1,117 |
| 04-Apr-12 | MBL MBL |
On market purchase | AUD 1.83 | 1,105 | FPS | 1,105 1,099 |
| 04-Apr-12 04-Apr-12 |
MBL | On market sale On market sale |
AUD 1.83 AUD 1.83 |
-1,099 -565 |
FPS FPS |
565 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.83 | 1,103 | FPS | 1,103 |
| 04-Apr-12 | MBL | On market sale | AUD 1.83 | -575 | FPS | 575 |
| 04-Apr-12 | MBL | On market sale | AUD 1.84 | -572 | FPS | 572 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.84 | 856 | FPS | 856 |
| 04-Apr-12 04-Apr-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.84 AUD 1.84 |
1,045 -1,690 |
FPS FPS |
1,045 1,690 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.84 | 3,131 | FPS | 3,131 |
| 04-Apr-12 | MBL | On market sale | AUD 1.84 | -3,487 | FPS | 3,487 |
| 04-Apr-12 | MBL | On market sale | AUD 1.84 | -1,304 | FPS | 1,304 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.84 | 1,428 | FPS | 1,428 |
| 04-Apr-12 04-Apr-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.84 AUD 1.84 |
1 2,240 |
FPS FPS |
1 2,240 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.85 | 23,895 | FPS | 23,895 |
| 04-Apr-12 | MBL | On market purchase | AUD 1.85 | 23,895 | FPS | 23,895 |
| 05-Apr-12 | MBL | On market sale | AUD 1.84 | -2,418 | FPS | 2,418 |
| 05-Apr-12 | MBL | On market purchase | AUD 1.83 | 73,682 | FPS | 73,682 |
| 05-Apr-12 | MBL | On market sale | AUD 1.83 | -523 | FPS | 523 |
| 05-Apr-12 | MBL MBL |
On market purchase | AUD 1.84 | 1,026 | FPS | 1,026 2,091 |
| 05-Apr-12 05-Apr-12 |
MBL | On market purchase On market purchase |
AUD 1.84 AUD 1.83 |
2,091 358 |
FPS FPS |
358 |
| 05-Apr-12 | MBL | On market sale | AUD 1.83 | -1,725 | FPS | 1,725 |
| 05-Apr-12 | MBL | On market purchase | AUD 1.84 | 1,045 | FPS | 1,045 |
| 05-Apr-12 | MBL | On market sale | AUD 1.84 | -716 | FPS | 716 |
| 05-Apr-12 | MBL | On market purchase | AUD 1.84 | 2,141 | FPS | 2,141 |
| 05-Apr-12 05-Apr-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.83 AUD 1.84 |
1,428 -716 |
FPS FPS |
1,428 716 |
| 05-Apr-12 | MBL | On market sale | AUD 1.83 | -1,434 | FPS | 1,434 |
| 05-Apr-12 | MBL | On market sale | AUD 1.83 | -1,766 | FPS | 1,766 |
| 05-Apr-12 | MBL | On market purchase | AUD 1.84 | 1,045 | FPS | 1,045 |
| 05-Apr-12 | MBL | On market sale | AUD 1.83 | -718 | FPS | 718 |
| 05-Apr-12 | MBL | On market purchase | AUD 1.83 | 1,788 | FPS | 1,788 |
| 05-Apr-12 05-Apr-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.83 AUD 1.84 |
-718 23,912 |
FPS FPS |
718 23,912 |
| 05-Apr-12 | MBL | On market purchase | AUD 1.84 | 23,912 | FPS | 23,912 |
| 05-Apr-12 | MBL | On market purchase | AUD 1.84 | 1,045 | FPS | 1,045 |
| 05-Apr-12 | MBL | On market sale | AUD 1.83 | -1,363 | FPS | 1,363 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 05-Apr-12 | MBL | On market purchase | AUD 1.84 | 3,196 | FPS | 3,196 |
| 05-Apr-12 | MBL | On market sale | AUD 1.84 | -1,217 | FPS | 1,217 |
| 05-Apr-12 | MBL | On market sale | AUD 1.84 | -1,057 | FPS | 1,057 |
| 05-Apr-12 | MBL | On market purchase | AUD 1.84 | 571 | FPS | 571 |
| 05-Apr-12 | MBL | On market purchase | AUD 1.83 | 1,046 | FPS | 1,046 |
| 05-Apr-12 05-Apr-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.83 AUD 1.83 |
571 523 |
FPS FPS |
571 523 |
| 05-Apr-12 | MBL | On market sale | AUD 1.83 | -1,437 | FPS | 1,437 |
| 05-Apr-12 | MBL | On market purchase | AUD 1.83 | 1,788 | FPS | 1,788 |
| 05-Apr-12 | MBL | On market purchase | AUD 1.83 | 3,763 | FPS | 3,763 |
| 10-Apr-12 | MBL | On market purchase | AUD 1.82 | 3,159 | FPS | 3,159 |
| 10-Apr-12 | MBL | On market sale | AUD 1.84 | -1,000 | FPS | 1,000 |
| 10-Apr-12 | MBL | On market sale | AUD 1.82 | -1,568 | FPS | 1,568 |
| 10-Apr-12 | MBL | On market sale | AUD 1.83 | -1,050 | FPS | 1,050 |
| 10-Apr-12 10-Apr-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.83 AUD 1.83 |
502 1,045 |
FPS FPS |
502 1,045 |
| 10-Apr-12 | MBL | On market purchase | AUD 1.83 | 1,121 | FPS | 1,121 |
| 10-Apr-12 | MBL | On market sale | AUD 1.83 | -1,133 | FPS | 1,133 |
| 10-Apr-12 | MBL | On market purchase | AUD 1.83 | 1,046 | FPS | 1,046 |
| 10-Apr-12 | MBL | On market purchase | AUD 1.83 | 547 | FPS | 547 |
| 10-Apr-12 | MBL | On market purchase | AUD 1.83 | 1,560 | FPS | 1,560 |
| 10-Apr-12 | MBL | On market purchase | AUD 1.83 | 170 | FPS | 170 |
| 10-Apr-12 10-Apr-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.83 AUD 1.83 |
8 2,090 |
FPS FPS |
8 2,090 |
| 10-Apr-12 | MBL | On market purchase | AUD 1.82 | 1,045 | FPS | 1,045 |
| 10-Apr-12 | MBL | On market purchase | AUD 1.82 | 1,045 | FPS | 1,045 |
| 10-Apr-12 | MBL | On market purchase | AUD 1.81 | 85,055 | FPS | 85,055 |
| 10-Apr-12 | MBL | On market sale | AUD 1.81 | -49,231 | FPS | 49,231 |
| 10-Apr-12 | MBL | On market sale | AUD 1.81 | -5,822 | FPS | 5,822 |
| 10-Apr-12 10-Apr-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.81 AUD 1.81 |
75,000 -1,047 |
FPS FPS |
75,000 1,047 |
| 10-Apr-12 | MBL | On market sale | AUD 1.81 | -10,646 | FPS | 10,646 |
| 10-Apr-12 | MBL | On market sale | AUD 1.80 | -6 | FPS | 6 |
| 10-Apr-12 | MBL | On market sale | AUD 1.80 | -3,467 | FPS | 3,467 |
| 10-Apr-12 | MBL | On market sale | AUD 1.81 | -93,309 | FPS | 93,309 |
| 10-Apr-12 | MBL MBL |
On market purchase | AUD 1.81 | 1,742 | FPS | 1,742 31,907 |
| 10-Apr-12 10-Apr-12 |
MBL | On market purchase On market sale |
AUD 1.83 AUD 1.80 |
31,907 -3,554 |
FPS FPS |
3,554 |
| 11-Apr-12 | MBL | On market sale | AUD 1.80 | -7,318 | FPS | 7,318 |
| 11-Apr-12 | MBL | On market purchase | AUD 1.79 | 57,836 | FPS | 57,836 |
| 11-Apr-12 | MBL | On market purchase | AUD 1.80 | 432 | FPS | 432 |
| 11-Apr-12 | MBL | On market purchase | AUD 1.80 | 1,045 | FPS | 1,045 |
| 11-Apr-12 11-Apr-12 |
MBL MBL |
On market sale On market sale |
AUD 1.80 AUD 1.81 |
-138 -144 |
FPS FPS |
138 144 |
| 11-Apr-12 | MBL | On market sale | AUD 1.81 | -143 | FPS | 143 |
| 11-Apr-12 | MBL | On market purchase | AUD 1.81 | 274 | FPS | 274 |
| 11-Apr-12 | MBL | On market purchase | AUD 1.79 | 1,044 | FPS | 1,044 |
| 11-Apr-12 | MBL | On market sale | AUD 1.79 | -577 | FPS | 577 |
| 11-Apr-12 11-Apr-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.79 AUD 1.79 |
572 -547 |
FPS FPS |
572 547 |
| 11-Apr-12 | MBL | On market sale | AUD 1.80 | -288 | FPS | 288 |
| 11-Apr-12 | MBL | On market purchase | AUD 1.80 | 1,045 | FPS | 1,045 |
| 11-Apr-12 | MBL | On market purchase | AUD 1.80 | 1,045 | FPS | 1,045 |
| 11-Apr-12 | MBL | On market sale | AUD 1.80 | -289 | FPS | 289 |
| 11-Apr-12 11-Apr-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.80 AUD 1.79 |
421 -88,993 |
FPS FPS |
421 88,993 |
| 11-Apr-12 | MBL | On market sale | AUD 1.79 | -19,181 | FPS | 19,181 |
| 11-Apr-12 | MBL | On market purchase | AUD 1.79 | 630 | FPS | 630 |
| 11-Apr-12 | MBL | On market purchase | AUD 1.79 | 108,174 | FPS | 108,174 |
| 11-Apr-12 | MBL | On market sale | AUD 1.79 | -726 | FPS | 726 |
| 11-Apr-12 11-Apr-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.80 AUD 1.80 |
-2,897 1,444 |
FPS FPS |
2,897 1,444 |
| 11-Apr-12 | MBL | On market purchase | AUD 1.80 | 1,083 | FPS | 1,083 |
| 11-Apr-12 | MBL | On market purchase | AUD 1.79 | 661 | FPS | 661 |
| 11-Apr-12 | MBL | On market purchase | AUD 1.79 | 893 | FPS | 893 |
| 11-Apr-12 | MBL | On market sale | AUD 1.79 | -83 | FPS | 83 |
| 11-Apr-12 12-Apr-12 |
MBL MBL |
On market sale On market sale |
AUD 1.79 AUD 1.78 |
-11,838 -18,328 |
FPS FPS |
11,838 18,328 |
| 12-Apr-12 | MBL | On market sale | AUD 1.79 | -1,044 | FPS | 1,044 |
| 12-Apr-12 | MBL | On market sale | AUD 1.79 | -1,267 | FPS | 1,267 |
| 12-Apr-12 | MBL | On market purchase | AUD 1.79 | 2,673 | FPS | 2,673 |
| 12-Apr-12 | MBL | On market sale | AUD 1.79 | -1,160 | FPS | 1,160 |
| 12-Apr-12 12-Apr-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.79 AUD 1.79 |
-961 985 |
FPS FPS |
961 985 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 12-Apr-12 | MBL | On market purchase | AUD 1.79 | 200 | FPS | 200 |
| 12-Apr-12 | MBL | On market sale | AUD 1.79 | -399 | FPS | 399 |
| 12-Apr-12 | MBL | On market purchase | AUD 1.79 | 235 | FPS | 235 |
| 12-Apr-12 | MBL | On market sale | AUD 1.79 | -416 | FPS | 416 |
| 12-Apr-12 12-Apr-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.79 AUD 1.79 |
-410 406 |
FPS FPS |
410 406 |
| 12-Apr-12 | MBL | On market purchase | AUD 1.79 | 1,044 | FPS | 1,044 |
| 12-Apr-12 | MBL | On market sale | AUD 1.78 | -656 | FPS | 656 |
| 12-Apr-12 | MBL | On market purchase | AUD 1.79 | 126,864 | FPS | 126,864 |
| 12-Apr-12 | MBL | On market sale | AUD 1.79 | -31,423 | FPS | 31,423 |
| 12-Apr-12 | MBL | On market purchase | AUD 1.78 | 1,027 | FPS | 1,027 |
| 12-Apr-12 | MBL | On market sale | AUD 1.79 | -97,962 | FPS | 97,962 |
| 12-Apr-12 | MBL | On market purchase | AUD 1.78 | 2,088 | FPS | 2,088 |
| 12-Apr-12 12-Apr-12 |
MBL MBL |
On market sale On market sale |
AUD 1.79 AUD 1.79 |
-53,412 -9,560 |
FPS FPS |
53,412 9,560 |
| 12-Apr-12 | MBL | On market purchase | AUD 1.79 | 80,003 | FPS | 80,003 |
| 12-Apr-12 | MBL | On market sale | AUD 1.79 | -7,643 | FPS | 7,643 |
| 12-Apr-12 | MBL | On market purchase | AUD 1.78 | 655 | FPS | 655 |
| 12-Apr-12 | MBL | On market sale | AUD 1.79 | -6,867 | FPS | 6,867 |
| 12-Apr-12 | MBL | On market sale | AUD 1.79 | -912 | FPS | 912 |
| 12-Apr-12 12-Apr-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.79 AUD 1.79 |
-94 6,786 |
FPS FPS |
94 6,786 |
| 13-Apr-12 | MBL | On market sale | AUD 1.79 | -34,910 | FPS | 34,910 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.79 | 1,044 | FPS | 1,044 |
| 13-Apr-12 | MBL | On market sale | AUD 1.80 | -648 | FPS | 648 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.79 | 645 | FPS | 645 |
| 13-Apr-12 13-Apr-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.80 AUD 1.80 |
1,707 -861 |
FPS FPS |
1,707 861 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.79 | 2,088 | FPS | 2,088 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.79 | 819 | FPS | 819 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.79 | 1,044 | FPS | 1,044 |
| 13-Apr-12 | MBL | On market sale | AUD 1.79 | -1,284 | FPS | 1,284 |
| 13-Apr-12 | MBL MBL |
On market purchase | AUD 1.79 | 1,005 | FPS | 1,005 1,254 |
| 13-Apr-12 13-Apr-12 |
MBL | On market sale On market purchase |
AUD 1.79 AUD 1.79 |
-1,254 1,109 |
FPS FPS |
1,109 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.79 | 1,044 | FPS | 1,044 |
| 13-Apr-12 | MBL | On market sale | AUD 1.79 | -1,125 | FPS | 1,125 |
| 13-Apr-12 | MBL | On market sale | AUD 1.79 | -13,028 | FPS | 13,028 |
| 13-Apr-12 | MBL MBL |
On market purchase | AUD 1.79 | 1,123 | FPS | 1,123 578 |
| 13-Apr-12 13-Apr-12 |
MBL | On market sale On market sale |
AUD 1.79 AUD 1.78 |
-578 -100,000 |
FPS FPS |
100,000 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.78 | 50,000 | FPS | 50,000 |
| 13-Apr-12 | MBL | On market sale | AUD 1.79 | -554 | FPS | 554 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.79 | 50,000 | FPS | 50,000 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.78 | 1,044 | FPS | 1,044 |
| 13-Apr-12 13-Apr-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.79 AUD 1.78 |
-561 1,155 |
FPS FPS |
561 1,155 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.79 | 13,028 | FPS | 13,028 |
| 13-Apr-12 | MBL | On market sale | AUD 1.79 | -27,928 | FPS | 27,928 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.79 | 577 | FPS | 577 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.78 | 1,044 | FPS | 1,044 |
| 13-Apr-12 13-Apr-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.78 AUD 1.78 |
27,928 -1,155 |
FPS FPS |
27,928 1,155 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.78 | 578 | FPS | 578 |
| 13-Apr-12 | MBL | On market sale | AUD 1.79 | -541 | FPS | 541 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.79 | 721 | FPS | 721 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.79 | 200,000 | FPS | 200,000 |
| 13-Apr-12 13-Apr-12 |
MBL MBL |
On market sale On market sale |
AUD 1.79 AUD 1.79 |
-146,268 -40,441 |
FPS FPS |
146,268 40,441 |
| 13-Apr-12 | MBL | On market sale | AUD 1.78 | -38,553 | FPS | 38,553 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.78 | 1,408 | FPS | 1,408 |
| 13-Apr-12 | MBL | On market sale | AUD 1.78 | -725 | FPS | 725 |
| 13-Apr-12 | MBL | On market sale | AUD 1.78 | -20,000 | FPS | 20,000 |
| 13-Apr-12 13-Apr-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.78 AUD 1.79 |
1,511 -3,072 |
FPS FPS |
1,511 3,072 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.79 | 5,115 | FPS | 5,115 |
| 13-Apr-12 | MBL | On market purchase | AUD 1.79 | 45,262 | FPS | 45,262 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 62,409 | FPS | 62,409 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -1,748 | FPS | 1,748 |
| 16-Apr-12 16-Apr-12 |
MBL MBL |
On market sale On market sale |
AUD 1.79 AUD 1.79 |
-1,045 -214 |
FPS FPS |
1,045 214 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.79 | 426 | FPS | 426 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.79 | 14,969 | FPS | 14,969 |
| 16-Apr-12 | MBL | On market sale | AUD 1.79 | -1,242 | FPS | 1,242 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 16-Apr-12 | MBL | On market purchase | AUD 1.79 | 685,097 | FPS | 685,097 |
| 16-Apr-12 | MBL | On market sale | AUD 1.79 | -685,097 | FPS | 685,097 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 599 | FPS | 599 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 2,090 | FPS | 2,090 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -429 | FPS | 429 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 428 | FPS | 428 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -5,000 | FPS | 5,000 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -80,036 | FPS | 80,036 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 57,500 | FPS | 57,500 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -1,575 | FPS | 1,575 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -70,987 | FPS | 70,987 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 2,243 | FPS | 2,243 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -2,615 | FPS | 2,615 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 85,000 | FPS | 85,000 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -1,116 | FPS | 1,116 |
| 16-Apr-12 16-Apr-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.78 AUD 1.78 |
571 1,045 |
FPS FPS |
571 1,045 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 75,000 | FPS | 75,000 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -63,885 | FPS | 63,885 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -13,257 | FPS | 13,257 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -1,697 | FPS | 1,697 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -12,384 | FPS | 12,384 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 1,713 | FPS | 1,713 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -1,146 | FPS | 1,146 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -1,146 | FPS | 1,146 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -12,455 | FPS | 12,455 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 1,142 | FPS | 1,142 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -1,146 | FPS | 1,146 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -573 | FPS | 573 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 30,000 | FPS | 30,000 |
| 16-Apr-12 16-Apr-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.78 AUD 1.78 |
1,142 -8,285 |
FPS FPS |
1,142 8,285 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -1,719 | FPS | 1,719 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -6,500 | FPS | 6,500 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 1,713 | FPS | 1,713 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -573 | FPS | 573 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 1,142 | FPS | 1,142 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -1,146 | FPS | 1,146 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -70,165 | FPS | 70,165 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 45,000 | FPS | 45,000 |
| 16-Apr-12 16-Apr-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.78 AUD 1.78 |
1,713 -1,719 |
FPS FPS |
1,713 1,719 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -41,668 | FPS | 41,668 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 70,000 | FPS | 70,000 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -5,000 | FPS | 5,000 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 2,266 | FPS | 2,266 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -2,292 | FPS | 2,292 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -72,447 | FPS | 72,447 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 85,000 | FPS | 85,000 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -72,296 | FPS | 72,296 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -1,951 | FPS | 1,951 |
| 16-Apr-12 16-Apr-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.78 AUD 1.78 |
1,951 -6,833 |
FPS FPS |
1,951 6,833 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 85,000 | FPS | 85,000 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -659 | FPS | 659 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 40,000 | FPS | 40,000 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 1,045 | FPS | 1,045 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -40,577 | FPS | 40,577 |
| 16-Apr-12 | MBL | On market purchase | AUD 1.78 | 2,052 | FPS | 2,052 |
| 16-Apr-12 | MBL | On market sale | AUD 1.78 | -9,601 | FPS | 9,601 |
| 16-Apr-12 16-Apr-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.78 AUD 1.78 |
-14 14 |
FPS FPS |
14 14 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.79 | 11,517 | FPS | 11,517 |
| 17-Apr-12 | MBL | On market sale | AUD 1.80 | -594 | FPS | 594 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.80 | 594 | FPS | 594 |
| 17-Apr-12 | MBL | On market sale | AUD 1.79 | -11,517 | FPS | 11,517 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.80 | 143 | FPS | 143 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.79 | 907 | FPS | 907 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.80 | 866 | FPS | 866 |
| 17-Apr-12 17-Apr-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.80 AUD 1.80 |
1,188 1,145 |
FPS FPS |
1,188 1,145 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.80 | 1,104 | FPS | 1,104 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.79 | 902 | FPS | 902 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.80 | 992 | FPS | 992 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 17-Apr-12 | MBL | On market purchase | AUD 1.80 | 92 | FPS | 92 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.80 | 8 | FPS | 8 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.79 | 1,112 | FPS | 1,112 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.80 | 1,126 | FPS | 1,126 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.79 | 1,041 | FPS | 1,041 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.79 | 891 | FPS | 891 |
| 17-Apr-12 | MBL | On market sale | AUD 1.80 | -594 | FPS | 594 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.79 | 285 | FPS | 285 |
| 17-Apr-12 | MBL | On market sale | AUD 1.78 | -1,147 | FPS | 1,147 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.78 | 1,045 | FPS | 1,045 |
| 17-Apr-12 | MBL | On market sale | AUD 1.78 | -1,837 | FPS | 1,837 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.80 | 1,045 | FPS | 1,045 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.80 | 2,098 | FPS | 2,098 |
| 17-Apr-12 | MBL | On market sale | AUD 1.80 | -856 | FPS | 856 |
| 17-Apr-12 | MBL | On market sale | AUD 1.80 | -428 | FPS | 428 |
| 17-Apr-12 | MBL | On market sale | AUD 1.80 | -391 | FPS | 391 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.78 | 48,209 | FPS | 48,209 |
| 17-Apr-12 | MBL | On market sale | AUD 1.80 | -500 | FPS | 500 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.79 | 401 | FPS | 401 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.79 | 1,045 | FPS | 1,045 |
| 17-Apr-12 | MBL MBL |
On market sale | AUD 1.80 | -462 | FPS | 462 1,262 |
| 17-Apr-12 17-Apr-12 |
MBL | On market sale On market purchase |
AUD 1.79 AUD 1.79 |
-1,262 1,899 |
FPS FPS |
1,899 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.79 | 1,045 | FPS | 1,045 |
| 17-Apr-12 | MBL | On market sale | AUD 1.79 | -4,492 | FPS | 4,492 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.79 | 3,393 | FPS | 3,393 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.79 | 1,714 | FPS | 1,714 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.79 | 1,072 | FPS | 1,072 |
| 17-Apr-12 | MBL | On market sale | AUD 1.79 | -2,568 | FPS | 2,568 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.79 | 2,319 | FPS | 2,319 |
| 17-Apr-12 | MBL | On market sale | AUD 1.79 | -1,075 | FPS | 1,075 |
| 17-Apr-12 | MBL | On market purchase | AUD 1.79 | 6,479 | FPS | 6,479 |
| 18-Apr-12 | MBL | On market sale | AUD 1.79 | -1,463 | FPS | 1,463 |
| 18-Apr-12 | MBL | On market purchase | AUD 1.80 | 1,044 | FPS | 1,044 |
| 18-Apr-12 | MBL | On market purchase | AUD 1.80 | 358 | FPS | 358 |
| 18-Apr-12 | MBL | On market sale | AUD 1.80 | -718 | FPS | 718 |
| 18-Apr-12 | MBL | On market sale | AUD 1.80 | -359 | FPS | 359 |
| 18-Apr-12 | MBL | On market sale | AUD 1.80 | -566 | FPS | 566 |
| 18-Apr-12 | MBL | On market purchase | AUD 1.79 | 793 | FPS | 793 |
| 18-Apr-12 | MBL | On market purchase | AUD 1.79 | 328 | FPS | 328 |
| 18-Apr-12 | MBL | On market purchase | AUD 1.79 | 252 | FPS | 252 |
| 18-Apr-12 | MBL | On market purchase | AUD 1.80 | 2,611 | FPS | 2,611 |
| 18-Apr-12 18-Apr-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.80 AUD 1.80 |
-2,875 2,817 |
FPS FPS |
2,875 2,817 |
| 18-Apr-12 | MBL | On market sale | AUD 1.80 | -542 | FPS | 542 |
| 18-Apr-12 | MBL | On market purchase | AUD 1.79 | 539 | FPS | 539 |
| 18-Apr-12 | MBL | On market purchase | AUD 1.79 | 2,612 | FPS | 2,612 |
| 18-Apr-12 | MBL | On market purchase | AUD 1.79 | 2,090 | FPS | 2,090 |
| 18-Apr-12 | MBL | On market purchase | AUD 1.79 | 1,673 | FPS | 1,673 |
| 18-Apr-12 | MBL | On market purchase | AUD 1.80 | 1,075 | FPS | 1,075 |
| 18-Apr-12 | MBL | On market sale | AUD 1.79 | -2,161 | FPS | 2,161 |
| 18-Apr-12 | MBL | On market purchase | AUD 1.80 | 2,151 | FPS | 2,151 |
| 18-Apr-12 | MBL | On market sale | AUD 1.80 | -1,720 | FPS | 1,720 |
| 18-Apr-12 | MBL | On market purchase | AUD 1.80 | 7,208 | FPS | 7,208 |
| Borrow Delivery under Stock Lending Agreement - Refer to |
AUD 1.70 | |||||
| 18-Apr-12 | MBL | Annex C | 1,093,000 | FPS | 1,093,000 | |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -33 | FPS | 33 |
| 19-Apr-12 | MBL | On market sale | AUD 1.81 | -236 | FPS | 236 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -67 | FPS | 67 |
| 19-Apr-12 | MBL | On market sale | AUD 1.81 | -307 | FPS | 307 |
| 19-Apr-12 | MBL | On market sale | AUD 1.81 | -802 | FPS | 802 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -1,477 | FPS | 1,477 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -10,000 | FPS | 10,000 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -522 | FPS | 522 |
| 19-Apr-12 19-Apr-12 |
MBL MBL |
On market sale On market sale |
AUD 1.80 AUD 1.81 |
-1,044 -765 |
FPS FPS |
1,044 765 |
| 19-Apr-12 | MBL | On market sale | AUD 1.81 | -5,001 | FPS | 5,001 |
| 19-Apr-12 | MBL | On market sale | AUD 1.81 | -1,667 | FPS | 1,667 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -9 | FPS | 9 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -7,020 | FPS | 7,020 |
| 19-Apr-12 | MBL | On market purchase | AUD 1.80 | 7 | FPS | 7 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -424 | FPS | 424 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -816 | FPS | 816 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -8,924 | FPS | 8,924 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -2,430 | FPS | 2,430 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -1,766 | FPS | 1,766 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -760 | FPS | 760 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -3,768 | FPS | 3,768 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -731 | FPS | 731 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -417 | FPS | 417 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -209 | FPS | 209 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -235 | FPS | 235 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -90 | FPS | 90 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -87 | FPS | 87 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -89 | FPS | 89 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -11 | FPS | 11 |
| 19-Apr-12 | MBL | On market purchase | AUD 1.80 | 2,369 | FPS | 2,369 |
| 19-Apr-12 | MBL | On market purchase | AUD 1.80 | 368 | FPS | 368 |
| 19-Apr-12 | MBL | On market purchase | AUD 1.80 | 1,045 | FPS | 1,045 |
| 19-Apr-12 | MBL | On market purchase | AUD 1.80 | 3,134 | FPS | 3,134 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -1,336 | FPS | 1,336 |
| 19-Apr-12 | MBL | On market purchase | AUD 1.81 | 1,333 | FPS | 1,333 |
| 19-Apr-12 | MBL | On market sale | AUD 1.81 | -543 | FPS | 543 |
| 19-Apr-12 | MBL MBL |
On market purchase | AUD 1.80 | 282 | FPS | 282 1,045 |
| 19-Apr-12 19-Apr-12 |
MBL | On market purchase On market sale |
AUD 1.80 AUD 1.80 |
1,045 -839 |
FPS FPS |
839 |
| 19-Apr-12 | MBL | On market purchase | AUD 1.80 | 391 | FPS | 391 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -2,467 | FPS | 2,467 |
| 19-Apr-12 | MBL | On market purchase | N/A | 2,475 | FPS | 2,475 |
| 19-Apr-12 | MBL | On market sale | N/A | -2,475 | FPS | 2,475 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -425 | FPS | 425 |
| 19-Apr-12 | MBL | On market purchase | AUD 1.80 | 1,044 | FPS | 1,044 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -350,000 | FPS | 350,000 |
| 19-Apr-12 | MBL | On market purchase | AUD 1.80 | 3,359 | FPS | 3,359 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -1,662 | FPS | 1,662 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -425 | FPS | 425 |
| 19-Apr-12 | MBL | On market purchase | AUD 1.80 | 250,000 | FPS | 250,000 |
| 19-Apr-12 | MBL | On market purchase | AUD 1.80 | 848 | FPS | 848 |
| 19-Apr-12 | MBL | On market purchase | AUD 1.80 | 100,000 | FPS | 100,000 |
| 19-Apr-12 | MBL | On market purchase | AUD 1.80 | 1,487 | FPS | 1,487 |
| 19-Apr-12 | MBL | On market purchase | AUD 1.80 | 3,134 | FPS | 3,134 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -1,668 | FPS | 1,668 |
| 19-Apr-12 | MBL | On market purchase | AUD 1.80 | 1,914 | FPS | 1,914 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -2,716 | FPS | 2,716 |
| 19-Apr-12 | MBL | On market sale | AUD 1.80 | -309 | FPS | 309 |
| 19-Apr-12 20-Apr-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.80 AUD 1.81 |
9,389 -20 |
FPS FPS |
9,389 20 |
| 20-Apr-12 | MBL | On market sale | AUD 1.81 | -22 | FPS | 22 |
| 20-Apr-12 | MBL | On market purchase | AUD 1.80 | 15 | FPS | 15 |
| 20-Apr-12 | MBL | On market sale | AUD 1.81 | -28 | FPS | 28 |
| 20-Apr-12 | MBL | On market sale | AUD 1.79 | -1,565 | FPS | 1,565 |
| 20-Apr-12 | MBL | On market purchase | AUD 1.79 | 1,133 | FPS | 1,133 |
| 20-Apr-12 | MBL | On market sale | AUD 1.81 | -1,100 | FPS | 1,100 |
| 20-Apr-12 | MBL | On market sale | AUD 1.81 | -283 | FPS | 283 |
| 20-Apr-12 | MBL | On market purchase | AUD 1.81 | 1,044 | FPS | 1,044 |
| 20-Apr-12 | MBL | On market purchase | AUD 1.81 | 564 | FPS | 564 |
| 20-Apr-12 | MBL | On market sale | AUD 1.81 | -424 | FPS | 424 |
| 20-Apr-12 | MBL | On market purchase | AUD 1.81 | 2,088 | FPS | 2,088 |
| 20-Apr-12 | MBL | On market purchase | N/A | 3,714 | FPS | 3,714 |
| 20-Apr-12 | MBL | On market sale | N/A | -3,714 | FPS | 3,714 |
| 20-Apr-12 | MBL | On market sale | AUD 1.81 | -1,260 | FPS | 1,260 |
| 20-Apr-12 | MBL | On market sale | AUD 1.81 | -3,704 | FPS | 3,704 |
| 20-Apr-12 | MBL | On market purchase | AUD 1.81 | 1,258 | FPS | 1,258 |
| 20-Apr-12 | MBL | On market sale | AUD 1.81 | -844 | FPS | 844 |
| 20-Apr-12 | MBL | On market purchase | AUD 1.81 | 846 | FPS | 846 |
| 20-Apr-12 | MBL | On market purchase | AUD 1.81 | 423 | FPS | 423 |
| 20-Apr-12 | MBL | On market purchase | AUD 1.81 | 1,043 | FPS | 1,043 |
| 20-Apr-12 | MBL | On market sale | AUD 1.81 | -424 | FPS | 424 |
| 20-Apr-12 20-Apr-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.81 AUD 1.80 |
423 1,043 |
FPS FPS |
423 1,043 |
| 20-Apr-12 | MBL | On market purchase | AUD 1.80 | 560 | FPS | 560 |
| 20-Apr-12 | MBL | On market purchase | AUD 1.80 | 500,000 | FPS | 500,000 |
| 20-Apr-12 | MBL | On market sale | AUD 1.81 | -1,083 | FPS | 1,083 |
| 20-Apr-12 | MBL | On market sale | AUD 1.80 | -5,000 | FPS | 5,000 |
| 20-Apr-12 | MBL | On market sale | AUD 1.80 | -377,103 | FPS | 377,103 |
| 20-Apr-12 | MBL | On market sale | AUD 1.80 | -567 | FPS | 567 |
| 20-Apr-12 | MBL | On market sale | AUD 1.80 | -17,897 | FPS | 17,897 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 20-Apr-12 | MBL | On market purchase | AUD 1.80 | 511 | FPS | 511 |
| 20-Apr-12 | MBL | On market sale | AUD 1.80 | -25,000 | FPS | 25,000 |
| 20-Apr-12 | MBL | On market sale | AUD 1.80 | -569 | FPS | 569 |
| 20-Apr-12 | MBL | On market sale | AUD 1.79 | -25,000 | FPS | 25,000 |
| 20-Apr-12 20-Apr-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.80 AUD 1.79 |
47,514 -50,000 |
FPS FPS |
47,514 50,000 |
| 20-Apr-12 | MBL | On market sale | AUD 1.80 | -1,395 | FPS | 1,395 |
| 20-Apr-12 | MBL | On market sale | AUD 1.80 | -994 | FPS | 994 |
| 20-Apr-12 | MBL | On market purchase | AUD 1.79 | 534 | FPS | 534 |
| 20-Apr-12 | MBL | On market purchase | AUD 1.80 | 1,064 | FPS | 1,064 |
| 20-Apr-12 | MBL | On market sale | AUD 1.80 | -33,406 | FPS | 33,406 |
| 20-Apr-12 | MBL | On market purchase | AUD 1.80 | 39,471 | FPS | 39,471 |
| 20-Apr-12 20-Apr-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.80 AUD 1.80 |
1,627 -6,065 |
FPS FPS |
1,627 6,065 |
| 20-Apr-12 | MBL | On market purchase | AUD 1.80 | 11,063 | FPS | 11,063 |
| 23-Apr-12 | MBL | On market sale | AUD 1.80 | -7 | FPS | 7 |
| 23-Apr-12 | MBL | On market sale | AUD 1.80 | -100 | FPS | 100 |
| 23-Apr-12 | MBL | On market purchase | AUD 1.79 | 1,817 | FPS | 1,817 |
| 23-Apr-12 | MBL | On market purchase | AUD 1.79 | 5,144 | FPS | 5,144 |
| 23-Apr-12 23-Apr-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.79 AUD 1.80 |
3,851 846 |
FPS FPS |
3,851 846 |
| 23-Apr-12 | MBL | On market sale | AUD 1.80 | -1,044 | FPS | 1,044 |
| 23-Apr-12 | MBL | On market purchase | AUD 1.80 | 311,371 | FPS | 311,371 |
| 23-Apr-12 | MBL | On market sale | AUD 1.80 | -283 | FPS | 283 |
| 23-Apr-12 | MBL | On market purchase | AUD 1.80 | 2,087 | FPS | 2,087 |
| 23-Apr-12 | MBL | On market sale | AUD 1.80 | -257,761 | FPS | 257,761 |
| 23-Apr-12 23-Apr-12 |
MBL MBL |
On market sale On market sale |
AUD 1.79 AUD 1.79 |
-12,505 -12,513 |
FPS FPS |
12,505 12,513 |
| 23-Apr-12 | MBL | On market purchase | AUD 1.79 | 1,043 | FPS | 1,043 |
| 23-Apr-12 | MBL | On market purchase | AUD 1.79 | 283 | FPS | 283 |
| 23-Apr-12 | MBL | On market sale | AUD 1.79 | -10,094 | FPS | 10,094 |
| 23-Apr-12 | MBL | On market sale | AUD 1.79 | -283 | FPS | 283 |
| 23-Apr-12 | MBL MBL |
On market purchase | AUD 1.79 | 1,044 | FPS | 1,044 284 |
| 23-Apr-12 23-Apr-12 |
MBL | On market sale On market purchase |
AUD 1.79 AUD 1.79 |
-284 283 |
FPS FPS |
283 |
| 23-Apr-12 | MBL | On market sale | AUD 1.79 | -18,498 | FPS | 18,498 |
| 23-Apr-12 | MBL | On market sale | AUD 1.79 | -266 | FPS | 266 |
| 23-Apr-12 | MBL | On market sale | AUD 1.79 | -701 | FPS | 701 |
| 23-Apr-12 | MBL MBL |
On market purchase | AUD 1.79 | 848 | FPS | 848 1,669 |
| 23-Apr-12 23-Apr-12 |
MBL | On market sale On market purchase |
AUD 1.79 AUD 1.79 |
-1,669 424 |
FPS FPS |
424 |
| 23-Apr-12 | MBL | On market sale | AUD 1.79 | -425 | FPS | 425 |
| 23-Apr-12 | MBL | On market purchase | AUD 1.79 | 424 | FPS | 424 |
| 23-Apr-12 | MBL | On market purchase | AUD 1.79 | 689 | FPS | 689 |
| 23-Apr-12 | MBL | On market purchase | AUD 1.79 | 1,044 | FPS | 1,044 |
| 23-Apr-12 23-Apr-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.79 AUD 1.80 |
-2,106 2,220 |
FPS FPS |
2,106 2,220 |
| 23-Apr-12 | MBL | On market purchase | AUD 1.80 | 7,095 | FPS | 7,095 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.84 | 1,802 | FPS | 1,802 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.84 | 857 | FPS | 857 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.83 | 100 | FPS | 100 |
| 24-Apr-12 24-Apr-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.84 AUD 1.84 |
2,433 85 |
FPS FPS |
2,433 85 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.84 | 555 | FPS | 555 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.84 | 10,186 | FPS | 10,186 |
| 24-Apr-12 | MBL | On market sale | AUD 1.84 | -200 | FPS | 200 |
| 24-Apr-12 | MBL | On market sale | AUD 1.84 | -1,634 | FPS | 1,634 |
| 24-Apr-12 24-Apr-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.84 AUD 1.79 |
-190 435 |
FPS FPS |
190 435 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.79 | 515 | FPS | 515 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.79 | 28 | FPS | 28 |
| 24-Apr-12 | MBL | On market sale | AUD 1.83 | -1,031 | FPS | 1,031 |
| 24-Apr-12 | MBL | On market sale | AUD 1.83 | -976 | FPS | 976 |
| 24-Apr-12 24-Apr-12 |
MBL MBL |
On market sale On market sale |
AUD 1.83 AUD 1.83 |
-61 -3,519 |
FPS FPS |
61 3,519 |
| 24-Apr-12 | MBL | On market sale | AUD 1.83 | -2 | FPS | 2 |
| 24-Apr-12 | MBL | On market sale | AUD 1.83 | -348 | FPS | 348 |
| 24-Apr-12 | MBL | On market sale | AUD 1.83 | -799 | FPS | 799 |
| 24-Apr-12 | MBL | On market sale | AUD 1.83 | -155 | FPS | 155 |
| 24-Apr-12 24-Apr-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.84 AUD 1.79 |
294 1,043 |
FPS FPS |
294 1,043 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.79 | 1,043 | FPS | 1,043 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.80 | 836 | FPS | 836 |
| 24-Apr-12 | MBL | On market sale | AUD 1.80 | -840 | FPS | 840 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 24-Apr-12 | MBL | On market purchase | AUD 1.80 | 212 | FPS | 212 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.80 | 1,043 | FPS | 1,043 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.81 | 352 | FPS | 352 |
| 24-Apr-12 | MBL | On market sale | AUD 1.81 | -557 | FPS | 557 |
| 24-Apr-12 | MBL | On market sale | AUD 1.81 | -344 | FPS | 344 |
| 24-Apr-12 | MBL | On market sale | AUD 1.82 | -330 | FPS | 330 |
| 24-Apr-12 | MBL | On market sale | AUD 1.82 | -350 | FPS | 350 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.82 | 1,043 | FPS | 1,043 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.82 | 698 | FPS | 698 |
| 24-Apr-12 | MBL | On market sale | AUD 1.83 | -349 | FPS | 349 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.83 | 348 | FPS | 348 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.83 | 348 | FPS | 348 |
| 24-Apr-12 | MBL | On market sale | AUD 1.83 | -698 | FPS | 698 |
| 24-Apr-12 | MBL | On market sale | AUD 1.83 | -349 | FPS | 349 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.83 | 696 | FPS | 696 |
| 24-Apr-12 | MBL | On market sale | AUD 1.83 | -349 | FPS | 349 |
| 24-Apr-12 | MBL | On market sale | AUD 1.83 | -327 | FPS | 327 |
| 24-Apr-12 | MBL MBL |
On market purchase | AUD 1.84 | 346 | FPS | 346 2,086 |
| 24-Apr-12 24-Apr-12 |
MBL | On market purchase On market sale |
AUD 1.84 AUD 1.84 |
2,086 -2,445 |
FPS FPS |
2,445 |
| 24-Apr-12 | MBL | On market sale | AUD 1.84 | -555 | FPS | 555 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.84 | 3,041 | FPS | 3,041 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.84 | 1,044 | FPS | 1,044 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.84 | 625 | FPS | 625 |
| 24-Apr-12 | MBL | On market sale | AUD 1.84 | -1,599 | FPS | 1,599 |
| 24-Apr-12 | MBL | On market purchase | AUD 1.84 | 2,215 | FPS | 2,215 |
| 26-Apr-12 | MBL | On market sale | AUD 1.83 | -688 | FPS | 688 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 52 | FPS | 52 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 47 | FPS | 47 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 540 | FPS | 540 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 24 | FPS | 24 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 612 | FPS | 612 |
| 26-Apr-12 | MBL | On market sale | AUD 1.84 | -1,430 | FPS | 1,430 |
| 26-Apr-12 | MBL | On market sale | AUD 1.84 | -1,325 | FPS | 1,325 |
| 26-Apr-12 26-Apr-12 |
MBL MBL |
On market sale On market sale |
AUD 1.83 AUD 1.84 |
-669 -1,579 |
FPS FPS |
669 1,579 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 37 | FPS | 37 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 721 | FPS | 721 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 39 | FPS | 39 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 960 | FPS | 960 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 250 | FPS | 250 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.84 | 1,043 | FPS | 1,043 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.84 | 424 | FPS | 424 |
| 26-Apr-12 | MBL | On market sale | AUD 1.84 | -635 | FPS | 635 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.84 | 1,043 | FPS | 1,043 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 552 | FPS | 552 |
| 26-Apr-12 26-Apr-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.83 AUD 1.83 |
355 -512 |
FPS FPS |
355 512 |
| 26-Apr-12 | MBL | On market sale | AUD 1.84 | -195 | FPS | 195 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 353 | FPS | 353 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 1,043 | FPS | 1,043 |
| 26-Apr-12 | MBL | On market sale | AUD 1.84 | -1,643 | FPS | 1,643 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 2,086 | FPS | 2,086 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 1,668 | FPS | 1,668 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.82 | 1,042 | FPS | 1,042 |
| 26-Apr-12 | MBL | On market sale | AUD 1.82 | -1,993 | FPS | 1,993 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.82 | 1,122 | FPS | 1,122 |
| 26-Apr-12 26-Apr-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.83 AUD 1.83 |
-1,124 1,704 |
FPS FPS |
1,124 1,704 |
| 26-Apr-12 | MBL | On market sale | AUD 1.83 | -1,121 | FPS | 1,121 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 1,138 | FPS | 1,138 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 1,043 | FPS | 1,043 |
| 26-Apr-12 | MBL | On market sale | AUD 1.83 | -1,142 | FPS | 1,142 |
| 26-Apr-12 | MBL | On market sale | AUD 1.82 | -2,371 | FPS | 2,371 |
| 26-Apr-12 | MBL | On market sale | AUD 1.83 | -840 | FPS | 840 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 4,260 | FPS | 4,260 |
| 26-Apr-12 | MBL | On market purchase | AUD 1.83 | 8,031 | FPS | 8,031 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -2,540 | FPS | 2,540 |
| 27-Apr-12 27-Apr-12 |
MBL MBL |
On market sale On market sale |
AUD 1.85 AUD 1.84 |
-4,016 -1,304 |
FPS FPS |
4,016 1,304 |
| 27-Apr-12 | MBL | On market sale | AUD 1.84 | -1,456 | FPS | 1,456 |
| 27-Apr-12 | MBL | On market sale | AUD 1.84 | -1,860 | FPS | 1,860 |
| 27-Apr-12 | MBL | On market sale | AUD 1.84 | -845 | FPS | 845 |
| 27-Apr-12 | MBL | On market sale | AUD 1.84 | -7,376 | FPS | 7,376 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 27-Apr-12 | MBL | On market sale | AUD 1.84 | -4,441 | FPS | 4,441 |
| 27-Apr-12 | MBL | On market sale | AUD 1.84 | -258 | FPS | 258 |
| 27-Apr-12 | MBL | On market sale | AUD 1.84 | -1,851 | FPS | 1,851 |
| 27-Apr-12 | MBL MBL |
On market sale | AUD 1.84 | -1,190 | FPS | 1,190 959 |
| 27-Apr-12 27-Apr-12 |
MBL | On market sale On market sale |
AUD 1.84 AUD 1.84 |
-959 -349 |
FPS FPS |
349 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -869 | FPS | 869 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -31 | FPS | 31 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -2,222 | FPS | 2,222 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -5,151 | FPS | 5,151 |
| 27-Apr-12 | MBL MBL |
On market sale | AUD 1.85 | -405 | FPS | 405 5,666 |
| 27-Apr-12 27-Apr-12 |
MBL | On market sale On market sale |
AUD 1.85 AUD 1.83 |
-5,666 -658 |
FPS FPS |
658 |
| 27-Apr-12 | MBL | On market sale | AUD 1.83 | -1,851 | FPS | 1,851 |
| 27-Apr-12 | MBL | On market sale | AUD 1.83 | -2,759 | FPS | 2,759 |
| 27-Apr-12 | MBL | On market sale | AUD 1.83 | -1,530 | FPS | 1,530 |
| 27-Apr-12 | MBL | On market sale | AUD 1.83 | -1,738 | FPS | 1,738 |
| 27-Apr-12 27-Apr-12 |
MBL MBL |
On market sale On market sale |
AUD 1.83 AUD 1.83 |
-25 -3,637 |
FPS FPS |
25 3,637 |
| 27-Apr-12 | MBL | On market sale | AUD 1.83 | -1,302 | FPS | 1,302 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -1,332 | FPS | 1,332 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -1,365 | FPS | 1,365 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -68 | FPS | 68 |
| 27-Apr-12 27-Apr-12 |
MBL MBL |
On market sale On market sale |
AUD 1.85 AUD 1.85 |
-174 -62 |
FPS FPS |
174 62 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -185 | FPS | 185 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -3,305 | FPS | 3,305 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -3,151 | FPS | 3,151 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -1,300 | FPS | 1,300 |
| 27-Apr-12 27-Apr-12 |
MBL MBL |
On market sale On market sale |
AUD 1.85 AUD 1.85 |
-945 -557 |
FPS FPS |
945 557 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -2,132 | FPS | 2,132 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -5,666 | FPS | 5,666 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -391 | FPS | 391 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -928 | FPS | 928 |
| 27-Apr-12 | MBL MBL |
On market sale | AUD 1.85 | -1,300 | FPS | 1,300 474 |
| 27-Apr-12 27-Apr-12 |
MBL | On market sale On market sale |
AUD 1.85 AUD 1.85 |
-474 -48 |
FPS FPS |
48 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -2,934 | FPS | 2,934 |
| 27-Apr-12 | MBL | On market sale | AUD 1.84 | -574 | FPS | 574 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -2,729 | FPS | 2,729 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -1,628 | FPS | 1,628 |
| 27-Apr-12 27-Apr-12 |
MBL MBL |
On market sale On market sale |
AUD 1.85 AUD 1.85 |
-465 -133 |
FPS FPS |
465 133 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -630 | FPS | 630 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -347 | FPS | 347 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -3,561 | FPS | 3,561 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -791 | FPS | 791 |
| 27-Apr-12 27-Apr-12 |
MBL MBL |
On market sale On market sale |
AUD 1.85 AUD 1.85 |
-1,432 -2,836 |
FPS FPS |
1,432 2,836 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -240 | FPS | 240 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -4,977 | FPS | 4,977 |
| 27-Apr-12 | MBL | On market sale | AUD 1.85 | -911 | FPS | 911 |
| 27-Apr-12 | MBL | On market sale | AUD 1.83 | -1,043 | FPS | 1,043 |
| 27-Apr-12 27-Apr-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.83 AUD 1.85 |
1,043 1,042 |
FPS FPS |
1,043 1,042 |
| 27-Apr-12 | MBL | On market purchase | AUD 1.85 | 1,812 | FPS | 1,812 |
| 27-Apr-12 | MBL | On market purchase | AUD 1.85 | 1,044 | FPS | 1,044 |
| 27-Apr-12 | MBL | On market sale | AUD 1.84 | -2,729 | FPS | 2,729 |
| 27-Apr-12 | MBL | On market purchase | AUD 1.84 | 3,840 | FPS | 3,840 |
| 27-Apr-12 27-Apr-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.84 AUD 1.83 |
-4,905 420 |
FPS FPS |
4,905 420 |
| 27-Apr-12 | MBL | On market purchase | AUD 1.84 | 6,570 | FPS | 6,570 |
| Borrow Return under Stock Lending Agreement - refer to |
AUD 1.93 | |||||
| 27-Apr-12 | MBL | Annex G | -1,550,000 | FPS | 1,550,000 | |
| 28-Apr-12 | MBL | On market purchase | AUD 1.85 | 1,088 | FPS | 1,088 |
| 28-Apr-12 | MBL | On market purchase | AUD 1.85 | 557 | FPS | 557 |
| 28-Apr-12 | MBL | On market sale | AUD 1.85 | -1,116 | FPS | 1,116 |
| 28-Apr-12 28-Apr-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.85 AUD 1.85 |
-349 327 |
FPS FPS |
349 327 |
| 28-Apr-12 | MBL | On market sale | AUD 1.85 | -348 | FPS | 348 |
| 28-Apr-12 | MBL | On market purchase | AUD 1.85 | 348 | FPS | 348 |
| 28-Apr-12 | MBL | On market sale | AUD 1.85 | -323 | FPS | 323 |
| Date of | Person whose relevant | Nature of change | Consideration | Number of securities | Class Person's votes | |
|---|---|---|---|---|---|---|
| change | interest changed | affected | affected | |||
| 28-Apr-12 | MBL | On market purchase | AUD 1.83 | 501 | FPS | 501 |
| 28-Apr-12 | MBL | On market purchase | AUD 1.83 | 700 | FPS | 700 |
| 28-Apr-12 | MBL | On market purchase | AUD 1.84 | 1,028 | FPS | 1,028 |
| 28-Apr-12 | MBL | On market sale | AUD 1.84 | -1,050 | FPS | 1,050 |
| 28-Apr-12 | MBL | On market purchase | AUD 1.85 | 335 | FPS | 335 |
| 28-Apr-12 | MBL | On market sale | AUD 1.85 | -679 | FPS | 679 |
| 28-Apr-12 | MBL | On market sale | AUD 1.83 | -151 | FPS | 151 |
| 28-Apr-12 | MBL | On market sale | AUD 1.83 | -35 | FPS | 35 |
| 28-Apr-12 | MBL | On market sale | AUD 1.83 | -315 | FPS | 315 |
| 30-Apr-12 | MBL | On market purchase | AUD 1.85 | 521 | FPS | 521 |
| 30-Apr-12 | MBL | On market sale | AUD 1.85 | -282 | FPS | 282 |
| 30-Apr-12 | MBL | On market sale | AUD 1.85 | -846 | FPS | 846 |
| 30-Apr-12 | MBL | On market purchase | AUD 1.85 | 844 | FPS | 844 |
| 30-Apr-12 | MBL | On market sale | AUD 1.85 | -1,269 | FPS | 1,269 |
| 30-Apr-12 | MBL | On market purchase | AUD 1.85 | 2,058 | FPS | 2,058 |
| 30-Apr-12 | MBL | On market purchase | AUD 1.85 | 422 | FPS | 422 |
| 30-Apr-12 | MBL | On market purchase | AUD 1.85 | 1,042 | FPS | 1,042 |
| 30-Apr-12 | MBL | On market sale | AUD 1.85 | -1,249 | FPS | 1,249 |
| 30-Apr-12 | MBL | On market sale | AUD 1.85 | -406 | FPS | 406 |
| 30-Apr-12 | MBL | On market sale | AUD 1.85 | -564 | FPS | 564 |
| 30-Apr-12 | MBL | On market sale | AUD 1.85 | -1,915 | FPS | 1,915 |
| 30-Apr-12 | MBL | On market purchase | AUD 1.85 | 3,207 | FPS | 3,207 |
| 30-Apr-12 | MBL | On market purchase | AUD 1.85 | 7,507 | FPS | 7,507 |
| 01-May-12 | MBL | On market sale | AUD 1.89 | -1,219 | FPS | 1,219 |
| 01-May-12 | MBL | On market sale | AUD 1.89 | -397 | FPS | 397 |
| 01-May-12 | MBL | On market sale | AUD 1.89 | -5,145 | FPS | 5,145 |
| 01-May-12 | MBL | On market sale | AUD 1.88 | -1,528 | FPS | 1,528 |
| 01-May-12 | MBL | On market sale | AUD 1.90 | -100 | FPS | 100 |
| 01-May-12 | MBL | On market sale | AUD 1.91 | -1,256 | FPS | 1,256 |
| 01-May-12 | MBL | On market sale | AUD 1.91 | -1,789 | FPS | 1,789 |
| 01-May-12 | MBL | On market sale | AUD 1.91 | -1,428 | FPS | 1,428 |
| 01-May-12 | MBL | On market sale | AUD 1.90 | -333 | FPS | 333 |
| 01-May-12 | MBL | On market sale | AUD 1.89 | -7,467 | FPS | 7,467 |
| 01-May-12 | MBL | On market sale | AUD 1.89 | -1,269 | FPS | 1,269 |
| 01-May-12 | MBL | On market sale | AUD 1.90 | -100 | FPS | 100 |
| 01-May-12 | MBL | On market sale | AUD 1.86 | -1,746 | FPS | 1,746 |
| 01-May-12 | MBL | On market sale | AUD 1.90 | -100 | FPS | 100 |
| 01-May-12 | MBL | On market sale | AUD 1.86 | -416 | FPS | 416 |
| 01-May-12 | MBL | On market sale | AUD 1.86 | -1,368 | FPS | 1,368 |
| 01-May-12 | MBL | On market sale | AUD 1.86 | -145 | FPS | 145 |
| 01-May-12 | MBL | On market sale | AUD 1.91 | -1,416 | FPS | 1,416 |
| 01-May-12 | MBL | On market sale | AUD 1.89 | -2,311 | FPS | 2,311 |
| 01-May-12 | MBL | On market sale | AUD 1.89 | -1,509 | FPS | 1,509 |
| 01-May-12 | MBL | On market sale | AUD 1.89 | -1,326 | FPS | 1,326 |
| 01-May-12 | MBL | On market sale | AUD 1.89 | -940 | FPS | 940 |
| 01-May-12 | MBL | On market sale | AUD 1.89 | -1,107 | FPS | 1,107 |
| 01-May-12 | MBL | On market sale | AUD 1.89 | -1,269 | FPS | 1,269 |
| 01-May-12 | MBL MBL |
On market sale | AUD 1.88 | -1,549 | FPS | 1,549 521 |
| 01-May-12 01-May-12 |
MBL | On market purchase On market sale |
AUD 1.85 AUD 1.86 |
521 -530 |
FPS FPS |
530 |
| 01-May-12 | MBL | On market purchase | AUD 1.87 | 276 | FPS | 276 |
| 01-May-12 | MBL | On market sale | AUD 1.87 | -254 | FPS | 254 |
| 01-May-12 | MBL | On market purchase | AUD 1.88 | 275 | FPS | 275 |
| 01-May-12 | MBL | On market purchase | AUD 1.89 | 2,606 | FPS | 2,606 |
| 01-May-12 | MBL | On market purchase | AUD 1.89 | 409 | FPS | 409 |
| 01-May-12 | MBL | On market sale | AUD 1.89 | -669 | FPS | 669 |
| 01-May-12 | MBL | On market purchase | AUD 1.89 | 1,202 | FPS | 1,202 |
| 01-May-12 | MBL | On market purchase | AUD 1.89 | 1,043 | FPS | 1,043 |
| 01-May-12 | MBL | On market sale | AUD 1.89 | -794 | FPS | 794 |
| 01-May-12 | MBL | On market purchase | AUD 1.89 | 1,586 | FPS | 1,586 |
| 01-May-12 | MBL | On market sale | AUD 1.90 | -2,407 | FPS | 2,407 |
| 01-May-12 | MBL | On market purchase | AUD 1.90 | 1,042 | FPS | 1,042 |
| 01-May-12 | MBL | On market purchase | AUD 1.91 | 1,182 | FPS | 1,182 |
| 01-May-12 | MBL | On market sale | AUD 1.91 | -813 | FPS | 813 |
| 01-May-12 | MBL | On market purchase | AUD 1.91 | 3,650 | FPS | 3,650 |
| 01-May-12 | MBL | On market purchase | AUD 1.90 | 374 | FPS | 374 |
| 01-May-12 | MBL | On market sale | AUD 1.90 | -408 | FPS | 408 |
| 01-May-12 | MBL | On market purchase | AUD 1.90 | 516 | FPS | 516 |
| 01-May-12 | MBL | On market purchase | AUD 1.89 | 1,907 | FPS | 1,907 |
| 01-May-12 | MBL | On market sale | AUD 1.89 | -1,604 | FPS | 1,604 |
| 01-May-12 | MBL | On market sale | AUD 1.90 | -291 | FPS | 291 |
| 01-May-12 | MBL | On market purchase | AUD 1.90 | 268 | FPS | 268 |
| 01-May-12 | MBL | On market purchase | AUD 1.90 | 103 | FPS | 103 |
| 01-May-12 | MBL | On market purchase | AUD 1.90 | 14,014 | FPS | 14,014 |
| Date of | Person whose relevant | Nature of change | Consideration | Number of securities | Class Person's votes | |
|---|---|---|---|---|---|---|
| change | interest changed | affected | affected | |||
| 01-May-12 | MBL | On market sale Borrow Delivery under Stock |
AUD 1.90 AUD 1.75 |
-14,014 | FPS | 14,014 |
| Lending Agreement - Refer to | ||||||
| 01-May-12 | MBL | Annex D | 500,000 | FPS | 500,000 | |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -2,164 | FPS | 2,164 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -3,000 | FPS | 3,000 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -2,411 | FPS | 2,411 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -10,371 | FPS | 10,371 |
| 02-May-12 02-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.88 AUD 1.88 |
-48 -3,462 |
FPS FPS |
48 3,462 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -5,840 | FPS | 5,840 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -305 | FPS | 305 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -3,695 | FPS | 3,695 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -2,023 | FPS | 2,023 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -228 | FPS | 228 |
| 02-May-12 02-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.88 AUD 1.88 |
-380 -6,540 |
FPS FPS |
380 6,540 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -826 | FPS | 826 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -1,227 | FPS | 1,227 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -1,416 | FPS | 1,416 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -5,960 | FPS | 5,960 |
| 02-May-12 | MBL MBL |
On market sale | AUD 1.88 | -2,759 | FPS | 2,759 600 |
| 02-May-12 02-May-12 |
MBL | On market sale On market sale |
AUD 1.88 AUD 1.88 |
-600 -1,631 |
FPS FPS |
1,631 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -4,107 | FPS | 4,107 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -2,306 | FPS | 2,306 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -4,386 | FPS | 4,386 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -302 | FPS | 302 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -5,000 | FPS | 5,000 |
| 02-May-12 02-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.88 AUD 1.88 |
-602 -105 |
FPS FPS |
602 105 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -2,106 | FPS | 2,106 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -104 | FPS | 104 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -105 | FPS | 105 |
| 02-May-12 | MBL MBL |
On market sale | AUD 1.88 | -2,067 | FPS | 2,067 2,917 |
| 02-May-12 02-May-12 |
MBL | On market sale On market sale |
AUD 1.88 AUD 1.88 |
-2,917 -1,188 |
FPS FPS |
1,188 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -1,685 | FPS | 1,685 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -7,686 | FPS | 7,686 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -4,000 | FPS | 4,000 |
| 02-May-12 | MBL MBL |
On market sale | AUD 1.88 | -4,930 | FPS | 4,930 9,858 |
| 02-May-12 02-May-12 |
MBL | On market sale On market sale |
AUD 1.88 AUD 1.88 |
-9,858 -6,661 |
FPS FPS |
6,661 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -228 | FPS | 228 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -4,058 | FPS | 4,058 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -98 | FPS | 98 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -3 | FPS | 3 |
| 02-May-12 02-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.88 AUD 1.88 |
-3,528 -5,000 |
FPS FPS |
3,528 5,000 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -13,157 | FPS | 13,157 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -2,614 | FPS | 2,614 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -2,150 | FPS | 2,150 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -1,000 | FPS | 1,000 |
| 02-May-12 02-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.88 AUD 1.88 |
-370 -2,873 |
FPS FPS |
370 2,873 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -9,000 | FPS | 9,000 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -3,064 | FPS | 3,064 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -2,524 | FPS | 2,524 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -235 | FPS | 235 |
| 02-May-12 02-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.88 AUD 1.88 |
-1,851 -5,909 |
FPS FPS |
1,851 5,909 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -10,961 | FPS | 10,961 |
| 02-May-12 | MBL | On market purchase | AUD 1.89 | 624 | FPS | 624 |
| 02-May-12 | MBL | On market sale | AUD 1.89 | -521 | FPS | 521 |
| 02-May-12 | MBL | On market purchase | AUD 1.89 | 5,263 | FPS | 5,263 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -317 | FPS | 317 |
| 02-May-12 02-May-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.88 AUD 1.88 |
-175 1,041 |
FPS FPS |
175 1,041 |
| 02-May-12 | MBL | On market purchase | AUD 1.88 | 190 | FPS | 190 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -351 | FPS | 351 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -55 | FPS | 55 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -1,041 | FPS | 1,041 |
| 02-May-12 02-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.88 AUD 1.88 |
-211 -415 |
FPS FPS |
211 415 |
| Date of | Person whose relevant | Nature of change | Consideration | Number of securities | Class Person's votes | |
|---|---|---|---|---|---|---|
| change | interest changed | affected | affected | |||
| 02-May-12 | MBL | On market purchase | AUD 1.88 | 2,083 | FPS | 2,083 |
| 02-May-12 | MBL | On market purchase | AUD 1.88 | 1,041 | FPS | 1,041 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -192 | FPS | 192 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -269 | FPS | 269 |
| 02-May-12 | MBL | On market purchase | AUD 1.88 | 1,041 | FPS | 1,041 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -443 | FPS | 443 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -211 | FPS | 211 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -211 | FPS | 211 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -259 | FPS | 259 |
| 02-May-12 | MBL | On market purchase | AUD 1.88 | 211 | FPS | 211 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -140 | FPS | 140 |
| 02-May-12 | MBL | On market purchase | AUD 1.88 | 1,042 | FPS | 1,042 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -252 | FPS | 252 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -77 | FPS | 77 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -206 | FPS | 206 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -267 | FPS | 267 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -291 | FPS | 291 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -313 | FPS | 313 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -697 | FPS | 697 |
| 02-May-12 | MBL | On market sale | AUD 1.88 | -2,373 | FPS | 2,373 |
| 02-May-12 | MBL | On market purchase | AUD 1.88 | 1,122 | FPS | 1,122 |
| 02-May-12 02-May-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.89 AUD 1.89 |
-750 1,065 |
FPS FPS |
750 1,065 |
| 02-May-12 | MBL | On market purchase | AUD 1.89 | 4,373 | FPS | 4,373 |
| 03-May-12 | MBL | On market purchase | AUD 1.88 | 1,041 | FPS | 1,041 |
| 03-May-12 | MBL | On market sale | AUD 1.88 | -1,388 | FPS | 1,388 |
| 03-May-12 | MBL | On market purchase | AUD 1.88 | 1,055 | FPS | 1,055 |
| 03-May-12 | MBL | On market purchase | AUD 1.87 | 1,041 | FPS | 1,041 |
| 03-May-12 | MBL | On market sale | AUD 1.88 | -1,354 | FPS | 1,354 |
| 03-May-12 | MBL | On market purchase | AUD 1.87 | 1,060 | FPS | 1,060 |
| 03-May-12 | MBL | On market purchase | AUD 1.88 | 1,042 | FPS | 1,042 |
| 03-May-12 | MBL | On market purchase | AUD 1.88 | 556 | FPS | 556 |
| 03-May-12 | MBL | On market purchase | AUD 1.87 | 2,082 | FPS | 2,082 |
| 03-May-12 | MBL | On market purchase | AUD 1.87 | 762 | FPS | 762 |
| 03-May-12 | MBL | On market sale | AUD 1.87 | -724 | FPS | 724 |
| 03-May-12 | MBL | On market sale | AUD 1.87 | -207 | FPS | 207 |
| 03-May-12 | MBL | On market purchase | AUD 1.87 | 209 | FPS | 209 |
| 03-May-12 | MBL | On market sale | AUD 1.87 | -1,229 | FPS | 1,229 |
| 03-May-12 | MBL | On market purchase | AUD 1.87 | 192 | FPS | 192 |
| 03-May-12 | MBL | On market purchase | AUD 1.89 | 23,352 | FPS | 23,352 |
| 03-May-12 | MBL | On market sale | AUD 1.87 | -180 | FPS | 180 |
| 03-May-12 | MBL | On market sale | AUD 1.87 | -9,658 | FPS | 9,658 |
| 03-May-12 | MBL | On market purchase | AUD 1.87 | 9,658 | FPS | 9,658 |
| 03-May-12 | MBL | On market purchase | AUD 1.87 | 1,041 | FPS | 1,041 |
| 03-May-12 | MBL | On market purchase | AUD 1.87 | 1,041 | FPS | 1,041 |
| 03-May-12 | MBL | On market purchase | AUD 1.87 | 348 | FPS | 348 |
| 03-May-12 | MBL | On market sale | AUD 1.87 | -1,190 | FPS | 1,190 |
| 03-May-12 | MBL | On market sale | AUD 1.87 | -2,100 | FPS | 2,100 |
| 03-May-12 | MBL | On market purchase | AUD 1.87 | 699 | FPS | 699 |
| 03-May-12 | MBL | On market purchase | AUD 1.87 | 3,491 | FPS | 3,491 |
| 03-May-12 | MBL | On market purchase | AUD 1.87 | 7,601 | FPS | 7,601 |
| Borrow Return under Stock | AUD 2.00 | |||||
| 03-May-12 | MBL | Lending Agreement - Annex D |
-865,000 | FPS | 865,000 | |
| 04-May-12 | MBL | On market sale | AUD 1.87 | -1,507 | FPS | 1,507 |
| 04-May-12 | MBL | On market purchase | AUD 1.87 | 547 | FPS | 547 |
| 04-May-12 | MBL | On market sale | AUD 1.86 | -710 | FPS | 710 |
| 04-May-12 | MBL | On market purchase | AUD 1.86 | 268 | FPS | 268 |
| 04-May-12 | MBL | On market purchase | AUD 1.86 | 1,041 | FPS | 1,041 |
| 04-May-12 | MBL | On market purchase | AUD 1.85 | 265 | FPS | 265 |
| 04-May-12 | MBL | On market purchase | AUD 1.85 | 1,041 | FPS | 1,041 |
| 04-May-12 | MBL | On market purchase | AUD 1.85 | 420 | FPS | 420 |
| 04-May-12 | MBL | On market purchase | AUD 1.85 | 3,235 | FPS | 3,235 |
| 04-May-12 | MBL | On market sale | AUD 1.85 | -421 | FPS | 421 |
| 04-May-12 | MBL | On market purchase | AUD 1.85 | 441 | FPS | 441 |
| 04-May-12 | MBL | On market purchase | AUD 1.84 | 1,041 | FPS | 1,041 |
| 04-May-12 | MBL | On market purchase | AUD 1.84 | 707 | FPS | 707 |
| 04-May-12 | MBL | On market sale | AUD 1.84 | -3,483 | FPS | 3,483 |
| 04-May-12 | MBL | On market purchase | AUD 1.84 | 707 | FPS | 707 |
| 04-May-12 | MBL | On market purchase | AUD 1.83 | 936 | FPS | 936 |
| 04-May-12 | MBL | On market sale | AUD 1.83 | -469 | FPS | 469 |
| 04-May-12 | MBL | On market sale | AUD 1.83 | -177 | FPS | 177 |
| 07-May-12 | MBL | On market purchase | AUD 1.83 | 42 | FPS | 42 |
| 07-May-12 | MBL | On market sale | AUD 1.83 | -37,096 | FPS | 37,096 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 07-May-12 | MBL | On market sale | AUD 1.83 | -16,922 | FPS | 16,922 |
| 07-May-12 | MBL | On market purchase | AUD 1.82 | 1,041 | FPS | 1,041 |
| 07-May-12 | MBL | On market sale | AUD 1.83 | -599 | FPS | 599 |
| 07-May-12 | MBL | On market purchase | AUD 1.83 | 833 | FPS | 833 |
| 07-May-12 | MBL | On market sale | AUD 1.83 | -209 | FPS | 209 |
| 07-May-12 | MBL | On market purchase | AUD 1.83 | 208 | FPS | 208 |
| 07-May-12 | MBL | On market sale | AUD 1.84 | -1,323 | FPS | 1,323 |
| 07-May-12 | MBL | On market purchase | AUD 1.83 | 1,323 | FPS | 1,323 |
| 07-May-12 | MBL | On market sale | AUD 1.83 | -2,082 | FPS | 2,082 |
| 07-May-12 | MBL | On market purchase | AUD 1.83 | 693 | FPS | 693 |
| 07-May-12 07-May-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.83 AUD 1.84 |
-1,020 346 |
FPS FPS |
1,020 346 |
| 07-May-12 | MBL | On market sale | AUD 1.84 | -694 | FPS | 694 |
| 07-May-12 | MBL | On market purchase | AUD 1.83 | 2,410 | FPS | 2,410 |
| 07-May-12 | MBL | On market purchase | AUD 1.83 | 951 | FPS | 951 |
| 07-May-12 | MBL | On market sale | AUD 1.83 | -836 | FPS | 836 |
| 07-May-12 | MBL | On market purchase | AUD 1.83 | 3,122 | FPS | 3,122 |
| 07-May-12 | MBL | On market purchase | AUD 1.83 | 350 | FPS | 350 |
| 07-May-12 | MBL | On market purchase | AUD 1.83 | 1,706 | FPS | 1,706 |
| 07-May-12 | MBL | On market sale | AUD 1.83 | -1,387 | FPS | 1,387 |
| 07-May-12 07-May-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.83 AUD 1.82 |
2,700 -5,306 |
FPS FPS |
2,700 5,306 |
| 07-May-12 | MBL | On market sale | AUD 1.82 | -5,452 | FPS | 5,452 |
| 07-May-12 | MBL | On market sale | AUD 1.82 | -15 | FPS | 15 |
| Borrow Return under Stock | AUD 1.78 | |||||
| Lending Agreement - Refer to | ||||||
| 07-May-12 | MBL | Annex F | -10,105 | FPS | 10,105 | |
| Borrow Return under Stock | AUD 1.78 | |||||
| Lending Agreement - Refer to | ||||||
| 07-May-12 | MBL | Annex F | -18,196 | FPS | 18,196 | |
| 08-May-12 08-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.83 AUD 1.83 |
-1,138 -35 |
FPS FPS |
1,138 35 |
| 08-May-12 | MBL | On market sale | AUD 1.83 | -1,314 | FPS | 1,314 |
| 08-May-12 | MBL | On market sale | AUD 1.83 | -903 | FPS | 903 |
| 08-May-12 | MBL | On market purchase | AUD 1.83 | 840 | FPS | 840 |
| 08-May-12 | MBL | On market sale | AUD 1.83 | -1,040 | FPS | 1,040 |
| 08-May-12 | MBL | On market purchase | AUD 1.83 | 630 | FPS | 630 |
| 08-May-12 | MBL | On market purchase | AUD 1.82 | 230 | FPS | 230 |
| 08-May-12 | MBL MBL |
On market sale | AUD 1.83 | -426 | FPS | 426 1,041 |
| 08-May-12 08-May-12 |
MBL | On market sale On market sale |
AUD 1.83 AUD 1.83 |
-1,041 -568 |
FPS FPS |
568 |
| 08-May-12 | MBL | On market sale | AUD 1.83 | -532 | FPS | 532 |
| 08-May-12 | MBL | On market purchase | AUD 1.83 | 566 | FPS | 566 |
| 08-May-12 | MBL | On market sale | AUD 1.83 | -1,592 | FPS | 1,592 |
| 08-May-12 | MBL | On market sale | AUD 1.83 | -14,772 | FPS | 14,772 |
| 08-May-12 | MBL | On market purchase | AUD 1.82 | 24,074 | FPS | 24,074 |
| 08-May-12 | MBL | On market purchase | AUD 1.82 | 24,074 | FPS | 24,074 |
| 08-May-12 | MBL | On market purchase | AUD 1.83 | 407 | FPS | 407 |
| 08-May-12 08-May-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.83 AUD 1.83 |
-595 445 |
FPS FPS |
595 445 |
| 08-May-12 | MBL | On market sale | AUD 1.83 | -445 | FPS | 445 |
| 09-May-12 | MBL | On market sale | AUD 1.85 | -185 | FPS | 185 |
| 09-May-12 | MBL | On market sale | AUD 1.85 | -201 | FPS | 201 |
| 09-May-12 | MBL | On market sale | AUD 1.85 | -8 | FPS | 8 |
| 09-May-12 | MBL | On market purchase | AUD 1.84 | 281 | FPS | 281 |
| 09-May-12 | MBL MBL |
On market purchase | AUD 1.84 | 265 | FPS | 265 308 |
| 09-May-12 09-May-12 |
MBL | On market purchase On market purchase |
AUD 1.84 AUD 1.84 |
308 10,116 |
FPS FPS |
10,116 |
| 09-May-12 | MBL | On market sale | AUD 1.86 | -40,675 | FPS | 40,675 |
| 09-May-12 | MBL | On market purchase | AUD 1.84 | 107 | FPS | 107 |
| 09-May-12 | MBL | On market purchase | AUD 1.84 | 124 | FPS | 124 |
| 09-May-12 | MBL | On market sale | AUD 1.84 | -11 | FPS | 11 |
| 09-May-12 | MBL | On market sale | AUD 1.84 | -86 | FPS | 86 |
| 09-May-12 09-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.84 AUD 1.84 |
-8 -22 |
FPS FPS |
8 22 |
| 09-May-12 | MBL | On market purchase | AUD 1.84 | 37 | FPS | 37 |
| 09-May-12 | MBL | On market sale | AUD 1.84 | -1,665 | FPS | 1,665 |
| 09-May-12 | MBL | On market purchase | AUD 1.84 | 1,117 | FPS | 1,117 |
| 09-May-12 | MBL | On market sale | AUD 1.84 | -680 | FPS | 680 |
| 09-May-12 | MBL | On market sale | AUD 1.84 | -2,080 | FPS | 2,080 |
| 09-May-12 | MBL | On market purchase | AUD 1.84 | 845 | FPS | 845 |
| 09-May-12 09-May-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.84 AUD 1.84 |
523 -565 |
FPS FPS |
523 565 |
| 09-May-12 | MBL | On market sale | AUD 1.84 | -528 | FPS | 528 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 09-May-12 | MBL | On market purchase | AUD 1.84 | 548 | FPS | 548 |
| 09-May-12 | MBL | On market purchase | AUD 1.84 | 452 | FPS | 452 |
| 09-May-12 | MBL | On market purchase | AUD 1.83 | 24,001 | FPS | 24,001 |
| 09-May-12 | MBL | On market sale | AUD 1.84 | -496 | FPS | 496 |
| 09-May-12 | MBL | On market sale | AUD 1.84 | -1,040 | FPS | 1,040 |
| 09-May-12 | MBL | On market sale | AUD 1.84 | -1,040 | FPS | 1,040 |
| 09-May-12 | MBL | On market purchase | AUD 1.84 | 423 | FPS | 423 |
| 09-May-12 | MBL | On market sale | AUD 1.84 | -424 | FPS | 424 |
| 09-May-12 | MBL | On market purchase | AUD 1.84 | 1,193 | FPS | 1,193 |
| 09-May-12 | MBL | On market sale | AUD 1.84 | -425 | FPS | 425 |
| 09-May-12 | MBL | On market sale | AUD 1.84 | -1,040 | FPS | 1,040 |
| 09-May-12 | MBL | On market sale | AUD 1.84 | -1,040 | FPS | 1,040 |
| 09-May-12 | MBL | On market sale | AUD 1.84 | -1,971 | FPS | 1,971 |
| 09-May-12 | MBL | On market purchase | AUD 1.84 | 1,416 | FPS | 1,416 |
| 09-May-12 | MBL | On market sale | AUD 1.84 | -2,075 | FPS | 2,075 |
| 09-May-12 | MBL | On market purchase | AUD 1.84 | 2,092 | FPS | 2,092 |
| 09-May-12 | MBL | On market purchase | AUD 1.84 | 705 | FPS | 705 |
| 09-May-12 | MBL | On market sale | AUD 1.85 | -1,707 | FPS | 1,707 |
| 09-May-12 | MBL | On market sale | AUD 1.86 | -6,136 | FPS | 6,136 |
| 09-May-12 10-May-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.86 AUD 1.88 |
1,222 100 |
FPS FPS |
1,222 100 |
| 10-May-12 | MBL | On market purchase | AUD 1.87 | 805 | FPS | 805 |
| 10-May-12 | MBL | On market purchase | AUD 1.87 | 58 | FPS | 58 |
| 10-May-12 | MBL | On market sale | AUD 1.88 | -1,780 | FPS | 1,780 |
| 10-May-12 | MBL | On market sale | AUD 1.89 | -2,702 | FPS | 2,702 |
| 10-May-12 | MBL | On market sale | AUD 1.87 | -2,815 | FPS | 2,815 |
| 10-May-12 | MBL | On market sale | AUD 1.87 | -2,307 | FPS | 2,307 |
| 10-May-12 | MBL | On market sale | AUD 1.88 | -2,819 | FPS | 2,819 |
| 10-May-12 | MBL | On market purchase | AUD 1.88 | 3,806 | FPS | 3,806 |
| 10-May-12 | MBL | On market purchase | AUD 1.88 | 7 | FPS | 7 |
| 10-May-12 | MBL | On market purchase | AUD 1.88 | 145 | FPS | 145 |
| 10-May-12 | MBL | On market purchase | AUD 1.88 | 283 | FPS | 283 |
| 10-May-12 | MBL | On market purchase | AUD 1.88 | 149 | FPS | 149 |
| 10-May-12 | MBL | On market purchase | AUD 1.88 | 3,268 | FPS | 3,268 |
| 10-May-12 | MBL | On market sale | AUD 1.88 | -2,248 | FPS | 2,248 |
| 10-May-12 | MBL | On market purchase | AUD 1.86 | 417 | FPS | 417 |
| 10-May-12 | MBL | On market purchase | AUD 1.86 | 166 | FPS | 166 |
| 10-May-12 | MBL MBL |
On market purchase | AUD 1.87 | 273 | FPS | 273 585 |
| 10-May-12 10-May-12 |
MBL | On market sale On market sale |
AUD 1.88 AUD 1.88 |
-585 -150 |
FPS FPS |
150 |
| 10-May-12 | MBL | On market purchase | AUD 1.86 | 520 | FPS | 520 |
| 10-May-12 | MBL | On market sale | AUD 1.87 | -1,100 | FPS | 1,100 |
| 10-May-12 | MBL | On market sale | AUD 1.87 | -2,080 | FPS | 2,080 |
| 10-May-12 | MBL | On market sale | AUD 1.88 | -283 | FPS | 283 |
| 10-May-12 | MBL | On market purchase | AUD 1.87 | 1,118 | FPS | 1,118 |
| 10-May-12 | MBL | On market purchase | AUD 1.88 | 271 | FPS | 271 |
| 10-May-12 | MBL | On market purchase | AUD 1.88 | 277 | FPS | 277 |
| 10-May-12 | MBL | On market purchase | AUD 1.88 | 281 | FPS | 281 |
| 10-May-12 | MBL | On market sale | AUD 1.88 | -282 | FPS | 282 |
| 10-May-12 | MBL | On market sale | AUD 1.88 | -283 | FPS | 283 |
| 10-May-12 | MBL | On market sale | AUD 1.88 | -283 | FPS | 283 |
| 10-May-12 | MBL | On market purchase | AUD 1.88 | 552 | FPS | 552 |
| 10-May-12 | MBL | On market purchase | AUD 1.88 | 282 | FPS | 282 |
| 10-May-12 | MBL | On market sale | AUD 1.88 | -1,040 | FPS | 1,040 |
| 10-May-12 | MBL | On market sale | AUD 1.88 | -566 | FPS | 566 |
| 10-May-12 | MBL | On market purchase | AUD 1.88 | 564 | FPS | 564 |
| 10-May-12 10-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.88 AUD 1.89 |
-281 -2,169 |
FPS FPS |
281 2,169 |
| 10-May-12 | MBL | On market purchase | AUD 1.90 | 1,902 | FPS | 1,902 |
| 10-May-12 | MBL | On market purchase | AUD 1.90 | 9,048 | FPS | 9,048 |
| 10-May-12 | MBL | On market purchase | AUD 1.86 | 24,221 | FPS | 24,221 |
| Borrow Return under Stock | AUD 1.92 | |||||
| 10-May-12 | MBL | Lending Agreement - refer to Annex G |
-105,000 | FPS | 105,000 | |
| Borrow Return under Stock Lending Agreement - refer to |
AUD 1.92 | |||||
| 10-May-12 | MBL | Annex G | -90,000 | FPS | 90,000 | |
| Borrow Return under Stock | AUD 1.92 | |||||
| Lending Agreement - refer to | ||||||
| 10-May-12 | MBL | Annex G | -80,000 | FPS | 80,000 | |
| Borrow Return under Stock Lending Agreement - refer to |
AUD 1.92 | |||||
| 10-May-12 | MBL | Annex G | -160,000 | FPS | 160,000 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| Borrow Return under Stock | AUD 1.92 | |||||
| Lending Agreement - refer to | ||||||
| 10-May-12 | MBL | Annex G | -200,000 | FPS | 200,000 | |
| Borrow Return under Stock | AUD 1.92 | |||||
| Lending Agreement - refer to | ||||||
| 10-May-12 | MBL | Annex G | -60,000 | FPS | 60,000 | |
| Borrow Return under Stock | AUD 1.92 | |||||
| Lending Agreement - refer to | ||||||
| 10-May-12 | MBL | Annex G Borrow Return under Stock |
AUD 1.92 | -105,000 | FPS | 105,000 |
| Lending Agreement - refer to | ||||||
| 10-May-12 | MBL | Annex G | -90,000 | FPS | 90,000 | |
| Borrow Return under Stock | AUD 1.92 | |||||
| Lending Agreement - refer to | ||||||
| 10-May-12 | MBL | Annex G | -120,000 | FPS | 120,000 | |
| Borrow Return under Stock | AUD 1.92 | |||||
| Lending Agreement - refer to | ||||||
| 10-May-12 | MBL | Annex G | -135,000 | FPS | 135,000 | |
| Borrow Return under Stock Lending Agreement - refer to |
AUD 1.92 | |||||
| 10-May-12 | MBL | Annex G | -135,000 | FPS | 135,000 | |
| Borrow Return under Stock | AUD 1.92 | |||||
| Lending Agreement - refer to | ||||||
| 10-May-12 | MBL | Annex G | -140,000 | FPS | 140,000 | |
| Borrow Return under Stock | AUD 1.92 | |||||
| Lending Agreement - refer to | ||||||
| 10-May-12 | MBL | Annex G | -75,000 | FPS | 75,000 | |
| Borrow Return under Stock Lending Agreement - refer to |
AUD 1.92 | |||||
| 10-May-12 | MBL | Annex G | -200,000 | FPS | 200,000 | |
| Borrow Return under Stock | AUD 1.92 | |||||
| Lending Agreement - refer to | ||||||
| 10-May-12 | MBL | Annex G | -160,000 | FPS | 160,000 | |
| Borrow Return under Stock | AUD 1.92 | |||||
| Lending Agreement - refer to | ||||||
| 10-May-12 | MBL | Annex G Borrow Return under Stock |
AUD 1.92 | -190,000 | FPS | 190,000 |
| Lending Agreement - refer to | ||||||
| 10-May-12 | MBL | Annex G | -160,000 | FPS | 160,000 | |
| 11-May-12 | MBL | On market sale | AUD 1.89 | -1,458 | FPS | 1,458 |
| 11-May-12 | MBL | On market sale | AUD 1.87 | -1,950 | FPS | 1,950 |
| 11-May-12 11-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.87 AUD 1.88 |
-1,773 -2,063 |
FPS FPS |
1,773 2,063 |
| 11-May-12 | MBL | On market sale | AUD 1.90 | -1,045 | FPS | 1,045 |
| 11-May-12 | MBL | On market sale | AUD 1.90 | -2,960 | FPS | 2,960 |
| 11-May-12 | MBL | On market sale | AUD 1.87 | -1,721 | FPS | 1,721 |
| 11-May-12 | MBL | On market sale | AUD 1.87 | -100 | FPS | 100 |
| 11-May-12 11-May-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.90 AUD 1.87 |
3,374 -32,863 |
FPS FPS |
3,374 32,863 |
| 11-May-12 | MBL | On market sale | AUD 1.88 | -3 | FPS | 3 |
| 11-May-12 | MBL | On market sale | AUD 1.91 | -449 | FPS | 449 |
| 11-May-12 | MBL | On market sale | AUD 1.88 | -3,693 | FPS | 3,693 |
| 11-May-12 | MBL | On market purchase | AUD 1.85 | 7,058 | FPS | 7,058 |
| 11-May-12 | MBL MBL |
On market sale | AUD 1.86 | -1,600 | FPS | 1,600 16 |
| 11-May-12 11-May-12 |
MBL | On market purchase On market purchase |
AUD 1.85 AUD 1.85 |
16 626 |
FPS FPS |
626 |
| 11-May-12 | MBL | On market purchase | AUD 1.87 | 386 | FPS | 386 |
| 11-May-12 | MBL | On market sale | AUD 1.88 | -1,796 | FPS | 1,796 |
| 11-May-12 | MBL | On market purchase | AUD 1.90 | 1,040 | FPS | 1,040 |
| 11-May-12 | MBL | On market purchase | AUD 1.89 | 1,964 | FPS | 1,964 |
| 11-May-12 | MBL | On market sale | AUD 1.89 | -3,070 | FPS | 3,070 |
| 11-May-12 11-May-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.89 AUD 1.89 |
1,691 -544 |
FPS FPS |
1,691 544 |
| 11-May-12 | MBL | On market purchase | AUD 1.88 | 1,040 | FPS | 1,040 |
| 11-May-12 | MBL | On market purchase | AUD 1.87 | 1,139 | FPS | 1,139 |
| 11-May-12 | MBL | On market sale | AUD 1.87 | -909 | FPS | 909 |
| 11-May-12 | MBL | On market purchase | AUD 1.88 | 614 | FPS | 614 |
| 11-May-12 | MBL | On market sale | AUD 1.88 | -616 | FPS | 616 |
| 11-May-12 11-May-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.88 AUD 1.88 |
-1,040 892 |
FPS FPS |
1,040 892 |
| 11-May-12 | MBL | On market purchase | AUD 1.88 | 307 | FPS | 307 |
| 11-May-12 | MBL | On market sale | AUD 1.88 | -616 | FPS | 616 |
| 11-May-12 | MBL | On market purchase | AUD 1.88 | 1,040 | FPS | 1,040 |
| 11-May-12 | MBL | On market purchase | AUD 1.88 | 461 | FPS | 461 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 11-May-12 | MBL | On market sale | AUD 1.88 | -760 | FPS | 760 |
| 11-May-12 | MBL | On market purchase | AUD 1.87 | 1,040 | FPS | 1,040 |
| 11-May-12 | MBL | On market purchase | AUD 1.87 | 1,035 | FPS | 1,035 |
| 11-May-12 | MBL | On market sale | AUD 1.85 | -7,649 | FPS | 7,649 |
| 11-May-12 11-May-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.86 AUD 1.85 |
1,225 -76,467 |
FPS FPS |
1,225 76,467 |
| 11-May-12 | MBL | On market sale | AUD 1.85 | -3,657 | FPS | 3,657 |
| 11-May-12 | MBL | On market purchase | AUD 1.86 | 92,030 | FPS | 92,030 |
| 11-May-12 | MBL | On market sale | AUD 1.86 | -232 | FPS | 232 |
| 11-May-12 | MBL | On market purchase | AUD 1.86 | 1,229 | FPS | 1,229 |
| 11-May-12 | MBL | On market sale | AUD 1.86 | -1,246 | FPS | 1,246 |
| 11-May-12 | MBL | On market purchase | AUD 1.86 | 620 | FPS | 620 |
| 11-May-12 | MBL | On market sale | AUD 1.86 | -101,620 | FPS | 101,620 |
| 11-May-12 | MBL MBL |
On market sale | AUD 1.86 | -2,230 | FPS | 2,230 397 |
| 11-May-12 11-May-12 |
MBL | On market sale On market purchase |
AUD 1.87 AUD 1.86 |
-397 50,000 |
FPS FPS |
50,000 |
| 11-May-12 | MBL | On market purchase | AUD 1.87 | 925 | FPS | 925 |
| 11-May-12 | MBL | On market sale | AUD 1.87 | -85,000 | FPS | 85,000 |
| 11-May-12 | MBL | On market purchase | AUD 1.87 | 75,000 | FPS | 75,000 |
| 11-May-12 | MBL | On market sale | AUD 1.87 | -50,000 | FPS | 50,000 |
| 11-May-12 | MBL | On market purchase | AUD 1.87 | 75,000 | FPS | 75,000 |
| 11-May-12 | MBL | On market purchase | AUD 1.87 | 1,039 | FPS | 1,039 |
| 11-May-12 11-May-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.87 AUD 1.86 |
-75,000 1,779 |
FPS FPS |
75,000 1,779 |
| 11-May-12 | MBL | On market purchase | AUD 1.86 | 103,938 | FPS | 103,938 |
| 11-May-12 | MBL | On market sale | AUD 1.86 | -2,477 | FPS | 2,477 |
| 11-May-12 | MBL | On market sale | AUD 1.87 | -258 | FPS | 258 |
| 11-May-12 | MBL | On market purchase | AUD 1.86 | 2,641 | FPS | 2,641 |
| 11-May-12 | MBL | On market purchase | AUD 1.87 | 7,383 | FPS | 7,383 |
| 14-May-12 | MBL | On market sale | AUD 1.87 | -5,127 | FPS | 5,127 |
| 14-May-12 | MBL | On market sale | AUD 1.87 | -116 | FPS | 116 |
| 14-May-12 14-May-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.87 AUD 1.87 |
841 321 |
FPS FPS |
841 321 |
| 14-May-12 | MBL | On market purchase | AUD 1.87 | 211 | FPS | 211 |
| 14-May-12 | MBL | On market purchase | AUD 1.86 | 3,704 | FPS | 3,704 |
| 14-May-12 | MBL | On market purchase | AUD 1.88 | 1,039 | FPS | 1,039 |
| 14-May-12 | MBL | On market purchase | AUD 1.88 | 1,040 | FPS | 1,040 |
| 14-May-12 | MBL | On market purchase | AUD 1.87 | 1,039 | FPS | 1,039 |
| 14-May-12 | MBL MBL |
On market purchase | AUD 1.86 | 1,039 | FPS | 1,039 11,224 |
| 14-May-12 15-May-12 |
MBL | On market purchase On market sale |
AUD 1.87 AUD 1.88 |
11,224 -1,903 |
FPS FPS |
1,903 |
| 15-May-12 | MBL | On market purchase | AUD 1.86 | 1,039 | FPS | 1,039 |
| 15-May-12 | MBL | On market purchase | AUD 1.88 | 1,039 | FPS | 1,039 |
| 15-May-12 | MBL | On market purchase | AUD 1.87 | 1,039 | FPS | 1,039 |
| 15-May-12 | MBL | On market purchase | AUD 1.88 | 1,039 | FPS | 1,039 |
| 15-May-12 | MBL | On market sale | AUD 1.88 | -2,157 | FPS | 2,157 |
| 15-May-12 15-May-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.88 AUD 1.88 |
1,039 -2,272 |
FPS FPS |
1,039 2,272 |
| 15-May-12 | MBL | On market purchase | AUD 1.88 | 2,183 | FPS | 2,183 |
| 15-May-12 | MBL | On market purchase | AUD 1.88 | 4,429 | FPS | 4,429 |
| 16-May-12 | MBL | On market sale | AUD 1.88 | -41 | FPS | 41 |
| 16-May-12 | MBL | On market purchase | AUD 1.88 | 23 | FPS | 23 |
| 16-May-12 16-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.88 AUD 1.88 |
-263 -6 |
FPS FPS |
263 6 |
| 16-May-12 | MBL | On market sale | AUD 1.88 | -120 | FPS | 120 |
| 16-May-12 | MBL | On market sale | AUD 1.89 | -426 | FPS | 426 |
| 16-May-12 | MBL | On market purchase | AUD 1.88 | 429 | FPS | 429 |
| 16-May-12 | MBL | On market sale | AUD 1.88 | -294 | FPS | 294 |
| 16-May-12 | MBL | On market purchase | AUD 1.87 | 423 | FPS | 423 |
| 16-May-12 | MBL | On market purchase | AUD 1.88 | 294 | FPS | 294 |
| 16-May-12 16-May-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.88 AUD 1.87 |
-442 1,039 |
FPS FPS |
442 1,039 |
| 16-May-12 | MBL | On market sale | AUD 1.87 | -1,039 | FPS | 1,039 |
| 16-May-12 | MBL | On market purchase | AUD 1.87 | 510 | FPS | 510 |
| 16-May-12 | MBL | On market sale | AUD 1.87 | -439 | FPS | 439 |
| 16-May-12 | MBL | On market sale | AUD 1.88 | -875 | FPS | 875 |
| 16-May-12 16-May-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.88 AUD 1.88 |
661 -221 |
FPS FPS |
661 221 |
| 16-May-12 | MBL | On market purchase | AUD 1.88 | 220 | FPS | 220 |
| 16-May-12 | MBL | On market sale | AUD 1.88 | -221 | FPS | 221 |
| 16-May-12 | MBL | On market purchase | AUD 1.88 | 1,039 | FPS | 1,039 |
| 16-May-12 | MBL | On market purchase | AUD 1.87 | 940 | FPS | 940 |
| 16-May-12 16-May-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.87 AUD 1.87 |
-1,457 1,476 |
FPS FPS |
1,457 1,476 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 16-May-12 | MBL | On market sale | AUD 1.87 | -740 | FPS | 740 |
| 16-May-12 | MBL | On market purchase | AUD 1.87 | 738 | FPS | 738 |
| 16-May-12 | MBL | On market sale | AUD 1.87 | -702 | FPS | 702 |
| 16-May-12 | MBL | On market purchase | AUD 1.88 | 441 | FPS | 441 |
| 16-May-12 | MBL | On market sale | AUD 1.88 | -807 | FPS | 807 |
| 16-May-12 | MBL | On market sale | AUD 1.88 | -1,531 | FPS | 1,531 |
| 16-May-12 | MBL | On market sale | AUD 1.88 | -1,039 | FPS | 1,039 |
| 16-May-12 16-May-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.88 AUD 1.88 |
-1,105 2,484 |
FPS FPS |
1,105 2,484 |
| 16-May-12 | MBL | On market purchase | AUD 1.88 | 644 | FPS | 644 |
| 16-May-12 | MBL | On market sale | AUD 1.88 | -4,779 | FPS | 4,779 |
| 17-May-12 | MBL | On market sale | AUD 1.90 | -870 | FPS | 870 |
| 17-May-12 | MBL | On market sale | AUD 1.90 | -31 | FPS | 31 |
| 17-May-12 | MBL | On market sale | AUD 1.90 | -464 | FPS | 464 |
| 17-May-12 | MBL | On market sale | AUD 1.90 | -464 | FPS | 464 |
| 17-May-12 | MBL | On market sale | AUD 1.90 | -990 | FPS | 990 |
| 17-May-12 | MBL | On market sale | AUD 1.90 | -736 | FPS | 736 |
| 17-May-12 17-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.89 AUD 1.90 |
-1,000 -900 |
FPS FPS |
1,000 900 |
| 17-May-12 | MBL | On market sale | AUD 1.90 | -309 | FPS | 309 |
| 17-May-12 | MBL | On market purchase | AUD 1.91 | 1,000 | FPS | 1,000 |
| 17-May-12 | MBL | On market sale | AUD 1.90 | -1,305 | FPS | 1,305 |
| 17-May-12 | MBL | On market sale | AUD 1.89 | -2,432 | FPS | 2,432 |
| 17-May-12 | MBL | On market sale | AUD 1.89 | -342 | FPS | 342 |
| 17-May-12 | MBL | On market sale | AUD 1.89 | -2,545 | FPS | 2,545 |
| 17-May-12 | MBL | On market sale | AUD 1.89 | -467 | FPS | 467 |
| 17-May-12 17-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.89 AUD 1.89 |
-1,000 -1,000 |
FPS FPS |
1,000 1,000 |
| 17-May-12 | MBL | On market sale | AUD 1.89 | -1,000 | FPS | 1,000 |
| 17-May-12 | MBL | On market sale | AUD 1.89 | -1,000 | FPS | 1,000 |
| 17-May-12 | MBL | On market sale | AUD 1.89 | -998 | FPS | 998 |
| 17-May-12 | MBL | On market purchase | AUD 1.91 | 879 | FPS | 879 |
| 17-May-12 | MBL | On market purchase | AUD 1.91 | 104 | FPS | 104 |
| 17-May-12 17-May-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.91 AUD 1.91 |
2,008 484 |
FPS FPS |
2,008 484 |
| 17-May-12 | MBL | On market sale | AUD 1.91 | -616 | FPS | 616 |
| 17-May-12 | MBL | On market purchase | AUD 1.91 | 1,558 | FPS | 1,558 |
| 17-May-12 | MBL | On market sale | AUD 1.91 | -10,698 | FPS | 10,698 |
| 17-May-12 | MBL MBL |
On market sale | AUD 1.90 | -1,090 | FPS | 1,090 1,471 |
| 17-May-12 17-May-12 |
MBL | On market purchase On market sale |
AUD 1.89 AUD 1.89 |
1,471 -422 |
FPS FPS |
422 |
| 17-May-12 | MBL | On market purchase | AUD 1.89 | 433 | FPS | 433 |
| 17-May-12 | MBL | On market sale | AUD 1.89 | -1,039 | FPS | 1,039 |
| 17-May-12 | MBL | On market purchase | AUD 1.89 | 362 | FPS | 362 |
| 17-May-12 | MBL | On market purchase | AUD 1.89 | 2,078 | FPS | 2,078 |
| 17-May-12 17-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.89 AUD 1.89 |
-1,089 -726 |
FPS FPS |
1,089 726 |
| 17-May-12 | MBL | On market purchase | AUD 1.89 | 698 | FPS | 698 |
| 17-May-12 | MBL | On market sale | AUD 1.90 | -1,039 | FPS | 1,039 |
| 17-May-12 | MBL | On market purchase | AUD 1.89 | 713 | FPS | 713 |
| 17-May-12 | MBL | On market sale | AUD 1.89 | -748 | FPS | 748 |
| 17-May-12 17-May-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.89 AUD 1.89 |
-763 730 |
FPS FPS |
763 730 |
| 17-May-12 | MBL | On market purchase | AUD 1.91 | 10,698 | FPS | 10,698 |
| 17-May-12 | MBL | On market sale | AUD 1.91 | -10,698 | FPS | 10,698 |
| 17-May-12 | MBL | On market purchase | AUD 1.90 | 927 | FPS | 927 |
| 17-May-12 | MBL | On market sale | AUD 1.90 | -930 | FPS | 930 |
| 17-May-12 17-May-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.90 AUD 1.90 |
-310 309 |
FPS FPS |
310 309 |
| 17-May-12 | MBL | On market purchase | AUD 1.89 | 308 | FPS | 308 |
| 17-May-12 | MBL | On market sale | AUD 1.90 | -310 | FPS | 310 |
| 17-May-12 | MBL | On market purchase | AUD 1.90 | 464 | FPS | 464 |
| 17-May-12 | MBL | On market sale | AUD 1.90 | -854 | FPS | 854 |
| 17-May-12 17-May-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.90 AUD 1.90 |
464 -932 |
FPS FPS |
464 932 |
| 17-May-12 | MBL | On market purchase | AUD 1.90 | 1,392 | FPS | 1,392 |
| 17-May-12 | MBL | On market sale | AUD 1.90 | -1,833 | FPS | 1,833 |
| 17-May-12 | MBL | On market purchase | AUD 1.90 | 928 | FPS | 928 |
| 17-May-12 | MBL | On market sale | AUD 1.91 | -1,689 | FPS | 1,689 |
| 17-May-12 17-May-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.90 AUD 1.91 |
2,466 -3,261 |
FPS FPS |
2,466 3,261 |
| 17-May-12 | MBL | On market sale | AUD 1.91 | -5,193 | FPS | 5,193 |
| 17-May-12 | MBL | On market purchase | AUD 1.91 | 3,292 | FPS | 3,292 |
| 18-May-12 | MBL | On market purchase | AUD 1.86 | 1,883 | FPS | 1,883 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 18-May-12 | MBL | On market sale | AUD 1.89 | -42 | FPS | 42 |
| 18-May-12 | MBL | On market sale | AUD 1.89 | -82 | FPS | 82 |
| 18-May-12 | MBL | On market sale | AUD 1.89 | -2,753 | FPS | 2,753 |
| 18-May-12 | MBL | On market sale | AUD 1.89 | -87 | FPS | 87 |
| 18-May-12 | MBL | On market purchase | AUD 1.86 | 1,917 | FPS | 1,917 |
| 18-May-12 | MBL | On market purchase | AUD 1.89 | 216 | FPS | 216 |
| 18-May-12 | MBL | On market purchase | AUD 1.86 | 2,292 | FPS | 2,292 |
| 18-May-12 | MBL | On market purchase | AUD 1.86 | 839 | FPS | 839 |
| 18-May-12 | MBL | On market sale | AUD 1.89 | -13 | FPS | 13 |
| 18-May-12 | MBL | On market sale | AUD 1.89 | -100 | FPS | 100 |
| 18-May-12 | MBL | On market sale | AUD 1.89 | -352 | FPS | 352 |
| 18-May-12 | MBL | On market purchase | AUD 1.89 | 1,061 | FPS | 1,061 |
| 18-May-12 | MBL | On market purchase | AUD 1.89 | 1,582 | FPS | 1,582 |
| 18-May-12 | MBL | On market purchase | AUD 1.89 | 925 | FPS | 925 |
| 18-May-12 | MBL | On market purchase | AUD 1.89 | 29 | FPS | 29 |
| 18-May-12 | MBL | On market purchase | AUD 1.86 | 130 | FPS | 130 |
| 18-May-12 | MBL | On market sale | AUD 1.89 | -517 | FPS | 517 |
| 18-May-12 | MBL | On market sale | AUD 1.89 | -1,000 | FPS | 1,000 |
| 18-May-12 | MBL | On market sale | AUD 1.89 | -19 | FPS | 19 |
| 18-May-12 | MBL | On market purchase | AUD 1.86 | 9 | FPS | 9 |
| 18-May-12 | MBL | On market sale | AUD 1.89 | -2,511 | FPS | 2,511 |
| 18-May-12 | MBL | On market purchase | AUD 1.88 | 1,295 | FPS | 1,295 |
| 18-May-12 | MBL | On market sale | AUD 1.89 | -1,154 | FPS | 1,154 |
| 18-May-12 | MBL | On market purchase | AUD 1.89 | 1,038 | FPS | 1,038 |
| 18-May-12 | MBL | On market purchase | AUD 1.89 | 472 | FPS | 472 |
| 18-May-12 | MBL | On market sale | AUD 1.89 | -2,131 | FPS | 2,131 |
| 18-May-12 | MBL | On market purchase | AUD 1.89 | 435 | FPS | 435 |
| 18-May-12 18-May-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.89 AUD 1.89 |
-339 236 |
FPS FPS |
339 236 |
| 18-May-12 | MBL | On market sale | AUD 1.89 | -472 | FPS | 472 |
| 18-May-12 | MBL | On market purchase | AUD 1.89 | 343 | FPS | 343 |
| 18-May-12 | MBL | On market sale | AUD 1.89 | -344 | FPS | 344 |
| 18-May-12 | MBL | On market purchase | AUD 1.89 | 948 | FPS | 948 |
| 18-May-12 | MBL | On market purchase | AUD 1.88 | 1,181 | FPS | 1,181 |
| 18-May-12 | MBL | On market sale | AUD 1.88 | -795 | FPS | 795 |
| 18-May-12 | MBL | On market purchase | AUD 1.90 | 392 | FPS | 392 |
| 18-May-12 | MBL | On market sale | AUD 1.90 | -2,669 | FPS | 2,669 |
| 18-May-12 | MBL | On market sale | AUD 1.89 | -242 | FPS | 242 |
| 18-May-12 | MBL | On market purchase | AUD 1.91 | 24,888 | FPS | 24,888 |
| 18-May-12 | MBL | On market purchase | AUD 1.89 | 434 | FPS | 434 |
| 18-May-12 | MBL | On market purchase | AUD 1.87 | 394 | FPS | 394 |
| 18-May-12 | MBL | On market purchase | AUD 1.86 | 5,274 | FPS | 5,274 |
| 18-May-12 | MBL | On market sale | AUD 1.87 | -6,403 | FPS | 6,403 |
| 18-May-12 | MBL | On market purchase | AUD 1.86 | 4,207 | FPS | 4,207 |
| 18-May-12 | MBL | On market sale | AUD 1.86 | -8,274 | FPS | 8,274 |
| 18-May-12 | MBL | On market purchase | AUD 1.86 | 2,977 | FPS | 2,977 |
| 18-May-12 | MBL | On market sale | AUD 1.86 | -2,977 | FPS | 2,977 |
| 18-May-12 | MBL | On market purchase | AUD 1.86 | 7,212 | FPS | 7,212 |
| 18-May-12 | MBL MBL |
On market sale | AUD 1.86 | -10,071 | FPS | 10,071 149 |
| 21-May-12 21-May-12 |
MBL | On market purchase On market purchase |
AUD 1.87 AUD 1.86 |
149 177 |
FPS FPS |
177 |
| 21-May-12 | MBL | On market purchase | AUD 1.86 | 66 | FPS | 66 |
| 21-May-12 | MBL | On market purchase | AUD 1.86 | 4,176 | FPS | 4,176 |
| 21-May-12 | MBL | On market sale | AUD 1.87 | -296 | FPS | 296 |
| 21-May-12 | MBL | On market sale | AUD 1.86 | -299 | FPS | 299 |
| 21-May-12 | MBL | On market purchase | AUD 1.86 | 447 | FPS | 447 |
| 21-May-12 | MBL | On market purchase | AUD 1.86 | 875 | FPS | 875 |
| 21-May-12 | MBL | On market sale | AUD 1.86 | -598 | FPS | 598 |
| 21-May-12 | MBL | On market sale | AUD 1.86 | -299 | FPS | 299 |
| 21-May-12 | MBL | On market purchase | AUD 1.86 | 299 | FPS | 299 |
| 21-May-12 | MBL | On market purchase | AUD 1.86 | 275 | FPS | 275 |
| 21-May-12 | MBL | On market sale | AUD 1.86 | -898 | FPS | 898 |
| 21-May-12 | MBL | On market sale | AUD 1.86 | -300 | FPS | 300 |
| 21-May-12 | MBL | On market sale | AUD 1.86 | -451 | FPS | 451 |
| 21-May-12 | MBL | On market purchase | AUD 1.86 | 524 | FPS | 524 |
| 21-May-12 | MBL | On market sale | AUD 1.86 | -526 | FPS | 526 |
| 21-May-12 | MBL | On market purchase | AUD 1.86 | 524 | FPS | 524 |
| 21-May-12 | MBL | On market purchase | AUD 1.86 | 521 | FPS | 521 |
| 21-May-12 | MBL MBL |
On market sale | AUD 1.86 | -526 | FPS | 526 523 |
| 21-May-12 21-May-12 |
MBL | On market purchase On market sale |
AUD 1.86 AUD 1.86 |
523 -599 |
FPS FPS |
599 |
| 21-May-12 | MBL | On market purchase | AUD 1.87 | 1,292 | FPS | 1,292 |
| 21-May-12 | MBL | On market sale | AUD 1.87 | -1,644 | FPS | 1,644 |
| 21-May-12 | MBL | On market purchase | AUD 1.87 | 2,012 | FPS | 2,012 |
| Date of | Person whose relevant | Nature of change | Consideration | Number of securities | Class Person's votes | |
|---|---|---|---|---|---|---|
| change | interest changed | affected | affected | |||
| 21-May-12 | MBL | On market sale | AUD 1.87 | -2,230 | FPS | 2,230 |
| 21-May-12 | MBL | On market purchase | AUD 1.87 | 1,374 | FPS | 1,374 |
| 21-May-12 | MBL | On market purchase | AUD 1.87 | 6,644 | FPS | 6,644 |
| Borrow Return under Stock | AUD 1.81 | |||||
| 21-May-12 | MBL | Lending Agreement - Refer to Annex C |
-1,093,000 | FPS | 1,093,000 | |
| 22-May-12 | MBL | On market purchase | AUD 1.87 | 100 | FPS | 100 |
| 22-May-12 | MBL | On market purchase | AUD 1.87 | 1,528 | FPS | 1,528 |
| 22-May-12 | MBL | On market sale | AUD 1.87 | -1,250 | FPS | 1,250 |
| 22-May-12 | MBL | On market sale | AUD 1.87 | -596 | FPS | 596 |
| 22-May-12 | MBL | On market sale | AUD 1.87 | -596 | FPS | 596 |
| 22-May-12 | MBL | On market sale | AUD 1.87 | -346 | FPS | 346 |
| 22-May-12 | MBL | On market purchase | AUD 1.86 | 861 | FPS | 861 |
| 22-May-12 | MBL | On market sale | AUD 1.86 | -731 | FPS | 731 |
| 22-May-12 | MBL | On market sale | AUD 1.87 | -414 | FPS | 414 |
| 22-May-12 | MBL | On market purchase | AUD 1.87 | 888 | FPS | 888 |
| 22-May-12 | MBL | On market purchase | AUD 1.87 | 1,038 | FPS | 1,038 |
| 22-May-12 | MBL | On market sale | AUD 1.87 | -519 | FPS | 519 |
| 22-May-12 | MBL | On market purchase | AUD 1.87 | 592 | FPS | 592 |
| 22-May-12 | MBL | On market sale | AUD 1.87 | -369 | FPS | 369 |
| 22-May-12 | MBL | On market purchase | AUD 1.87 | 938 | FPS | 938 |
| 22-May-12 | MBL | On market sale | AUD 1.87 | -357 | FPS | 357 |
| 22-May-12 | MBL | On market purchase | AUD 1.87 | 25,400 | FPS | 25,400 |
| 22-May-12 | MBL MBL |
On market purchase | AUD 1.87 | 459 | FPS | 459 882 |
| 22-May-12 22-May-12 |
MBL | On market sale On market sale |
AUD 1.87 AUD 1.87 |
-882 -460 |
FPS FPS |
460 |
| 22-May-12 | MBL | On market sale | AUD 1.87 | -451 | FPS | 451 |
| 22-May-12 | MBL | On market purchase | AUD 1.87 | 459 | FPS | 459 |
| 22-May-12 | MBL | On market sale | AUD 1.87 | -1,073 | FPS | 1,073 |
| 22-May-12 | MBL | On market purchase | AUD 1.87 | 2,864 | FPS | 2,864 |
| 22-May-12 | MBL | On market sale | AUD 1.87 | -1,845 | FPS | 1,845 |
| 22-May-12 | MBL | On market purchase | AUD 1.87 | 40 | FPS | 40 |
| 22-May-12 | MBL | On market purchase | AUD 1.87 | 12,767 | FPS | 12,767 |
| 22-May-12 | MBL | Borrow Return under Stock Lending Agreement - refer to Annex G |
AUD 1.95 | -500,000 | FPS | 500,000 |
| Borrow Return under Stock Lending Agreement - refer to |
AUD 1.95 | |||||
| 22-May-12 | MBL | Annex G Borrow Return under Stock |
AUD 1.95 | -655,000 | FPS | 655,000 |
| 22-May-12 | MBL | Lending Agreement - refer to Annex G |
-340,000 | FPS | 340,000 | |
| Borrow Return under Stock Lending Agreement - refer to |
AUD 1.95 | |||||
| 22-May-12 | MBL | Annex G | -215,000 | FPS | 215,000 | |
| Borrow Return under Stock Lending Agreement - refer to |
AUD 1.95 | |||||
| 22-May-12 | MBL | Annex G | -260,000 | FPS | 260,000 | |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 100 | FPS | 100 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 286 | FPS | 286 |
| 23-May-12 23-May-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.86 AUD 1.86 |
181 148 |
FPS FPS |
181 148 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 68 | FPS | 68 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 4,039 | FPS | 4,039 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 314 | FPS | 314 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 195 | FPS | 195 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 286 | FPS | 286 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 69 | FPS | 69 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -98 | FPS | 98 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 1,190 | FPS | 1,190 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 184 | FPS | 184 |
| 23-May-12 23-May-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.86 AUD 1.86 |
1 148 |
FPS FPS |
1 148 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 13 | FPS | 13 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 100 | FPS | 100 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 1,184 | FPS | 1,184 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 89 | FPS | 89 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -100 | FPS | 100 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -791 | FPS | 791 |
| 23-May-12 23-May-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.86 AUD 1.86 |
-1,000 102 |
FPS FPS |
1,000 102 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 559 | FPS | 559 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 75 | FPS | 75 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 2,752 | FPS | 2,752 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 23-May-12 | MBL | On market sale | AUD 1.86 | -100 | FPS | 100 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -2,023 | FPS | 2,023 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -1,403 | FPS | 1,403 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -313 | FPS | 313 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -147 | FPS | 147 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -4,600 | FPS | 4,600 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -74 | FPS | 74 |
| 23-May-12 23-May-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.86 AUD 1.86 |
-4,838 286 |
FPS FPS |
4,838 286 |
| 23-May-12 | MBL | On market sale | AUD 1.87 | -484 | FPS | 484 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -2,451 | FPS | 2,451 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -5,062 | FPS | 5,062 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 913 | FPS | 913 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -1,352 | FPS | 1,352 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -100 | FPS | 100 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -1,100 | FPS | 1,100 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -100 | FPS | 100 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -837 | FPS | 837 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -100 | FPS | 100 |
| 23-May-12 23-May-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.85 AUD 1.86 |
1,923 200 |
FPS FPS |
1,923 200 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -7,477 | FPS | 7,477 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 421 | FPS | 421 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -727 | FPS | 727 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 586 | FPS | 586 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -438 | FPS | 438 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 444 | FPS | 444 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -444 | FPS | 444 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 444 | FPS | 444 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -296 | FPS | 296 |
| 23-May-12 | MBL MBL |
On market purchase | AUD 1.85 | 366 | FPS | 366 1,038 |
| 23-May-12 23-May-12 |
MBL | On market sale On market sale |
AUD 1.85 AUD 1.85 |
-1,038 -875 |
FPS FPS |
875 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -1,038 | FPS | 1,038 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -279 | FPS | 279 |
| 23-May-12 | MBL | On market purchase | AUD 1.85 | 297 | FPS | 297 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -892 | FPS | 892 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 1,774 | FPS | 1,774 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 403 | FPS | 403 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -445 | FPS | 445 |
| 23-May-12 23-May-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.86 AUD 1.86 |
593 -589 |
FPS FPS |
593 589 |
| 23-May-12 | MBL | On market sale | AUD 1.86 | -2,076 | FPS | 2,076 |
| 23-May-12 | MBL | On market purchase | AUD 1.86 | 2,594 | FPS | 2,594 |
| 23-May-12 | MBL | On market sale | AUD 1.85 | -3,734 | FPS | 3,734 |
| 23-May-12 | MBL | On market sale | AUD 1.85 | -2,937 | FPS | 2,937 |
| 23-May-12 | MBL | Borrow Delivery under Stock Lending Agreement - Refer to Annex D |
AUD 1.78 | 3,200,000 | FPS | 3,200,000 |
| Borrow Return under Stock | AUD 1.96 | |||||
| Lending Agreement - refer to | ||||||
| 23-May-12 | MBL | Annex G Borrow Return under Stock |
AUD 1.96 | -675,000 | FPS | 675,000 |
| Lending Agreement - refer to | ||||||
| 23-May-12 | MBL | Annex G | -570,000 | FPS | 570,000 | |
| Borrow Return under Stock | AUD 1.96 | |||||
| Lending Agreement - refer to | ||||||
| 23-May-12 | MBL | Annex G | -2,370,000 | FPS | 2,370,000 | |
| 24-May-12 | MBL MBL |
On market purchase | AUD 1.85 | 132 | FPS | 132 100 |
| 24-May-12 24-May-12 |
MBL | On market sale On market purchase |
AUD 1.84 AUD 1.85 |
-100 20 |
FPS FPS |
20 |
| 24-May-12 | MBL | On market sale | AUD 1.84 | -770 | FPS | 770 |
| 24-May-12 | MBL | On market sale | AUD 1.85 | -100 | FPS | 100 |
| 24-May-12 | MBL | On market purchase | AUD 1.85 | 367 | FPS | 367 |
| 24-May-12 | MBL | On market purchase | AUD 1.85 | 3,012 | FPS | 3,012 |
| 24-May-12 | MBL | On market sale | AUD 1.85 | -1,212 | FPS | 1,212 |
| 24-May-12 | MBL | On market sale | AUD 1.85 | -1,193 | FPS | 1,193 |
| 24-May-12 | MBL | On market sale | AUD 1.86 | -138 | FPS | 138 |
| 24-May-12 24-May-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.85 AUD 1.85 |
363 -438 |
FPS FPS |
363 438 |
| 24-May-12 | MBL | On market purchase | AUD 1.85 | 222 | FPS | 222 |
| 24-May-12 | MBL | On market sale | AUD 1.85 | -426 | FPS | 426 |
| 24-May-12 | MBL | On market purchase | AUD 1.85 | 209 | FPS | 209 |
| 24-May-12 | MBL | On market sale | AUD 1.85 | -746 | FPS | 746 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 24-May-12 | MBL | On market sale | AUD 1.85 | -361 | FPS | 361 |
| 24-May-12 | MBL | On market purchase | AUD 1.85 | 669 | FPS | 669 |
| 24-May-12 | MBL | On market purchase | AUD 1.85 | 297 | FPS | 297 |
| 24-May-12 | MBL | On market purchase | AUD 1.84 | 1,142 | FPS | 1,142 |
| 24-May-12 | MBL | On market sale | AUD 1.84 | -597 | FPS | 597 |
| 24-May-12 | MBL | On market sale | AUD 1.84 | -299 | FPS | 299 |
| 24-May-12 | MBL | On market purchase | AUD 1.84 | 298 | FPS | 298 |
| 24-May-12 | MBL | On market purchase | AUD 1.84 | 285 | FPS | 285 |
| 24-May-12 | MBL | On market sale | AUD 1.84 | -900 | FPS | 900 |
| 24-May-12 | MBL | On market sale | AUD 1.84 | -274 | FPS | 274 |
| 24-May-12 | MBL | On market purchase | AUD 1.83 | 1,138 | FPS | 1,138 |
| 24-May-12 | MBL | On market purchase | AUD 1.83 | 450 | FPS | 450 |
| 24-May-12 | MBL | On market sale | AUD 1.83 | -757 | FPS | 757 |
| 24-May-12 | MBL | On market sale | AUD 1.84 | -112 | FPS | 112 |
| 24-May-12 | MBL | On market purchase | AUD 1.83 | 995 | FPS | 995 |
| 24-May-12 | MBL | On market purchase | AUD 1.83 | 2,698 | FPS | 2,698 |
| 24-May-12 | MBL | On market sale | AUD 1.83 | -1,020 | FPS | 1,020 |
| 25-May-12 | MBL | On market purchase | AUD 1.88 | 10,923 | FPS | 10,923 |
| 25-May-12 | MBL | On market purchase | AUD 1.88 | 1,039,013 | FPS | 1,039,013 |
| 25-May-12 | MBL | On market purchase | AUD 1.84 | 25 | FPS | 25 |
| 25-May-12 | MBL | On market purchase | AUD 1.87 | 100 | FPS | 100 |
| 25-May-12 | MBL | On market sale | AUD 1.88 | -1,039,013 | FPS | 1,039,013 |
| 25-May-12 | MBL | On market sale | AUD 1.86 | -531 | FPS | 531 |
| 25-May-12 | MBL | On market purchase | AUD 1.84 | 75 | FPS | 75 |
| 25-May-12 | MBL | On market purchase | AUD 1.83 | 1,327 | FPS | 1,327 |
| 25-May-12 | MBL | On market purchase | AUD 1.83 | 746 | FPS | 746 |
| 25-May-12 | MBL | On market purchase | AUD 1.83 | 142 | FPS | 142 |
| 25-May-12 25-May-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.88 AUD 1.83 |
-6 100 |
FPS FPS |
6 100 |
| 25-May-12 | MBL | On market purchase | AUD 1.83 | 139 | FPS | 139 |
| 25-May-12 | MBL | On market sale | AUD 1.86 | -4 | FPS | 4 |
| 25-May-12 | MBL | On market sale | AUD 1.84 | -25 | FPS | 25 |
| 25-May-12 | MBL | On market sale | AUD 1.87 | -100 | FPS | 100 |
| 25-May-12 | MBL | On market purchase | AUD 1.86 | 531 | FPS | 531 |
| 25-May-12 | MBL | On market purchase | AUD 1.88 | 6 | FPS | 6 |
| 25-May-12 | MBL | On market sale | AUD 1.86 | -96 | FPS | 96 |
| 25-May-12 | MBL | On market sale | AUD 1.84 | -75 | FPS | 75 |
| 25-May-12 | MBL | On market sale | AUD 1.83 | -746 | FPS | 746 |
| 25-May-12 | MBL | On market sale | AUD 1.83 | -142 | FPS | 142 |
| 25-May-12 | MBL | On market sale | AUD 1.85 | -3,375 | FPS | 3,375 |
| 25-May-12 | MBL | On market sale | AUD 1.83 | -100 | FPS | 100 |
| 25-May-12 | MBL | On market sale | AUD 1.83 | -139 | FPS | 139 |
| 25-May-12 | MBL | On market purchase | AUD 1.86 | 4 | FPS | 4 |
| 25-May-12 | MBL | On market purchase | AUD 1.86 | 96 | FPS | 96 |
| 25-May-12 | MBL | On market purchase | AUD 1.85 | 3,375 | FPS | 3,375 |
| 25-May-12 | MBL | On market purchase | AUD 1.86 | 425 | FPS | 425 |
| 25-May-12 | MBL | On market sale | AUD 1.86 | -425 | FPS | 425 |
| 25-May-12 | MBL | On market sale | AUD 1.86 | -531 | FPS | 531 |
| 25-May-12 | MBL MBL |
On market sale | AUD 1.88 | -10,923 | FPS | 10,923 469 |
| 25-May-12 25-May-12 |
MBL | On market sale On market purchase |
AUD 1.83 AUD 1.83 |
-469 447 |
FPS FPS |
447 |
| 25-May-12 | MBL | On market sale | AUD 1.84 | -270 | FPS | 270 |
| 25-May-12 | MBL | On market purchase | AUD 1.84 | 294 | FPS | 294 |
| 25-May-12 | MBL | On market purchase | AUD 1.84 | 143 | FPS | 143 |
| 25-May-12 | MBL | On market sale | AUD 1.85 | -148 | FPS | 148 |
| 25-May-12 | MBL | On market purchase | AUD 1.85 | 222 | FPS | 222 |
| 25-May-12 | MBL | On market sale | AUD 1.86 | -852 | FPS | 852 |
| 25-May-12 | MBL | On market purchase | AUD 1.86 | 1,037 | FPS | 1,037 |
| 25-May-12 | MBL | On market purchase | AUD 1.86 | 433 | FPS | 433 |
| 25-May-12 | MBL | On market sale | AUD 1.86 | -221 | FPS | 221 |
| 25-May-12 | MBL | On market purchase | AUD 1.86 | 639 | FPS | 639 |
| 25-May-12 | MBL | On market sale | AUD 1.86 | -221 | FPS | 221 |
| 25-May-12 | MBL | On market purchase | AUD 1.86 | 220 | FPS | 220 |
| 25-May-12 | MBL | On market sale | AUD 1.86 | -442 | FPS | 442 |
| 25-May-12 | MBL | On market purchase | AUD 1.86 | 220 | FPS | 220 |
| 25-May-12 | MBL | On market sale | AUD 1.87 | -808 | FPS | 808 |
| 25-May-12 | MBL | On market sale | AUD 1.87 | -367 | FPS | 367 |
| 25-May-12 | MBL | On market sale | AUD 1.87 | -441 | FPS | 441 |
| 25-May-12 | MBL MBL |
On market sale | AUD 1.87 | -418 | FPS | 418 2,039 |
| 25-May-12 25-May-12 |
MBL | On market purchase On market purchase |
AUD 1.88 AUD 1.88 |
2,039 5,811 |
FPS FPS |
5,811 |
| 28-May-12 | MBL | On market sale | AUD 1.87 | -302 | FPS | 302 |
| 28-May-12 | MBL | On market sale | AUD 1.87 | -1,293 | FPS | 1,293 |
| 28-May-12 | MBL | On market sale | AUD 1.87 | -1,734 | FPS | 1,734 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 28-May-12 | MBL | On market purchase | AUD 1.86 | 4,200 | FPS | 4,200 |
| 28-May-12 | MBL | On market sale | AUD 1.88 | -325 | FPS | 325 |
| 28-May-12 | MBL | On market purchase | AUD 1.87 | 450 | FPS | 450 |
| 28-May-12 | MBL | On market purchase | AUD 1.87 | 225 | FPS | 225 |
| 28-May-12 | MBL | On market sale | AUD 1.88 | -151 | FPS | 151 |
| 28-May-12 28-May-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.88 AUD 1.87 |
-1,037 225 |
FPS FPS |
1,037 225 |
| 28-May-12 | MBL | On market sale | AUD 1.87 | -378 | FPS | 378 |
| 28-May-12 | MBL | On market sale | AUD 1.87 | -530 | FPS | 530 |
| 28-May-12 | MBL | On market purchase | AUD 1.87 | 793 | FPS | 793 |
| 28-May-12 | MBL | On market sale | AUD 1.87 | -292 | FPS | 292 |
| 28-May-12 | MBL | On market purchase | AUD 1.87 | 453 | FPS | 453 |
| 28-May-12 | MBL | On market purchase | AUD 1.86 | 606 | FPS | 606 |
| 28-May-12 28-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.87 AUD 1.87 |
-758 -377 |
FPS FPS |
758 377 |
| 28-May-12 | MBL | On market sale | AUD 1.87 | -1,037 | FPS | 1,037 |
| 28-May-12 | MBL | On market sale | AUD 1.87 | -1,038 | FPS | 1,038 |
| 28-May-12 | MBL | On market sale | AUD 1.87 | -2,662 | FPS | 2,662 |
| 28-May-12 | MBL | On market purchase | AUD 1.87 | 1,135 | FPS | 1,135 |
| 28-May-12 | MBL | On market sale | AUD 1.87 | -681 | FPS | 681 |
| 28-May-12 | MBL | On market purchase | AUD 1.87 | 454 | FPS | 454 |
| 28-May-12 | MBL | On market purchase | AUD 1.87 | 101 | FPS | 101 |
| 28-May-12 28-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.87 AUD 1.88 |
-1,038 -1,334 |
FPS FPS |
1,038 1,334 |
| 28-May-12 | MBL | On market sale | AUD 1.88 | -897 | FPS | 897 |
| 28-May-12 | MBL | On market sale | AUD 1.88 | -906 | FPS | 906 |
| 28-May-12 | MBL | On market sale | AUD 1.88 | -2,178 | FPS | 2,178 |
| 28-May-12 | MBL | On market purchase | AUD 1.88 | 4,524 | FPS | 4,524 |
| 29-May-12 | MBL | On market sale | AUD 1.93 | -900 | FPS | 900 |
| 29-May-12 29-May-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.95 AUD 1.93 |
-7,683 8,551 |
FPS FPS |
7,683 8,551 |
| 29-May-12 | MBL | On market purchase | AUD 1.93 | 808 | FPS | 808 |
| 29-May-12 | MBL | On market sale | AUD 1.93 | -6,950 | FPS | 6,950 |
| 29-May-12 | MBL | On market sale | AUD 1.93 | -14,839 | FPS | 14,839 |
| 29-May-12 | MBL | On market sale | AUD 1.92 | -4,877 | FPS | 4,877 |
| 29-May-12 | MBL | On market sale | AUD 1.90 | -4,261 | FPS | 4,261 |
| 29-May-12 29-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.93 AUD 1.90 |
-1 -2,315 |
FPS FPS |
1 2,315 |
| 29-May-12 | MBL | On market purchase | AUD 1.94 | 23 | FPS | 23 |
| 29-May-12 | MBL | On market sale | AUD 1.94 | -12,128 | FPS | 12,128 |
| 29-May-12 | MBL | On market sale | AUD 1.92 | -17,112 | FPS | 17,112 |
| 29-May-12 | MBL | On market sale | AUD 1.89 | -447 | FPS | 447 |
| 29-May-12 | MBL | On market purchase | AUD 1.90 | 663 | FPS | 663 |
| 29-May-12 29-May-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.90 AUD 1.90 |
219 -221 |
FPS FPS |
219 221 |
| 29-May-12 | MBL | On market purchase | AUD 1.90 | 294 | FPS | 294 |
| 29-May-12 | MBL | On market sale | AUD 1.91 | -556 | FPS | 556 |
| 29-May-12 | MBL | On market sale | AUD 1.92 | -557 | FPS | 557 |
| 29-May-12 | MBL | On market purchase | AUD 1.92 | 568 | FPS | 568 |
| 29-May-12 | MBL | On market sale | AUD 1.92 | -564 | FPS | 564 |
| 29-May-12 29-May-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.92 AUD 1.93 |
582 -554 |
FPS FPS |
582 554 |
| 29-May-12 | MBL | On market purchase | AUD 1.93 | 580 | FPS | 580 |
| 29-May-12 | MBL | On market sale | AUD 1.93 | -290 | FPS | 290 |
| 29-May-12 | MBL | On market purchase | AUD 1.93 | 580 | FPS | 580 |
| 29-May-12 | MBL | On market sale | AUD 1.93 | -580 | FPS | 580 |
| 29-May-12 | MBL | On market purchase | AUD 1.93 | 1,156 | FPS | 1,156 |
| 29-May-12 | MBL MBL |
On market sale | AUD 1.94 | -1,403 | FPS | 1,403 1,036 |
| 29-May-12 29-May-12 |
MBL | On market purchase On market purchase |
AUD 1.95 AUD 1.94 |
1,036 1,133 |
FPS FPS |
1,133 |
| 29-May-12 | MBL | On market sale | AUD 1.95 | -576 | FPS | 576 |
| 29-May-12 | MBL | On market sale | AUD 1.94 | -289 | FPS | 289 |
| 29-May-12 | MBL | On market purchase | AUD 1.94 | 576 | FPS | 576 |
| 29-May-12 | MBL | On market purchase | AUD 1.94 | 266 | FPS | 266 |
| 29-May-12 | MBL | On market sale | AUD 1.93 | -2,007 | FPS | 2,007 |
| 29-May-12 29-May-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.93 AUD 1.93 |
1,449 2,596 |
FPS FPS |
1,449 2,596 |
| 29-May-12 | MBL | On market sale | AUD 1.93 | -2,618 | FPS | 2,618 |
| 29-May-12 | MBL | On market purchase | AUD 1.93 | 2,799 | FPS | 2,799 |
| Borrow Delivery under Stock | AUD 1.79 | |||||
| Lending Agreement - Refer to | ||||||
| 29-May-12 | MBL | Annex C | 800,000 | FPS | 800,000 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| Borrow Return under Stock | AUD 1.97 | |||||
| Lending Agreement - refer to | ||||||
| 29-May-12 | MBL | Annex G | -1,100,000 | FPS | 1,100,000 | |
| 30-May-12 | MBL | On market sale | AUD 1.92 | -2,966 | FPS | 2,966 |
| 30-May-12 | MBL | On market sale | AUD 1.91 | -833 | FPS | 833 |
| 30-May-12 | MBL | On market sale | AUD 1.92 | -1,656 | FPS | 1,656 |
| 30-May-12 | MBL | On market sale | AUD 1.91 | -7,900 | FPS | 7,900 |
| 30-May-12 30-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.92 AUD 1.92 |
-1,974 -8,443 |
FPS FPS |
1,974 8,443 |
| 30-May-12 | MBL | On market sale | AUD 1.92 | -1,192 | FPS | 1,192 |
| 30-May-12 | MBL | On market sale | AUD 1.91 | -1,043 | FPS | 1,043 |
| 30-May-12 | MBL | On market purchase | AUD 1.92 | 3,648 | FPS | 3,648 |
| 30-May-12 | MBL | On market sale | AUD 1.93 | -207 | FPS | 207 |
| 30-May-12 | MBL | On market purchase | AUD 1.92 | 584 | FPS | 584 |
| 30-May-12 | MBL | On market sale | AUD 1.93 | -430 | FPS | 430 |
| 30-May-12 | MBL | On market sale | AUD 1.92 | -424 | FPS | 424 |
| 30-May-12 | MBL | On market purchase | AUD 1.91 | 581 | FPS | 581 |
| 30-May-12 30-May-12 |
MBL MBL |
On market sale On market sale |
AUD 1.91 AUD 1.91 |
-320 -161 |
FPS FPS |
320 161 |
| 30-May-12 | MBL | On market purchase | AUD 1.91 | 322 | FPS | 322 |
| 30-May-12 | MBL | On market sale | AUD 1.91 | -1,036 | FPS | 1,036 |
| 30-May-12 | MBL | On market purchase | AUD 1.91 | 644 | FPS | 644 |
| 30-May-12 | MBL | On market sale | AUD 1.91 | -626 | FPS | 626 |
| 30-May-12 | MBL | On market purchase | AUD 1.91 | 242 | FPS | 242 |
| 30-May-12 | MBL | On market sale | AUD 1.91 | -3,108 | FPS | 3,108 |
| 30-May-12 | MBL MBL |
On market sale | AUD 1.91 | -458 | FPS | 458 467 |
| 30-May-12 30-May-12 |
MBL | On market purchase On market sale |
AUD 1.91 AUD 1.91 |
467 -242 |
FPS FPS |
242 |
| 30-May-12 | MBL | On market sale | AUD 1.91 | -1,036 | FPS | 1,036 |
| 30-May-12 | MBL | On market purchase | AUD 1.91 | 241 | FPS | 241 |
| 30-May-12 | MBL | On market sale | AUD 1.91 | -469 | FPS | 469 |
| 30-May-12 | MBL | On market sale | AUD 1.92 | -218 | FPS | 218 |
| 30-May-12 30-May-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.92 AUD 1.92 |
240 -535 |
FPS FPS |
240 535 |
| 30-May-12 | MBL | On market purchase | AUD 1.92 | 1,730 | FPS | 1,730 |
| 30-May-12 | MBL | On market sale | AUD 1.92 | -936 | FPS | 936 |
| 30-May-12 | MBL | On market purchase | AUD 1.91 | 322 | FPS | 322 |
| 30-May-12 | MBL | On market sale | AUD 1.92 | -589 | FPS | 589 |
| 30-May-12 | MBL | On market purchase | AUD 1.92 | 638 | FPS | 638 |
| 30-May-12 30-May-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.91 AUD 1.92 |
318 -1,270 |
FPS FPS |
318 1,270 |
| 30-May-12 | MBL | On market purchase | AUD 1.91 | 2,225 | FPS | 2,225 |
| 30-May-12 | MBL | On market sale | AUD 1.92 | -805 | FPS | 805 |
| 30-May-12 | MBL | On market sale | AUD 1.92 | -1,071 | FPS | 1,071 |
| 30-May-12 | MBL | On market sale | AUD 1.92 | -1,762 | FPS | 1,762 |
| 31-May-12 31-May-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.91 AUD 1.91 |
100 -439 |
FPS FPS |
100 439 |
| 31-May-12 | MBL | On market purchase | AUD 1.94 | 498 | FPS | 498 |
| 31-May-12 | MBL | On market purchase | AUD 1.93 | 171 | FPS | 171 |
| 31-May-12 | MBL | On market purchase | AUD 1.94 | 3,168 | FPS | 3,168 |
| 31-May-12 | MBL | On market sale | AUD 1.92 | -3,826 | FPS | 3,826 |
| 31-May-12 | MBL MBL |
On market sale | AUD 1.90 | -518 | FPS | 518 136 |
| 31-May-12 31-May-12 |
MBL | On market sale On market purchase |
AUD 1.91 AUD 1.91 |
-136 483 |
FPS FPS |
483 |
| 31-May-12 | MBL | On market purchase | AUD 1.93 | 1,036 | FPS | 1,036 |
| 31-May-12 | MBL | On market sale | AUD 1.92 | -1,256 | FPS | 1,256 |
| 31-May-12 | MBL | On market purchase | AUD 1.92 | 1,114 | FPS | 1,114 |
| 31-May-12 | MBL | On market sale | AUD 1.93 | -786 | FPS | 786 |
| 31-May-12 31-May-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.93 AUD 1.93 |
638 24,859 |
FPS FPS |
638 24,859 |
| 31-May-12 | MBL | On market purchase | AUD 1.93 | 141 | FPS | 141 |
| 31-May-12 | MBL | On market sale | AUD 1.94 | -942 | FPS | 942 |
| 31-May-12 | MBL | On market sale | AUD 1.95 | -358 | FPS | 358 |
| 31-May-12 | MBL | On market purchase | AUD 1.95 | 48 | FPS | 48 |
| 31-May-12 31-May-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.94 AUD 1.94 |
479 237 |
FPS FPS |
479 237 |
| 31-May-12 | MBL | On market purchase | AUD 1.94 | 2,072 | FPS | 2,072 |
| 31-May-12 | MBL | On market purchase | AUD 1.95 | 99,952 | FPS | 99,952 |
| 31-May-12 | MBL | On market sale | AUD 1.94 | -360 | FPS | 360 |
| 31-May-12 | MBL | On market purchase | AUD 1.94 | 557 | FPS | 557 |
| 31-May-12 | MBL MBL |
On market sale | AUD 1.94 | -125,000 | FPS | 125,000 38,080 |
| 31-May-12 31-May-12 |
MBL | On market purchase On market sale |
AUD 1.94 AUD 1.94 |
38,080 -360 |
FPS FPS |
360 |
| 31-May-12 | MBL | On market sale | AUD 1.94 | -55,000 | FPS | 55,000 |
| Date of | Person whose relevant | Nature of change | Consideration | Number of securities | Class Person's votes | |
|---|---|---|---|---|---|---|
| change | interest changed | affected | affected | |||
| 31-May-12 | MBL | On market purchase | AUD 1.94 | 16,363 | FPS | 16,363 |
| 31-May-12 | MBL | On market purchase | AUD 1.94 | 474 | FPS | 474 |
| 31-May-12 | MBL | On market sale | AUD 1.94 | -240 | FPS | 240 |
| 31-May-12 | MBL MBL |
On market purchase | AUD 1.94 | 948 | FPS | 948 1,036 |
| 31-May-12 | MBL | On market purchase | AUD 1.94 | 1,036 | FPS | 239 |
| 31-May-12 | On market purchase | AUD 1.94 | 239 | FPS | ||
| 31-May-12 | MBL | On market sale | AUD 1.94 | -827 | FPS | 827 |
| 31-May-12 | MBL | On market purchase | AUD 1.94 | 98,730 | FPS | 98,730 |
| 31-May-12 | MBL | On market purchase | AUD 1.94 | 1,270 | FPS | 1,270 |
| 31-May-12 | MBL | On market sale | AUD 1.94 | -240 | FPS | 240 |
| 31-May-12 | MBL | On market purchase | AUD 1.94 | 457 | FPS | 457 |
| 31-May-12 | MBL | On market sale | AUD 1.94 | -100,000 | FPS | 100,000 |
| 31-May-12 | MBL | On market sale | AUD 1.94 | -240 | FPS | 240 |
| 31-May-12 | MBL | On market purchase | AUD 1.94 | 703 | FPS | 703 |
| 31-May-12 31-May-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.94 AUD 1.94 |
480 -621 |
FPS FPS |
480 621 |
| 31-May-12 | MBL | On market purchase | AUD 1.94 | 1,198 | FPS | 1,198 |
| 31-May-12 | MBL | On market sale | AUD 1.94 | -1,188 | FPS | 1,188 |
| 31-May-12 | MBL | On market purchase | AUD 1.94 | 878 | FPS | 878 |
| 31-May-12 | MBL | On market sale | AUD 1.94 | -774 | FPS | 774 |
| 31-May-12 | MBL | On market purchase | AUD 1.94 | 13,291 | FPS | 13,291 |
| 31-May-12 | MBL | On market purchase | AUD 1.94 | 13,778 | FPS | 13,778 |
| 31-May-12 | MBL | On market sale | AUD 1.94 | -13,291 | FPS | 13,291 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.93 | 4 | FPS | 4 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.93 | 1,400 | FPS | 1,400 |
| 01-Jun-12 | MBL | On market sale | AUD 1.93 | -311 | FPS | 311 |
| 01-Jun-12 | MBL | On market sale | AUD 1.93 | -7,764 | FPS | 7,764 |
| 01-Jun-12 | MBL | On market sale | AUD 1.93 | -115 | FPS | 115 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.93 | 1,945 | FPS | 1,945 |
| 01-Jun-12 | MBL | On market sale | AUD 1.93 | -5,441 | FPS | 5,441 |
| 01-Jun-12 | MBL | On market sale | AUD 1.91 | -518 | FPS | 518 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.91 | 333 | FPS | 333 |
| 01-Jun-12 | MBL | On market sale | AUD 1.93 | -628 | FPS | 628 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.92 | 553 | FPS | 553 |
| 01-Jun-12 | MBL | On market sale | AUD 1.92 | -799 | FPS | 799 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.92 | 900 | FPS | 900 |
| 01-Jun-12 | MBL | On market sale | AUD 1.93 | -491 | FPS | 491 |
| 01-Jun-12 | MBL | On market sale | AUD 1.93 | -285 | FPS | 285 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.93 | 373 | FPS | 373 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.93 | 1,825 | FPS | 1,825 |
| 01-Jun-12 | MBL | On market sale | AUD 1.93 | -1,870 | FPS | 1,870 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.93 | 1,036 | FPS | 1,036 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.93 | 737 | FPS | 737 |
| 01-Jun-12 | MBL | On market sale | AUD 1.93 | -374 | FPS | 374 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.93 | 1,036 | FPS | 1,036 |
| 01-Jun-12 | MBL | On market sale | AUD 1.93 | -703 | FPS | 703 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.93 | 1,036 | FPS | 1,036 |
| 01-Jun-12 | MBL MBL |
On market sale | AUD 1.93 | -449 | FPS | 449 643 |
| 01-Jun-12 01-Jun-12 |
MBL | On market purchase On market purchase |
AUD 1.93 AUD 1.93 |
643 2,195 |
FPS FPS |
2,195 |
| 01-Jun-12 | MBL | On market sale | AUD 1.93 | -2,432 | FPS | 2,432 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.93 | 1,017 | FPS | 1,017 |
| 01-Jun-12 | MBL | On market sale | AUD 1.93 | -1,050 | FPS | 1,050 |
| 01-Jun-12 | MBL | On market sale | AUD 1.93 | -1,764 | FPS | 1,764 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.93 | 1,035 | FPS | 1,035 |
| 01-Jun-12 | MBL | On market sale | AUD 1.93 | -786 | FPS | 786 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.93 | 524 | FPS | 524 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.93 | 1,036 | FPS | 1,036 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.93 | 513 | FPS | 513 |
| 01-Jun-12 | MBL | On market sale | AUD 1.94 | -749 | FPS | 749 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.93 | 3,315 | FPS | 3,315 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.93 | 5,076 | FPS | 5,076 |
| 01-Jun-12 | MBL | On market purchase | AUD 1.93 | 2,767 | FPS | 2,767 |
| Borrow Return under Stock | AUD 1.82 | |||||
| Lending Agreement - Refer to | ||||||
| 01-Jun-12 | MBL | Annex C | -490,000 | FPS | 490,000 | |
| 04-Jun-12 | MBL | On market sale | AUD 1.92 | -24,055 | FPS | 24,055 |
| 04-Jun-12 | MBL | On market purchase | AUD 1.91 | 20,322 | FPS | 20,322 |
| 04-Jun-12 | MBL | On market sale | AUD 1.89 | -518 | FPS | 518 |
| 04-Jun-12 | MBL | On market sale | AUD 1.91 | -239 | FPS | 239 |
| 04-Jun-12 | MBL | On market purchase | AUD 1.91 | 243 | FPS | 243 |
| 04-Jun-12 | MBL | On market sale | AUD 1.92 | -320 | FPS | 320 |
| 04-Jun-12 04-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.91 AUD 1.92 |
557 -1,035 |
FPS FPS |
557 1,035 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 04-Jun-12 | MBL | On market sale | AUD 1.92 | -480 | FPS | 480 |
| 04-Jun-12 | MBL | On market purchase | AUD 1.92 | 162 | FPS | 162 |
| 04-Jun-12 | MBL | On market sale | AUD 1.93 | -1,036 | FPS | 1,036 |
| 04-Jun-12 | MBL MBL |
On market purchase | AUD 1.93 | 324 | FPS | 324 721 |
| 04-Jun-12 04-Jun-12 |
MBL | On market sale On market sale |
AUD 1.92 AUD 1.93 |
-721 -1,036 |
FPS FPS |
1,036 |
| 04-Jun-12 | MBL | On market purchase | AUD 1.92 | 807 | FPS | 807 |
| 04-Jun-12 | MBL | On market purchase | AUD 1.92 | 378 | FPS | 378 |
| 04-Jun-12 | MBL | On market sale | AUD 1.92 | -409 | FPS | 409 |
| 04-Jun-12 | MBL | On market purchase | AUD 1.91 | 408 | FPS | 408 |
| 04-Jun-12 | MBL | On market sale | AUD 1.91 | -1,036 | FPS | 1,036 |
| 04-Jun-12 04-Jun-12 |
MBL MBL |
On market sale On market sale |
AUD 1.91 AUD 1.92 |
-1,640 -1,036 |
FPS FPS |
1,640 1,036 |
| 04-Jun-12 | MBL | On market sale | AUD 1.91 | -902 | FPS | 902 |
| 04-Jun-12 | MBL | On market purchase | AUD 1.91 | 1,844 | FPS | 1,844 |
| 04-Jun-12 | MBL | On market purchase | AUD 1.91 | 442 | FPS | 442 |
| 04-Jun-12 | MBL | On market sale | AUD 1.91 | -1,502 | FPS | 1,502 |
| 04-Jun-12 | MBL | On market purchase | AUD 1.91 | 572 | FPS | 572 |
| 04-Jun-12 04-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.91 AUD 1.91 |
-574 2,383 |
FPS FPS |
574 2,383 |
| 04-Jun-12 | MBL | On market purchase | AUD 1.91 | 1,050 | FPS | 1,050 |
| 05-Jun-12 | MBL | On market sale | AUD 1.92 | -4,554 | FPS | 4,554 |
| 05-Jun-12 | MBL | On market purchase | AUD 1.90 | 695 | FPS | 695 |
| 05-Jun-12 | MBL | On market sale | AUD 1.91 | -100 | FPS | 100 |
| 05-Jun-12 05-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.92 AUD 1.91 |
96 -112 |
FPS FPS |
96 112 |
| 05-Jun-12 | MBL | On market sale | AUD 1.91 | -11,073 | FPS | 11,073 |
| 05-Jun-12 | MBL | On market sale | AUD 1.93 | -668 | FPS | 668 |
| 05-Jun-12 | MBL | On market purchase | AUD 1.92 | 787 | FPS | 787 |
| 05-Jun-12 | MBL | On market purchase | AUD 1.92 | 1,036 | FPS | 1,036 |
| 05-Jun-12 05-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.92 AUD 1.92 |
-585 298 |
FPS FPS |
585 298 |
| 05-Jun-12 | MBL | On market purchase | AUD 1.92 | 1,035 | FPS | 1,035 |
| 05-Jun-12 | MBL | On market purchase | AUD 1.92 | 300 | FPS | 300 |
| 05-Jun-12 | MBL | On market sale | AUD 1.92 | -226 | FPS | 226 |
| 05-Jun-12 | MBL | On market sale | AUD 1.91 | -511 | FPS | 511 |
| 05-Jun-12 | MBL | On market purchase | AUD 1.91 | 365 | FPS | 365 |
| 05-Jun-12 05-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.91 AUD 1.91 |
604 -453 |
FPS FPS |
604 453 |
| 05-Jun-12 | MBL | On market purchase | AUD 1.91 | 477 | FPS | 477 |
| 05-Jun-12 | MBL | On market sale | AUD 1.91 | -227 | FPS | 227 |
| 05-Jun-12 | MBL | On market sale | AUD 1.91 | -113 | FPS | 113 |
| 05-Jun-12 | MBL | On market purchase | AUD 1.91 | 113 | FPS | 113 |
| 05-Jun-12 05-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.91 AUD 1.91 |
113 -211 |
FPS FPS |
113 211 |
| 05-Jun-12 | MBL | On market purchase | AUD 1.91 | 226 | FPS | 226 |
| 05-Jun-12 | MBL | On market sale | AUD 1.91 | -226 | FPS | 226 |
| 05-Jun-12 | MBL | On market sale | AUD 1.91 | -63 | FPS | 63 |
| 05-Jun-12 | MBL | On market purchase | AUD 1.91 | 162 | FPS | 162 |
| 05-Jun-12 05-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.91 AUD 1.91 |
873 -448 |
FPS FPS |
873 448 |
| 05-Jun-12 | MBL | On market purchase | AUD 1.91 | 298 | FPS | 298 |
| 05-Jun-12 | MBL | On market purchase | AUD 1.91 | 1,036 | FPS | 1,036 |
| 05-Jun-12 | MBL | On market purchase | AUD 1.91 | 356 | FPS | 356 |
| 05-Jun-12 | MBL | On market sale | AUD 1.91 | -339 | FPS | 339 |
| 05-Jun-12 | MBL MBL |
On market purchase | AUD 1.91 | 761 | FPS | 761 1,814 |
| 05-Jun-12 05-Jun-12 |
MBL | On market sale On market purchase |
AUD 1.91 AUD 1.91 |
-1,814 868 |
FPS FPS |
868 |
| 05-Jun-12 | MBL | On market sale | AUD 1.91 | -680 | FPS | 680 |
| 05-Jun-12 | MBL | On market sale | AUD 1.91 | -416 | FPS | 416 |
| 05-Jun-12 | MBL | On market sale | AUD 1.91 | -4,557 | FPS | 4,557 |
| 05-Jun-12 | MBL | On market purchase | AUD 1.91 | 1,414 | FPS | 1,414 |
| 05-Jun-12 06-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.91 AUD 1.93 |
5,178 -446 |
FPS FPS |
5,178 446 |
| 06-Jun-12 | MBL | On market sale | AUD 1.92 | -8,829 | FPS | 8,829 |
| 06-Jun-12 | MBL | On market sale | AUD 1.93 | -152 | FPS | 152 |
| 06-Jun-12 | MBL | On market purchase | AUD 1.92 | 3,466 | FPS | 3,466 |
| 06-Jun-12 | MBL | On market purchase | AUD 1.94 | 518 | FPS | 518 |
| 06-Jun-12 06-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.93 AUD 1.92 |
-405 393 |
FPS FPS |
405 393 |
| 06-Jun-12 | MBL | On market sale | AUD 1.92 | -242 | FPS | 242 |
| 06-Jun-12 | MBL | On market purchase | AUD 1.92 | 398 | FPS | 398 |
| 06-Jun-12 | MBL | On market purchase | AUD 1.93 | 202 | FPS | 202 |
| 06-Jun-12 | MBL | On market sale | AUD 1.93 | -283 | FPS | 283 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 06-Jun-12 | MBL | On market sale | AUD 1.93 | -202 | FPS | 202 |
| 06-Jun-12 | MBL | On market purchase | AUD 1.93 | 304 | FPS | 304 |
| 06-Jun-12 | MBL | On market sale | AUD 1.93 | -355 | FPS | 355 |
| 06-Jun-12 | MBL | On market purchase | AUD 1.92 | 1,035 | FPS | 1,035 |
| 06-Jun-12 | MBL | On market purchase | AUD 1.92 | 228 | FPS | 228 |
| 06-Jun-12 | MBL | On market sale | AUD 1.92 | -191 | FPS | 191 |
| 06-Jun-12 | MBL | On market purchase | AUD 1.92 | 1,035 | FPS | 1,035 |
| 06-Jun-12 | MBL | On market purchase | AUD 1.92 | 78 | FPS | 78 |
| 06-Jun-12 | MBL | On market sale | AUD 1.92 | -234 | FPS | 234 |
| 06-Jun-12 | MBL | On market sale | AUD 1.93 | -191 | FPS | 191 |
| 06-Jun-12 | MBL | On market sale | AUD 1.93 | -1,035 | FPS | 1,035 |
| 06-Jun-12 | MBL | On market purchase | AUD 1.93 | 1,035 | FPS | 1,035 |
| 06-Jun-12 | MBL | On market sale | AUD 1.93 | -202 | FPS | 202 |
| 06-Jun-12 | MBL | On market purchase | AUD 1.92 | 117 | FPS | 117 |
| 06-Jun-12 | MBL | On market sale | AUD 1.93 | -117 | FPS | 117 |
| 06-Jun-12 | MBL | On market sale | AUD 1.93 | -234 | FPS | 234 |
| 06-Jun-12 | MBL | On market sale | AUD 1.93 | -1,118 | FPS | 1,118 |
| 06-Jun-12 | MBL | On market sale | AUD 1.93 | -51 | FPS | 51 |
| 06-Jun-12 | MBL | On market purchase | AUD 1.93 | 233 | FPS | 233 |
| 06-Jun-12 | MBL | On market purchase | AUD 1.93 | 778 | FPS | 778 |
| 06-Jun-12 | MBL | On market sale | AUD 1.93 | -3,510 | FPS | 3,510 |
| 06-Jun-12 | MBL | On market sale | AUD 1.94 | -403 | FPS | 403 |
| 06-Jun-12 | MBL | On market purchase | AUD 1.94 | 4,604 | FPS | 4,604 |
| 06-Jun-12 07-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.94 AUD 1.94 |
3,623 -8,110 |
FPS FPS |
3,623 8,110 |
| 07-Jun-12 | MBL | On market sale | AUD 1.93 | -12,158 | FPS | 12,158 |
| 07-Jun-12 | MBL | On market purchase | AUD 1.92 | 1,035 | FPS | 1,035 |
| 07-Jun-12 | MBL | On market sale | AUD 1.92 | -664 | FPS | 664 |
| 07-Jun-12 | MBL | On market purchase | AUD 1.92 | 438 | FPS | 438 |
| 07-Jun-12 | MBL | On market purchase | AUD 1.92 | 74 | FPS | 74 |
| 07-Jun-12 | MBL | On market sale | AUD 1.93 | -292 | FPS | 292 |
| 07-Jun-12 | MBL | On market purchase | AUD 1.92 | 1,034 | FPS | 1,034 |
| 07-Jun-12 | MBL | On market purchase | AUD 1.93 | 111 | FPS | 111 |
| 07-Jun-12 | MBL | On market purchase | AUD 1.93 | 2,069 | FPS | 2,069 |
| 07-Jun-12 | MBL | On market sale | AUD 1.93 | -334 | FPS | 334 |
| 07-Jun-12 | MBL | On market purchase | AUD 1.93 | 186 | FPS | 186 |
| 07-Jun-12 | MBL | On market sale | AUD 1.93 | -449 | FPS | 449 |
| 07-Jun-12 | MBL | On market purchase | AUD 1.94 | 25,480 | FPS | 25,480 |
| 07-Jun-12 | MBL | On market sale | AUD 1.93 | -186 | FPS | 186 |
| 07-Jun-12 | MBL | On market sale | AUD 1.93 | -450 | FPS | 450 |
| 07-Jun-12 | MBL | On market purchase | AUD 1.93 | 391 | FPS | 391 |
| 07-Jun-12 | MBL | On market purchase | AUD 1.93 | 1,035 | FPS | 1,035 |
| 07-Jun-12 | MBL | On market sale | AUD 1.93 | -391 | FPS | 391 |
| 07-Jun-12 | MBL MBL |
On market purchase | AUD 1.94 | 2,069 | FPS | 2,069 390 |
| 07-Jun-12 07-Jun-12 |
MBL | On market purchase On market sale |
AUD 1.94 AUD 1.94 |
390 -1,340 |
FPS FPS |
1,340 |
| 07-Jun-12 | MBL | On market purchase | AUD 1.94 | 2,516 | FPS | 2,516 |
| 07-Jun-12 | MBL | On market purchase | AUD 1.94 | 1,966 | FPS | 1,966 |
| 07-Jun-12 | MBL | On market purchase | AUD 1.94 | 25,480 | FPS | 25,480 |
| 08-Jun-12 | MBL | On market purchase | AUD 1.94 | 4,544 | FPS | 4,544 |
| 08-Jun-12 | MBL | On market purchase | AUD 1.96 | 2,219 | FPS | 2,219 |
| 08-Jun-12 | MBL | On market purchase | AUD 1.94 | 5,877 | FPS | 5,877 |
| 08-Jun-12 | MBL | On market purchase | AUD 1.96 | 3,729 | FPS | 3,729 |
| 08-Jun-12 | MBL | On market purchase | AUD 1.94 | 1,052 | FPS | 1,052 |
| 08-Jun-12 | MBL | On market purchase | AUD 1.94 | 231 | FPS | 231 |
| 08-Jun-12 | MBL | On market sale | AUD 1.94 | -77 | FPS | 77 |
| 08-Jun-12 | MBL | On market sale | AUD 1.94 | -77 | FPS | 77 |
| 08-Jun-12 | MBL | On market sale | AUD 1.94 | -77 | FPS | 77 |
| 08-Jun-12 | MBL | On market sale | AUD 1.94 | -532 | FPS | 532 |
| 08-Jun-12 | MBL | On market purchase | AUD 1.94 | 460 | FPS | 460 |
| 08-Jun-12 | MBL | On market sale | AUD 1.94 | -232 | FPS | 232 |
| 08-Jun-12 | MBL | On market purchase | AUD 1.94 | 547 | FPS | 547 |
| 08-Jun-12 | MBL | On market sale | AUD 1.95 | -229 | FPS | 229 |
| 08-Jun-12 08-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.95 AUD 1.95 |
231 -225 |
FPS FPS |
231 225 |
| 08-Jun-12 | MBL | On market purchase | AUD 1.95 | 231 | FPS | 231 |
| 08-Jun-12 | MBL | On market sale | AUD 1.95 | -998 | FPS | 998 |
| 08-Jun-12 | MBL | On market purchase | AUD 1.95 | 1,035 | FPS | 1,035 |
| 08-Jun-12 | MBL | On market purchase | AUD 1.96 | 689 | FPS | 689 |
| 08-Jun-12 | MBL | On market sale | AUD 1.96 | -1,134 | FPS | 1,134 |
| 08-Jun-12 | MBL | On market purchase | AUD 1.96 | 1,530 | FPS | 1,530 |
| 08-Jun-12 | MBL | On market purchase | AUD 1.96 | 307 | FPS | 307 |
| 08-Jun-12 | MBL | On market sale | AUD 1.96 | -614 | FPS | 614 |
| 08-Jun-12 | MBL | On market sale | AUD 1.96 | -288 | FPS | 288 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 08-Jun-12 | MBL | On market purchase | AUD 1.96 | 614 | FPS | 614 |
| 08-Jun-12 | MBL | On market purchase | AUD 1.95 | 1,034 | FPS | 1,034 |
| 08-Jun-12 | MBL | On market purchase | AUD 1.95 | 1,488 | FPS | 1,488 |
| 08-Jun-12 | MBL | On market purchase | AUD 1.94 | 386 | FPS | 386 |
| 08-Jun-12 08-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.95 AUD 1.94 |
-772 541 |
FPS FPS |
772 541 |
| 08-Jun-12 | MBL | On market sale | AUD 1.94 | -929 | FPS | 929 |
| 08-Jun-12 | MBL | On market sale | AUD 1.94 | -1,071 | FPS | 1,071 |
| 08-Jun-12 | MBL | On market sale | AUD 1.94 | -8,172 | FPS | 8,172 |
| 12-Jun-12 | MBL | On market sale | AUD 1.96 | -177 | FPS | 177 |
| 12-Jun-12 | MBL | On market sale | AUD 1.97 | -1 | FPS | 1 |
| 12-Jun-12 | MBL | On market sale | AUD 1.94 | -200 | FPS | 200 |
| 12-Jun-12 | MBL | On market sale | AUD 1.97 | -384 | FPS | 384 |
| 12-Jun-12 12-Jun-12 |
MBL MBL |
On market sale On market sale |
AUD 1.97 AUD 1.94 |
-7,968 -21,490 |
FPS FPS |
7,968 21,490 |
| 12-Jun-12 | MBL | On market purchase | AUD 1.94 | 1,034 | FPS | 1,034 |
| 12-Jun-12 | MBL | On market purchase | AUD 1.94 | 332 | FPS | 332 |
| 12-Jun-12 | MBL | On market sale | AUD 1.95 | -287 | FPS | 287 |
| 12-Jun-12 | MBL | On market sale | AUD 1.95 | -324 | FPS | 324 |
| 12-Jun-12 | MBL | On market purchase | AUD 1.95 | 2,069 | FPS | 2,069 |
| 12-Jun-12 | MBL | On market purchase | AUD 1.95 | 528 | FPS | 528 |
| 12-Jun-12 | MBL | On market sale | AUD 1.95 | -848 | FPS | 848 |
| 12-Jun-12 12-Jun-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.95 AUD 1.94 |
370 1,034 |
FPS FPS |
370 1,034 |
| 12-Jun-12 | MBL | On market purchase | AUD 1.94 | 351 | FPS | 351 |
| 12-Jun-12 | MBL | On market purchase | AUD 1.94 | 871 | FPS | 871 |
| 12-Jun-12 | MBL | On market sale | AUD 1.94 | -886 | FPS | 886 |
| 12-Jun-12 | MBL | On market purchase | AUD 1.95 | 444 | FPS | 444 |
| 12-Jun-12 | MBL | On market sale | AUD 1.95 | -492 | FPS | 492 |
| 12-Jun-12 12-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.95 AUD 1.95 |
-276 1,981 |
FPS FPS |
276 1,981 |
| 12-Jun-12 | MBL | On market sale | AUD 1.97 | -1,427 | FPS | 1,427 |
| 12-Jun-12 | MBL | On market purchase | AUD 1.96 | 542 | FPS | 542 |
| 12-Jun-12 | MBL | On market sale | AUD 1.96 | -14,350 | FPS | 14,350 |
| 12-Jun-12 | MBL | On market sale | AUD 1.96 | -9,900 | FPS | 9,900 |
| 12-Jun-12 | MBL MBL |
On market sale | AUD 1.96 | -295 | FPS | 295 1,180 |
| 12-Jun-12 12-Jun-12 |
MBL | On market purchase On market sale |
AUD 1.96 AUD 1.96 |
1,180 -296 |
FPS FPS |
296 |
| 12-Jun-12 | MBL | On market purchase | AUD 1.96 | 2,069 | FPS | 2,069 |
| 12-Jun-12 | MBL | On market purchase | AUD 1.95 | 296 | FPS | 296 |
| 12-Jun-12 | MBL | On market sale | AUD 1.96 | -9,900 | FPS | 9,900 |
| 12-Jun-12 | MBL | On market sale | AUD 1.96 | -560 | FPS | 560 |
| 12-Jun-12 12-Jun-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.96 AUD 1.96 |
560 1,471 |
FPS FPS |
560 1,471 |
| 12-Jun-12 | MBL | On market purchase | AUD 1.97 | 480 | FPS | 480 |
| 12-Jun-12 | MBL | On market sale | AUD 1.97 | -637 | FPS | 637 |
| 12-Jun-12 | MBL | On market sale | AUD 1.98 | -6,309 | FPS | 6,309 |
| 12-Jun-12 | MBL | On market sale | AUD 1.98 | -3,078 | FPS | 3,078 |
| 12-Jun-12 12-Jun-12 |
MBL MBL |
On market sale On market purchase |
N/A N/A |
-4,951 9,900 |
FPS FPS |
4,951 9,900 |
| 12-Jun-12 | MBL | On market purchase | N/A | 4,450 | FPS | 4,450 |
| 12-Jun-12 | MBL | On market purchase | N/A | 9,900 | FPS | 9,900 |
| 12-Jun-12 | MBL | On market purchase | N/A | 9,900 | FPS | 9,900 |
| 12-Jun-12 | MBL | On market sale | N/A | -9,900 | FPS | 9,900 |
| 12-Jun-12 12-Jun-12 |
MBL MBL |
On market sale On market sale |
N/A N/A |
-4,450 -9,900 |
FPS FPS |
4,450 9,900 |
| 12-Jun-12 | MBL | On market sale | N/A | -9,900 | FPS | 9,900 |
| Borrow Delivery under Stock Lending Agreement - Refer |
AUD 1.84 | |||||
| 12-Jun-12 | MBL | to Annex F | 1,000,000 | FPS | 1,000,000 | |
| 13-Jun-12 | MBL | On market sale | AUD 1.98 | -804 | FPS | 804 |
| 13-Jun-12 | MBL | On market purchase | AUD 1.98 | 957 | FPS | 957 |
| 13-Jun-12 13-Jun-12 |
MBL MBL |
On market sale On market sale |
AUD 2.00 AUD 1.97 |
-1,194 -34 |
FPS FPS |
1,194 34 |
| 13-Jun-12 | MBL | On market sale | AUD 1.98 | -8,498 | FPS | 8,498 |
| 13-Jun-12 | MBL | On market sale | AUD 1.99 | -6,061 | FPS | 6,061 |
| 13-Jun-12 | MBL | On market purchase | AUD 2.00 | 1,034 | FPS | 1,034 |
| 13-Jun-12 | MBL | On market sale | AUD 2.00 | -634 | FPS | 634 |
| 13-Jun-12 13-Jun-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.99 AUD 1.99 |
673 345 |
FPS FPS |
673 345 |
| 13-Jun-12 | MBL | On market sale | AUD 1.99 | -160 | FPS | 160 |
| 13-Jun-12 | MBL | On market sale | AUD 2.00 | -687 | FPS | 687 |
| 13-Jun-12 | MBL | On market purchase | AUD 2.00 | 713 | FPS | 713 |
| 13-Jun-12 | MBL | On market purchase | AUD 1.99 | 160 | FPS | 160 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 13-Jun-12 | MBL | On market purchase | AUD 1.98 | 387 | FPS | 387 |
| 13-Jun-12 | MBL | On market sale | AUD 1.98 | -1,034 | FPS | 1,034 |
| 13-Jun-12 | MBL | On market sale | AUD 1.98 | -161 | FPS | 161 |
| 13-Jun-12 | MBL | On market purchase | AUD 1.97 | 404 | FPS | 404 |
| 13-Jun-12 | MBL | On market sale | AUD 1.97 | -163 | FPS | 163 |
| 13-Jun-12 13-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.97 AUD 1.98 |
581 -1,034 |
FPS FPS |
581 1,034 |
| 13-Jun-12 | MBL | On market sale | AUD 1.98 | -470 | FPS | 470 |
| 13-Jun-12 | MBL | On market purchase | AUD 1.98 | 464 | FPS | 464 |
| 13-Jun-12 | MBL | On market sale | AUD 1.98 | -243 | FPS | 243 |
| 13-Jun-12 | MBL | On market sale | AUD 1.98 | -1,034 | FPS | 1,034 |
| 13-Jun-12 | MBL | On market sale | AUD 1.97 | -6,767 | FPS | 6,767 |
| 13-Jun-12 | MBL | On market purchase | AUD 1.98 | 243 | FPS | 243 |
| 13-Jun-12 13-Jun-12 |
MBL MBL |
On market sale On market sale |
AUD 1.98 AUD 1.98 |
-243 -243 |
FPS FPS |
243 243 |
| 13-Jun-12 | MBL | On market purchase | AUD 1.98 | 486 | FPS | 486 |
| 13-Jun-12 | MBL | On market purchase | AUD 1.98 | 972 | FPS | 972 |
| 13-Jun-12 | MBL | On market sale | AUD 1.98 | -2,424 | FPS | 2,424 |
| 13-Jun-12 | MBL | On market purchase | AUD 1.98 | 3,929 | FPS | 3,929 |
| 13-Jun-12 | MBL | On market purchase | N/A | 6,767 | FPS | 6,767 |
| 13-Jun-12 | MBL | On market sale | N/A | -6,767 | FPS | 6,767 |
| 14-Jun-12 14-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.97 AUD 1.99 |
98 -100 |
FPS FPS |
98 100 |
| 14-Jun-12 | MBL | On market sale | AUD 1.98 | -900 | FPS | 900 |
| 14-Jun-12 | MBL | On market sale | AUD 1.98 | -100 | FPS | 100 |
| 14-Jun-12 | MBL | On market sale | AUD 2.00 | -333 | FPS | 333 |
| 14-Jun-12 | MBL | On market purchase | AUD 1.98 | 435 | FPS | 435 |
| 14-Jun-12 14-Jun-12 |
MBL MBL |
On market sale On market sale |
AUD 1.99 AUD 1.99 |
-580 -1,034 |
FPS FPS |
580 1,034 |
| 14-Jun-12 | MBL | On market sale | AUD 1.99 | -149 | FPS | 149 |
| 14-Jun-12 | MBL | On market purchase | AUD 1.98 | 356 | FPS | 356 |
| 14-Jun-12 | MBL | On market sale | AUD 1.97 | -1,008 | FPS | 1,008 |
| 14-Jun-12 | MBL | On market sale | AUD 1.98 | -222 | FPS | 222 |
| 14-Jun-12 | MBL | On market purchase | AUD 1.97 | 448 | FPS | 448 |
| 14-Jun-12 14-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.98 AUD 1.97 |
-224 224 |
FPS FPS |
224 224 |
| 14-Jun-12 | MBL | On market sale | AUD 1.97 | -727 | FPS | 727 |
| 14-Jun-12 | MBL | On market sale | AUD 1.97 | -307 | FPS | 307 |
| 14-Jun-12 | MBL | On market sale | AUD 1.97 | -214 | FPS | 214 |
| 14-Jun-12 | MBL | On market purchase | AUD 1.96 | 436 | FPS | 436 |
| 14-Jun-12 14-Jun-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.96 AUD 1.97 |
218 2,068 |
FPS FPS |
218 2,068 |
| 14-Jun-12 | MBL | On market purchase | AUD 1.97 | 298 | FPS | 298 |
| 14-Jun-12 | MBL | On market purchase | AUD 1.96 | 994 | FPS | 994 |
| 14-Jun-12 | MBL | On market sale | AUD 1.96 | -3,412 | FPS | 3,412 |
| 14-Jun-12 | MBL | On market purchase | AUD 1.96 | 1,408 | FPS | 1,408 |
| 14-Jun-12 14-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.97 AUD 1.97 |
405 -13,982 |
FPS FPS |
405 13,982 |
| 14-Jun-12 | MBL | On market purchase | AUD 1.97 | 372 | FPS | 372 |
| 14-Jun-12 | MBL | On market sale | AUD 1.97 | -372 | FPS | 372 |
| 14-Jun-12 | MBL | On market purchase | AUD 1.97 | 551 | FPS | 551 |
| 14-Jun-12 | MBL | On market sale | AUD 1.97 | -3,415 | FPS | 3,415 |
| 14-Jun-12 14-Jun-12 |
MBL MBL |
On market purchase On market purchase |
N/A N/A |
5,000 4,454 |
FPS FPS |
5,000 4,454 |
| 14-Jun-12 | MBL | On market purchase | N/A | 4,900 | FPS | 4,900 |
| 14-Jun-12 | MBL | On market sale | N/A | -4,454 | FPS | 4,454 |
| 14-Jun-12 | MBL | On market sale | N/A | -5,000 | FPS | 5,000 |
| 14-Jun-12 | MBL | On market sale | N/A | -4,900 | FPS | 4,900 |
| 15-Jun-12 | MBL MBL |
On market purchase | AUD 1.95 | 806 | FPS | 806 44,235 |
| 15-Jun-12 15-Jun-12 |
MBL | On market purchase On market purchase |
AUD 1.94 AUD 1.94 |
44,235 4,516 |
FPS FPS |
4,516 |
| 15-Jun-12 | MBL | On market sale | AUD 1.95 | -1 | FPS | 1 |
| 15-Jun-12 | MBL | On market sale | AUD 1.95 | -17 | FPS | 17 |
| 15-Jun-12 | MBL | On market purchase | AUD 1.94 | 2,524 | FPS | 2,524 |
| 15-Jun-12 | MBL | On market purchase | AUD 1.94 | 562 | FPS | 562 |
| 15-Jun-12 15-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.94 AUD 1.95 |
-658 320 |
FPS FPS |
658 320 |
| 15-Jun-12 | MBL | On market purchase | AUD 1.96 | 112 | FPS | 112 |
| 15-Jun-12 | MBL | On market sale | AUD 1.95 | -323 | FPS | 323 |
| 15-Jun-12 | MBL | On market purchase | AUD 1.94 | 324 | FPS | 324 |
| 15-Jun-12 | MBL | On market sale | AUD 1.94 | -431 | FPS | 431 |
| 15-Jun-12 15-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.94 AUD 1.95 |
-2,067 112 |
FPS FPS |
2,067 112 |
| 15-Jun-12 | MBL | On market sale | AUD 1.95 | -323 | FPS | 323 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 15-Jun-12 | MBL | On market purchase | AUD 1.95 | 2,067 | FPS | 2,067 |
| 15-Jun-12 | MBL | On market purchase | AUD 1.95 | 768 | FPS | 768 |
| 15-Jun-12 | MBL | On market sale | AUD 1.94 | -330 | FPS | 330 |
| 15-Jun-12 | MBL | On market sale | AUD 1.95 | -113 | FPS | 113 |
| 15-Jun-12 | MBL | On market sale | AUD 1.95 | -378 | FPS | 378 |
| 15-Jun-12 | MBL | On market purchase | AUD 1.95 | 221 | FPS | 221 |
| 15-Jun-12 | MBL | On market purchase | AUD 1.95 | 110 | FPS | 110 |
| 15-Jun-12 | MBL | On market sale | AUD 1.95 | -1,034 | FPS | 1,034 |
| 15-Jun-12 | MBL | On market purchase | AUD 1.95 | 185 | FPS | 185 |
| 15-Jun-12 | MBL | On market sale | AUD 1.95 | -356 | FPS | 356 |
| 15-Jun-12 | MBL | On market sale | AUD 1.95 | -188 | FPS | 188 |
| 15-Jun-12 | MBL | On market sale | AUD 1.95 | -1,070 | FPS | 1,070 |
| 15-Jun-12 | MBL | On market sale | AUD 1.95 | -122 | FPS | 122 |
| 15-Jun-12 | MBL | On market purchase | AUD 1.95 | 188 | FPS | 188 |
| 15-Jun-12 | MBL | On market purchase | AUD 1.95 | 263 | FPS | 263 |
| 15-Jun-12 | MBL | On market purchase | AUD 1.95 | 2,068 | FPS | 2,068 |
| 15-Jun-12 | MBL | On market sale | AUD 1.95 | -451 | FPS | 451 |
| 15-Jun-12 | MBL | On market sale | AUD 1.95 | -564 | FPS | 564 |
| 15-Jun-12 | MBL | On market purchase | AUD 1.94 | 2,142 | FPS | 2,142 |
| 15-Jun-12 | MBL | On market sale | AUD 1.94 | -5,680 | FPS | 5,680 |
| 15-Jun-12 | MBL | On market sale | AUD 1.94 | -4,560 | FPS | 4,560 |
| 15-Jun-12 15-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.94 AUD 1.94 |
-1,094 26,432 |
FPS FPS |
1,094 26,432 |
| 15-Jun-12 | MBL | On market purchase | AUD 1.94 | 15,174 | FPS | 15,174 |
| 15-Jun-12 | MBL | On market purchase | AUD 1.94 | 60,404 | FPS | 60,404 |
| 15-Jun-12 | MBL | On market sale | AUD 1.94 | -60,404 | FPS | 60,404 |
| 15-Jun-12 | MBL | On market sale | N/A | -4,951 | FPS | 4,951 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.95 | 10,800 | FPS | 10,800 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.95 | 44,659 | FPS | 44,659 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.95 | 3,909 | FPS | 3,909 |
| 18-Jun-12 | MBL | On market sale | AUD 1.95 | -428 | FPS | 428 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.95 | 8,553 | FPS | 8,553 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.95 | 5,220 | FPS | 5,220 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.95 | 1,749 | FPS | 1,749 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.95 | 1,032 | FPS | 1,032 |
| 18-Jun-12 | MBL | On market sale | AUD 1.95 | -444 | FPS | 444 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.95 | 429 | FPS | 429 |
| 18-Jun-12 | MBL | On market sale | AUD 1.95 | -296 | FPS | 296 |
| 18-Jun-12 18-Jun-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.95 AUD 1.95 |
575 148 |
FPS FPS |
575 148 |
| 18-Jun-12 | MBL | On market sale | AUD 1.94 | -26,432 | FPS | 26,432 |
| 18-Jun-12 | MBL | On market sale | AUD 1.95 | -663 | FPS | 663 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.95 | 2,064 | FPS | 2,064 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.95 | 133 | FPS | 133 |
| 18-Jun-12 | MBL | On market sale | AUD 1.95 | -286 | FPS | 286 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.95 | 1,549 | FPS | 1,549 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.95 | 351 | FPS | 351 |
| 18-Jun-12 | MBL | On market sale | AUD 1.95 | -424 | FPS | 424 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.95 | 212 | FPS | 212 |
| 18-Jun-12 | MBL | On market sale | AUD 1.95 | -339 | FPS | 339 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.95 | 1,548 | FPS | 1,548 |
| 18-Jun-12 | MBL MBL |
On market sale | AUD 1.95 | -333 | FPS | 333 333 |
| 18-Jun-12 18-Jun-12 |
MBL | On market sale On market sale |
AUD 1.95 AUD 1.95 |
-333 -62 |
FPS FPS |
62 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.95 | 2,064 | FPS | 2,064 |
| 18-Jun-12 | MBL | On market sale | AUD 1.95 | -444 | FPS | 444 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.95 | 2,684 | FPS | 2,684 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.95 | 1,776 | FPS | 1,776 |
| 18-Jun-12 | MBL | On market sale | N/A | -4,951 | FPS | 4,951 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.94 | 5,680 | FPS | 5,680 |
| 18-Jun-12 | MBL | On market sale | AUD 1.94 | -5,680 | FPS | 5,680 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.94 | 4,560 | FPS | 4,560 |
| 18-Jun-12 | MBL | On market sale | AUD 1.94 | -4,560 | FPS | 4,560 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.94 | 5,680 | FPS | 5,680 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.94 | 4,560 | FPS | 4,560 |
| 18-Jun-12 18-Jun-12 |
MBL MBL |
On market sale On market sale |
AUD 1.94 AUD 1.94 |
-5,680 -4,560 |
FPS FPS |
5,680 4,560 |
| 18-Jun-12 | MBL | On market sale | AUD 1.94 | -15,174 | FPS | 15,174 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.94 | 4,560 | FPS | 4,560 |
| 18-Jun-12 | MBL | On market sale | AUD 1.94 | -19,734 | FPS | 19,734 |
| 18-Jun-12 | MBL | On market sale | AUD 1.94 | -19,734 | FPS | 19,734 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.94 | 19,734 | FPS | 19,734 |
| 18-Jun-12 | MBL | On market purchase | AUD 1.94 | 19,734 | FPS | 19,734 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| Borrow Return under Stock | AUD 1.86 | |||||
| 18-Jun-12 | MBL | Lending Agreement - Refer to Annex F |
-683,200 | FPS | 683,200 | |
| 19-Jun-12 | MBL | On market purchase | AUD 1.96 | 100 | FPS | 100 |
| 19-Jun-12 | MBL | On market sale | AUD 1.96 | -17 | FPS | 17 |
| 19-Jun-12 | MBL | On market sale | AUD 1.96 | -100 | FPS | 100 |
| 19-Jun-12 | MBL | On market purchase | AUD 1.95 | 571 | FPS | 571 |
| 19-Jun-12 | MBL | On market sale | AUD 1.94 | -1,548 | FPS | 1,548 |
| 19-Jun-12 19-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.96 AUD 1.96 |
-378 393 |
FPS FPS |
378 393 |
| 19-Jun-12 | MBL | On market purchase | AUD 1.96 | 79 | FPS | 79 |
| 19-Jun-12 | MBL | On market purchase | AUD 1.96 | 159 | FPS | 159 |
| 19-Jun-12 | MBL | On market sale | AUD 1.96 | -318 | FPS | 318 |
| 19-Jun-12 | MBL | On market sale | AUD 1.96 | -160 | FPS | 160 |
| 19-Jun-12 19-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.96 AUD 1.96 |
-319 636 |
FPS FPS |
319 636 |
| 19-Jun-12 | MBL | On market sale | AUD 1.96 | -159 | FPS | 159 |
| 19-Jun-12 | MBL | On market purchase | AUD 1.96 | 238 | FPS | 238 |
| 19-Jun-12 | MBL | On market sale | AUD 1.96 | -473 | FPS | 473 |
| 19-Jun-12 | MBL | On market sale | AUD 1.97 | -223 | FPS | 223 |
| 19-Jun-12 19-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.96 AUD 1.96 |
709 -798 |
FPS FPS |
709 798 |
| 19-Jun-12 | MBL | On market purchase | AUD 1.96 | 466 | FPS | 466 |
| 19-Jun-12 | MBL | On market sale | AUD 1.96 | -704 | FPS | 704 |
| 19-Jun-12 | MBL | On market purchase | AUD 1.96 | 702 | FPS | 702 |
| 19-Jun-12 | MBL | On market purchase | AUD 1.95 | 1,492 | FPS | 1,492 |
| 19-Jun-12 19-Jun-12 |
MBL MBL |
On market sale On market sale |
AUD 1.95 AUD 1.95 |
-1,042 -300 |
FPS FPS |
1,042 300 |
| 19-Jun-12 | MBL | On market sale | AUD 1.95 | -2,271 | FPS | 2,271 |
| 20-Jun-12 | MBL | On market purchase | AUD 1.97 | 22 | FPS | 22 |
| 20-Jun-12 | MBL | On market purchase | AUD 1.97 | 1,261 | FPS | 1,261 |
| 20-Jun-12 | MBL | On market purchase | AUD 1.96 | 2,718 | FPS | 2,718 |
| 20-Jun-12 20-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.97 AUD 1.96 |
-1,058 2,558 |
FPS FPS |
1,058 2,558 |
| 20-Jun-12 | MBL | On market purchase | AUD 1.97 | 4,681 | FPS | 4,681 |
| 20-Jun-12 | MBL | On market purchase | AUD 1.96 | 566 | FPS | 566 |
| 20-Jun-12 | MBL | On market purchase | AUD 1.97 | 2,368 | FPS | 2,368 |
| 20-Jun-12 | MBL MBL |
On market purchase | AUD 1.97 | 516 | FPS | 516 212 |
| 20-Jun-12 20-Jun-12 |
MBL | On market purchase On market sale |
AUD 1.97 AUD 1.97 |
212 -341 |
FPS FPS |
341 |
| 20-Jun-12 | MBL | On market purchase | AUD 1.97 | 282 | FPS | 282 |
| 20-Jun-12 | MBL | On market purchase | AUD 1.97 | 108 | FPS | 108 |
| 20-Jun-12 | MBL | On market sale | AUD 1.97 | -650 | FPS | 650 |
| 20-Jun-12 | MBL MBL |
On market purchase | AUD 1.97 | 283 | FPS | 283 545 |
| 20-Jun-12 20-Jun-12 |
MBL | On market sale On market purchase |
AUD 1.97 AUD 1.97 |
-545 629 |
FPS FPS |
629 |
| 20-Jun-12 | MBL | On market sale | AUD 1.97 | -545 | FPS | 545 |
| 20-Jun-12 | MBL | On market purchase | AUD 1.97 | 830 | FPS | 830 |
| 20-Jun-12 | MBL | On market sale | AUD 1.97 | -763 | FPS | 763 |
| 20-Jun-12 | MBL | On market purchase | AUD 1.97 | 423 | FPS | 423 |
| 20-Jun-12 20-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.96 AUD 1.96 |
433 -1,554 |
FPS FPS |
433 1,554 |
| 20-Jun-12 | MBL | On market purchase | AUD 1.97 | 1,011 | FPS | 1,011 |
| 20-Jun-12 | MBL | On market purchase | AUD 1.96 | 3,041 | FPS | 3,041 |
| 20-Jun-12 | MBL | On market sale | AUD 1.97 | -2,476 | FPS | 2,476 |
| 20-Jun-12 | MBL | On market purchase | AUD 1.96 | 1,238 | FPS | 1,238 |
| 20-Jun-12 20-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.96 AUD 1.96 |
1,817 -2,195 |
FPS FPS |
1,817 2,195 |
| 21-Jun-12 | MBL | On market purchase | AUD 1.96 | 652 | FPS | 652 |
| 21-Jun-12 | MBL | On market purchase | AUD 1.93 | 306 | FPS | 306 |
| 21-Jun-12 | MBL | On market purchase | AUD 1.96 | 16 | FPS | 16 |
| 21-Jun-12 | MBL | On market purchase | AUD 1.93 | 5,201 | FPS | 5,201 |
| 21-Jun-12 21-Jun-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.95 AUD 1.96 |
5,326 1,940 |
FPS FPS |
5,326 1,940 |
| 21-Jun-12 | MBL | On market purchase | AUD 1.93 | 54 | FPS | 54 |
| 21-Jun-12 | MBL | On market purchase | AUD 1.96 | 3,847 | FPS | 3,847 |
| 21-Jun-12 | MBL | On market purchase | AUD 1.96 | 10,717 | FPS | 10,717 |
| 21-Jun-12 | MBL | On market purchase | AUD 1.96 | 52,025 | FPS | 52,025 |
| 21-Jun-12 21-Jun-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.96 AUD 1.96 |
52,025 96,082 |
FPS FPS |
52,025 96,082 |
| 21-Jun-12 | MBL | On market purchase | AUD 1.96 | 72 | FPS | 72 |
| 21-Jun-12 | MBL | On market sale | AUD 1.96 | -90 | FPS | 90 |
| 21-Jun-12 | MBL | On market purchase | AUD 1.96 | 247 | FPS | 247 |
| 21-Jun-12 | MBL | On market sale | AUD 1.96 | -326 | FPS | 326 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 21-Jun-12 | MBL | On market sale | AUD 1.96 | -341 | FPS | 341 |
| 21-Jun-12 | MBL | On market sale | AUD 1.95 | -67 | FPS | 67 |
| 21-Jun-12 | MBL | On market purchase | AUD 1.95 | 286 | FPS | 286 |
| 21-Jun-12 | MBL | On market sale | AUD 1.95 | -144 | FPS | 144 |
| 21-Jun-12 | MBL | On market sale | AUD 1.95 | -75 | FPS | 75 |
| 21-Jun-12 21-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.94 AUD 1.93 |
-677 221 |
FPS FPS |
677 221 |
| 21-Jun-12 | MBL | On market purchase | AUD 1.93 | 8,000 | FPS | 8,000 |
| 21-Jun-12 | MBL | On market purchase | AUD 1.93 | 148 | FPS | 148 |
| 21-Jun-12 | MBL | On market sale | AUD 1.93 | -1,038 | FPS | 1,038 |
| 21-Jun-12 | MBL | On market purchase | AUD 1.93 | 297 | FPS | 297 |
| 21-Jun-12 | MBL | On market sale | AUD 1.93 | -1,645 | FPS | 1,645 |
| 21-Jun-12 | MBL | On market sale | AUD 1.92 | -2,289 | FPS | 2,289 |
| 21-Jun-12 21-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.92 N/A |
3,132 -4,951 |
FPS FPS |
3,132 4,951 |
| Borrow Return under Stock | AUD 1.85 | |||||
| Lending Agreement - Refer to | ||||||
| 21-Jun-12 | MBL | Annex C | -310,000 | FPS | 310,000 | |
| 22-Jun-12 | MBL | On market purchase | AUD 1.90 | 5,811 | FPS | 5,811 |
| 22-Jun-12 | MBL | On market purchase | AUD 1.93 | 8,056 | FPS | 8,056 |
| 22-Jun-12 22-Jun-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.93 AUD 1.92 |
15,733 4,661 |
FPS FPS |
15,733 4,661 |
| 22-Jun-12 | MBL | On market sale | AUD 1.92 | -497 | FPS | 497 |
| 22-Jun-12 | MBL | On market purchase | AUD 1.92 | 504 | FPS | 504 |
| 22-Jun-12 | MBL | On market sale | AUD 1.90 | -366 | FPS | 366 |
| 22-Jun-12 | MBL | On market purchase | AUD 1.90 | 277 | FPS | 277 |
| 22-Jun-12 | MBL | On market sale | AUD 1.91 | -399 | FPS | 399 |
| 22-Jun-12 22-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.93 AUD 1.93 |
-147 146 |
FPS FPS |
147 146 |
| 22-Jun-12 | MBL | On market sale | AUD 1.93 | -33 | FPS | 33 |
| 22-Jun-12 | MBL | On market purchase | AUD 1.93 | 183 | FPS | 183 |
| 22-Jun-12 | MBL | On market purchase | AUD 1.93 | 182 | FPS | 182 |
| 22-Jun-12 | MBL | On market sale | AUD 1.94 | -1,010 | FPS | 1,010 |
| 22-Jun-12 22-Jun-12 |
MBL MBL |
On market sale On market sale |
AUD 1.94 AUD 1.94 |
-376 -222 |
FPS FPS |
376 222 |
| 22-Jun-12 | MBL | On market sale | AUD 1.94 | -882 | FPS | 882 |
| 22-Jun-12 | MBL | On market purchase | AUD 1.92 | 20,190 | FPS | 20,190 |
| 22-Jun-12 | MBL | On market sale | AUD 1.94 | -876 | FPS | 876 |
| 22-Jun-12 | MBL | On market sale | AUD 1.93 | -7,283 | FPS | 7,283 |
| 22-Jun-12 | MBL | On market purchase | AUD 1.93 | 3,516 | FPS | 3,516 |
| Borrow Return under Stock Lending Agreement - Refer to |
AUD 1.86 | |||||
| 22-Jun-12 | MBL | Annex F | -316,800 | FPS | 316,800 | |
| 25-Jun-12 25-Jun-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.85 AUD 1.85 |
1,581 6,893 |
FPS FPS |
1,581 6,893 |
| 25-Jun-12 | MBL | On market purchase | AUD 1.85 | 3,443 | FPS | 3,443 |
| 25-Jun-12 | MBL | On market purchase | AUD 1.86 | 3,871 | FPS | 3,871 |
| 25-Jun-12 | MBL | On market purchase | AUD 1.86 | 271 | FPS | 271 |
| 25-Jun-12 | MBL | On market purchase | AUD 1.86 | 7,300 | FPS | 7,300 |
| 25-Jun-12 25-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.86 AUD 1.89 |
6,201 -1,040 |
FPS FPS |
6,201 1,040 |
| 25-Jun-12 | MBL | On market purchase | AUD 1.86 | 378 | FPS | 378 |
| 25-Jun-12 | MBL | On market purchase | AUD 1.86 | 77 | FPS | 77 |
| 25-Jun-12 | MBL | On market sale | AUD 1.86 | -455 | FPS | 455 |
| 25-Jun-12 | MBL | On market sale | AUD 1.86 | -147 | FPS | 147 |
| 25-Jun-12 | MBL MBL |
On market purchase | AUD 1.86 | 77 | FPS | 77 77 |
| 25-Jun-12 25-Jun-12 |
MBL | On market sale On market sale |
AUD 1.86 AUD 1.86 |
-77 -1,040 |
FPS FPS |
1,040 |
| 25-Jun-12 | MBL | On market sale | AUD 1.86 | -155 | FPS | 155 |
| 25-Jun-12 | MBL | On market sale | AUD 1.86 | -1,040 | FPS | 1,040 |
| 25-Jun-12 | MBL | On market purchase | AUD 1.86 | 610 | FPS | 610 |
| 25-Jun-12 | MBL | On market sale | AUD 1.86 | -465 | FPS | 465 |
| 25-Jun-12 25-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.85 AUD 1.85 |
-156 307 |
FPS FPS |
156 307 |
| 25-Jun-12 | MBL | On market sale | AUD 1.85 | -1,040 | FPS | 1,040 |
| 25-Jun-12 | MBL | On market purchase | AUD 1.85 | 155 | FPS | 155 |
| 25-Jun-12 | MBL | On market sale | AUD 1.85 | -312 | FPS | 312 |
| 25-Jun-12 | MBL | On market sale | AUD 1.85 | -234 | FPS | 234 |
| 25-Jun-12 25-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.85 AUD 1.85 |
155 -595 |
FPS FPS |
155 595 |
| 25-Jun-12 | MBL | On market purchase | AUD 1.85 | 311 | FPS | 311 |
| 25-Jun-12 | MBL | On market purchase | AUD 1.85 | 2,164 | FPS | 2,164 |
| 25-Jun-12 | MBL | On market purchase | AUD 1.84 | 782 | FPS | 782 |
| 25-Jun-12 | MBL | On market sale | AUD 1.85 | -2,170 | FPS | 2,170 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 25-Jun-12 | MBL | On market sale | AUD 1.84 | -250 | FPS | 250 |
| 25-Jun-12 | MBL | On market sale | AUD 1.84 | -936 | FPS | 936 |
| 26-Jun-12 | MBL | On market purchase | AUD 1.83 | 746 | FPS | 746 |
| 26-Jun-12 | MBL | On market purchase | AUD 1.83 | 910 | FPS | 910 |
| 26-Jun-12 | MBL | On market purchase | AUD 1.83 | 822 | FPS | 822 |
| 26-Jun-12 | MBL | On market purchase | AUD 1.83 | 1,339 | FPS | 1,339 |
| 26-Jun-12 | MBL | On market purchase | AUD 1.83 | 8,135 | FPS | 8,135 |
| 26-Jun-12 | MBL | On market purchase | AUD 1.82 | 1,808 | FPS | 1,808 |
| 26-Jun-12 | MBL | On market purchase | AUD 1.83 | 4,329 | FPS | 4,329 |
| 26-Jun-12 | MBL | On market purchase | AUD 1.83 | 1,784 | FPS | 1,784 |
| 26-Jun-12 | MBL | On market sale | AUD 1.83 | -1,040 | FPS | 1,040 |
| 26-Jun-12 | MBL | On market purchase | AUD 1.83 | 560 | FPS | 560 |
| 26-Jun-12 | MBL | On market sale | AUD 1.83 | -782 | FPS | 782 |
| 26-Jun-12 | MBL | On market sale | AUD 1.84 | -524 | FPS | 524 |
| 26-Jun-12 | MBL | On market purchase | AUD 1.83 | 544 | FPS | 544 |
| 26-Jun-12 | MBL | On market purchase | AUD 1.83 | 1,040 | FPS | 1,040 |
| 26-Jun-12 | MBL | On market sale | AUD 1.83 | -375 | FPS | 375 |
| 26-Jun-12 26-Jun-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.84 AUD 1.84 |
908 187 |
FPS FPS |
908 187 |
| 26-Jun-12 | MBL | On market sale | AUD 1.84 | -374 | FPS | 374 |
| 26-Jun-12 | MBL | On market sale | AUD 1.84 | -740 | FPS | 740 |
| 26-Jun-12 | MBL | On market purchase | AUD 1.83 | 187 | FPS | 187 |
| 26-Jun-12 | MBL | On market sale | AUD 1.83 | -282 | FPS | 282 |
| 26-Jun-12 | MBL | On market sale | AUD 1.83 | -437 | FPS | 437 |
| 26-Jun-12 | MBL | On market sale | AUD 1.83 | -117 | FPS | 117 |
| 26-Jun-12 | MBL | On market purchase | AUD 1.82 | 179 | FPS | 179 |
| 26-Jun-12 | MBL | On market sale | AUD 1.82 | -185 | FPS | 185 |
| 26-Jun-12 | MBL | On market sale | AUD 1.83 | -923 | FPS | 923 |
| 26-Jun-12 | MBL | On market sale | AUD 1.83 | -755 | FPS | 755 |
| 26-Jun-12 26-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.82 AUD 1.83 |
979 -3,536 |
FPS FPS |
979 3,536 |
| 26-Jun-12 | MBL | On market purchase | AUD 1.83 | 910 | FPS | 910 |
| Borrow Delivery under Stock | AUD 1.93 | |||||
| Lending Agreement - Refer to | ||||||
| 26-Jun-12 | MBL | Annex D | 220,000 | FPS | 220,000 | |
| Borrow Delivery under Stock | AUD 1.83 | |||||
| Lending Agreement - Refer to | ||||||
| 26-Jun-12 | MBL | Annex D | 3,700,000 | FPS | 3,700,000 | |
| Borrow Return under Stock | AUD 1.83 | |||||
| Lending Agreement - Refer to | ||||||
| 26-Jun-12 | MBL | Annex E | -500,000 | FPS | 500,000 | |
| Borrow Return under Stock Lending Agreement - Refer to |
AUD 1.83 | |||||
| 26-Jun-12 | MBL | Annex E | -3,200,000 | FPS | 3,200,000 | |
| 27-Jun-12 | MBL | On market purchase | AUD 1.83 | 100 | FPS | 100 |
| 27-Jun-12 | MBL | On market purchase | AUD 1.83 | 75 | FPS | 75 |
| 27-Jun-12 | MBL | On market sale | AUD 1.83 | -520 | FPS | 520 |
| 27-Jun-12 | MBL | On market purchase | AUD 1.83 | 75 | FPS | 75 |
| 27-Jun-12 | MBL | On market sale | AUD 1.83 | -223 | FPS | 223 |
| 27-Jun-12 | MBL | On market purchase | AUD 1.83 | 144 | FPS | 144 |
| 27-Jun-12 | MBL | On market purchase | AUD 1.82 | 72 | FPS | 72 |
| 27-Jun-12 27-Jun-12 |
MBL MBL |
On market sale On market sale |
AUD 1.82 AUD 1.83 |
-75 -73 |
FPS FPS |
75 73 |
| 27-Jun-12 | MBL | On market sale | AUD 1.83 | -1,040 | FPS | 1,040 |
| 27-Jun-12 | MBL | On market sale | AUD 1.83 | -583 | FPS | 583 |
| 27-Jun-12 | MBL | On market purchase | AUD 1.83 | 576 | FPS | 576 |
| 27-Jun-12 | MBL | On market purchase | AUD 1.83 | 1,299 | FPS | 1,299 |
| 27-Jun-12 | MBL | On market sale | AUD 1.83 | -188 | FPS | 188 |
| 27-Jun-12 | MBL | On market purchase | AUD 1.83 | 781 | FPS | 781 |
| 27-Jun-12 | MBL | On market purchase | AUD 1.83 | 173 | FPS | 173 |
| 27-Jun-12 | MBL | On market sale | AUD 1.83 | -186 | FPS | 186 |
| 27-Jun-12 | MBL | On market purchase | AUD 1.83 | 173 | FPS | 173 |
| 27-Jun-12 | MBL MBL |
On market purchase | AUD 1.83 | 1,040 | FPS | 1,040 177 |
| 27-Jun-12 27-Jun-12 |
MBL | On market purchase On market sale |
AUD 1.82 AUD 1.83 |
177 -2,080 |
FPS FPS |
2,080 |
| 27-Jun-12 | MBL | On market sale | AUD 1.83 | -393 | FPS | 393 |
| 27-Jun-12 | MBL | On market purchase | AUD 1.83 | 661 | FPS | 661 |
| 27-Jun-12 | MBL | On market sale | AUD 1.83 | -792 | FPS | 792 |
| 27-Jun-12 | MBL | On market purchase | AUD 1.83 | 582 | FPS | 582 |
| 27-Jun-12 | MBL | On market sale | AUD 1.83 | -301 | FPS | 301 |
| 27-Jun-12 | MBL | On market purchase | AUD 1.83 | 652 | FPS | 652 |
| 27-Jun-12 | MBL | On market sale | AUD 1.83 | -546 | FPS | 546 |
| 27-Jun-12 | MBL | On market sale | AUD 1.83 | -2,183 | FPS | 2,183 |
| 27-Jun-12 | MBL | On market sale | AUD 1.83 | -354 | FPS | 354 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 27-Jun-12 | MBL | On market sale | N/A | -4,951 | FPS | 4,951 |
| 28-Jun-12 | MBL | On market purchase | AUD 1.84 | 4,414 | FPS | 4,414 |
| 28-Jun-12 | MBL | On market purchase | AUD 1.84 | 757 | FPS | 757 |
| 28-Jun-12 | MBL | On market purchase | AUD 1.85 | 889 | FPS | 889 |
| 28-Jun-12 | MBL | On market purchase | AUD 1.84 | 1,039 | FPS | 1,039 |
| 28-Jun-12 | MBL | On market purchase | AUD 1.84 | 68 | FPS | 68 |
| 28-Jun-12 | MBL | On market sale | AUD 1.84 | -296 | FPS | 296 |
| 28-Jun-12 | MBL | On market purchase | AUD 1.84 | 511 | FPS | 511 |
| 28-Jun-12 | MBL | On market sale | AUD 1.85 | -216 | FPS | 216 |
| 28-Jun-12 | MBL | On market purchase | AUD 1.85 | 147 | FPS | 147 |
| 28-Jun-12 | MBL | On market purchase | AUD 1.85 | 1,039 | FPS | 1,039 |
| 28-Jun-12 | MBL | On market purchase | AUD 1.85 | 714 | FPS | 714 |
| 28-Jun-12 28-Jun-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.85 AUD 1.85 |
62 1,040 |
FPS FPS |
62 1,040 |
| 28-Jun-12 | MBL | On market purchase | AUD 1.85 | 246 | FPS | 246 |
| 28-Jun-12 | MBL | On market purchase | AUD 1.85 | 1,039 | FPS | 1,039 |
| 28-Jun-12 | MBL | On market sale | AUD 1.85 | -291 | FPS | 291 |
| 28-Jun-12 | MBL | On market sale | AUD 1.84 | -208 | FPS | 208 |
| 28-Jun-12 | MBL | On market purchase | AUD 1.84 | 250 | FPS | 250 |
| 28-Jun-12 | MBL | On market purchase | AUD 1.84 | 3,118 | FPS | 3,118 |
| 28-Jun-12 | MBL | On market sale | AUD 1.84 | -500 | FPS | 500 |
| 28-Jun-12 | MBL | On market sale | AUD 1.84 | -1,220 | FPS | 1,220 |
| 28-Jun-12 | MBL | On market purchase | AUD 1.84 | 3,741 | FPS | 3,741 |
| 28-Jun-12 28-Jun-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.84 N/A |
733 -7,426 |
FPS FPS |
733 7,426 |
| 28-Jun-12 | MBL | On market sale | N/A | -7,426 | FPS | 7,426 |
| 28-Jun-12 | MBL | On market purchase | N/A | 7,426 | FPS | 7,426 |
| Borrow Return under Stock | AUD 1.73 | |||||
| Lending Agreement - Refer to | ||||||
| 28-Jun-12 | MBL | Annex E | -3,700,000 | FPS | 3,700,000 | |
| 29-Jun-12 | MBL | On market sale | AUD 1.85 | -151 | FPS | 151 |
| 29-Jun-12 | MBL | On market sale | AUD 1.84 | -4,092 | FPS | 4,092 |
| 29-Jun-12 | MBL MBL |
On market purchase | AUD 1.84 | 42 | FPS | 42 1,872 |
| 29-Jun-12 29-Jun-12 |
MBL | On market sale On market purchase |
AUD 1.85 AUD 1.84 |
-1,872 73 |
FPS FPS |
73 |
| 29-Jun-12 | MBL | On market sale | AUD 1.83 | -1,039 | FPS | 1,039 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.82 | 123 | FPS | 123 |
| 29-Jun-12 | MBL | On market sale | AUD 1.82 | -428 | FPS | 428 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.82 | 148 | FPS | 148 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.83 | 81 | FPS | 81 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.82 | 395 | FPS | 395 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.82 | 1,955 | FPS | 1,955 |
| 29-Jun-12 29-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.83 AUD 1.82 |
-320 904 |
FPS FPS |
320 904 |
| 29-Jun-12 | MBL | On market sale | AUD 1.83 | -283 | FPS | 283 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.83 | 1,174 | FPS | 1,174 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.83 | 404 | FPS | 404 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.83 | 159 | FPS | 159 |
| 29-Jun-12 | MBL | On market sale | AUD 1.84 | -75 | FPS | 75 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.84 | 255 | FPS | 255 |
| 29-Jun-12 29-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.85 AUD 1.84 |
-111 501 |
FPS FPS |
111 501 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.86 | 241 | FPS | 241 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.85 | 637 | FPS | 637 |
| 29-Jun-12 | MBL | On market sale | AUD 1.85 | -1,363 | FPS | 1,363 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.86 | 1,837 | FPS | 1,837 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.85 | 1,663 | FPS | 1,663 |
| 29-Jun-12 29-Jun-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.85 AUD 1.85 |
100,000 415 |
FPS FPS |
100,000 415 |
| 29-Jun-12 | MBL | On market sale | AUD 1.85 | -98,133 | FPS | 98,133 |
| 29-Jun-12 | MBL | On market sale | AUD 1.85 | -1,867 | FPS | 1,867 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.85 | 1,040 | FPS | 1,040 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.84 | 1,039 | FPS | 1,039 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.84 | 158 | FPS | 158 |
| 29-Jun-12 | MBL | On market sale | AUD 1.84 | -162 | FPS | 162 |
| 29-Jun-12 29-Jun-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.84 AUD 1.84 |
-893 1,202 |
FPS FPS |
893 1,202 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.84 | 2,850 | FPS | 2,850 |
| 29-Jun-12 | MBL | On market sale | AUD 1.84 | -1,840 | FPS | 1,840 |
| 29-Jun-12 | MBL | On market sale | AUD 1.84 | -1,315 | FPS | 1,315 |
| 29-Jun-12 | MBL | On market purchase | AUD 1.84 | 12,054 | FPS | 12,054 |
| 29-Jun-12 | MBL | On market sale | N/A | -5,453 | FPS | 5,453 |
| 29-Jun-12 | MBL | On market sale | N/A | -5,453 | FPS | 5,453 |
| 29-Jun-12 | MBL | On market purchase | N/A | 5,453 | FPS | 5,453 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| Borrow Delivery under Stock | AUD 1.92 | |||||
| Lending Agreement - refer to | ||||||
| 29-Jun-12 02-Jul-12 |
MBL MBL |
Annex G On market sale |
AUD 1.88 | 380,000 -10,092 |
FPS FPS |
380,000 10,092 |
| 02-Jul-12 | MBL | On market sale | AUD 1.85 | -300 | FPS | 300 |
| 02-Jul-12 | MBL | On market sale | AUD 1.86 | -3,445 | FPS | 3,445 |
| 02-Jul-12 | MBL | On market sale | AUD 1.86 | -15,725 | FPS | 15,725 |
| 02-Jul-12 02-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.85 AUD 1.87 |
-75 -3,000 |
FPS FPS |
75 3,000 |
| 02-Jul-12 | MBL | On market sale | AUD 1.85 | -88 | FPS | 88 |
| 02-Jul-12 | MBL | On market sale | AUD 1.84 | -9,900 | FPS | 9,900 |
| 02-Jul-12 02-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.84 AUD 1.86 |
9,900 1,039 |
FPS FPS |
9,900 1,039 |
| 02-Jul-12 | MBL | On market purchase | AUD 1.83 | 1,039 | FPS | 1,039 |
| 02-Jul-12 | MBL | On market purchase | AUD 1.83 | 400 | FPS | 400 |
| 02-Jul-12 02-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.84 AUD 1.84 |
-139 109 |
FPS FPS |
139 109 |
| 02-Jul-12 | MBL | On market purchase | AUD 1.84 | 930 | FPS | 930 |
| 02-Jul-12 | MBL | On market sale | AUD 1.84 | -249 | FPS | 249 |
| 02-Jul-12 02-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.84 AUD 1.84 |
218 -9,900 |
FPS FPS |
218 9,900 |
| 02-Jul-12 | MBL | On market purchase | AUD 1.84 | 9,900 | FPS | 9,900 |
| 02-Jul-12 | MBL | On market sale | AUD 1.85 | -146 | FPS | 146 |
| 02-Jul-12 02-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.84 AUD 1.84 |
73 2,078 |
FPS FPS |
73 2,078 |
| 02-Jul-12 | MBL | On market purchase | AUD 1.84 | 218 | FPS | 218 |
| 02-Jul-12 | MBL | On market sale | AUD 1.85 | -9,900 | FPS | 9,900 |
| 02-Jul-12 02-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.85 AUD 1.85 |
-164 -18 |
FPS FPS |
164 18 |
| 02-Jul-12 | MBL | On market purchase | AUD 1.85 | 18 | FPS | 18 |
| 02-Jul-12 | MBL | On market sale | AUD 1.85 | -183 | FPS | 183 |
| 02-Jul-12 02-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.85 AUD 1.85 |
-163 -204 |
FPS FPS |
163 204 |
| 02-Jul-12 | MBL | On market sale | AUD 1.85 | -203 | FPS | 203 |
| 02-Jul-12 | MBL | On market sale | AUD 1.85 | -407 | FPS | 407 |
| 02-Jul-12 | MBL MBL |
On market sale | AUD 1.85 | -105 | FPS | 105 105 |
| 02-Jul-12 02-Jul-12 |
MBL | On market purchase On market purchase |
AUD 1.85 AUD 1.85 |
105 935 |
FPS FPS |
935 |
| 02-Jul-12 | MBL | On market sale | AUD 1.85 | -571 | FPS | 571 |
| 02-Jul-12 02-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.85 AUD 1.85 |
2,078 -74 |
FPS FPS |
2,078 74 |
| 02-Jul-12 | MBL | On market sale | AUD 1.85 | -311 | FPS | 311 |
| 02-Jul-12 | MBL | On market sale | AUD 1.85 | -328 | FPS | 328 |
| 02-Jul-12 02-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.85 AUD 1.85 |
210 172 |
FPS FPS |
210 172 |
| 02-Jul-12 | MBL | On market sale | AUD 1.86 | -30 | FPS | 30 |
| 02-Jul-12 | MBL | On market sale | AUD 1.85 | -221 | FPS | 221 |
| 02-Jul-12 02-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.85 AUD 1.86 |
-275 -109 |
FPS FPS |
275 109 |
| 02-Jul-12 | MBL | On market sale | AUD 1.86 | -92 | FPS | 92 |
| 02-Jul-12 | MBL | On market purchase | AUD 1.86 | 85 | FPS | 85 |
| 02-Jul-12 02-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.86 AUD 1.86 |
373 -339 |
FPS FPS |
373 339 |
| 02-Jul-12 | MBL | On market sale | AUD 1.86 | -367 | FPS | 367 |
| 02-Jul-12 | MBL | On market purchase | AUD 1.86 | 513 | FPS | 513 |
| 02-Jul-12 02-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.88 AUD 1.86 |
-87 -59 |
FPS FPS |
87 59 |
| 02-Jul-12 | MBL | On market sale | AUD 1.87 | -760 | FPS | 760 |
| 02-Jul-12 | MBL | On market purchase | AUD 1.87 | 1,140 | FPS | 1,140 |
| 02-Jul-12 02-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.87 AUD 1.86 |
-153 1,334 |
FPS FPS |
153 1,334 |
| 02-Jul-12 | MBL | On market sale | AUD 1.87 | -77 | FPS | 77 |
| 02-Jul-12 | MBL | On market sale | AUD 1.87 | -2,175 | FPS | 2,175 |
| 02-Jul-12 03-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.87 AUD 1.87 |
5,299 -56,683 |
FPS FPS |
5,299 56,683 |
| 03-Jul-12 | MBL | On market sale | AUD 1.85 | -1,039 | FPS | 1,039 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.85 | 237 | FPS | 237 |
| 03-Jul-12 03-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.86 AUD 1.86 |
10 -315 |
FPS FPS |
10 315 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.87 | 10 | FPS | 10 |
| 03-Jul-12 | MBL | On market sale | AUD 1.87 | -20 | FPS | 20 |
| 03-Jul-12 03-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.87 AUD 1.87 |
305 1,039 |
FPS FPS |
305 1,039 |
| 03-Jul-12 | MBL | On market sale | AUD 1.87 | -393 | FPS | 393 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 03-Jul-12 | MBL | On market purchase | AUD 1.88 | 89 | FPS | 89 |
| 03-Jul-12 | MBL | On market sale | AUD 1.88 | -79 | FPS | 79 |
| 03-Jul-12 | MBL | On market sale | AUD 1.88 | -144 | FPS | 144 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.87 | 225 | FPS | 225 |
| 03-Jul-12 | MBL | On market sale | AUD 1.88 | -118 | FPS | 118 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.87 | 1,039 | FPS | 1,039 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.87 | 10 | FPS | 10 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.87 | 1,039 | FPS | 1,039 |
| 03-Jul-12 | MBL | On market sale | AUD 1.87 | -10 | FPS | 10 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.87 | 347 | FPS | 347 |
| 03-Jul-12 | MBL | On market sale | AUD 1.87 | -169 | FPS | 169 |
| 03-Jul-12 | MBL | On market sale | AUD 1.88 | -144 | FPS | 144 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.87 | 46 | FPS | 46 |
| 03-Jul-12 | MBL | On market sale | AUD 1.87 | -174 | FPS | 174 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.87 | 278 | FPS | 278 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.87 | 10 | FPS | 10 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.87 | 637 | FPS | 637 |
| 03-Jul-12 | MBL | On market sale | AUD 1.87 | -238 | FPS | 238 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.87 | 402 | FPS | 402 |
| 03-Jul-12 | MBL MBL |
On market purchase | AUD 1.87 | 330 | FPS | 330 10 |
| 03-Jul-12 03-Jul-12 |
MBL | On market sale On market purchase |
AUD 1.87 AUD 1.87 |
-10 10 |
FPS FPS |
10 |
| 03-Jul-12 | MBL | On market sale | AUD 1.87 | -10 | FPS | 10 |
| 03-Jul-12 | MBL | On market sale | AUD 1.87 | -10 | FPS | 10 |
| 03-Jul-12 | MBL | On market sale | AUD 1.87 | -228 | FPS | 228 |
| 03-Jul-12 | MBL | On market sale | AUD 1.87 | -228 | FPS | 228 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.87 | 10 | FPS | 10 |
| 03-Jul-12 | MBL | On market sale | AUD 1.87 | -10 | FPS | 10 |
| 03-Jul-12 | MBL | On market sale | AUD 1.87 | -119 | FPS | 119 |
| 03-Jul-12 | MBL | On market sale | AUD 1.87 | -10 | FPS | 10 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.87 | 10 | FPS | 10 |
| 03-Jul-12 | MBL | On market sale | AUD 1.87 | -216 | FPS | 216 |
| 03-Jul-12 | MBL | On market sale | AUD 1.87 | -194 | FPS | 194 |
| 03-Jul-12 | MBL | On market sale | AUD 1.87 | -225 | FPS | 225 |
| 03-Jul-12 03-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.87 AUD 1.87 |
-109 -348 |
FPS FPS |
109 348 |
| 03-Jul-12 | MBL | On market sale | AUD 1.87 | -372 | FPS | 372 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.87 | 217 | FPS | 217 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.88 | 10 | FPS | 10 |
| 03-Jul-12 | MBL | On market sale | AUD 1.88 | -10 | FPS | 10 |
| 03-Jul-12 | MBL | On market sale | AUD 1.88 | -23 | FPS | 23 |
| 03-Jul-12 | MBL | On market sale | AUD 1.88 | -216 | FPS | 216 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.88 | 148 | FPS | 148 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.87 | 10 | FPS | 10 |
| 03-Jul-12 | MBL | On market sale | AUD 1.88 | -340 | FPS | 340 |
| 03-Jul-12 | MBL | On market sale | AUD 1.88 | -108 | FPS | 108 |
| 03-Jul-12 | MBL | On market sale | AUD 1.88 | -969 | FPS | 969 |
| 03-Jul-12 | MBL | On market purchase | AUD 1.87 | 99 | FPS | 99 |
| 03-Jul-12 03-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.87 AUD 1.87 |
-107 -4,364 |
FPS FPS |
107 4,364 |
| 04-Jul-12 | MBL | On market sale | AUD 1.89 | -7,695 | FPS | 7,695 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -4,520 | FPS | 4,520 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -1,092 | FPS | 1,092 |
| 04-Jul-12 | MBL | On market sale | AUD 1.91 | -1,378 | FPS | 1,378 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -2,619 | FPS | 2,619 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -96 | FPS | 96 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -2,960 | FPS | 2,960 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -11,514 | FPS | 11,514 |
| 04-Jul-12 | MBL | On market sale | AUD 1.88 | -5,039 | FPS | 5,039 |
| 04-Jul-12 | MBL | On market sale | AUD 1.89 | -2,347 | FPS | 2,347 |
| 04-Jul-12 04-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.88 AUD 1.88 |
1,039 10 |
FPS FPS |
1,039 10 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.88 | 10 | FPS | 10 |
| 04-Jul-12 | MBL | On market sale | AUD 1.88 | -244 | FPS | 244 |
| 04-Jul-12 | MBL | On market sale | AUD 1.88 | -369 | FPS | 369 |
| 04-Jul-12 | MBL | On market sale | AUD 1.88 | -20 | FPS | 20 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.88 | 231 | FPS | 231 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.88 | 72 | FPS | 72 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.88 | 56 | FPS | 56 |
| 04-Jul-12 | MBL | On market sale | AUD 1.88 | -66 | FPS | 66 |
| 04-Jul-12 | MBL | On market sale | AUD 1.89 | -126 | FPS | 126 |
| 04-Jul-12 | MBL | On market sale | AUD 1.89 | -152 | FPS | 152 |
| 04-Jul-12 | MBL | On market sale | AUD 1.89 | -230 | FPS | 230 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.89 | 20 | FPS | 20 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 04-Jul-12 | MBL | On market sale | AUD 1.89 | -37 | FPS | 37 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.89 | 37 | FPS | 37 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.89 | 143 | FPS | 143 |
| 04-Jul-12 | MBL MBL |
On market sale | AUD 1.89 | -82 | FPS | 82 216 |
| 04-Jul-12 04-Jul-12 |
MBL | On market sale On market sale |
AUD 1.90 AUD 1.90 |
-216 -101 |
FPS FPS |
101 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.90 | 370 | FPS | 370 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -20 | FPS | 20 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -64 | FPS | 64 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.90 | 64 | FPS | 64 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.89 | 308 | FPS | 308 |
| 04-Jul-12 04-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.89 AUD 1.89 |
-20 -10 |
FPS FPS |
20 10 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.89 | 30 | FPS | 30 |
| 04-Jul-12 | MBL | On market sale | AUD 1.89 | -883 | FPS | 883 |
| 04-Jul-12 | MBL | On market sale | AUD 1.89 | -287 | FPS | 287 |
| 04-Jul-12 | MBL | On market sale | AUD 1.89 | -36 | FPS | 36 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.89 | 36 | FPS | 36 |
| 04-Jul-12 04-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.89 AUD 1.90 |
437 10 |
FPS FPS |
437 10 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -31 | FPS | 31 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.90 | 31 | FPS | 31 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -10 | FPS | 10 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -336 | FPS | 336 |
| 04-Jul-12 04-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.90 AUD 1.90 |
-285 -35 |
FPS FPS |
285 35 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -181 | FPS | 181 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.90 | 190 | FPS | 190 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -10 | FPS | 10 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.90 | 12 | FPS | 12 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.90 | 10 | FPS | 10 |
| 04-Jul-12 04-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.90 AUD 1.90 |
-101 190 |
FPS FPS |
101 190 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -73 | FPS | 73 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -189 | FPS | 189 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -370 | FPS | 370 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -54 | FPS | 54 |
| 04-Jul-12 04-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.90 AUD 1.90 |
-20 -479 |
FPS FPS |
20 479 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -9 | FPS | 9 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.90 | 144 | FPS | 144 |
| 04-Jul-12 | MBL | On market sale | AUD 1.91 | -109 | FPS | 109 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -121 | FPS | 121 |
| 04-Jul-12 04-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.90 AUD 1.90 |
-128 -63 |
FPS FPS |
128 63 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -12 | FPS | 12 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -12 | FPS | 12 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.90 | 131 | FPS | 131 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -7 | FPS | 7 |
| 04-Jul-12 04-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.90 AUD 1.90 |
7 10 |
FPS FPS |
7 10 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -10 | FPS | 10 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -243 | FPS | 243 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -10 | FPS | 10 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -10 | FPS | 10 |
| 04-Jul-12 | MBL MBL |
On market purchase | AUD 1.90 | 10 | FPS | 10 26 |
| 04-Jul-12 04-Jul-12 |
MBL | On market sale On market purchase |
AUD 1.90 AUD 1.90 |
-26 26 |
FPS FPS |
26 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.90 | 298 | FPS | 298 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -257 | FPS | 257 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -289 | FPS | 289 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -10 | FPS | 10 |
| 04-Jul-12 04-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.91 AUD 1.91 |
-831 -342 |
FPS FPS |
831 342 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.91 | 20 | FPS | 20 |
| 04-Jul-12 | MBL | On market sale | AUD 1.90 | -498 | FPS | 498 |
| 04-Jul-12 | MBL | On market purchase | AUD 1.90 | 783 | FPS | 783 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -4,539 | FPS | 4,539 |
| 05-Jul-12 05-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.89 AUD 1.91 |
898 37 |
FPS FPS |
898 37 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -11,131 | FPS | 11,131 |
| 05-Jul-12 | MBL | On market sale | AUD 1.88 | -15,089 | FPS | 15,089 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -3,053 | FPS | 3,053 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -21 | FPS | 21 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 05-Jul-12 | MBL | On market purchase | AUD 1.91 | 21 | FPS | 21 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -297 | FPS | 297 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -1,038 | FPS | 1,038 |
| 05-Jul-12 | MBL | On market purchase | AUD 1.91 | 318 | FPS | 318 |
| 05-Jul-12 05-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.91 AUD 1.91 |
-20 30 |
FPS FPS |
20 30 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -253 | FPS | 253 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -741 | FPS | 741 |
| 05-Jul-12 | MBL | On market purchase | AUD 1.91 | 10 | FPS | 10 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -4,264 | FPS | 4,264 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -10 | FPS | 10 |
| 05-Jul-12 | MBL | On market purchase | AUD 1.91 | 10 | FPS | 10 |
| 05-Jul-12 | MBL MBL |
On market purchase | AUD 1.91 | 82 | FPS | 82 92 |
| 05-Jul-12 05-Jul-12 |
MBL | On market sale On market purchase |
AUD 1.91 AUD 1.90 |
-92 81 |
FPS FPS |
81 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -250 | FPS | 250 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -247 | FPS | 247 |
| 05-Jul-12 | MBL | On market purchase | AUD 1.91 | 118 | FPS | 118 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -2,995 | FPS | 2,995 |
| 05-Jul-12 05-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.91 AUD 1.91 |
10 187 |
FPS FPS |
10 187 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -30 | FPS | 30 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -340 | FPS | 340 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -626 | FPS | 626 |
| 05-Jul-12 | MBL | On market sale | AUD 1.90 | -35 | FPS | 35 |
| 05-Jul-12 | MBL MBL |
On market purchase | AUD 1.90 | 35 | FPS | 35 67 |
| 05-Jul-12 05-Jul-12 |
MBL | On market sale On market purchase |
AUD 1.91 AUD 1.91 |
-67 10 |
FPS FPS |
10 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -10 | FPS | 10 |
| 05-Jul-12 | MBL | On market sale | AUD 1.91 | -7 | FPS | 7 |
| 05-Jul-12 | MBL | On market purchase | AUD 1.91 | 7 | FPS | 7 |
| 05-Jul-12 | MBL | On market purchase | AUD 1.90 | 324 | FPS | 324 |
| 05-Jul-12 05-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.90 AUD 1.90 |
-20 143 |
FPS FPS |
20 143 |
| 05-Jul-12 | MBL | On market purchase | AUD 1.89 | 10 | FPS | 10 |
| 05-Jul-12 | MBL | On market purchase | AUD 1.89 | 10 | FPS | 10 |
| 05-Jul-12 | MBL | On market sale | AUD 1.89 | -10 | FPS | 10 |
| 05-Jul-12 | MBL | On market sale | AUD 1.89 | -159 | FPS | 159 |
| 05-Jul-12 | MBL MBL |
On market purchase | AUD 1.89 | 154 | FPS | 154 164 |
| 05-Jul-12 05-Jul-12 |
MBL | On market sale On market sale |
AUD 1.89 AUD 1.89 |
-164 -401 |
FPS FPS |
401 |
| 05-Jul-12 | MBL | On market purchase | AUD 1.89 | 33 | FPS | 33 |
| 05-Jul-12 | MBL | On market purchase | AUD 1.89 | 595 | FPS | 595 |
| 05-Jul-12 | MBL | On market sale | AUD 1.89 | -14 | FPS | 14 |
| 05-Jul-12 | MBL | On market purchase | AUD 1.89 | 10 | FPS | 10 |
| 05-Jul-12 05-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.89 AUD 1.89 |
262 20 |
FPS FPS |
262 20 |
| 05-Jul-12 | MBL | On market sale | AUD 1.89 | -20 | FPS | 20 |
| 05-Jul-12 | MBL | On market sale | AUD 1.89 | -88 | FPS | 88 |
| 05-Jul-12 | MBL | On market sale | AUD 1.89 | -169 | FPS | 169 |
| 05-Jul-12 | MBL | On market purchase | AUD 1.89 | 10 | FPS | 10 |
| 05-Jul-12 05-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.89 AUD 1.88 |
301 -171 |
FPS FPS |
301 171 |
| 05-Jul-12 | MBL | On market purchase | AUD 1.88 | 164 | FPS | 164 |
| 05-Jul-12 | MBL | On market sale | AUD 1.88 | -164 | FPS | 164 |
| 05-Jul-12 | MBL | On market purchase | AUD 1.88 | 10 | FPS | 10 |
| 05-Jul-12 | MBL | On market sale | AUD 1.88 | -10 | FPS | 10 |
| 05-Jul-12 05-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.88 AUD 1.88 |
-328 199 |
FPS FPS |
328 199 |
| 05-Jul-12 | MBL | On market sale | AUD 1.88 | -199 | FPS | 199 |
| 05-Jul-12 | MBL | On market sale | AUD 1.88 | -174 | FPS | 174 |
| 05-Jul-12 | MBL | On market purchase | AUD 1.89 | 10 | FPS | 10 |
| 05-Jul-12 | MBL | On market sale | AUD 1.89 | -72 | FPS | 72 |
| 05-Jul-12 05-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.89 AUD 1.88 |
72 -1,291 |
FPS FPS |
72 1,291 |
| 05-Jul-12 | MBL | On market sale | AUD 1.89 | -348 | FPS | 348 |
| 05-Jul-12 | MBL | On market sale | AUD 1.89 | -373 | FPS | 373 |
| 05-Jul-12 | MBL | On market sale | AUD 1.89 | -524 | FPS | 524 |
| 05-Jul-12 | MBL | On market purchase | AUD 1.89 | 4,151 | FPS | 4,151 |
| 05-Jul-12 06-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.88 AUD 1.88 |
-23 -2 |
FPS FPS |
23 2 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -50 | FPS | 50 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -150 | FPS | 150 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -5 | FPS | 5 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -954 | FPS | 954 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -312 | FPS | 312 |
| 06-Jul-12 | MBL | On market sale | AUD 1.88 | -5,945 | FPS | 5,945 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -545 | FPS | 545 |
| 06-Jul-12 | MBL | On market sale | AUD 1.88 | -1,038 | FPS | 1,038 |
| 06-Jul-12 06-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.88 AUD 1.88 |
172 -20 |
FPS FPS |
172 20 |
| 06-Jul-12 | MBL | On market sale | AUD 1.88 | -156 | FPS | 156 |
| 06-Jul-12 | MBL | On market sale | AUD 1.88 | -10 | FPS | 10 |
| 06-Jul-12 | MBL | On market sale | AUD 1.88 | -190 | FPS | 190 |
| 06-Jul-12 | MBL | On market purchase | AUD 1.88 | 30 | FPS | 30 |
| 06-Jul-12 | MBL | On market purchase | AUD 1.88 | 166 | FPS | 166 |
| 06-Jul-12 | MBL | On market sale | AUD 1.88 | -80 | FPS | 80 |
| 06-Jul-12 | MBL | On market sale | AUD 1.88 | -202 | FPS | 202 |
| 06-Jul-12 06-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.87 AUD 1.87 |
-43 43 |
FPS FPS |
43 43 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -10 | FPS | 10 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -192 | FPS | 192 |
| 06-Jul-12 | MBL | On market purchase | AUD 1.87 | 207 | FPS | 207 |
| 06-Jul-12 | MBL | On market purchase | AUD 1.87 | 20 | FPS | 20 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -100 | FPS | 100 |
| 06-Jul-12 06-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.87 AUD 1.87 |
-179 10 |
FPS FPS |
179 10 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -1,038 | FPS | 1,038 |
| 06-Jul-12 | MBL | On market purchase | AUD 1.87 | 231 | FPS | 231 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -241 | FPS | 241 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -435 | FPS | 435 |
| 06-Jul-12 06-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.87 AUD 1.87 |
-455 230 |
FPS FPS |
455 230 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -55 | FPS | 55 |
| 06-Jul-12 | MBL | On market purchase | AUD 1.87 | 28 | FPS | 28 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -28 | FPS | 28 |
| 06-Jul-12 | MBL | On market purchase | AUD 1.86 | 324 | FPS | 324 |
| 06-Jul-12 06-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.86 AUD 1.86 |
-20 -488 |
FPS FPS |
20 488 |
| 06-Jul-12 | MBL | On market purchase | AUD 1.86 | 20 | FPS | 20 |
| 06-Jul-12 | MBL | On market purchase | AUD 1.87 | 160 | FPS | 160 |
| 06-Jul-12 | MBL | On market purchase | AUD 1.87 | 144 | FPS | 144 |
| 06-Jul-12 | MBL MBL |
On market purchase | AUD 1.87 | 143 | FPS | 143 143 |
| 06-Jul-12 06-Jul-12 |
MBL | On market sale On market sale |
AUD 1.87 AUD 1.87 |
-143 -157 |
FPS FPS |
157 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -410 | FPS | 410 |
| 06-Jul-12 | MBL | On market purchase | AUD 1.87 | 200 | FPS | 200 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -64 | FPS | 64 |
| 06-Jul-12 | MBL | On market purchase | AUD 1.87 | 64 | FPS | 64 |
| 06-Jul-12 06-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.87 AUD 1.87 |
-201 -1,038 |
FPS FPS |
201 1,038 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -228 | FPS | 228 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -201 | FPS | 201 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -84 | FPS | 84 |
| 06-Jul-12 | MBL | On market sale | AUD 1.87 | -9 | FPS | 9 |
| 06-Jul-12 06-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.87 AUD 1.86 |
9 -2,698 |
FPS FPS |
9 2,698 |
| 06-Jul-12 | MBL | On market sale | AUD 1.86 | -20 | FPS | 20 |
| 06-Jul-12 | MBL | On market sale | AUD 1.86 | -396 | FPS | 396 |
| 06-Jul-12 | MBL | On market sale | AUD 1.86 | -640 | FPS | 640 |
| 06-Jul-12 | MBL | On market purchase | AUD 1.87 | 283 | FPS | 283 |
| 06-Jul-12 09-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.87 AUD 1.88 |
-283 -2,536 |
FPS FPS |
283 2,536 |
| 09-Jul-12 | MBL | On market sale | AUD 1.87 | -27,081 | FPS | 27,081 |
| 09-Jul-12 | MBL | On market purchase | AUD 1.87 | 244 | FPS | 244 |
| 09-Jul-12 | MBL | On market sale | AUD 1.87 | -28 | FPS | 28 |
| 09-Jul-12 | MBL | On market sale | AUD 1.87 | -167 | FPS | 167 |
| 09-Jul-12 09-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.87 AUD 1.87 |
28 77 |
FPS FPS |
28 77 |
| 09-Jul-12 | MBL | On market purchase | AUD 1.87 | 14 | FPS | 14 |
| 09-Jul-12 | MBL | On market sale | AUD 1.87 | -14 | FPS | 14 |
| 09-Jul-12 | MBL | On market purchase | AUD 1.87 | 14 | FPS | 14 |
| 09-Jul-12 | MBL | On market sale | AUD 1.87 | -205 | FPS | 205 |
| 09-Jul-12 09-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.87 AUD 1.87 |
-113 118 |
FPS FPS |
113 118 |
| 09-Jul-12 | MBL | On market sale | AUD 1.87 | -118 | FPS | 118 |
| 09-Jul-12 | MBL | On market purchase | AUD 1.87 | 1,038 | FPS | 1,038 |
| 09-Jul-12 | MBL | On market sale | AUD 1.87 | -14 | FPS | 14 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 09-Jul-12 | MBL | On market purchase | AUD 1.87 | 239 | FPS | 239 |
| 09-Jul-12 | MBL | On market sale | AUD 1.87 | -1,038 | FPS | 1,038 |
| 09-Jul-12 | MBL | On market purchase | AUD 1.87 | 157 | FPS | 157 |
| 09-Jul-12 | MBL | On market purchase | AUD 1.87 | 14 | FPS | 14 |
| 09-Jul-12 | MBL | On market sale | AUD 1.87 | -479 | FPS | 479 |
| 09-Jul-12 | MBL | On market purchase | AUD 1.87 | 302 | FPS | 302 |
| 09-Jul-12 | MBL | On market purchase | AUD 1.87 | 464 | FPS | 464 |
| 09-Jul-12 09-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.87 AUD 1.87 |
-14 -314 |
FPS FPS |
14 314 |
| 09-Jul-12 | MBL | On market purchase | AUD 1.87 | 14 | FPS | 14 |
| 09-Jul-12 | MBL | On market sale | AUD 1.87 | -14 | FPS | 14 |
| 09-Jul-12 | MBL | On market sale | AUD 1.87 | -318 | FPS | 318 |
| 09-Jul-12 | MBL | On market sale | AUD 1.87 | -157 | FPS | 157 |
| 09-Jul-12 | MBL | On market purchase | AUD 1.87 | 323 | FPS | 323 |
| 09-Jul-12 | MBL | On market sale | AUD 1.87 | -14 | FPS | 14 |
| 09-Jul-12 | MBL | On market purchase | AUD 1.87 | 14 | FPS | 14 |
| 09-Jul-12 | MBL | On market purchase | AUD 1.87 | 163 | FPS | 163 |
| 09-Jul-12 | MBL | On market sale | AUD 1.87 | -324 | FPS | 324 |
| 09-Jul-12 09-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.87 AUD 1.87 |
14 -14 |
FPS FPS |
14 14 |
| 09-Jul-12 | MBL | On market purchase | AUD 1.87 | 328 | FPS | 328 |
| 09-Jul-12 | MBL | On market sale | AUD 1.87 | -314 | FPS | 314 |
| 09-Jul-12 | MBL | On market sale | AUD 1.87 | -197 | FPS | 197 |
| 09-Jul-12 | MBL | On market purchase | AUD 1.87 | 305 | FPS | 305 |
| 09-Jul-12 | MBL | On market sale | AUD 1.87 | -14 | FPS | 14 |
| 09-Jul-12 | MBL | On market purchase | AUD 1.87 | 5,914 | FPS | 5,914 |
| 10-Jul-12 | MBL | On market sale | AUD 1.90 | -439 | FPS | 439 |
| 10-Jul-12 10-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.88 AUD 1.89 |
-186 -9 |
FPS FPS |
186 9 |
| 10-Jul-12 | MBL | On market sale | AUD 1.89 | -2,066 | FPS | 2,066 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.87 | 1,556 | FPS | 1,556 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.88 | 14 | FPS | 14 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.87 | 316 | FPS | 316 |
| 10-Jul-12 | MBL | On market sale | AUD 1.87 | -28 | FPS | 28 |
| 10-Jul-12 | MBL | On market sale | AUD 1.88 | -371 | FPS | 371 |
| 10-Jul-12 | MBL MBL |
On market purchase | AUD 1.88 | 93 | FPS | 93 268 |
| 10-Jul-12 10-Jul-12 |
MBL | On market sale On market sale |
AUD 1.89 AUD 1.89 |
-268 -28 |
FPS FPS |
28 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.90 | 2,075 | FPS | 2,075 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.90 | 501 | FPS | 501 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.90 | 56 | FPS | 56 |
| 10-Jul-12 | MBL | On market sale | AUD 1.90 | -342 | FPS | 342 |
| 10-Jul-12 | MBL | On market sale | AUD 1.90 | -42 | FPS | 42 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.90 | 14 | FPS | 14 |
| 10-Jul-12 | MBL | On market sale | AUD 1.89 | -246 | FPS | 246 |
| 10-Jul-12 10-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.89 AUD 1.89 |
180 -28 |
FPS FPS |
180 28 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 84 | FPS | 84 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 611 | FPS | 611 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 399 | FPS | 399 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 28 | FPS | 28 |
| 10-Jul-12 10-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.89 AUD 1.89 |
14 -384 |
FPS FPS |
14 384 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 42 | FPS | 42 |
| 10-Jul-12 | MBL | On market sale | AUD 1.89 | -42 | FPS | 42 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 194 | FPS | 194 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 638 | FPS | 638 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 14 | FPS | 14 |
| 10-Jul-12 | MBL | On market sale | AUD 1.89 | -56 | FPS | 56 |
| 10-Jul-12 | MBL | On market sale | AUD 1.89 | -166 | FPS | 166 |
| 10-Jul-12 10-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.90 AUD 1.90 |
-14 14 |
FPS FPS |
14 14 |
| 10-Jul-12 | MBL | On market sale | AUD 1.90 | -408 | FPS | 408 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 1,038 | FPS | 1,038 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 249 | FPS | 249 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 512 | FPS | 512 |
| 10-Jul-12 | MBL | On market sale | AUD 1.89 | -56 | FPS | 56 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 56 | FPS | 56 |
| 10-Jul-12 10-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.89 AUD 1.90 |
-513 -146 |
FPS FPS |
513 146 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 1,037 | FPS | 1,037 |
| 10-Jul-12 | MBL | On market sale | AUD 1.89 | -14 | FPS | 14 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 167 | FPS | 167 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 72 | FPS | 72 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 10-Jul-12 | MBL | On market sale | AUD 1.89 | -107 | FPS | 107 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 28 | FPS | 28 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 76 | FPS | 76 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 1,038 | FPS | 1,038 |
| 10-Jul-12 | MBL | On market sale | AUD 1.89 | -14 | FPS | 14 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.89 | 89 | FPS | 89 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.88 | 525 | FPS | 525 |
| 10-Jul-12 | MBL | On market purchase | AUD 1.88 | 1,452 | FPS | 1,452 |
| 10-Jul-12 11-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.88 AUD 1.87 |
-676 1,153 |
FPS FPS |
676 1,153 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.88 | 17,072 | FPS | 17,072 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.87 | 1,130 | FPS | 1,130 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.88 | 2,158 | FPS | 2,158 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.88 | 1,980 | FPS | 1,980 |
| 11-Jul-12 | MBL | On market sale | AUD 1.88 | -519 | FPS | 519 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.89 | 68 | FPS | 68 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.89 | 71 | FPS | 71 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.89 | 73 | FPS | 73 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.89 | 14 | FPS | 14 |
| 11-Jul-12 11-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.89 AUD 1.88 |
-87 -14 |
FPS FPS |
87 14 |
| 11-Jul-12 | MBL | On market sale | AUD 1.89 | -73 | FPS | 73 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.88 | 1,037 | FPS | 1,037 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.88 | 14 | FPS | 14 |
| 11-Jul-12 | MBL | On market sale | AUD 1.88 | -212 | FPS | 212 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.88 | 2 | FPS | 2 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.88 | 255 | FPS | 255 |
| 11-Jul-12 | MBL | On market sale | AUD 1.88 | -14 | FPS | 14 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.87 | 68 | FPS | 68 |
| 11-Jul-12 11-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.88 AUD 1.87 |
-73 -14 |
FPS FPS |
73 14 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.87 | 14 | FPS | 14 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.87 | 161 | FPS | 161 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.87 | 14 | FPS | 14 |
| 11-Jul-12 | MBL | On market sale | AUD 1.87 | -161 | FPS | 161 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.88 | 14 | FPS | 14 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.88 | 204 | FPS | 204 |
| 11-Jul-12 | MBL | On market sale | AUD 1.87 | -11 | FPS | 11 |
| 11-Jul-12 | MBL MBL |
On market sale | AUD 1.88 | -147 | FPS | 147 12 |
| 11-Jul-12 11-Jul-12 |
MBL | On market sale On market purchase |
AUD 1.87 AUD 1.87 |
-12 147 |
FPS FPS |
147 |
| 11-Jul-12 | MBL | On market sale | AUD 1.87 | -4 | FPS | 4 |
| 11-Jul-12 | MBL | On market sale | AUD 1.87 | -1 | FPS | 1 |
| 11-Jul-12 | MBL | On market sale | AUD 1.87 | -846 | FPS | 846 |
| 11-Jul-12 | MBL | On market purchase | AUD 1.87 | 5,227 | FPS | 5,227 |
| 11-Jul-12 | MBL | On market sale | AUD 1.88 | -135 | FPS | 135 |
| 11-Jul-12 11-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.87 AUD 1.87 |
161 -161 |
FPS FPS |
161 161 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.87 | 176 | FPS | 176 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.87 | 6,119 | FPS | 6,119 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.87 | 2,112 | FPS | 2,112 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.87 | 2,740 | FPS | 2,740 |
| 12-Jul-12 | MBL | On market sale | AUD 1.88 | -18 | FPS | 18 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.88 | 18 | FPS | 18 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.88 | 1,554 | FPS | 1,554 |
| 12-Jul-12 | MBL MBL |
On market sale | AUD 1.88 | -237 | FPS | 237 160 |
| 12-Jul-12 12-Jul-12 |
MBL | On market purchase On market purchase |
AUD 1.88 AUD 1.88 |
160 73 |
FPS FPS |
73 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.88 | 66 | FPS | 66 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.88 | 71 | FPS | 71 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.88 | 1,036 | FPS | 1,036 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.87 | 1,037 | FPS | 1,037 |
| 12-Jul-12 | MBL | On market sale | AUD 1.87 | -18 | FPS | 18 |
| 12-Jul-12 12-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.87 AUD 1.87 |
18 -303 |
FPS FPS |
18 303 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.87 | 91 | FPS | 91 |
| 12-Jul-12 | MBL | On market sale | AUD 1.87 | -18 | FPS | 18 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.87 | 18 | FPS | 18 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.87 | 238 | FPS | 238 |
| 12-Jul-12 | MBL | On market sale | AUD 1.87 | -128 | FPS | 128 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.87 | 110 | FPS | 110 |
| 12-Jul-12 12-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.87 AUD 1.87 |
-101 1,036 |
FPS FPS |
101 1,036 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.87 | 146 | FPS | 146 |
| Date of | Person whose relevant | Nature of change | Consideration | Number of securities | Class Person's votes | |
|---|---|---|---|---|---|---|
| change | interest changed | affected | affected | |||
| 12-Jul-12 | MBL | On market purchase | AUD 1.87 | 220 | FPS | 220 |
| 12-Jul-12 12-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.87 AUD 1.87 |
-368 58 |
FPS FPS |
368 58 |
| 12-Jul-12 | MBL | On market sale | AUD 1.87 | -178 | FPS | 178 |
| 12-Jul-12 | MBL | On market sale | AUD 1.88 | -172 | FPS | 172 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.87 | 947 | FPS | 947 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.87 | 34 | FPS | 34 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.87 | 98 | FPS | 98 |
| 12-Jul-12 | MBL | On market sale | AUD 1.87 | -825 | FPS | 825 |
| 12-Jul-12 | MBL | On market purchase | AUD 1.87 | 6,424 | FPS | 6,424 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.89 | 1,259 | FPS | 1,259 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.89 | 2,100 | FPS | 2,100 |
| 13-Jul-12 13-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.88 AUD 1.88 |
1,303 2,072 |
FPS FPS |
1,303 2,072 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.88 | 21 | FPS | 21 |
| 13-Jul-12 | MBL | On market sale | AUD 1.89 | -21 | FPS | 21 |
| 13-Jul-12 | MBL | On market sale | AUD 1.89 | -88 | FPS | 88 |
| 13-Jul-12 | MBL | On market sale | AUD 1.88 | -90 | FPS | 90 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.88 | 1,037 | FPS | 1,037 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.88 | 73 | FPS | 73 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.88 | 71 | FPS | 71 |
| 13-Jul-12 | MBL MBL |
On market purchase | AUD 1.88 | 1,036 | FPS | 1,036 109 |
| 13-Jul-12 13-Jul-12 |
MBL | On market sale On market purchase |
AUD 1.88 AUD 1.89 |
-109 40 |
FPS FPS |
40 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.88 | 211 | FPS | 211 |
| 13-Jul-12 | MBL | On market sale | AUD 1.89 | -144 | FPS | 144 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.89 | 1,036 | FPS | 1,036 |
| 13-Jul-12 | MBL | On market sale | AUD 1.89 | -14 | FPS | 14 |
| 13-Jul-12 | MBL | On market sale | AUD 1.89 | -19 | FPS | 19 |
| 13-Jul-12 | MBL | On market sale | AUD 1.89 | -109 | FPS | 109 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.89 | 14 | FPS | 14 |
| 13-Jul-12 13-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.89 AUD 1.89 |
123 14 |
FPS FPS |
123 14 |
| 13-Jul-12 | MBL | On market sale | AUD 1.89 | -14 | FPS | 14 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.89 | 2,072 | FPS | 2,072 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.89 | 210 | FPS | 210 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.89 | 326 | FPS | 326 |
| 13-Jul-12 | MBL | On market sale | AUD 1.89 | -109 | FPS | 109 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.89 | 1,037 | FPS | 1,037 |
| 13-Jul-12 13-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.89 AUD 1.89 |
268 1,036 |
FPS FPS |
268 1,036 |
| 13-Jul-12 | MBL | On market sale | AUD 1.89 | -109 | FPS | 109 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.89 | 14 | FPS | 14 |
| 13-Jul-12 | MBL | On market sale | AUD 1.89 | -14 | FPS | 14 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.89 | 422 | FPS | 422 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.89 | 1,036 | FPS | 1,036 |
| 13-Jul-12 | MBL | On market sale | AUD 1.89 | -14 | FPS | 14 |
| 13-Jul-12 13-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.89 AUD 1.89 |
-731 3,315 |
FPS FPS |
731 3,315 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.89 | 28 | FPS | 28 |
| 13-Jul-12 | MBL | On market purchase | AUD 1.89 | 141 | FPS | 141 |
| 13-Jul-12 | MBL | On market sale | AUD 1.89 | -391 | FPS | 391 |
| 16-Jul-12 | MBL | On market purchase | AUD 1.89 | 21 | FPS | 21 |
| 16-Jul-12 | MBL | On market sale | AUD 1.89 | -165 | FPS | 165 |
| 16-Jul-12 | MBL | On market sale | AUD 1.90 | -21 | FPS | 21 |
| 16-Jul-12 16-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.90 AUD 1.90 |
93 -73 |
FPS FPS |
93 73 |
| 16-Jul-12 | MBL | On market sale | AUD 1.90 | -21 | FPS | 21 |
| 16-Jul-12 | MBL | On market purchase | AUD 1.89 | 211 | FPS | 211 |
| 16-Jul-12 | MBL | On market sale | AUD 1.90 | -269 | FPS | 269 |
| 16-Jul-12 | MBL | On market purchase | AUD 1.90 | 217 | FPS | 217 |
| 16-Jul-12 | MBL | On market purchase | AUD 1.90 | 72 | FPS | 72 |
| 16-Jul-12 | MBL | On market purchase | AUD 1.90 | 1,855 | FPS | 1,855 |
| 16-Jul-12 16-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.90 AUD 1.90 |
-51 -301 |
FPS FPS |
51 301 |
| 16-Jul-12 | MBL | On market purchase | AUD 1.91 | 36 | FPS | 36 |
| 16-Jul-12 | MBL | On market sale | AUD 1.91 | -18 | FPS | 18 |
| 16-Jul-12 | MBL | On market purchase | AUD 1.91 | 18 | FPS | 18 |
| 16-Jul-12 | MBL | On market sale | AUD 1.91 | -18 | FPS | 18 |
| 16-Jul-12 16-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.91 AUD 1.91 |
-18 36 |
FPS FPS |
18 36 |
| 16-Jul-12 | MBL | On market purchase | AUD 1.91 | 18 | FPS | 18 |
| 16-Jul-12 | MBL | On market sale | AUD 1.91 | -18 | FPS | 18 |
| 16-Jul-12 | MBL | On market sale | AUD 1.91 | -18 | FPS | 18 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 16-Jul-12 | MBL | On market sale | AUD 1.91 | -18 | FPS | 18 |
| 16-Jul-12 | MBL | On market purchase | AUD 1.91 | 36 | FPS | 36 |
| 16-Jul-12 | MBL | On market sale | AUD 1.91 | -18 | FPS | 18 |
| 16-Jul-12 | MBL | On market purchase | AUD 1.90 | 72 | FPS | 72 |
| 16-Jul-12 16-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.90 AUD 1.91 |
1,036 -109 |
FPS FPS |
1,036 109 |
| 16-Jul-12 | MBL | On market purchase | AUD 1.90 | 6,380 | FPS | 6,380 |
| 16-Jul-12 | MBL | On market purchase | AUD 1.90 | 3,620 | FPS | 3,620 |
| 16-Jul-12 | MBL | On market sale | AUD 1.90 | -10,000 | FPS | 10,000 |
| 16-Jul-12 | MBL | On market sale | AUD 1.90 | -18 | FPS | 18 |
| 16-Jul-12 | MBL | On market purchase | AUD 1.90 | 18 | FPS | 18 |
| 16-Jul-12 | MBL | On market purchase | AUD 1.90 | 380 | FPS | 380 |
| 16-Jul-12 | MBL | On market sale | AUD 1.90 | -182 | FPS | 182 |
| 16-Jul-12 | MBL | On market purchase | AUD 1.90 | 218 | FPS | 218 |
| 16-Jul-12 16-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.90 AUD 1.90 |
54 533 |
FPS FPS |
54 533 |
| 16-Jul-12 | MBL | On market sale | AUD 1.90 | -480 | FPS | 480 |
| 16-Jul-12 | MBL | On market purchase | AUD 1.90 | 8,081 | FPS | 8,081 |
| 17-Jul-12 | MBL | On market sale | AUD 1.91 | -6,553 | FPS | 6,553 |
| 17-Jul-12 | MBL | On market sale | AUD 1.92 | -926 | FPS | 926 |
| 17-Jul-12 | MBL | On market sale | AUD 1.93 | -1,123 | FPS | 1,123 |
| 17-Jul-12 | MBL | On market sale | AUD 1.91 | -11,850 | FPS | 11,850 |
| 17-Jul-12 17-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.91 AUD 1.91 |
-2,170 -798 |
FPS FPS |
2,170 798 |
| 17-Jul-12 | MBL | On market sale | AUD 1.90 | -807 | FPS | 807 |
| 17-Jul-12 | MBL | On market sale | AUD 1.92 | -11,199 | FPS | 11,199 |
| 17-Jul-12 | MBL | On market sale | AUD 1.92 | -777 | FPS | 777 |
| 17-Jul-12 | MBL | On market purchase | AUD 1.90 | 1,661 | FPS | 1,661 |
| 17-Jul-12 | MBL | On market sale | AUD 1.89 | -806 | FPS | 806 |
| 17-Jul-12 17-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.90 AUD 1.90 |
70 10 |
FPS FPS |
70 10 |
| 17-Jul-12 | MBL | On market sale | AUD 1.90 | -2,072 | FPS | 2,072 |
| 17-Jul-12 | MBL | On market sale | AUD 1.90 | -83 | FPS | 83 |
| 17-Jul-12 | MBL | On market sale | AUD 1.91 | -69 | FPS | 69 |
| 17-Jul-12 | MBL | On market sale | AUD 1.91 | -10 | FPS | 10 |
| 17-Jul-12 | MBL MBL |
On market purchase | AUD 1.91 | 83 | FPS | 83 219 |
| 17-Jul-12 17-Jul-12 |
MBL | On market sale On market purchase |
AUD 1.90 AUD 1.90 |
-219 213 |
FPS FPS |
213 |
| 17-Jul-12 | MBL | On market purchase | AUD 1.90 | 2,072 | FPS | 2,072 |
| 17-Jul-12 | MBL | On market purchase | AUD 1.89 | 68 | FPS | 68 |
| 17-Jul-12 | MBL | On market sale | AUD 1.89 | -144 | FPS | 144 |
| 17-Jul-12 | MBL | On market purchase | AUD 1.89 | 281 | FPS | 281 |
| 17-Jul-12 17-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.89 AUD 1.89 |
-70 165 |
FPS FPS |
70 165 |
| 17-Jul-12 | MBL | On market purchase | AUD 1.90 | 155 | FPS | 155 |
| 17-Jul-12 | MBL | On market purchase | AUD 1.89 | 1,917 | FPS | 1,917 |
| 17-Jul-12 | MBL | On market sale | AUD 1.90 | -358 | FPS | 358 |
| 17-Jul-12 | MBL | On market purchase | AUD 1.90 | 437 | FPS | 437 |
| 17-Jul-12 17-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.90 AUD 1.90 |
109 -240 |
FPS FPS |
109 240 |
| 17-Jul-12 | MBL | On market purchase | AUD 1.90 | 326 | FPS | 326 |
| 17-Jul-12 | MBL | On market sale | AUD 1.90 | -237 | FPS | 237 |
| 17-Jul-12 | MBL | On market purchase | AUD 1.90 | 322 | FPS | 322 |
| 17-Jul-12 | MBL | On market sale | AUD 1.91 | -102 | FPS | 102 |
| 17-Jul-12 17-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.91 AUD 1.91 |
102 1,036 |
FPS FPS |
102 1,036 |
| 17-Jul-12 | MBL | On market purchase | AUD 1.91 | 60 | FPS | 60 |
| 17-Jul-12 | MBL | On market purchase | AUD 1.92 | 523 | FPS | 523 |
| 17-Jul-12 | MBL | On market purchase | AUD 1.92 | 513 | FPS | 513 |
| 17-Jul-12 | MBL | On market sale | AUD 1.92 | -109 | FPS | 109 |
| 17-Jul-12 17-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.92 AUD 1.92 |
103 1,668 |
FPS FPS |
103 1,668 |
| 17-Jul-12 | MBL | On market sale | AUD 1.92 | -2,376 | FPS | 2,376 |
| 17-Jul-12 | MBL | On market sale | AUD 1.92 | -726 | FPS | 726 |
| 18-Jul-12 | MBL | On market sale | AUD 1.91 | -1,508 | FPS | 1,508 |
| 18-Jul-12 | MBL | On market sale | AUD 1.92 | -1,146 | FPS | 1,146 |
| 18-Jul-12 18-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.91 AUD 1.92 |
2,873 -1,463 |
FPS FPS |
2,873 1,463 |
| 18-Jul-12 | MBL | On market sale | AUD 1.92 | -1,139 | FPS | 1,139 |
| 18-Jul-12 | MBL | On market sale | AUD 1.90 | -1,252 | FPS | 1,252 |
| 18-Jul-12 | MBL | On market sale | AUD 1.91 | -1,284 | FPS | 1,284 |
| 18-Jul-12 | MBL | On market purchase | AUD 1.90 | 40 | FPS | 40 |
| 18-Jul-12 18-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.91 AUD 1.92 |
-991 -1,445 |
FPS FPS |
991 1,445 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 18-Jul-12 | MBL | On market sale | AUD 1.93 | -2,071 | FPS | 2,071 |
| 18-Jul-12 | MBL | On market sale | AUD 1.91 | -453 | FPS | 453 |
| 18-Jul-12 | MBL | On market purchase | AUD 1.91 | 171 | FPS | 171 |
| 18-Jul-12 | MBL | On market purchase | AUD 1.91 | 282 | FPS | 282 |
| 18-Jul-12 | MBL | On market purchase | AUD 1.90 | 36 | FPS | 36 |
| 18-Jul-12 | MBL | On market sale | AUD 1.90 | -36 | FPS | 36 |
| 18-Jul-12 | MBL | On market purchase | AUD 1.90 | 1,036 | FPS | 1,036 |
| 18-Jul-12 18-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.90 AUD 1.90 |
1,035 432 |
FPS FPS |
1,035 432 |
| 18-Jul-12 | MBL | On market sale | AUD 1.90 | -465 | FPS | 465 |
| 18-Jul-12 | MBL | On market purchase | AUD 1.90 | 1,036 | FPS | 1,036 |
| 18-Jul-12 | MBL | On market purchase | AUD 1.90 | 321 | FPS | 321 |
| 18-Jul-12 | MBL | On market sale | AUD 1.90 | -137 | FPS | 137 |
| 18-Jul-12 | MBL | On market purchase | AUD 1.90 | 281 | FPS | 281 |
| 18-Jul-12 | MBL | On market purchase | AUD 1.91 | 1,036 | FPS | 1,036 |
| 18-Jul-12 | MBL | On market sale | AUD 1.92 | -108 | FPS | 108 |
| 18-Jul-12 | MBL | On market purchase | AUD 1.92 | 162 | FPS | 162 |
| 18-Jul-12 | MBL | On market purchase | AUD 1.92 | 30,000 | FPS | 30,000 |
| 18-Jul-12 | MBL | On market purchase | AUD 1.91 | 162 | FPS | 162 |
| 18-Jul-12 18-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.92 AUD 1.92 |
33,335 66,665 |
FPS FPS |
33,335 66,665 |
| 18-Jul-12 | MBL | On market sale | AUD 1.92 | -6,500 | FPS | 6,500 |
| 18-Jul-12 | MBL | On market sale | AUD 1.92 | -23,500 | FPS | 23,500 |
| 18-Jul-12 | MBL | On market sale | AUD 1.92 | -65,873 | FPS | 65,873 |
| 18-Jul-12 | MBL | On market sale | AUD 1.92 | -34,127 | FPS | 34,127 |
| 18-Jul-12 | MBL | On market purchase | AUD 1.92 | 30,000 | FPS | 30,000 |
| 18-Jul-12 | MBL | On market sale | AUD 1.92 | -13,436 | FPS | 13,436 |
| 18-Jul-12 | MBL | On market sale | AUD 1.92 | -10,945 | FPS | 10,945 |
| 18-Jul-12 | MBL | On market sale | AUD 1.92 | -270 | FPS | 270 |
| 18-Jul-12 18-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.92 AUD 1.92 |
1,047 1,024 |
FPS FPS |
1,047 1,024 |
| 18-Jul-12 | MBL | On market purchase | AUD 1.92 | 270 | FPS | 270 |
| 18-Jul-12 | MBL | On market sale | AUD 1.91 | -648 | FPS | 648 |
| 18-Jul-12 | MBL | On market purchase | AUD 1.91 | 213 | FPS | 213 |
| 18-Jul-12 | MBL | On market sale | AUD 1.92 | -196 | FPS | 196 |
| 18-Jul-12 | MBL | On market purchase | AUD 1.92 | 324 | FPS | 324 |
| 18-Jul-12 | MBL | On market sale | AUD 1.91 | -341 | FPS | 341 |
| 18-Jul-12 18-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.91 AUD 1.92 |
-2,486 -5,619 |
FPS FPS |
2,486 5,619 |
| 19-Jul-12 | MBL | On market sale | AUD 1.93 | -2,694 | FPS | 2,694 |
| 19-Jul-12 | MBL | On market sale | AUD 1.92 | -2,046 | FPS | 2,046 |
| 19-Jul-12 | MBL | On market sale | AUD 1.92 | -1,296 | FPS | 1,296 |
| 19-Jul-12 | MBL | On market sale | AUD 1.92 | -1,013 | FPS | 1,013 |
| 19-Jul-12 | MBL | On market sale | AUD 1.92 | -1,439 | FPS | 1,439 |
| 19-Jul-12 | MBL | On market sale | AUD 1.92 | -3,001 | FPS | 3,001 |
| 19-Jul-12 | MBL | On market sale | AUD 1.93 | -1,486 | FPS | 1,486 |
| 19-Jul-12 19-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.92 AUD 1.93 |
-5,212 -1,542 |
FPS FPS |
5,212 1,542 |
| 19-Jul-12 | MBL | On market purchase | AUD 1.91 | 37 | FPS | 37 |
| 19-Jul-12 | MBL | On market sale | AUD 1.92 | -37 | FPS | 37 |
| 19-Jul-12 | MBL | On market purchase | AUD 1.92 | 58 | FPS | 58 |
| 19-Jul-12 | MBL | On market purchase | AUD 1.92 | 79 | FPS | 79 |
| 19-Jul-12 | MBL | On market purchase | AUD 1.91 | 73 | FPS | 73 |
| 19-Jul-12 | MBL | On market sale | AUD 1.92 | -79 | FPS | 79 |
| 19-Jul-12 | MBL | On market purchase | AUD 1.91 | 3,106 | FPS | 3,106 |
| 19-Jul-12 | MBL MBL |
On market purchase | AUD 1.92 | 169 | FPS | 169 300 |
| 19-Jul-12 19-Jul-12 |
MBL | On market purchase On market sale |
AUD 1.92 AUD 1.92 |
300 -300 |
FPS FPS |
300 |
| 19-Jul-12 | MBL | On market purchase | AUD 1.92 | 735 | FPS | 735 |
| 19-Jul-12 | MBL | On market purchase | AUD 1.92 | 153 | FPS | 153 |
| 19-Jul-12 | MBL | On market sale | AUD 1.92 | -75 | FPS | 75 |
| 19-Jul-12 | MBL | On market purchase | AUD 1.92 | 1,035 | FPS | 1,035 |
| 19-Jul-12 | MBL | On market purchase | AUD 1.92 | 195 | FPS | 195 |
| 19-Jul-12 19-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.92 AUD 1.92 |
1,036 273 |
FPS FPS |
1,036 273 |
| 19-Jul-12 | MBL | On market sale | AUD 1.92 | -273 | FPS | 273 |
| 19-Jul-12 | MBL | On market purchase | AUD 1.92 | 762 | FPS | 762 |
| 19-Jul-12 | MBL | On market purchase | AUD 1.92 | 1,035 | FPS | 1,035 |
| 19-Jul-12 | MBL | On market sale | AUD 1.92 | -58 | FPS | 58 |
| 19-Jul-12 | MBL | On market purchase | AUD 1.92 | 292 | FPS | 292 |
| 19-Jul-12 | MBL | On market sale | AUD 1.93 | -38 | FPS | 38 |
| 19-Jul-12 | MBL | On market purchase | AUD 1.92 | 38 | FPS | 38 |
| 19-Jul-12 | MBL MBL |
On market purchase | AUD 1.93 | 112 | FPS | 112 1,242 |
| 19-Jul-12 | On market purchase | AUD 1.94 | 1,242 | FPS |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 19-Jul-12 | MBL | On market sale | AUD 1.93 | -346 | FPS | 346 |
| 20-Jul-12 | MBL | On market sale | AUD 1.92 | -92,977 | FPS | 92,977 |
| 20-Jul-12 | MBL | On market sale | AUD 1.92 | -1,553 | FPS | 1,553 |
| 20-Jul-12 | MBL | On market purchase | AUD 1.92 | 1,035 | FPS | 1,035 |
| 20-Jul-12 | MBL | On market purchase | AUD 1.93 | 68 | FPS | 68 |
| 20-Jul-12 | MBL | On market sale | AUD 1.92 | -68 | FPS | 68 |
| 20-Jul-12 | MBL | On market purchase | AUD 1.92 | 1,035 | FPS | 1,035 |
| 20-Jul-12 | MBL | On market purchase | AUD 1.92 | 1,035 | FPS | 1,035 |
| 20-Jul-12 | MBL | On market purchase | AUD 1.92 | 70 | FPS | 70 |
| 20-Jul-12 | MBL | On market sale | AUD 1.92 | -70 | FPS | 70 |
| 20-Jul-12 | MBL | On market sale | AUD 1.92 | -35 | FPS | 35 |
| 20-Jul-12 | MBL | On market purchase | AUD 1.92 | 26 | FPS | 26 |
| 20-Jul-12 | MBL | On market purchase | AUD 1.92 | 9 | FPS | 9 |
| 20-Jul-12 | MBL | On market purchase | AUD 1.93 | 2,071 | FPS | 2,071 |
| 20-Jul-12 | MBL | On market purchase | AUD 1.93 | 1,035 | FPS | 1,035 |
| 20-Jul-12 | MBL | On market purchase | AUD 1.94 | 3,830 | FPS | 3,830 |
| 23-Jul-12 | MBL | On market sale | AUD 1.92 | -69 | FPS | 69 |
| 23-Jul-12 | MBL MBL |
On market sale | AUD 1.91 | -1,332 | FPS | 1,332 3,282 |
| 23-Jul-12 23-Jul-12 |
MBL | On market sale On market sale |
AUD 1.91 AUD 1.92 |
-3,282 -1,867 |
FPS FPS |
1,867 |
| 23-Jul-12 | MBL | On market sale | AUD 1.91 | -1,415 | FPS | 1,415 |
| 23-Jul-12 | MBL | On market sale | AUD 1.93 | -2,070 | FPS | 2,070 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.93 | 35 | FPS | 35 |
| 23-Jul-12 | MBL | On market sale | AUD 1.93 | -35 | FPS | 35 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.92 | 91 | FPS | 91 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.92 | 58 | FPS | 58 |
| 23-Jul-12 | MBL | On market sale | AUD 1.92 | -173 | FPS | 173 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.92 | 10 | FPS | 10 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.92 | 97 | FPS | 97 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.92 | 12,000 | FPS | 12,000 |
| 23-Jul-12 | MBL | On market sale | AUD 1.92 | -54,817 | FPS | 54,817 |
| 23-Jul-12 | MBL | On market sale | AUD 1.92 | -5,000 | FPS | 5,000 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.91 | 55,564 | FPS | 55,564 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.92 | 3,000 | FPS | 3,000 |
| 23-Jul-12 | MBL | On market sale | AUD 1.92 | -10 | FPS | 10 |
| 23-Jul-12 | MBL | On market sale | AUD 1.92 | -11,657 | FPS | 11,657 |
| 23-Jul-12 | MBL | On market sale | AUD 1.92 | -268 | FPS | 268 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.92 | 237 | FPS | 237 |
| 23-Jul-12 | MBL MBL |
On market purchase | AUD 1.92 | 76 | FPS | 76 11,807 |
| 23-Jul-12 23-Jul-12 |
MBL | On market sale On market purchase |
AUD 1.92 AUD 1.92 |
-11,807 12,000 |
FPS FPS |
12,000 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.92 | 10,000 | FPS | 10,000 |
| 23-Jul-12 | MBL | On market sale | AUD 1.92 | -10,561 | FPS | 10,561 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.91 | 193 | FPS | 193 |
| 23-Jul-12 | MBL | On market sale | AUD 1.91 | -233 | FPS | 233 |
| 23-Jul-12 | MBL | On market sale | AUD 1.91 | -114 | FPS | 114 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.91 | 119 | FPS | 119 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.91 | 110 | FPS | 110 |
| 23-Jul-12 | MBL | On market sale | AUD 1.91 | -193 | FPS | 193 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.91 | 197 | FPS | 197 |
| 23-Jul-12 | MBL | On market sale | AUD 1.90 | -151 | FPS | 151 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.90 | 394 | FPS | 394 |
| 23-Jul-12 | MBL | On market sale | AUD 1.90 | -96,000 | FPS | 96,000 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.90 | 101,000 | FPS | 101,000 |
| 23-Jul-12 | MBL | On market sale | AUD 1.90 | -4,000 | FPS | 4,000 |
| 23-Jul-12 | MBL MBL |
On market purchase | AUD 1.91 | 81 | FPS | 81 276 |
| 23-Jul-12 23-Jul-12 |
MBL | On market sale On market sale |
AUD 1.90 AUD 1.91 |
-276 -92 |
FPS FPS |
92 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.91 | 14 | FPS | 14 |
| 23-Jul-12 | MBL | On market sale | AUD 1.91 | -216 | FPS | 216 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.91 | 18 | FPS | 18 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.91 | 495 | FPS | 495 |
| 23-Jul-12 | MBL | On market purchase | AUD 1.91 | 192 | FPS | 192 |
| 23-Jul-12 | MBL | On market sale | AUD 1.90 | -8,073 | FPS | 8,073 |
| 23-Jul-12 | MBL | On market sale | AUD 1.90 | -32 | FPS | 32 |
| 23-Jul-12 | MBL | On market sale | AUD 1.90 | -346 | FPS | 346 |
| 24-Jul-12 | MBL | On market sale | AUD 1.89 | -17,438 | FPS | 17,438 |
| 24-Jul-12 | MBL | On market purchase | AUD 1.89 | 2,699 | FPS | 2,699 |
| 24-Jul-12 | MBL | On market sale | AUD 1.89 | -77 | FPS | 77 |
| 24-Jul-12 24-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.89 AUD 1.89 |
115 117 |
FPS FPS |
115 117 |
| 24-Jul-12 | MBL | On market sale | AUD 1.89 | -135 | FPS | 135 |
| 24-Jul-12 | MBL | On market purchase | AUD 1.89 | 95 | FPS | 95 |
| 24-Jul-12 | MBL | On market purchase | AUD 1.89 | 11 | FPS | 11 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 24-Jul-12 | MBL | On market sale | AUD 1.89 | -11 | FPS | 11 |
| 24-Jul-12 | MBL | On market purchase | AUD 1.90 | 15 | FPS | 15 |
| 24-Jul-12 | MBL | On market sale | AUD 1.89 | -200,000 | FPS | 200,000 |
| 24-Jul-12 | MBL | On market sale | AUD 1.89 | -282 | FPS | 282 |
| 24-Jul-12 | MBL | On market sale | AUD 1.89 | -4 | FPS | 4 |
| 24-Jul-12 | MBL | On market purchase | AUD 1.90 | 281 | FPS | 281 |
| 24-Jul-12 24-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.89 AUD 1.89 |
200,000 -125 |
FPS FPS |
200,000 125 |
| 24-Jul-12 | MBL | On market sale | AUD 1.89 | -200,000 | FPS | 200,000 |
| 24-Jul-12 | MBL | On market purchase | AUD 1.89 | 75 | FPS | 75 |
| 24-Jul-12 | MBL | On market purchase | AUD 1.89 | 200,000 | FPS | 200,000 |
| 24-Jul-12 | MBL | On market sale | AUD 1.89 | -311 | FPS | 311 |
| 24-Jul-12 | MBL | On market purchase | AUD 1.90 | 390 | FPS | 390 |
| 24-Jul-12 | MBL | On market sale | AUD 1.90 | -78 | FPS | 78 |
| 24-Jul-12 24-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.90 AUD 1.90 |
-179 292 |
FPS FPS |
179 292 |
| 24-Jul-12 | MBL | On market sale | AUD 1.90 | -118 | FPS | 118 |
| 24-Jul-12 | MBL | On market sale | AUD 1.90 | -249 | FPS | 249 |
| 24-Jul-12 | MBL | On market sale | AUD 1.90 | -288 | FPS | 288 |
| 24-Jul-12 | MBL | On market purchase | AUD 1.90 | 171 | FPS | 171 |
| 24-Jul-12 | MBL | On market purchase | AUD 1.89 | 295 | FPS | 295 |
| 24-Jul-12 25-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.90 AUD 1.89 |
-310 -2,587 |
FPS FPS |
310 2,587 |
| 25-Jul-12 | MBL | On market sale | AUD 1.89 | -1,035 | FPS | 1,035 |
| 25-Jul-12 | MBL | On market sale | AUD 1.89 | -38 | FPS | 38 |
| 25-Jul-12 | MBL | On market purchase | AUD 1.89 | 97 | FPS | 97 |
| 25-Jul-12 | MBL | On market purchase | AUD 1.89 | 11 | FPS | 11 |
| 25-Jul-12 | MBL MBL |
On market purchase | AUD 1.89 | 195 | FPS | 195 317 |
| 25-Jul-12 25-Jul-12 |
MBL | On market purchase On market purchase |
AUD 1.89 AUD 1.89 |
317 246 |
FPS FPS |
246 |
| 25-Jul-12 | MBL | On market purchase | AUD 1.89 | 338 | FPS | 338 |
| 25-Jul-12 | MBL | On market sale | AUD 1.89 | -11 | FPS | 11 |
| 25-Jul-12 | MBL | On market purchase | AUD 1.89 | 295 | FPS | 295 |
| 25-Jul-12 | MBL | On market purchase | AUD 1.89 | 49 | FPS | 49 |
| 25-Jul-12 25-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.88 AUD 1.89 |
19 59 |
FPS FPS |
19 59 |
| 25-Jul-12 | MBL | On market sale | AUD 1.89 | -1,035 | FPS | 1,035 |
| 25-Jul-12 | MBL | On market sale | AUD 1.89 | -19 | FPS | 19 |
| 25-Jul-12 | MBL | On market sale | AUD 1.89 | -59 | FPS | 59 |
| 25-Jul-12 | MBL | On market sale | AUD 1.89 | -2,386 | FPS | 2,386 |
| 25-Jul-12 | MBL | On market sale | AUD 1.89 | -1,492 | FPS | 1,492 |
| 25-Jul-12 25-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.89 AUD 1.89 |
-5,476 -870 |
FPS FPS |
5,476 870 |
| 25-Jul-12 | MBL | On market purchase | AUD 1.89 | 310 | FPS | 310 |
| 26-Jul-12 | MBL | On market sale | AUD 1.91 | -138 | FPS | 138 |
| 26-Jul-12 | MBL | On market sale | AUD 1.91 | -4,151 | FPS | 4,151 |
| 26-Jul-12 | MBL | On market purchase | AUD 1.91 | 38 | FPS | 38 |
| 26-Jul-12 26-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.90 AUD 1.90 |
-1,034 -115 |
FPS FPS |
1,034 115 |
| 26-Jul-12 | MBL | On market purchase | AUD 1.91 | 190 | FPS | 190 |
| 26-Jul-12 | MBL | On market sale | AUD 1.91 | -38 | FPS | 38 |
| 26-Jul-12 | MBL | On market sale | AUD 1.91 | -1,034 | FPS | 1,034 |
| 26-Jul-12 | MBL | On market purchase | AUD 1.91 | 77 | FPS | 77 |
| 26-Jul-12 26-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.91 AUD 1.91 |
-269 192 |
FPS FPS |
269 192 |
| 26-Jul-12 | MBL | On market sale | AUD 1.91 | -77 | FPS | 77 |
| 26-Jul-12 | MBL | On market purchase | AUD 1.91 | 297 | FPS | 297 |
| 26-Jul-12 | MBL | On market sale | AUD 1.91 | -223 | FPS | 223 |
| 26-Jul-12 | MBL | On market sale | AUD 1.91 | -77 | FPS | 77 |
| 26-Jul-12 | MBL MBL |
On market purchase | AUD 1.91 | 2 | FPS | 2 2 |
| 26-Jul-12 26-Jul-12 |
MBL | On market purchase On market sale |
AUD 1.90 AUD 1.91 |
2 -35 |
FPS FPS |
35 |
| 26-Jul-12 | MBL | On market purchase | AUD 1.90 | 34 | FPS | 34 |
| 26-Jul-12 | MBL | On market sale | AUD 1.90 | -78 | FPS | 78 |
| 26-Jul-12 | MBL | On market purchase | AUD 1.90 | 147 | FPS | 147 |
| 26-Jul-12 | MBL | On market purchase | AUD 1.90 | 2,068 | FPS | 2,068 |
| 26-Jul-12 26-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.90 AUD 1.90 |
-73 302 |
FPS FPS |
73 302 |
| 26-Jul-12 | MBL | On market sale | AUD 1.90 | -296 | FPS | 296 |
| 26-Jul-12 | MBL | On market purchase | AUD 1.90 | 8,890 | FPS | 8,890 |
| Borrow Delivery under Stock | AUD 1.79 | |||||
| 26-Jul-12 | MBL | Lending Agreement - Annex F | 600,000 | FPS | 600,000 | |
| 27-Jul-12 | MBL | On market purchase | AUD 1.89 | 47,232 | FPS | 47,232 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 27-Jul-12 | MBL | On market sale | AUD 1.91 | -124 | FPS | 124 |
| 27-Jul-12 | MBL | On market sale | AUD 1.91 | -117 | FPS | 117 |
| 27-Jul-12 | MBL | On market purchase | AUD 1.91 | 3,101 | FPS | 3,101 |
| 27-Jul-12 | MBL MBL |
On market purchase | AUD 1.91 | 111 | FPS | 111 192 |
| 27-Jul-12 27-Jul-12 |
MBL | On market purchase On market purchase |
AUD 1.91 AUD 1.91 |
192 1,034 |
FPS FPS |
1,034 |
| 27-Jul-12 | MBL | On market purchase | AUD 1.91 | 192 | FPS | 192 |
| 27-Jul-12 | MBL | On market sale | AUD 1.90 | -610 | FPS | 610 |
| 27-Jul-12 | MBL | On market purchase | AUD 1.91 | 232 | FPS | 232 |
| 27-Jul-12 | MBL | On market purchase | AUD 1.91 | 19 | FPS | 19 |
| 27-Jul-12 | MBL | On market purchase | AUD 1.90 | 1,033 | FPS | 1,033 |
| 27-Jul-12 27-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.90 AUD 1.91 |
35 -76 |
FPS FPS |
35 76 |
| 27-Jul-12 | MBL | On market sale | AUD 1.90 | -37 | FPS | 37 |
| 27-Jul-12 | MBL | On market purchase | AUD 1.90 | 52 | FPS | 52 |
| 27-Jul-12 | MBL | On market purchase | AUD 1.90 | 114 | FPS | 114 |
| 27-Jul-12 | MBL | On market purchase | AUD 1.90 | 30 | FPS | 30 |
| 27-Jul-12 | MBL | On market sale | AUD 1.90 | -107 | FPS | 107 |
| 27-Jul-12 27-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.89 AUD 1.89 |
30,000 2,038 |
FPS FPS |
30,000 2,038 |
| 27-Jul-12 | MBL | On market purchase | AUD 1.89 | 132 | FPS | 132 |
| 27-Jul-12 | MBL | On market sale | AUD 1.89 | -5,103 | FPS | 5,103 |
| 27-Jul-12 | MBL | On market sale | AUD 1.89 | -23,214 | FPS | 23,214 |
| 27-Jul-12 | MBL | On market sale | AUD 1.89 | -10,509 | FPS | 10,509 |
| 27-Jul-12 27-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 1.89 AUD 1.89 |
-39 -11,174 |
FPS FPS |
39 11,174 |
| 27-Jul-12 | MBL | On market sale | AUD 1.89 | -1,000 | FPS | 1,000 |
| 27-Jul-12 | MBL | On market purchase | AUD 1.89 | 70,000 | FPS | 70,000 |
| 27-Jul-12 | MBL | On market purchase | AUD 1.89 | 97 | FPS | 97 |
| 27-Jul-12 | MBL | On market sale | AUD 1.89 | -49,000 | FPS | 49,000 |
| 27-Jul-12 27-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.90 AUD 1.91 |
-171 138 |
FPS FPS |
171 138 |
| 27-Jul-12 | MBL | On market purchase | AUD 1.90 | 2,068 | FPS | 2,068 |
| 27-Jul-12 | MBL | On market sale | AUD 1.90 | -891 | FPS | 891 |
| 27-Jul-12 | MBL | On market purchase | AUD 1.90 | 543 | FPS | 543 |
| 27-Jul-12 | MBL | On market purchase | AUD 1.91 | 329 | FPS | 329 |
| 27-Jul-12 30-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.91 AUD 1.93 |
9,615 -1,055 |
FPS FPS |
9,615 1,055 |
| 30-Jul-12 | MBL | On market sale | AUD 1.95 | -70 | FPS | 70 |
| 30-Jul-12 | MBL | On market sale | AUD 1.94 | -24,675 | FPS | 24,675 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.95 | 100 | FPS | 100 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.94 | 3,254 | FPS | 3,254 |
| 30-Jul-12 30-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.92 AUD 1.92 |
11,205 -7,206 |
FPS FPS |
11,205 7,206 |
| 30-Jul-12 | MBL | On market sale | AUD 1.93 | -739 | FPS | 739 |
| 30-Jul-12 | MBL | On market sale | AUD 1.93 | -12,774 | FPS | 12,774 |
| 30-Jul-12 | MBL | On market sale | AUD 1.93 | -38 | FPS | 38 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.93 | 38 | FPS | 38 |
| 30-Jul-12 30-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 1.93 AUD 1.93 |
2,067 -168 |
FPS FPS |
2,067 168 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.92 | 2,067 | FPS | 2,067 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.93 | 1,034 | FPS | 1,034 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.93 | 76 | FPS | 76 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.93 | 38 | FPS | 38 |
| 30-Jul-12 30-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.93 AUD 1.92 |
54 37 |
FPS FPS |
54 37 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.92 | 2,068 | FPS | 2,068 |
| 30-Jul-12 | MBL | On market sale | AUD 1.92 | -92 | FPS | 92 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.92 | 38 | FPS | 38 |
| 30-Jul-12 | MBL | On market sale | AUD 1.93 | -38 | FPS | 38 |
| 30-Jul-12 30-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.92 AUD 1.92 |
1,034 188 |
FPS FPS |
1,034 188 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.93 | 114 | FPS | 114 |
| 30-Jul-12 | MBL | On market sale | AUD 1.93 | -75 | FPS | 75 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.93 | 342 | FPS | 342 |
| 30-Jul-12 | MBL | On market sale | AUD 1.93 | -223 | FPS | 223 |
| 30-Jul-12 30-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.95 AUD 1.94 |
-72 224 |
FPS FPS |
72 224 |
| 30-Jul-12 | MBL | On market sale | AUD 1.95 | -75 | FPS | 75 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.95 | 82 | FPS | 82 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.94 | 1,033 | FPS | 1,033 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.93 | 112 | FPS | 112 |
| 30-Jul-12 30-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 1.94 AUD 1.94 |
350 1,034 |
FPS FPS |
350 1,034 |
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration | Number of securities affected |
Class Person's votes affected |
|
|---|---|---|---|---|---|---|
| 30-Jul-12 | MBL | On market purchase | AUD 1.94 | 11 | FPS | 11 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.94 | 33 | FPS | 33 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.94 | 233 | FPS | 233 |
| 30-Jul-12 | MBL | On market sale | AUD 1.94 | -22 | FPS | 22 |
| 30-Jul-12 30-Jul-12 |
MBL MBL |
On market sale On market purchase |
AUD 1.94 AUD 1.95 |
-125 11 |
FPS FPS |
125 11 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.94 | 11 | FPS | 11 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.94 | 125 | FPS | 125 |
| 30-Jul-12 | MBL | On market sale | AUD 1.95 | -44 | FPS | 44 |
| 30-Jul-12 | MBL | On market purchase | AUD 1.95 | 2,791 | FPS | 2,791 |
| 30-Jul-12 | MBL | On market sale | AUD 1.95 | -1,145 | FPS | 1,145 |
| Borrow Delivery under Stock Lending Agreement - Refer to |
AUD 1.81 | |||||
| 30-Jul-12 31-Jul-12 |
MBL MBL |
Annex F On market sale |
AUD 1.99 | 400,000 -4,606 |
FPS FPS |
400,000 4,606 |
| 31-Jul-12 | MBL | On market sale | AUD 2.03 | -103 | FPS | 103 |
| 31-Jul-12 | MBL | On market sale | AUD 2.05 | -9,533 | FPS | 9,533 |
| 31-Jul-12 | MBL | On market sale | AUD 2.01 | -10,946 | FPS | 10,946 |
| 31-Jul-12 | MBL | On market sale | AUD 2.06 | -10,349 | FPS | 10,349 |
| 31-Jul-12 | MBL | On market sale | AUD 2.03 | -1,606 | FPS | 1,606 |
| 31-Jul-12 | MBL | On market sale | AUD 2.07 | -74 | FPS | 74 |
| 31-Jul-12 31-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 2.04 AUD 2.03 |
-3,195 -11,056 |
FPS FPS |
3,195 11,056 |
| 31-Jul-12 | MBL | On market sale | AUD 2.06 | -14 | FPS | 14 |
| 31-Jul-12 | MBL | On market sale | AUD 2.06 | -6 | FPS | 6 |
| 31-Jul-12 | MBL | On market sale | AUD 2.04 | -2 | FPS | 2 |
| 31-Jul-12 | MBL | On market sale | AUD 2.08 | -102,066 | FPS | 102,066 |
| 31-Jul-12 | MBL | On market sale | AUD 2.01 | -5,809 | FPS | 5,809 |
| 31-Jul-12 31-Jul-12 |
MBL MBL |
On market sale On market sale |
AUD 2.05 AUD 2.06 |
-6,606 -10,651 |
FPS FPS |
6,606 10,651 |
| 31-Jul-12 | MBL | On market purchase | AUD 1.99 | 1,447 | FPS | 1,447 |
| 31-Jul-12 | MBL | On market purchase | AUD 1.99 | 1,034 | FPS | 1,034 |
| 31-Jul-12 | MBL | On market purchase | AUD 1.99 | 177 | FPS | 177 |
| 31-Jul-12 | MBL | On market sale | AUD 2.01 | -145 | FPS | 145 |
| 31-Jul-12 | MBL | On market sale | AUD 2.00 | -110 | FPS | 110 |
| 31-Jul-12 | MBL MBL |
On market purchase | AUD 2.01 | 72 | FPS | 72 129 |
| 31-Jul-12 31-Jul-12 |
MBL | On market sale On market purchase |
AUD 2.01 AUD 2.01 |
-129 1,033 |
FPS FPS |
1,033 |
| 31-Jul-12 | MBL | On market purchase | AUD 2.01 | 74 | FPS | 74 |
| 31-Jul-12 | MBL | On market purchase | AUD 2.01 | 36 | FPS | 36 |
| 31-Jul-12 | MBL | On market sale | AUD 2.02 | -92 | FPS | 92 |
| 31-Jul-12 | MBL | On market purchase | AUD 2.02 | 1,034 | FPS | 1,034 |
| 31-Jul-12 31-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 2.04 AUD 2.03 |
8 182 |
FPS FPS |
8 182 |
| 31-Jul-12 | MBL | On market sale | AUD 2.03 | -73 | FPS | 73 |
| 31-Jul-12 | MBL | On market purchase | AUD 2.02 | 1,034 | FPS | 1,034 |
| 31-Jul-12 | MBL | On market purchase | AUD 2.05 | 36 | FPS | 36 |
| 31-Jul-12 | MBL | On market sale | AUD 2.05 | -107 | FPS | 107 |
| 31-Jul-12 31-Jul-12 |
MBL MBL |
On market purchase On market sale |
AUD 2.05 AUD 2.05 |
104 -69 |
FPS FPS |
104 69 |
| 31-Jul-12 | MBL | On market purchase | AUD 2.06 | 142 | FPS | 142 |
| 31-Jul-12 | MBL | On market sale | AUD 2.06 | -72 | FPS | 72 |
| 31-Jul-12 | MBL | On market sale | AUD 2.06 | -136 | FPS | 136 |
| 31-Jul-12 | MBL | On market sale | AUD 2.06 | -142 | FPS | 142 |
| 31-Jul-12 31-Jul-12 |
MBL MBL |
On market purchase On market purchase |
AUD 2.06 AUD 2.05 |
209 72 |
FPS FPS |
209 72 |
| 31-Jul-12 | MBL | On market purchase | AUD 2.08 | 645 | FPS | 645 |
| 31-Jul-12 | MBL | On market sale | AUD 2.06 | -682 | FPS | 682 |
| 19-Apr-12 | MCIML | On Market Purchase | AUD 1.80 | 269,592 | FPS | 269,592 |
| 20-Apr-12 | MCIML | On Market Purchase | AUD 1.80 | 101,808 | FPS | 101,808 |
| 20-Apr-12 22-May-12 |
MCIML MCIML |
On Market Purchase On Market Sale |
AUD 1.80 AUD 1.87 |
33,574 -32,641 |
FPS FPS |
33,574 32,641 |
| 29-May-12 | MCIML | On Market Sale | AUD 1.95 | -131,765 | FPS | 131,765 |
| 30-May-12 | MCIML | On Market Sale | AUD 1.92 | -17,001 | FPS | 17,001 |
| 31-May-12 | MCIML | On Market Purchase | AUD 1.94 | 93,061 | FPS | 93,061 |
| 05-Jun-12 | MCIML | On Market Sale | AUD 1.90 | -20,578 | FPS | 20,578 |
| 26-Jun-12 10-Jul-12 |
MCIML MCIML |
On Market Purchase On Market Sale |
AUD 1.83 AUD 1.89 |
127,281 -89,440 |
FPS FPS |
127,281 89,440 |
| 11-Jul-12 | MCIML | On Market Sale | AUD 1.88 | -19,374 | FPS | 19,374 |
| 02-Apr-12 | MFMHK | On Market Purchase | AUD 1.84 | 12,812 | FPS | 12,812 |
| 04-Apr-12 | MFMHK | On Market Purchase | AUD 1.83 | 11,061 | FPS | 11,061 |
| 04-Apr-12 | MFMHK | On Market Purchase | AUD 1.84 | 12,217 | FPS | 12,217 |
| 18-Apr-12 26-Apr-12 |
MFMHK MFMHK |
On Market Sale On Market Purchase |
AUD 1.79 AUD 1.83 |
-2,728 37,774 |
FPS FPS |
2,728 37,774 |
| Date of | Person whose relevant | Nature of change | Consideration | Number of securities | Class Person's votes | |
|---|---|---|---|---|---|---|
| change | interest changed | affected | affected | |||
| 01-May-12 | MFMHK | On Market Purchase | AUD 1.89 | 44,378 | FPS | 44,378 |
| 01-May-12 | MFMHK | On Market Purchase | AUD 1.89 | 19,748 | FPS | 19,748 |
| 02-May-12 | MFMHK | On Market Sale | AUD 1.88 | -10,508 | FPS | 10,508 |
| 02-May-12 | MFMHK | On Market Purchase | AUD 1.88 | 7,436 | FPS | 7,436 9,174 |
| 02-May-12 | MFMHK | On Market Purchase | AUD 1.88 | 9,174 | FPS | 30,000 |
| 02-May-12 | MFMHK | On Market Purchase | AUD 1.88 | 30,000 | FPS | |
| 02-May-12 | MFMHK | On Market Purchase | AUD 1.88 | 50,247 | FPS | 50,247 2,704 |
| 09-May-12 09-May-12 |
MFMHK MFMHK |
On Market Purchase On Market Purchase |
AUD 1.84 AUD 1.84 |
2,704 7,248 |
FPS FPS |
7,248 |
| 16-May-12 | MFMHK | On Market Purchase | AUD 1.88 | 5,252 | FPS | 5,252 |
| 01-Jun-12 | MFMHK | On Market Sale | AUD 1.93 | -7,644 | FPS | 7,644 |
| 01-Jun-12 | MFMHK | On Market Purchase | AUD 1.93 | 10,312 | FPS | 10,312 |
| 01-Jun-12 | MFMHK | On Market Purchase | AUD 1.93 | 17,431 | FPS | 17,431 |
| 08-Jun-12 | MFMHK | On Market Sale | AUD 1.94 | -9,079 | FPS | 9,079 |
| 20-Jun-12 | MFMHK | On Market Sale | AUD 1.97 | -63,007 | FPS | 63,007 |
| 27-Jun-12 | MFMHK | On Market Sale | AUD 1.83 | -3,868 | FPS | 3,868 |
| 02-Jul-12 | MFMHK | On Market Purchase | AUD 1.85 | 15,119 | FPS | 15,119 |
| 04-Jul-12 | MFMHK | On Market Purchase | AUD 1.90 | 4,659 | FPS | 4,659 |
| 04-Jul-12 | MFMHK | On Market Purchase | AUD 1.90 | 7,214 | FPS | 7,214 |
| 13-Jul-12 | MFMHK | On Market Purchase | AUD 1.88 | 8,928 | FPS | 8,928 |
| 27-Jul-12 | MFMHK | On Market Purchase | AUD 1.90 | 5,269 | FPS | 5,269 |
| 27-Jul-12 | MFMHK | On Market Purchase | AUD 1.90 | 4,920 | FPS | 4,920 |
| 27-Jul-12 | MFMHK | On Market Purchase | AUD 1.90 | 20,000 | FPS | 20,000 |
| 27-Jul-12 | MFMHK | On Market Purchase | AUD 1.90 | 5,583 | FPS | 5,583 |
| 30-Jul-12 | MFMHK | On Market Purchase | AUD 1.94 | 85,535 | FPS | 85,535 |
| 30-Jul-12 | MFMHK | On Market Purchase | AUD 1.94 | 23,876 | FPS | 23,876 |
| 30-Jul-12 | MFMHK | On Market Purchase | AUD 1.94 | 22,536 | FPS | 22,536 |
| 30-Jul-12 | MFMHK | On Market Purchase | AUD 1.94 | 21,040 | FPS | 21,040 |
| 17-Jul-12 | MGSA | On Market Sale | AUD 1.91 | -102,954 | FPS | 102,954 |
| 17-Jul-12 | MGSA | On Market Sale | AUD 1.91 | -650,231 | FPS | 650,231 |
| 18-Jul-12 | MGSA | On Market Sale | AUD 1.91 | -110,145 | FPS | 110,145 |
| 18-Jul-12 | MGSA | On Market Sale | AUD 1.91 | -695,643 | FPS | 695,643 |
| 19-Jul-12 | MGSA | On Market Sale | AUD 1.92 | -65,783 | FPS | 65,783 |
| 19-Jul-12 | MGSA | On Market Sale | AUD 1.92 | -415,468 | FPS | 415,468 |
| 04-Apr-12 05-Apr-12 |
MIML MIML |
On Market Purchase On Market Sale |
AUD 1.84 AUD 1.83 |
11,226 -187,965 |
FPS FPS |
11,226 187,965 |
| 05-Apr-12 | MIML | On Market Purchase | AUD 1.84 | 2,584 | FPS | 2,584 |
| 10-Apr-12 | MIML | On Market Sale | AUD 1.82 | -575,000 | FPS | 575,000 |
| 10-Apr-12 | MIML | On Market Sale | AUD 1.82 | -720,105 | FPS | 720,105 |
| 12-Apr-12 | MIML | On Market Sale | AUD 1.78 | -61,495 | FPS | 61,495 |
| 16-Apr-12 | MIML | On Market Sale | AUD 1.78 | -50,988 | FPS | 50,988 |
| 20-Apr-12 | MIML | On Market Purchase | AUD 1.80 | 347,119 | FPS | 347,119 |
| 24-Apr-12 | MIML | On Market Sale | AUD 1.82 | -7,242 | FPS | 7,242 |
| 26-Apr-12 | MIML | Inspecie transfer to client | AUD 1.83 | -439,014 | FPS | 439,014 |
| 26-Apr-12 | MIML | On Market Sale | AUD 1.83 | -38,113 | FPS | 38,113 |
| 26-Apr-12 | MIML | On Market Purchase | AUD 1.83 | 192,241 | FPS | 192,241 |
| 26-Apr-12 | MIML | On Market Purchase | AUD 1.82 | 1,325 | FPS | 1,325 |
| 27-Apr-12 | MIML | On Market Purchase | AUD 1.85 | 835 | FPS | 835 |
| 30-Apr-12 | MIML | On Market Purchase | AUD 1.85 | 1,354 | FPS | 1,354 |
| 03-May-12 | MIML | On Market Sale | AUD 1.87 | -24,958 | FPS | 24,958 |
| 03-May-12 | MIML | On Market Sale | AUD 1.87 | -8,139 | FPS | 8,139 |
| 07-May-12 | MIML | Inspecie transfer to client | AUD 1.82 | 171,754 | FPS | 171,754 84,870 |
| 08-May-12 08-May-12 |
MIML MIML |
On Market Sale On Market Sale |
AUD 1.83 AUD 1.82 |
-84,870 -25,761 |
FPS FPS |
25,761 |
| 08-May-12 | MIML | On Market Sale | AUD 1.82 | -4,542 | FPS | 4,542 |
| 09-May-12 | MIML | On Market Purchase | AUD 1.85 | 11,158 | FPS | 11,158 |
| 22-May-12 | MIML | Inspecie transfer to client | AUD 1.87 | -125,581 | FPS | 125,581 |
| 22-May-12 | MIML | On Market Sale | AUD 1.87 | -302,019 | FPS | 302,019 |
| 30-May-12 | MIML | On Market Sale | AUD 1.92 | -228,516 | FPS | 228,516 |
| 01-Jun-12 | MIML | On Market Sale | AUD 1.93 | -5,761 | FPS | 5,761 |
| 01-Jun-12 | MIML | On Market Sale | AUD 1.92 | -4,575 | FPS | 4,575 |
| 07-Jun-12 | MIML | On Market Sale | AUD 1.93 | -10,163 | FPS | 10,163 |
| 07-Jun-12 | MIML | On Market Sale | AUD 1.93 | -66,457 | FPS | 66,457 |
| 08-Jun-12 | MIML | On Market Sale | AUD 1.94 | -43,255 | FPS | 43,255 |
| 15-Jun-12 | MIML | On Market Sale | AUD 1.94 | -1,149 | FPS | 1,149 |
| 15-Jun-12 | MIML | On Market Sale | AUD 1.94 | -1,573 | FPS | 1,573 |
| 15-Jun-12 | MIML | On Market Sale | AUD 1.94 | -1,094 | FPS | 1,094 |
| 15-Jun-12 | MIML | On Market Sale | AUD 1.95 | -29,483 | FPS | 29,483 |
| 18-Jun-12 | MIML | On Market Sale | AUD 1.95 | -4,984 | FPS | 4,984 |
| 18-Jun-12 | MIML | On Market Sale | AUD 1.95 | -3,767 | FPS | 3,767 |
| 19-Jun-12 | MIML | Inspecie transfer to client | AUD 1.95 | -65,418 | FPS | 65,418 79 |
| 19-Jun-12 19-Jun-12 |
MIML MIML |
Off Market Crossing On Market Sale |
AUD 1.95 AUD 1.96 |
-79 -642 |
FPS FPS |
642 |
| 20-Jun-12 | MIML | On Market Sale | AUD 1.96 | -10,676 | FPS | 10,676 |
| Date of | Person whose relevant | Nature of change | Consideration | Number of securities | Class Person's votes | |
|---|---|---|---|---|---|---|
| change | interest changed | affected | affected | |||
| 20-Jun-12 | MIML | On Market Sale | AUD 1.96 | -11,154 | FPS | 11,154 |
| 26-Jun-12 | MIML | On Market Sale | AUD 1.82 | -1,292 | FPS | 1,292 |
| 05-Jul-12 | MIML | On Market Sale | AUD 1.88 | -3,393 | FPS | 3,393 |
| 05-Jul-12 | MIML | On Market Sale | AUD 1.88 | -48,695 | FPS | 48,695 |
| 06-Jul-12 | MIML | Inspecie transfer to client | AUD 1.86 | -206,110 | FPS | 206,110 |
| 11-Jul-12 | MIML | On Market Sale | AUD 1.87 | -2,668 | FPS | 2,668 |
| 11-Jul-12 | MIML | On Market Sale | AUD 1.87 | -10,260 | FPS | 10,260 |
| 13-Jul-12 | MIML | On Market Sale | AUD 1.89 | -53,098 | FPS | 53,098 |
| 19-Jul-12 | MIML | On Market Sale | AUD 1.92 | -3,515 | FPS | 3,515 |
| 19-Jul-12 | MIML | On Market Sale | AUD 1.92 | -4,171 | FPS | 4,171 |
| 31-Jul-12 | MIML | On Market Sale | AUD 2.03 | -200,000 | FPS | 200,000 |
| 24-May-12 | MLL | On Market Sale | AUD 1.83 | -915 | FPS | 915 |
| 30-May-12 | MLL | On Market Sale | AUD 1.91 | -566 | FPS | 566 |
| 08-Jun-12 | MLL | On Market Sale | AUD 1.94 | -561 | FPS | 561 |
| 15-Jun-12 | MLL | On Market Sale | AUD 1.94 | -744 | FPS | 744 |
| 19-Jun-12 | MLL | Off Market Crossing | AUD 1.95 | 79 | FPS | 79 |
| 03-Jul-12 | MLL | On Market Sale | AUD 1.87 | -1,250 | FPS | 1,250 |
| 30-May-12 | MPPM | On market purchase | AUD 1.92 | 1,201 | FPS | 1,201 |
| 31-May-12 | MPPM | On market purchase | AUD 1.94 | 2,039 | FPS | 2,039 |
| 01-Jun-12 | MPPM | On market purchase | AUD 1.93 | 2,042 | FPS | 2,042 |
| 02-Jul-12 | MPPM | On market purchase | AUD 1.84 | 359 | FPS | 359 |
| 09-Jul-12 | MPPM | On market purchase | AUD 1.86 | 90 | FPS | 90 |
| 13-Jul-12 | MPPM | On market purchase | AUD 1.88 | 1,605 | FPS | 1,605 |
| 02-May-12 | MQSIML | On Market Purchase | AUD 1.87 | 1,743 | FPS | 1,743 |
| 01-Jun-12 | MQSIML | On Market Sale | AUD 1.93 | -17,902 | FPS | 17,902 |
| 02-Jul-12 | MQSIML | On Market Purchase | AUD 1.85 | 10,146 | FPS | 10,146 |
| 27-Jul-12 | MQSIML | On Market Purchase | AUD 1.90 | 1,084 | FPS | 1,084 |
| 30-Jul-12 | MQSIML | On Market Purchase | AUD 1.94 | 4,638 | FPS | 4,638 |
ANNEXURE 'C'
This is the annexure marked 'C' of 38 pages referred to in the Notice of initial substantial holder.
ANNEXURE 'D'
This is the annexure marked 'D' of 35 pages referred to in the Notice of initial substantial holder.
ANNEXURE 'E'
This is the annexure marked 'E' of 42 pages referred to in the Notice of initial substantial holder.
ANNEXURE 'F'
This is the annexure marked 'F' of 42 pages referred to in the Notice of initial substantial holder.
ANNEXURE 'G'
This is the annexure marked 'G' of 40 pages referred to in the Notice of initial substantial holder.
ANNEXURE 'H'
This is the annexure marked 'H' of 33 pages referred to in the Notice of initial substantial holder.

Australian Securities Lending Association Limited
(ACN 054 944 482) Level 18,20 Bond Street Sydney NSW 2000 Tel: (02) 9220 141 3 Fax: (02) 9220 1379
(Version: 4 April 1997)
Covers heet t 0
AUSTRALIAN MASTER SECURITIES LENDING AGREEMENT*
dated as of 3 ~ebvc~w 2c3ev
Between: Salomon Smith Barney Australia Securities Pty Limited
And: Macquarie Bank Limited
* This agreement is adapted from the ISLA Overseas Securities Lender's Agreement (Version: December 1995, as amended by 1996 UK Tax Addendum), prepared by Clzfjord Chance, London, England for use by parties required to meet UK Inland Revenue tax requirements.
* This agreement is also subject to the "Warning and Disclaimer" on the coversheet to the User's Guide relating to this agreement.
Mallesons Stephen Jaques
SOLICITORS Governor Phillip Tower 1 Farrer Place Sydney NSW 2000 Telephone (02) 9296 2000 Fax (02) 9296 3999 DX 1 13 Sydney Ref JCK
| Contents | Agreement | Page No |
|---|---|---|
| 1 Interpretation | ||
| 2 Loans of Securities | ||
| 3 Delivery of Securities | ||
| 4 Title, Distributions and Voting | ||
| 5 Fees | ||
| 6 Collateral | ||
| 7 Redelivery of Equivalent Securities | ||
| 8 Set-off etc. | ||
| 9 Stamp duty, taxes etc and loss of tax benefits | ||
| 10 Lender's warranties | ||
| 11 Borrower's warranties | ||
| 12 Events of Default | ||
| 13 Outstanding payments | ||
| 14 Transactions entered into as agent | ||
| 15 Termination of course of dealings by notice | 16 | |
| 16 No reliance or tax or accounting representation by other Party |
16 | |
| 17 Observance of procedures | 17 | |
| 18 Severance | 17 | |
| 19 Specific performance | ||
| 20 Notices | ||
| 21 Assignment | ||
| 22 Non-Waiver | ||
| 23 Time | ||
| 24 Recording | ||
| 25 Miscellaneous | 18 |
|---|---|
| 26 Definitions | 19 |
| 27 Governing Law and Jurisdiction | 27 |
| Schedule 1 - Particulars | 28 |
| Schedule 2 Specimen Form of Borrowing Request (see clause 2.1 and definition of "Borrowing Request" in clause 26) |
32 |
| Schedule 3 Supplementary Terms and Conditions (if any) | 33 |

Australian Securities Lending Association Limited
(ACN 054 944 482) Level 18,20 Bond Street Sydney NSW 2000 Tel: (02) 9220 141 3 Fax: (02) 9220 1379
AUSTRALIAN MASTER SECURITIES LENDING AGREEMENT *
(Version: 4 April 1997)
dated as of 3 F&WW 2-
Between: (1) (Name of Company) Salomon Smith Barney Australia Securities Pty Limited
(ACN or ARBN (as applicable)) ACN 003 114 832
a company incorporated under the laws of New South Wales
of (Business address) Level 15, Grosvenor Place, 225 George Street, Sydney. NSW 2000
And: (2) (Name of Company) Macquarie Bank Limited
(ACN or ARBN (as applicable)) ACN 008 583 542
a company incorporated under the laws of New South Wales
of (Business address) Level 5,
1 Martin Place, Sydney. NSW 2000
* This agreement is adapted from the ISLA Overseas Securities Lender's Agreement (Version: December 1995, as amended by 1996 UK Tax Addendum), prepared by Clzflord Chance, London, England for use by parties required to meet UK Inland Revenue tax requirements.
* This agreement is also subject to the "Warning and Disclaimer" on the coversheet to the "User's Guide" relating to this agreement.
Mallesons Stephen Jaques
SOLICITORS Governor Phillip Tower 1 Farrer Place Sydney NSW 2000 Telephone (02) 9296 2000 Fax (02) 9296 399 DX 1 13 Sydney Ref: JCK
AGREEMENT
Recitals:
A. The Parties hereto are desirous of agreeing to a procedure whereby either one of them (the "Lender") will make available to the other of them (the "Borrower") from time to time Securities (as hereinafter defined).
B. All transactions carried out under this Agreement will be effected in accordance with the Rules (as hereinafter defined), if applicable, together with current market practices, customs and conventions, in so far as they are not inconsistent with the terms of this Agreement.
Operative provisions:
1 Interpretation
- 1.1 [pefinitions] The terms defined in clause 26 and in Schedule 1 have the meanings therein specified for the purposes of this Agreement.
- 1.2 [Inconsistency] In the event of any inconsistency between the provisions of Schedule 1 and the other provisions of this Agreement, Schedule 1 will prevail. In the event of any inconsistency between the provisions (if any) of Schedule 3 and the other provisions of this Agreement (including Schedule I), Schedule 3 will prevail. In the event of any inconsistency between the provisions of any Confirmation and this Agreement (including Schedules 1 and 3), such Confirmation will prevail for the purpose of the relevant transaction.
- 1.3 [Single agreement] All transactions are entered into in reliance on the fact that this Agreement and all Confirmations form a single agreement between the Parties (collectively referred to as this "Agreement"), and the Parties would not otherwise enter into any transactions.
- 1.4 [Interpretation] In this Agreement:
-
(a) Unless the context otherwise requires:
- (i) The singular includes the plural and vice versa.
- (ii) A person includes a corporation.
- (iii) A corporation includes any body corporate and any statutory authority.
- (iv) A reference to a statute, ordinance, code or other law or the Rules includes regulations or other instruments under it or them and consolidations, amendments, re-enactments or replacements of any of them.
-
(b) Notwithstanding the use of expressions such as "borrow9" ''Iena9, ""CsllateraY, "Margin", "redeliver" etc., which are used to reflect terminology used in the market for transactions of the kind provided for in this Agreement, title to Securities "borrowed" or "lent" and "Collateral" provided in accordance with this Agreement shall pass from one Party to another as provided for in this Agreement, the Party obtaining such title being obliged to redeliver Equivalent Securities or Equivalent Collateral, as the case may be.
- 1.5 [Headings] All headings appear for convenience only and shall not affect the 5- interpretation of this Agreement.
- [Currency conversion] For the purposes of clauses 6, 8.3 and 8.4, when a conversion into the Base Currency is required, all prices, sums or values (including any Value, Offer Value and Bid Value) of Securities, Equivalent Securities, Collateral or Equivalent Collateral (including Cash Collateral) stated in currencies other than the Base Currency shall be converted into the Base Currency at the rate quoted by an Australian bank selected by the Lender (or, if an Event of Default has occurred in relation to the Lender, by the Borrower) at or about 11.00arn (Sydney time) on the day of conversion as its spot rate for the sale by the bank of the Base Currency in exchange for the relevant other currency.
- 1.7 [Other agreements] Where at any time there is in existence any other agreement between the Parties the terms of which make provision for the lending of Securities (as defined in this Agreement) as well as other securities, the terms of this Agreement shall apply to the lending of such Securities to the exclusion of any other * such agreement.
- 1.8 [Nominees] If payment is to be made to a Party's nominee or otherwise in accordance with the directions of a Party (whether by the other Party or by a third party), it shall be deemed, for the purposes of this agreement, to have been paid or made to the first mentioned Party.
2 Loans of Securities
- 2.1 [Borrowing Request and acceptance thereofg The Lender will lend Securities to the Borrower, and the Borrower will borrow Securities from the Lender, in accordance with the terms and conditions of this Agreement and with the Rules provided always that the Lender shall have received from the Borrower and accepted (by whatever means) a Borrowing Request.
- 2.2 [Changes to a Borrowing Request] The Borrower has the right to reduce the amount of Securities referred to in, or otherwise vary, a Borrowing Request provided that:
- (a) the Borrower has notified the Lender of such reduction or variation no later than midday Australian Eastern standard or summer (as appropriate) time on the day which is two Business Days prior to the Settlement Date, unless otherwise agreed between the Parties, and
- (b) the Lender shall have accepted such reduction or variation (by whatever means).
[Delivery of Securities] The Lender shall procure the delivery of Securities to the Borrower or deliver such Securities in accordance with the relevant Borrowing Request together with appropriate instruments of transfer (where necessary) duly stamped (where necessary) and such other instruments (if any) as may be requisite to vest title thereto in the Borrower. Such Securities shall be deemed to have been delivered by the Lender to the Borrower on delivery to the Borrower or as it shall direct of the relevant instruments of transfer and certificates or other documents of title (if any), or in the case of Securities title to which is registered in a computer based system which provides for the recording and transfer of title to the same by way of electronic entries (such as CHESS), on the transfer of title in accordance with the rules and procedures of such system as in force from time to time, or by such other means as may be agreed.
4 Title, Distributions and Voting
- 4.1 [Passing of title] The Parties shall execute and deliver all necessary documents and give all necessary instructions to procure that all right, title and interest in:
- (a) any Securities borrowed pursuant to clause 2;
- (b) any Equivalent Securities redelivered pursuant to clause 7;
- (c) any Collateral delivered pursuant to clause 6;
- (d) any Equivalent Collateral redelivered pursuant to clauses 6 or 7,
shall pass fiom one Party to the other, on delivery or redelivery of the same in accordance with this Agreement, free from all liens, charges, equities and encumbrances. In the case of Securities, Collateral, Equivalent Securities or Equivalent Collateral title to which is registered in a computer based system which provides for the recording and transfer of title to the same by way of electronic entries, delivery and transfer of title shall take place in accordance with the rules and procedures of such system as in force from time to time.
4.2 [Distributions]
- (a) [Cash distributions] Unless otherwise agreed, where Income is paid in relation to any Securities on or by reference to an Income Payment Date on which such Securities are the subject of a loan under this Agreement, the Borrower shall, on the date of the payment of such Income, or on such other date as the Parties may from time to time agree, (the "Relevant Payment Date") pay and deliver a sum of money equivalent to the same to the Lender, irrespective of whether the Borrower received the same.
- (b) [Non-cash distributions] Subject to paragraph (c) (unless otherwise agreed), where, in respect of any borrowed Securities or any Collateral, any rights relating to conversion, sub-division, consolidation, pre-emption, rights arising under a takeover offer or other rights, including those requiring election by the holder for the time being of such Securities or Collateral, become exercisable prior to the redelivery of Equivalent Securities or Equivalent Collateral, then the Lender or Borrower, as the case may be, may, within a reasonable time
before the latest time for the exercise of the right or option, give written notice to the other Party that, on redelivery of Equivalent Securities or Equivalent Collateral, as the case may be, it wishes to receive Equivalent Securities or Equivalent Collateral in such form as will arise if the right is exercised or, in the case of a right which may be exercised in more than one manner, is exercised as is specified in such written notice.
- (c) [Tax Act ss 26BC(3)(c)(ii) and (v) requirements] Notwithstanding paragraph (b), where, in respect of any Borrowed Securities or any Collateral, the relevant issuer company, trustee, government or government authority issues any right or option in respect of the Borrowed Securities or Collateral, as the case may be, the Borrower or the Lender, respectively, must deliver or make, as the case may be, to the other Party on the date of such issue or on such other date as the Parties may from time to time agree:
- (i) the right, or option; or
- (ii) an identical right or option; or
- (iii) a payment equal to the value to the Lender or the Borrower, respectively, of the right or option;
together with any such endorsements or assignments as shall be customary and appropriate.
(d) [Manner of payment] Any payment to be made by the Borrower under this clause shall be made in a manner to be agreed between the Parties.
[Voting] Unless paragraph 4 in Schedule 1 specifies that this clause 4.3 does not apply, each Party undertakes that, where it holds Securities of the same description as any Securities borrowed by it or transferred to it by way of Collateral at a time when a right to vote arises in respect of such Securities, it will use its best endeavours to arrange for the voting rights attached to such Securities to be exercised in accordance with the instructions of the Lender or Borrower (as the case may be) provided always that each Party shall use its best endeavours to notify the other of its instructions in writing no later than seven Business Days prior to the date upon which such votes are exercisable, or as otherwise agreed between the Parties, and that the Party concerned shall not be obliged so to exercise the votes in respect of the number of Securities greater than the number so lent or transferred to it. For the avoidance of doubt, the Parties agree that, subject as hereinbefore provided, any voting rights attaching to the relevant Securities, Equivalent Securities, Collateral andlor Equivalent Collateral shall be exercisable by the persons in whose name they are registered, or in the case of Securities, Equivalent Securities, collateral andlor Equivalent Collateral in bearer form by the persons by or on behalf of whom they are held, and not necessarily by the Borrower or the Lender (as the case may be).
- 5 Fees
- 5.1 [Fees] In respect of each loan of Securities:
-
(a) for which the Collateral is cash:
-
(i) the Lender must pay a fee to the Borrower in respect of the amount of that Collateral, calculated at the rate agreed between them; and
- (ii) unless the Parties otherwise agree, the Borrower is not obliged to pay a fee to the Lender;
- (b) a for which there is no Cash Collateral, the Borrower must pay a fee to the Lender, calculated at the rate agreed between them.
- 5.2 [Where there are different types of Collateral] Where the Collateral comprises only partly cash, clause 5.1 is to be construed as if there were separate loans of Securities, one secured solely by Cash Collateral and the other secured solely by non-cash Collateral.
- 5.3 [Calculation of fees] In respect of each loan of Securities, the payments referred to in clause 5.1 of this clause shall accrue daily in respect of the period commencing on and inclusive of the Settlement Day and terminating on and exclusive of the Business Day upon which Equivalent Securities are redelivered or Cash Collateral is repaid. Unless otherwise agreed, the sums so accruing in respect of each calendar month shall be paid in arrears by the Borrower to the Lender or to the Borrower by the Lender (as the case may be) not later than the Business Day which is one week after the last Business Day of the calendar month to which such payment relate or such other date as the Parties from time to time agree. Any payment made pursuant to clause 5.1 shall be in Australian currency, unless otherwise agreed, and shall be paid in such manner and at such place as shall be agreed between the Parties.
6 Collateral
6.1 [Borrower's obligation to provide Collateral] Unless otherwise agreed, subject to the other provisions of this clause 6, the Borrower undertakes to deliver to or deposit with the Lender (or in accordance with the Lender's instructions) Collateral of the kind specified in the relevant Borrowing Request or as otherwise agreed between the Parties (together with appropriate instruments of transfer duly stamped (where necessary) and such other instruments as may be requisite to vest title thereto in the Lender) simultaneously with delivery of the Borrowed Securities by the Lender.
6.2 [Global margining]
- (a) [Adjustments to Collateral] Unless otherwise agreed between the Parties, subject to paragraph (b), clause 6.4 and paragraph 1.5 in Schedule 1 :
- (i) The aggregate Value of the Collateral delivered to or deposited with the Lender or its nominated bank or depositary (excluding any Collateral repaid or redelivered under paragraph (ii) below (as the case may be)) in respect of all loans of Securities outstanding under this Agreement ("Posted Collateral") shall from day to day and at any time be at least the aggregate of the Required Collateral Values in respect of such loans.
(ii) If at any time the aggregate Value of the Posted Collateral in respect of all loans of Securities outstanding under this Agreement exceeds the aggregate of the Required Collateral Values in respect of such loans, the Lender shall (on demand) repay such Cash Collateral andlor
redeliver to the Borrower such Equivalent Collateral as will eliminate the excess.
- (iii) If at any time the aggregate Value of the Posted Collateral in respect of all loans of Securities outstanding under this Agreement falls below the aggregate of Required Collateral Values in respect of all such loans, the Borrower shall (on demand) provide such further Collateral to the Lender as will eliminate the deficiency.
- (b) [Netting of Collateral obligations where a Party is both Lender md Borrower] Unless otherwise agreed between the Parties, sub~ect to clause 6.4 and paragraph 1.5 in Schedule 1, where paragraph (a) applies, if a Party (the "first Party") would, but for this paragraph, be required under paragraph (a) to repay Cash Collateral, redeliver Equivalent Collateral or provide further Collateral in circumstances where the other Party (the "second Party") would, but for this paragraph, also be required to repay Cash Collateral, redeliver Equivalent Collateral or provide further Collateral under paragraph (a), then the Value of the Cash Collateral, Equivalent Collateral or further Collateral deliverable by the first Party ("X") shall be set-off against the Value of the Cash Collateral, Equivalent Collateral or further Collateral deliverable by the second Party ("Y") and the only obligation of the Parties under paragraph (a) shall be, where X exceeds Y, an obligation of the first Party, or where Y exceed X, an obligation of the second Party, (on demand) to repay Cash Collateral, redeliver Equivalent Collateral or deliver further Collateral having a Value equal to the difference between X and Y.
- 6.3 [Required Collateral Value] For the purposes of clause 6.2(a), the Value of the Posted Collateral to be delivered or deposited in respect of any loan of Securities, while the loan of Securities continues, shall be equal to the aggregate of the Value of the borrowed Securities and the Margin applicable thereto (the "Required Collateral Value").
- 6.4 [Time for paymentlrepayment of Collateral] Except as provided in clause 6.1 or clause 6.6, where any Cash Collateral is to be repaid, Equivalent Collateral is to be redelivered or further Collateral is to be provided under this clause 6, it shall be paid or delivered as stated in paragraph 1.4 in Schedule 1.
- 6.5 [Substitution of Alternative Collateral] The Borrower may from time to time call for the repayment of Cash Collateral or the redelivery of Equivalent Collateral prior to the date on which the same would otherwise have been repayable or redeliverable, provided that, at the time of such repayment or redelivery, the Borrower shall have delivered or delivers Alternative Collateral acceptable to the Lender.
6.6 [Return of CollateraVEquivalent Collateral on redelivery of Equivalent Securities]
- (a) Cash Collateral shall be repaid and Equivalent Collateral shall be redelivered at the same time as Equivalent Securities in respect of the Securities borrowed are redelivered.
- (b) Where Collateral is provided through a book entry transfer system (such as Austraclear or RITS), the obligation of the Lender shall be to redeliver Equivalent Collateral through such book entry transfer system in accordance
with this Agreement. If the loan of Securities in respect of which Collateral was provided has not been discharged when the Equivalent Collateral is redelivered, any payment obligation generated within the book entry transfer system on such redelivery shall, until the loan of Securities is discharged or further Collateral is provided, be deemed to constitute an obligation to pay Cash Collateral.
- 6.7 [Receipt by Lender of Income on Collateral] Where Collateral (other than Cash Collateral) is delivered in respect of which any Income may become payable and an I- Income Payment Date in respect of that Collateral occurs prior to the redelivery of Equivalent Collateral, then, unless such Income is paid directly to the Borrower, the Lender shall, on the date on which such Income is paid or on such other date as the Parties may from time to time agree, pay and deliver a sum of money or property equivalent to such Income (with any such endorsements or assignments as shall be customary and appropriate to effect the delivery) to the Borrower.
- 6.8 [Borrower's rights re Collateral are not assignable] The Borrower may not assign, transfer or otherwise dispose of, or mortgage, charge or otherwise encumber, or otherwise deal with its rights in respect of any Collateral without the prior written consent of the Lender.
- 6.9 [Lender may set off obligation to repay or return Equivalent Collateral] If the Borrower fails to comply with its obligation to redeliver Equivalent Securities, the obligation of the Lender in respect of any Collateral may be the subject of a set-off in accordance with clause 8.
- 6.10 [Collateral provided to Lender's Nominee] Without limiting clause 1.8, where Collateral is provided to the Lender's nominee, any obligation under this Agreement to repay or redeliver or otherwise account for Equivalent Collateral shall be an obligation of the Lender, notwithstanding that any such repayment or redelivery may be effected in any particular case by the nominee.
7 Redelivery of Equivalent Securities
- 7.1 [Borrower's obligation to redeliver Equivalent Securities] The Borrower undertakes to redeliver Equivalent Securities in accordance with this Agreement and the terms of the relevant Borrowing Request.
- 7.2 [Lender may call for early redelivery of Equivalent Securities] Subject to clause 8 and the terms of the relevant Borrowing Request, the Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed Securities were originally delivered. The Borrower shall as hereinafter provided redeliver such Equivalent Securities not later than the expiry of such notice in accordance with the Lender's instructions.
- 7.3 [Lender may terminate loan if Borrower defaults] If the Borrower does not redeliver Equivalent Securities in accordance with such call, the Lender may elect to continue the loan of Securities ; provided that, if the Lender does not elect to continue the loan, the Lender may by written notice to the Borrower elect to terminate the relevant loan. Upon the expiry of such notice the provisions of clauses 8.2 to 8.5 shall apply as if upon the expiry of such notice an Event of
Default had occurred in relation to the Borrower (who shall thus be the Defaulting Party for the purposes of this Agreement) and as if the relevant loan were the only loan outstanding.
- 7.4 [Consequence of exercise of "buy-in" against Lender, as a result of Borrower default] In the event that, as a result of the failure of the Borrower to redeliver ~~uivalent Securities to the Lender in accordance with this Agreement, a "buy-in" is exercised against the Lender, then, provided that reasonable notice has been given to the Borrower of the likelihood of such a "buy-in", the Borrower shall account to x- the Lender for the total costs and expenses reasonably incurred by the Lender as a result of such "buy-in".
- 7.5 [Right of Borrower to terminate loan early] Subject to the terms of the relevant Borrowing Request, the Borrower shall be entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions.
Set-off etc.
- 8.1 [Requirement for simultaneous delivery] On the date and time that Equivalent Securities are required to be redelivered by the Borrower in accordance with the provisions of this Agreement the Lender shall simultaneously redeliver the Equivalent Collateral and repay any Cash Collateral held (in respect of the Equivalent Securities to be redelivered) to the Borrower. Neither Party shall be obliged to make delivery (or make a payment as the case may be) to the other unless it is satisfied that the other Party will make such delivery (or make an appropriate payment as the case may be) to it simultaneously. If it is not so satisfied (whether because an Event of Default has occurred in respect of the other Party or otherwise), it shall notify the other Party and, unless that other Party has made arrangements which are sufficient to assure full delivery (or the appropriate payment as the case may be) to the notifying Party, the notifying Party shall (provided it is itself in a position, and willing, to perform its own obligations) be entitled to withhold delivery (or payment, as the case may be) to the other Party.
- 8.2 [Netting following occurrence of Event of Default] If an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations (and any other obligations they have under this Agreement) shall be accelerated so as to require performance thereof at the time such Event of Default occurs (the date of which shall be the "Performance Date" for the purposes of this clause), and in such event:
- (a) the Relevant Value of the Securities to be delivered (or payment to be made, as the casemay be) by each Party shall be established in accordance with clause 8.3; and
-
(b) on the basis of the Relevant Values so established, an account shall be taken (as at the Performance Date) of what is due from each Party to the other and (on the basis that each Party's claim against the other in respect of delivery of Equivalent Securities or Equivalent Collateral or any cash payment equals the Relevant Value thereof) the sums due from one Party shall be set-off against the sums due from the other and only the balance of the account shall be payable (by the Party having the claim valued at the lower amount pursuant to the foregoing) and such balance shall be payable on the Performance Date.
-
8.3 [Relevant Value] For the purposes of clause 8.2 the Relevant Value:
- (a) of any cash payment obligation shall equal its par value (disregarding any amount taken into account under (b) or (c) below);
- (b) of any Securities to be delivered by the Defaulting Party shall, subject to clause 8.4(b) and (c) below, equal the Offer Value thereof; and
- . .- (c) of any Securities to be delivered to the Defaulting Party shall, subject to clause 1- 8.4(b) and (c) below, equal the Bid Value thereof.
8.4 [Bid ValueIOffer Value]
I 11' h, 1 'I' , I ,'I I 1;~
I., 1: 1 1 I
- (a) For the purposes of clause 8.3, but subject to (b) and (c) below, the Bid Value and Offer Value of any Securities shall be calculated as at the Close of Business in the most appropriate market for Securities of the relevant description (as determined by the Non-Defaulting Party) on the first Business Day following the Performance Date, or, if the relevant Event of Default occurs outside the normal business hours of such market, on the second Business Day following the Performance Date (the "Default Valuation Time").
- (b) Where the Non-Defaulting Party has, following the occurrence of an Event of Default but prior to the Default Valuation Time, purchased Securities forming part of the same issue and being of an identical type and description to those to be delivered by the Defaulting Party and in substantially the same amount as those Securities or sold Securities forming part of the same issue and being of an identical type and description to those to be delivered by him to the Defaulting Party and in substantially the same amount as those Securities, the cost of such purchase or the proceeds of such sale, as the case may be, (taking into account all reasonable costs, fees and expenses that would be incurred in connection therewith) shall be treated as the Offer Value or Bid Value, as the case may be, of the relevant Securities for the purposes of this clause 8.
- (c) Where the amount of any Securities sold or purchased as mentioned in (b) above is not in substantially the same amount as those Securities to be valued for the purposes of clause 8.3, the Offer Value or the Bid Value (as the case may be) of those Securities shall be ascertained by:
- (i) dividing the net proceeds of sale or cost of purchase by the amount of the Securities sold or purchased so as to obtain a net unit price; and
- (ii) multiplying that net unit price by the amount of the Securities to be valued.
- 8.5 [Interpretation: "Securities"] Any reference in this clause 8 to Securities shall include any asset other than cash provided by way of Collateral.
-
8.6 [Interpretation: "Event of Default"] If the Borrower or the Lender for any reason fails to comply with its respective obligations under clause 6.6 in respect of the redelivery of Equivalent Collateral or the repayment of Cash Collateral, such failure shall be an Event of Default for the purposes of this clause 8, and the person failing to comply shall thus be the Defaulting Party.
-
- 8.7 [Waiver of right to require simultaneous delivery] Subject to and without prejudice to its rights under clause 8.1, either Party may from time to time in accordance with market practice and in recognition of the practical difficulties in arranging simultaneous delivery of Securities, Collateral and cash transfers waive its right under this Agreement in respect of simultaneous delivery andlor payment; provided that no such waiver in respect of one transaction shall bind it in respect of any other transaction.
'9 Stamp duty, taxes etc and loss of tax benefits
9.1 [Stamp duty etc] The Borrower hereby undertakes promptly to pay and account for any transfer or similar duties or taxes, and any loan security or other stamp duties, (if any) chargeable in connection with any transaction effected pursuant to or contemplated by this Agreement, and shall indemnify and keep indemnified the Lender against any liability arising in respect thereof as a result of the Borrower's failure to do so.
9.2 [Borrower to give Transfer of Dividend Statement to Lender re franked dividends] If:
- (a) an Income Payment Date occurs during an Income Determination Period in relation to a particular loan of Securities;
- (b) had the Lender been the holder of those Securities on the relevant Income Payment Date, it would have received a Franked Dividend in respect of those Securities;
- (c) the Agreement or the relevant Confirmation states that the Lender is an Australian Taxpayer;
- (d) the failure of the Lender to receive a Franked Dividend is not due to any unreasonable act or omission by or on behalf of the Lender; and
- (e) neither item 7 in Schedule 1 nor the relevant Confirmation states that the Lender is not entitled to compensation for the loss of fianking creditslrebates;
then:
- (f) the Borrower must either:
- (i) as soon as practicable, and in any event within [lo Business Days] after the relevant Income Payment Date, give to the Lender a Transfer of Dividend Statement in respect of those Securities (which the Borrower is to be taken as having warranted is correct in all material respects and is effective for the purposes of Division 6A of Part IIIAA of the Tax Act); or
(ii) on the [loth Business Day] after the relevant Income Payment Date pay to the Lender an amount equal to the franlung credit referable to the Franked Dividend.
- -- 9.3 [Borrower to compensate corporate Lender for loss of intercorporate dividend rebate re unfranked dividends] If
- (a) an Income Payment Date occurs during an Income Determination Period in relation to a particular loan of Securities;
- (b) had the Lender been the holder of those Securities on the relevant Income Payment Date, it would have received an Unfranked Dividend in respect of those Securities;
- (c) the Agreement or the relevant confirmation states the Lender is entitled to compensation for the loss of the intercorporate dividend rebate under the Tax Act;
- (d) the failure of the Lender to qualify for that rebate is not due to any unreasonable act or omission by or on behalf of the Lender; and
- (e) neither item 8 of the Agreement nor the relevant Confirmation states that the Lender is not entitled to compensation for the loss of that rebate;
then the Borrower must pay to the Lender an amount calculated as follows:
$$
P = \frac{DT}{1-T}
$$
Where:
P = the amount payable;
- D = the amount of the Unfranked Dividend; and
- T = the rate of income tax, expressed as a decimal, determined under the Tax Act at the relevant Income Payment Date as that payable in respect of the taxable income of a company (other than a private company, a company in the capacity of a trustee or a non-profit company that is a fkiendly society dispensary).
- 9.4 ["Notifiable consideration'' for the purposes of s26BC(3)(d) of the Tax Act] For the purposes of section 26BC(3)(d) of the Tax Act, the notifiable consideration in respect of any loan of Securities is dissected as follows:
- (a) a fee see clause 5.l(as applicable); and
- (b) other consideration see clauses 4.2,6 and 9 and the definition of "Equivalent Securities" in clause 26.
I8 Lender's warranties
[Lender's warranties] Each Party hereby warrants and undertakes to the other on a continuing basis, to the intent that such warranties shall survive the completion of any transaction contemplated by this Agreement, that, where acting as a Lender:
(a) it is duly authorised and empowered to perform its duties and obligations under this Agreement;
- (b) it is not restricted under the terms of its constitution or in any other manner from lending Securities in accordance with this Agreement or from otherwise performing its obligations under this Agreement;
- (c) it is absolutely entitled to pass full legal and beneficial ownership of all Securities provided by it under this Agreement to the Borrower free from all liens, charges, equities and encumbrances; and
- (d) where paragraph 3 in Schedule 1 specifies that this clause 10(d) applies, it is not resident in Australia for the purposes of the Tax Act and either:
- (i) does not have a branch or other permanent establishment in Australia for the purposes of the Tax Act or of any applicable double tax agreement between Australia and its country of tax residence; or
- (ii) if it does have such a branch or other permanent establishment in Australia, that the loan is not entered into in the course of carrying on business through such branch or permanent establishment.
11 Borrower's warranties
[Borrower's warranties] Each Party hereby warrants and undertakes to the other on a continuing basis, to the intent that such warranties shall survive the completion of any transaction contemplated by this Agreement, that, where acting as a Borrower:
- (a) it has all necessary licences and approvals, and is duly authorised and empowered, to perform its duties and obligations under this Agreement and will do nothing prejudicial to the continuation of such authorisation, licences or approvals;
- (b) it is not restricted under the terms of its constitution or in any other manner fiom borrowing Securities in accordance with this Agreement or from otherwise performing its obligations under this Agreement;
- (c) it is absolutely entitled to pass full legal and beneficial ownership of all Collateral provided by it under this Agreement to the Lender free from all liens, charges, equities and encumbrances; and
- (d) it is acting as principal in respect of this Agreement.
Events of Default
- 12.1 [Events of Default] Each of the following events occurring in relation to either Party (the "Defaulting Party", the other Party being the "Non-Defaulting Party") shall be an Event of Default for the purpose of clause 8:
- (a) the Borrower or Lender failing to pay or repay Cash Collateral or deliver or redeliver Collateral or Equivalent Collateral upon the due date, and the Non-Defaulting Party serves written notice on the Defaulting Party;
-
(b) the Lender or Borrower failing to comply with its obligations under clause 6, and the Non-Defaulting Party serves written notice on the Defaulting Party;
-
(c) the Borrower failing to comply with clause 4.2, clause 9.2 or clause 9.3 and the Non-Defaulting Party serves written notice on the Defaulting Party;
- (d) an Act of Insolvency occurring with respect to the Lender or the Borrower and (except in the case of an Act of Insolvency which is the presentation of a petition for winding up or any analogous proceeding or the appointment of a liquidator or analogous officer of the Defaulting Party in which case no such notice shall be required) the Non-Defaulting Party serves written notice on the Defaulting Party;
- (e) any representations or warranties made by the Lender or the Borrower being incorrect or untrue in any material respect when made or repeated or deemed to have been made or repeated, and the Non-Defaulting Party serves written notice on the Defaulting Party;
- (f) the Lender or the Borrower admitting to the other that it is unable to, or it intends not to, perform any of its obligations hereunder and/or in respect of any loan hereunder, and the Non-Defaulting Party serves written notice on the Defaulting Party;
- (g) the Lender (if appropriate) or the Borrower being declared in default by the appropriate authority under the Rules or being suspended or expelled fiom membership of or participation in any securities exchange or association or other self-regulatory organisation, or suspended from dealing in securities by any government agency, and the Non-Defaulting Party serves written notice on the Defaulting Party;-
- (h) any of the assets of the Lender or the Borrower or the assets of investors held by or to the order of the Lender or the Borrower being ordered to be transferred to a trustee by a regulatory authority pursuant to any securities regulating legislation and the Non-Defaulting Party serves written notice on the Defaulting Party, or
- (i) the Lender or the Borrower failing to perform any other of its obligations hereunder and not remedying such failure within 30 days after the Non-Defaulting Party serves written notice requiring it to remedy such failure, and the Non-Defaulting Party serves a further written notice on the Defaulting Party.
- 12.2 [Obligation of each Party to notify its Event of Default] Each Party shall notify the other if an Event of Default occurs in relation to it.
13 Outstanding payments
[Default interest] In the event of either Party failing to remit sums in accordance with this Agreement, such Party hereby undertakes to pay to the other Party upon demand interest (before as well as after judgment) on the net balance due and outstanding, for the period commencing on and inclusive of the original due date for payment to (but excluding) the date of actual payment, in the same currency at a rate per annum equal to the cost (without proof or evidence of any actual cost) to the relevant payee (as certified by it in good faith) if it were to fund or of funding the relevant amount, plus 2% (or other agreed percentage) per annum.
14 Transactions entered into as agent
- 14.1 [Agency Transactions] Subject to the following provisions of this clause, the Lender may enter into loans as agent (in such capacity, the "Agent") for a third person (a "Principal"), whether as custodian or investment manager or otherwise (a loan so entered into being referred to in this clause as an "Agency Transaction").
- 14.2 [Conditions for Agency Transactions] A Lender may enter into an Agency _ .' Transaction if, but only if t
- (a) it specifies that loan as an Agency Transaction at the time when it enters into it;
- (b) it enters into that loan on behalf of a single Principal whose identity is disclosed to the Borrower (whether by name or by reference to a code or identifier which the Parties have agreed will be used to refer to a specified Principal) at the time when it enters into the loan; and
- (c) it has at the time when the loan is entered into actual authority to enter into the loan and to perform on behalf of that Principal all of that Principal's obligations under the agreement referred to in clause 14.4(b) below.
- 14.3 [Undertakings by Lender] The Lender undertakes that, if it enters as agent into an Agency Transaction, forthwith upon becoming aware:
- (a) of any event which constitutes an Act of Insolvency with respect to the relevant Principal; or
- (b) of any breach of any of the warranties given in clause 14.5 below or of any event or circumstance which has the result that any such warranty would be untrue if repeated by reference to the current facts,
it will inform the Borrower of that fact and will, if so required by the Borrower, furnish it with such additional information as it may reasonably request.
14.4 [Consequences of Agency Transaction]
- (a) Each Agency Transaction shall be a transaction between the relevant Principal and the Borrower and no person other than the relevant Principal and the Borrower shall be a party to or have any rights or obligations under an Agency Transaction. Without limiting the foregoing, the Lender shall not be liable as principal for the performance of an Agency Transaction or for breach of any warranty contained in clause 10(d) of this Agreement, but this is without prejudice to any liability of the Lender under any other provision of this clause.
- (b) All the provisions of the Agreement shall apply separately as between the Borrower and each Principal for whom the Agent has entered into an Agency Transaction or Agency Transactions as if each such Principal were a party to a separate agreement with the Borrower in all respects identical with this Agreement other than this paragraph and as if the Principal were Lender in respect of that agreement; provided that:
- (i) if there occurs in relation to the Agent an Event or Default or an event which would constitute an Event of Default if the Borrower served
written notice under any paragraph of clause 12, the Borrower shall be entitled by giving written notice to the Principal (which notice shall be validly given to the Lender in accordance with clause 20) to declare that, by reason of that event, an Event of Default is to be treated as occurring in relation to the Principal. If the Borrower gives such a notice, then an Event of Default shall be treated as occurring in relation to the Principal at the time when the notice is deemed to be given; and
(ii) if the Principal is neither incorporated nor has established a place of business in Australia, the Principal shall for the purposes of the agreement referred to in the preamble in this paragraph (b) be deemed to have appointed as its agent to receive on its behalf service of process in the courts of Australia the Agent, or, if the Agent is neither incorporated nor has established a place of business in Australia, the person appointed by the Agent for the purposes of this Agreement, or such other person as the Principal may from time to time specify in a written notice given to the other party.
- (c) The foregoing provisions of this clause do not affect the operation of the Agreement as between the Borrower and the Lender in respect of any transactions into which the Lender may enter on its own account as principal.
- 14.5 [Warranty by Lender] The Lender warrants to the Borrower that it will, on every occasion on which it enters or purposes to enter into a transaction as an Agency Transaction, have been duly authorised to enter into that loan and perform the obligations arising thereunder on behalf of the person whom it specifies as the Principal in respect of that transaction and to perform on behalf of that person all the obligations of that person under the agreement referred to in clause 14.4(b).
15 Termination of course of dealings by notice
Each Party shall have the right to bring the course of dealing contemplated under this Agreement to an end by giving not less than 15 Business Days' notice in writing to the other Party (which notice shall specify the date of termination), subject to an obligation to ensure that all loans and which have been entered into but not discharged at the time such notice is given are duly discharged in accordance with this Agreement and with the Rules (if applicable).
16 No reliance or tax or accounting representations by other Party
Each Party acknowledges, represents and warrants to the other that, except as expressly stated in this Agreement or any Confirmation:
- (a) it has not relied on any advice, statement, representation or conduct of any kind by or on behalf of the other Party in relation to any tax (including stamp duty) or accounting issues concerning this Agreement or any transactions effected under it; and
- (b) it has made its own determination as to the tax (including stamp duty) and accounting consequences and treatment of any transaction effected under this
Agreement, including (without limitation) of any moneys paid or received or any property transferred or received in connection with any such transaction.
17 Observance of procedures
Each of the Parties hereto agrees that, in taking any action that may be required in accordance with this Agreement, it shall observe strictly the procedures and timetable applied by the Rules (if and to the extent applicable) and, further, shall .- observe strictly any agreement (oral or otherwise) as to the time for delivery or redelivery of any money, Securities, Equivalent Securities, Collateral or Equivalent Collateral entered into pursuant to this Agreement.
18 Severance
If any provision of this Agreement is declared by any judicial or other competent authority to be void or otherwise unenforceable, that provision shall be severed from the Agreement and the remaining provisions of this Agreement shall remain in full force and effect. The Agreement shall, however, thereafter be amended by the Parties in such reasonable manner so as to achieve, without illegality, the intention of the Parties with respect to that severed provision.
19 Specific performance
Each Party agrees that, in relation to legal proceedings, it will not seek specific performance of the other Party's obligation to deliver or redeliver Securities, Equivalent Securities, Collateral or Equivalent Collateral, but without prejudice to any other rights it may have.
20 Notices
- 20.1 [Effectiveness] Any notice or other communication in respect of this Agreement may be given in any manner set forth below (except that a notice or other communication under clause 12 or clause 15 may not be given by facsimile transmission or electronic messaging system) to the address or number or in accordance with the electronic messaging system details provided (see paragraph 6 in Schedule 1) and will be deemed effective as indicated:
- (a) if in writing and delivered in person or by courier, on the date it is delivered;
- (b) if sent by telex, on the date the recipient's answerback is received;
- (c) if sent by facsimile transmission, on the date that transmission is received by a responsible employee of the recipient in legible form (it being agreed that the burden of proving receipt will be on the sender and will not be met by a transmission report generated by the sender's facsimile machine);
- (d) if sent by certified or registered mail (airmail, if overseas) or the equivalent (return receipt requested), on the date that mail is delivered or its delivery is attempted; or
(e) if sent by electronic messaging system, on the date that electronic message is received,
unless the date of that delivery (or attempted delivery) or the receipt, as applicable, is not a Business Day or that communication is delivered (or attempted) or received, as applicable, after the close of business on a Business Day, in which case that commuriication shall be deemed given and effective on the first following day that is a Business Day.
' 20.2 [Change of Address] Either party may by notice to the other change the address, telex or facsimile number or electronic massaging system details at which notices or other communications are to be given to it.
21 Assignment
Neither Party may assign, transfer or otherwise dispose of all or any of its rights or obligations under this Agreement without the prior written consent of the other Party.
22 Non-Waiver
No failure or delay by either Party to exercise any right, power or privilege under this Agreement shall operate as a waiver thereof, nor shall any single or partial exercise of any right, power or privilege preclude any other or krther exercise thereof or the exercise of any other right, power or privilege as provided in this Agreement.
23 Time
Time shall be of the essence of the Agreement.
24 Recording
The Parties agree that each may electronically record all telephonic conversations between them.
25 Miscellaneous
- 25.1 [Entire Agreement] This Agreement constitutes the entire agreement and understanding of the Parties with respect to its subject matter and supersedes all oral communication and prior writings with respect thereto.
- 25.2 [Amendments] No amendment in respect of this Agreement will be effective unless in writing (including a writing evidenced by a facsimile transmission) and executed by each of the Parties or confirmed by an exchange of telexes or electronic messages on an electronic messaging system.
-
25.3 [Survival of Obligations] The obligations of the Parties under this Agreement will survive the termination of any transaction.
-
25.4 [Remedies Cumulative] Except as provided in this Agreement, the rights, powers, remedies and privileges provided in this Agreement are cumulative and not exclusive or any rights, powers, remedies and privileges provided by law.
- 25.5 [Counterparts] This Agreement (and each amendment in respect of it) may be executed and delivered in counterparts (including by facsimile transmission), each of which will be deemed an original.
- protection of its rights under this Agreement or by reason of the early termination of any transaction, including, but not limited to, costs of collection.
26 Definitions
In this Agreement:
Act of Insolvency means in relation to either Party:
- (a) its making a general assignment for the benefit of, or entering into a reorganisation, arrangement, or composition with creditors; or
- (b) its admitting in writing that it is unable to pay its debts as they become due; or
- (c) its seeking, consenting to or acquiescing in the appointment of any trustee, administrator, receiver or liquidator or analogous officer of it or any material part of its property; or
- (d) the presentation or filing of a petition in respect of it (other than by the other Party to this Agreement in respect of any obligation under this Agreement) in any court or before any agency alleging or for the bankruptcy, winding-up or insolvency of such Party (or any analogous proceeding) or seeking any reorganisation, arrangement, composition, re-adjustment, administration, liquidation, dissolution or similar relief under any present or future statute, law or regulation, such petition (except in the case of a petition for winding-up or any analogous proceeding in respect of which no such 30 day period shall apply) not having been stayed or dismissed within 30 days of its filing; or
- (e) the appointment of a receiver, administrator, liquidator or trustee or analogous officer of such Party over all or any material part of such Party's property; or
- (0 the convening of any meeting of its creditors for the purpose of considering a compromise or arrangement within Part 5.11 of the Corporations Law of Australia (or any analogous proceeding).
In this definition:
- (g) "liquidator', shall be deemed to include a "provisional liquidator";
-
(h) "receivery' shall be deemed to include a "receiver and manageryy;
-
(i) "administrator" shall be deemed to include an "official manager";
- (j) "arrangement" shall be deemed to include a "scheme of arrangement"; and
- (k) "creditors" shall be deemed to include "any class of creditors".
Agent has the meaning given in clause 14.
Alternative Collateral means Collateral of a Value equal to the Collateral delivered pursuant to clause 6 and provided by way of substitution for Collateral originally delivered or previously substituted in accordance with the provisions of clause 6.5.
Australian Taxpayer means any person other than:
- (a) a Party who is not a resident of Australia for the purposes of the Tax Act (whether that Party is acting as a trustee, nominee or agent or in some other capacity) at the time a Franked Dividend is paid; or
- (b) a Party who is acting in the capacity of trustee, nominee or agent for a person who is not a resident of Australia for the purposes of the Tax Act at the time a Franked Dividend is paid.
Bankers Acceptances has the meaning given in paragraph l.l(d) in Schedule 1
Base Currency has the meaning given in paragraph 2 in Schedule 1
Bid Price, in relation to Equivalent Securities or Equivalent Collateral, means the best available bid price thereof on the most appropriate market in a standard size.
Bid Value, subject to clause 8.5, means
- (a) in relation to Equivalent Collateral at a particular time:
- (i) in relation to Collateral type (h) (more specifically referred to in paragraph 1.1 in Schedule I), the Value thereof as calculated in accordance with paragraph 1.2(d) in Schedule 1 ;
- (ii) in relation to all other types of Collateral (more specifically referred to in paragraph 1.1 in Schedule I), the amount which would be received on a sale of such Collateral at the Bid Price thereof at such time less all costs, fees and expenses that would be incurred in connection with selling or otherwise realising such Equivalent Collateral, calculated on the assumption that the aggregate thereof is the least that could reasonably be expected to be paid in order to carry out such sale or realisation and adding thereto the amount of any interest, dividends, distributions or other amounts paid to the Lender and in respect of which equivalent amounts have not been paid to the Borrower in accordance with clause 6.7 prior to such time in respect of such Equivalent Collateral or the original Collateral held gross of all and any tax deducted or paid in respect thereof; and
(b) in relation to Equivalent Securities at a particular time, the amount which would be received on a sale of such Equivalent Securities at the Bid Price thereof at such time less all costs, fees and expenses that would be incurred in connection therewith, calculated on the assumption that the aggregate thereof is the least that could reasonably be expected to be paid in order to carry out the transaction.
Borrower, in relation to a particular loan of Securities, means the Borrower as referred to in Recital A of this Agreement.
Borrowing Request means a request made in writing (an example of which comprises Schedule 2 to this Agreement) by the Borrower to the Lender pursuant to clause 2.1 specifjmg, as necessary:
- (a) the description, title and amount of the Securities required by the Borrower;
- (b) the description (if other than Australian currency) and amount of any Collateral to be provided;
- (c> the proposed Settlement Date;
- (dl the duration of such loan (if other than indefinite);
- (4 the mode and place of delivery, which shall, where relevant, include the bank, agent, clearing or settlement system and account to which delivery of the Securities and any Collateral is to be made;
- (f) the Margin in respect of the transaction (if different from that stated in Schedule 1 or Schedule 3, as appropriate); and
- (8) the Fee.
Business Day means a day on which banks and securities markets are open for business generally in each place stated in paragraph 5 in Schedule 1 and, in relation to the delivery or redelivery of any of the following in relation to any loan, in the place(s) where the relevant Securities, Equivalent Securities, Collateral (including Cash Collateral) or Equivalent Collateral are to be delivered.
Cash Collateral means Collateral that takes the form of a deposit of currency.
Close of Business means:
(a) in relation to any borrowing of Securities or redellvery of Equivalent Securities under this agreement, the final time on a Business Day at which settlement of the transfer of those Securities can take place in the Stock Exchange in order to constitute good delivery on that day; and,
in relation to the provision of Collateral or return of Equivalent Collateral or the making of any other payment under this agreement, the time at which trading banks close for general banking business in the place in which payment is to be made or
Collateral or Equivalent Collateral is to be delivered or redelivered.
Collateral means such securities or financial instruments or deposits of currency as are referred to in paragraph 1.1 in Schedule 1 or any combination thereof which are delivered by the Borrower to the Lender in accordance with this Agreement and includes the certificates or other documents of title (if any) and transfer in respect of the foregoing (as appropriate), and includes Alternative Collateral.
Confirmation means the Borrowing Request, as it may be amended pursuant to clause 2.2., or other confirming evidence exchanged between the Parties confirming the terms of a transaction.
Defaulting Party has the meaning given in clause 12.
Dividend means a dividend within the meaning of the definition of that term in section 6(1) (as affected by sections 6(4) and 6(5)) of the Tax Act.
Equivalent Collateral or Collateral equivalent to, in relation to any Collateral provided under this Agreement, means securities, cash or other property, as the case may be, of an identical type, nominal value, description and amount to particular Collateral so provided and shall include the certificates or other documents of title (if any) and transfer in respect of the foregoing (as appropriate). If and to the extent that such Collateral consists of securities that are partly paid or have been converted, subdivided, consolidated, redeemed, made the subject of a takeover, capitalisation issue, rights issue or event similar to any of the foregoing, the expression shall have the following meaning:
- (a) in the case of conversion, subdivision or consolidation the securities into which the relevant Collateral has been converted, subdivided or consolidated provided that, if appropriate, notice has been giveai in accordance with clause 4.2(b);
- (b) in the case of redemption, a sum of money equivalent to the proceeds of the redemption;
- (c) in the case of a takeover, a sum of money or securities, being the consideration or alternative consideration of which the Borrower has given notice to the Lender in accordance with clause 4.2(b);
- (d) in the case of a call on partly paid securities, the paid-up securities provided that the Borrower shall have paid to the Lender an amount of money equal to the sum due in respect of the call;
- (e) in the case of a capitalisation issue, the relevant Collateral together with the securities allotted by way of a bonus thereon;
(0 in the case of a rights issue, the relevant Collateral together with the securities allotted thereon, provided that the Borrower has given notice to the Lender in accordance with clause 4.2(b), and has paid to the Lender all and any sums due in respect thereof;
(g) in the event that a payment or delivery of Income is made of the relevant Collateral in the form of securities or a certificate which may at a future date be exchanged for securities or in the event of an option to take Income in the form of securities or a certificate which may at a future date be exchanged for securities, notice has been given to the 1 Lender in accordance with clause 4.2(b) the relevant Collateral 1 together with securities or a certificate equivalent to those allotted; and
(h) in the case of any event similar to any of the foregoing, the relevant I I Collateral together with or replaced by a sum of money or securities 1 equivalent to that received in respect of such Collateral resulting from such event. i
For the avoidance of doubt, in the case of Bankers' Acceptances (Collateral type (d)), Equivalent Collateral must bear dates, acceptances and endorsements (if any) by the same entitles as the bill to which it is intended to be equivalent and, for the purposes of this definition, securities are equivalent to other securities where they are of an identical type, nominal value, description and amount and such term shall include the certificate and other documents of or evidencing title and transfer in respect of the foregoing (as appropriate).
Equivalent Securities means securities of an identical type, nominal value, description and amount to particular Securities borrowed and such term shall include the certificate and other documents of or evidencing title and transfer in respect of the foregoing (if appropriate). If and to the extent that such Securities are partly paid or have been converted, subdivided, consolidated, redeemed, made the subject of a takeover, capitalisation issue, rights issue or event similar to any of the foregoing, the expression shall have the following meaning:
- (a) in the case of conversion, subdivision or consolidation the securities into which the borrowed Securities have been converted, subdivided or consolidated provided that if appropriate, notice has been given in accordance with clause 4.2(b);
- (b) in the case of redemption, a sum of money equivalent to the proceeds of the redemption;
- (c) in the case of a takeover, a sum of money or securities, being the consideration or alternative consideration of which the Lender has given notice to the Borrower in accordance with clause 4.2(b);
- (d) in the case of a call on partly paid securities, the paid-up securities provided that the Lender shall have paid to the Borrower an amount of money equal to the sum due in respect of the call;
- (e) in the case of a capitalisation issue, the borrowed Securities together with the securities allotted by way of a bonus thereon;
- (f) in the case of a rights issue, the borrowed Securities together with the securities allotted thereon, provided that the Lender has given notice
23
I
to the Borrower in accordance with clause 4.2(b), and has paid to the Borrower all and any sums due in respect thereof; I
(g) in the event that a payment or delivery of Income is made in respect of the borrowed Securities in the form of securities or a certificate which may at a future date be exchanged for securities or in the event of an option to take Income in the form of securities or a certificate which may at a future date be exchanged for securities, notice has been given to the Borrower in accordance with clause 4.2(b) the borrowed Securities together with securities or a certificate equivalent to those allotted; and
(h) in the case of any event similar to any of the foregoing, the borrowed Securities together with or replaced by a sum of money or securities equivalent to that received in respect of such borrowed Securities resulting from such event.
For the purposes of this definition, securities are equivalent to other securities where they are of an identical type, nominal value, description and amount and such term shall include the certificate and other documents of or evidencing title and transfer in respect of the foregoing (as appropriate).
Event of Default has the meaning given in clause 12.
Fee, in respect of a transaction, means the fee payable by one Party to the other in respect of that transaction under clause 5.
Franked Dividend means a Dividend the whole or part of which is taken to have been franked in accordance with section 16OAQF of the Tax Act.
Income means any dividends, interest or other distributions of any kind whatsoever with respect to any Securities or Collateral.
Income Determination Period, in relation to a particular loan of Securities, means:
(a) in relation to the Securities, the period commencing when the Securities cease to be registered in the name of the Lender (or the relevant transferor) upon or before delivery of those Securities under clause 3 and ending when Equivalent Securities are registered in the name of the Lender (or the relevant transferee) upon or following redelivery of those Equivalent Securities under clause 7.1; and
(b) in relation to Collateral (other than Cash Collateral), the period commencing when the Collateral ceases to be registered in the name of the Borrower (or the relevant transferor) upon or before delivery of that Collateral under clause 6.1 and ending when Equivalent Collateral is registered in the name of the Borrower (or the relevant transferee) upon or following redelivery of that Equivalent Collateral under clause
Income Payment Date, in relation to any Securities or Collateral, means the date on which Income is paid in respect of such Securities or Collateral, or, in the case of registered Securities or Collateral, the date by reference to which
1 I E
particular registered holders are identified as being entitled to payment of Income.
Lender, in relation to a particular loan of Securities, means the Lender as referred to in Recital A of this Agreement.
Margin has the meaning in paragraph 1.3 in Schedule 1.
Nominee means an agent or a nominee appointed by either Party to accept delivery of, hold or deliver Securities, Equivalent Securities, Collateral andlor Equivalent Collateral on its behalf whose appointment has been notified to the other Party.
Non-Defaulting Party has the meaning given in clause 12.
Offer Price, in relation to Equivalent Securities or Equivalent Collateral, means the best available offer price thereof on the most appropriate market in a standard size.
Offer Value, subject to clause 8.5, means:
- (a) in relation to Collateral equivalent to Collateral type (h) (more specifically referred to in paragraph 1.1 in Schedule I), the Value thereof as calculated in accordance with paragraph 1.2(d) in Schedule 1; and
- (b) in relation to Equivalent Securities or Collateral equivalent to all other types of Collateral (more specifically referred to in paragraph 1.1 in Schedule I), the amount it would cost to buy such Equivalent Securities or ~~uivalent Collateral at the Offer Price thereof at such time plus all costs, fees and expenses that would be incurred in connection therewith, calculated on the assumption that the aggregate thereof is the least that could reasonably be expected to be paid in order to carry out the transaction.
paid, in relation to a Dividend, includes credited, distributed or issued and like terms are to be construed accordingly.
Parties means the Lender and the Borrower and Party shall be construed accordingly.
Performance Date has the meaning given in clause 8.
Posted Collateral has the meaning given in clause 6.2(a)(i).
Principal has the meaning given in clause 14.
Reference Price means:
(a) in relation to the valuation of Securities, Equivalent Securities, Collateral and/or Collateral equivalent to type (g) (more specifically referred to in paragraph 1.1 in Schedule I), such price as is equal to the mid market quotation of such Securities, Equivalent Securities, Collateral and/or Equivalent Collateral as derived from a reputable pricing information service (such as the services provided by SEATS
or Reuters) reasonably chosen in good faith by the Lender or if unavailable the market value thereof as derived fiom the prices or rates bid by a reputable dealer for the relevant instrument reasonably chosen in good faith by the Lender, in each case at Close of Business on the previous Business Day; and
(b) in relation to the valuation of Securities, Equivalent Securities, Collateral andlor Collateral equivalent to Collateral types (b)-(0 (more specifically referred to in paragraph 1.1 in Schedule I), the market \r value thereof as derived from the prices or rates bid by a market maker or reputable dealer for the relevant instrument reasonably chosen by the Lender in good faith or, in the absence of such a bid, the average of the rates bid by two leading market makers reasonably chosen in good faith by the Lender in each case at Close of Business on the previous Business Day.
Relevant Payment Date has the meaning given in clause 4.2(a).
Required Collateral Value has the meaning given in clause 6.3.
Rules means the rules for the time being of the Stock Exchange (where either Party is a member of the Stock Exchange) andlor any other regulatory authority whose rules and regulations shall from time to time affect the activities of the Parties pursuant to this Agreement (provided that in an Event of Default, where either Party is a member of the Stock Exchange, the Rules and Regulations of the Stock Exchange shall prevail).
Securities means "eligible securities" within the meaning of section 26BC(1) of the Tax Act which the Borrower is entitled to borrow from the Lender in accordance with the Rules and which are the subject of a loan pursuant to this Agreement and such term shall include the certificates or other documents of title (if any) in respect of the foregoing.
Settlement Date means the date upon which Securities are or are to be transferred to the Borrower in accordance with this Agreement.
Standard Settlement Time, in relation to Australian Securities, means T + 5 Australian business days on which the Australian Stock Exchange Limited is open for trading, or such lesser time in which transactions in Australia in listed securities are customarily required to be settled.
Stock Exchange means the Australian Stock Exchange Limited.
Tax Act means the Income Tax Assessment Act 1936 (Commonwealth of Australia).
Transfer of Dividend Statement, in relation to Dividends, means a properly completed document in the form, or substantially in the form, of Appendix 6.26 to the Rules or a properly completed statement in another approved form within the meaning of the definition of that term in section 160APA of the Tax Act.
Unfranked Dividend means a Dividend no part of which has been franked in accordance with the Tax Act.
Value at any particular time means, in relation to Securities and Equivalent Securities, the Reference Price thereof then current and in respect of Collateral and/or Equivalent Collateral such worth as determined in accordance with paragraph 1.2 in Schedule 1.
27 Governing Law and Jurisdiction
- 27.1 [Governing law] This Agreement is governed by, and shall be construed in accordance with, the law in force in New South Wales, Australia.
- 27.2 [Consent to jurisdiction] Each Party irrevocably and unconditionally submits to the non-exclusive jurisdiction of the courts of the State of New South Wales in respect of any dispute in connection with this Agreement.
EXECUTED as an agreement
. ,-
Schedule I - Particulars
1 COLLATERAL (see defivtition in clause 26, and also clause 6)
1. Types (see dejinition of "Collateral" in clause 26)
- . +- Collateral acceptable under this Agreement may include the following or otherwise, as agreed between the Parties fi-om time to time, whether transferable by hand or within a depositary:
- (a) Cash;
- (b) Australian Government Inscribed Stock;
- (c) Australian, State or Territory Government stock, bonds or promissory notes (including those issued by any statutory corporation such as Treasury Corporation of New South Wales);
- (d) Bills of exchange accepted by any bank canying on business in Australia ("Bankers Acceptances");
- (e) Promissory notes issued by any such bank;
- (0 Certificates of Deposit issued by any such bank;
- (g) Corporate bonds in registrable or bearer form;
- (h) Irrevocable Standby Letters of Credit issued or confirmed by any such bank.
Valuation of Collateral (see definition of "Vahe" in clause 26 and clause 6.2)
Collateral provided in accordance with this Agreement shall be evaluated by reference to the following, or by such means as the Parties may from time to time agree:
- (a) in respect of Collateral type (a), the amount thereof in, or converted into, the Base Currency;
- (b) in respect of Collateral type (b), the value calculated by reference to the middle market price of each stock as determined daily by the Reserve Bank of Australia, adjusted to include the accumulated interest thereon;
- (c) in respect of Collateral types (c) to (g), the Reference Price thereof;
- (d) in respect of Collateral type (h), the value specified therein.
Margin (see definition in clause 26 and clause 6.3)
The Value of any Collateral delivered, or to be delivered, pursuant to clause 6 by the Borrower to the Lender under the terms and conditions of this Agreement shall on each Business Day represent not less than the Value of the borrowed Securities together with the following additional percentages, hereinbefore referred to as ("the Margin"), unless otherwise agreed between the Parties:
- (a) in the case of Collateral type (a): 5%; or
- @) in the case of Collateral types (b) to (0 and (h): 5% (except that, for Certificates of Deposit, the Margin shall be the accumulated interest thereon); or
- (c) in the case of Collateral type (g): 5%.
If the Value of the borrowed Securities includes any margin over the mid market price of the borrowed Securities, this shall be taken into account in determining the Margin applicable.
Basis of Margin Maintenance (see clause 6.4)
Minimum period after demand for transferring Collateral or Equivalent Collateral:
- (a) Cash Collateral: within one Business Day;
- (b) Equivalent Collateral: not less than the Standard Settlement Time for such Collateral or the equivalent time on the exchange or clearing organisation through which the relevant Collateral is to be, or was originally, delivered;
- (c) Other Collateral (ie a Letter of Credit): within two Business Days.
Minimum adjustments (see clauses 6.2(a) (ii) and (iii))
- (a) The Lender may not demand that further Collateral be provided by the Borrower if the aggregate deficiency calculated in accordance with clause 6.2 is less than the greater of:
- (i) \$5,000; and
- (ii) 2% of the Value of the Required Collateral Value.
- (b) The Borrower may not demand the return of Collateral provided to the Lender if the Borrower has committed an Event of Default in respect of any transaction or if the aggregate excess calculated in accordance with clause 6.2 is less than the greater of:
- (i) \$5,000; and
- (ii) 2% of the Required Collateral Value.
BASE CURRENCY (see definition in clause 26 and clause 1.6)
The Base Currency applicable to this Agreement is Australian Dollars.
LENDER'S WARRANTIES (see clause lo(@)
clause 10(d) shall apply to [# name of any Party which is not a resident of Australia and where any transaction is not entered into through any branch of that non-resident in Australia].
VOTING (see clause 4.3) Clause 4.3 does/- apply.
PLACE OF BUSINESS (see defnition of "Business Day" in clause 26)
Sydney, NSW
6 ADDRESS FOR NOTICES AND STATUS OF PARTIES (see clause 20.1)
6.1 Address for notices or communications to
Salomon Smith Barney Australia Securities Pty Limited
Address: Level 15, Grosvenor Place, 225 George Street, Sydney. NSW 2000
Attention: Head of Documentation
Facsimile No: (612) 9251-5229
Telephone No: (612) 9321-4771
Electronic Messaging System Details: [email protected] ;
which isW an Australian Taxpayer.
6.2 Address for notices or communications to
Macquarie Bank Limited
Address: Level 5, 1 Martin Place, Sydney. NSW 2000
Attention: Senior Lawyer
Facsimile No: (612) 8232-4540
Telephone No: (612) 8232-8364
Electronic Messaging System Details: [email protected]
which iskia.e4 * an Australian Taxpayer.
7 COMPENSATION FOR LOSS OF FRANKING CREDITS / REBATES (see clause 9.2)
Is not required by
and
[INSERT NAME OR RELEVANT AUSTRALIAN TAXPAYER PARTY (if applicable. OTHERWISE, DELETE THE PARAGRAPH OR LEAVE IT BLANK.
Note: There is no need to insert the name of any Party who is not an Australian Taxpayer, as such a party is not entitled to compensation in any event.]
8 COMPENSATION FOR LOSS OF INTERCORPORATE DIVIDEND REBATE (see clause 9.3)
Is not required by
and
[INSERT NAME OR RELEVANT PARTY (if applicable). OTHERWISE, DELETE
THE PARAGRAPH OR LEAVE IT BLANK. Note: Only the name of a resident company
(which is not a private company for the purposes of the Tax Act) or a trust estate that is treated as a resident company for the purposes of the Tax Act should be inserted in this item.]
* DELETE ONE ALTERNATIVE
Schedule 2 Specimen Form of Borrowing Request (see clause 2.1 and definition of "Borrowing Request" in clause 26)
To: mame and Address of Lender]
This is a Borrowing Request under the Master Securities Lending Agreement between us dated # - .- (the "Agreement") t.
- 1 We wish to make the following borrowing of Securities:
- (a) Description of Securities: # [eg "hlly paid ordinary shares in # "1
- (b) Amount of Securities: # [eg "1 million"]
- (c) Proposed Settlement Date of # [eg "today"] Borrowing:
- (d) Time, Mode and Place of Delivery of Securities, including (as appropriate) settlement system and account to which
(f) Type of Collateral: # [eg "Cash"]
- (g) Time, Mode and Place of # [eg "dvp on CHESS"] Delivery of Collateral:
delivery is to be made: # [eg "to the account of #, HIN #, in CHESS"]
(e) Duration of Loan: No longer than eleven months and 20 days after the Borrowed Securities are delivered under this Borrowing Request.
(h) Rates (see clause 5.1 of the #[eg (a) " #% per annum on the Cash t Agreement) : Collateral", or (b) "# % per annum on the daily value of the Borrowed Securities" as I appropriate]. 11
/
2 Please confirm your acceptance of this Borrowing Request by return fax.
Dated: #
For and on behalf of [Name of Borrower]
Signature of Authorised Representative
Name and title of Authorised Representative
Schedule 3 Supplementary Terms and Conditions (if anv)
This Schedule forms part of and amends the Australian Master Securities Lending Agreement (including Schedule 1) to which it is a Schedule, as follows:
- (1) Clause 4.2(c) is amended by replacing the words "Borrowed Securities" in lines 2 and 4 with the words "borrowed Securities". - ..-
- L (2) Clause 4.3 is amended by replacing the word "collateral" in line 15 with the word "Collateral".
- (3) Clause 5.3 is amended by replacing the word "relate" in line 8 with the word "relates".
- (4) The following new clause 6.1 1 is inserted:
"6.1 [Letters of Credit] If the Collateral in respect of any loan of Securities is or includes a letter of credit the Lender may only draw down under that letter of credit where the Borrower commits an Event of Default and upon and to the extent of the Lender drawing down, whether or not permitted under this clause 6.1 1, the amount drawn down becomes cash Collateral"
- (5) Clause 9.2(f)(i) and (ii) are amended by deleting the square brackets around the words "10 Business Days" where they appear in each clause.
- (6) Clause 9.3 (e) is amended by replacing the words "of the Agreement" in line 1 with the words "of Schedule 1 ".
- (7) Clause 9.4(a) is amended by deleting the word "and"
- (8) The following new clause 9.5 is inserted:
"9.5 [Equities as Collateral]
If and to the extent that Collateral of type (i) (as more specifically referred to in paragraph 1.1 of Schedule 1) is provided, then, if clause 6.7 applies to such Collateral, then clauses 9.2 and 9.3 will also apply (as if the Collateral involved a loan of those Securities under this Agreement), with necessary modifications thereto."
- (9) Clause 12.1 (a) is amended by inserting ", Equivalent Securities " after the words "redeliver Collateral" in line 2.
- (10) Clause 12.l(b) is amended by inserting "or clause 7" after "clause 6" in line 1.
- (1 1) Clause 12.2 is amended by replacing the words in line 2 "an Event of Default occurs " with the words "an event occurs which would constitute an Event of Default with the giving of notice 'I.
- (12) Clause 14.4(b)(i) is amended by replacing the word "or" in line 1 with the word "of '.
- (1 3) Clause 15 is amended by deleting the word "and" in line 4.
- (14) Clause 16 is amended by replacing the words "No reliance or tax" in the heading with the words "No reliance on tax".
-
(15) Clause 25.4 is amended by replacing the word "or" in line 3 with the word "ofy.
-
(16) Clause 25.6 is amended by replacing the word "defaulting" in line 1 with the word "Defaulting".
- (17) The definition of Close of Business is to be amended by replacing the word "agreement" in subclauses (a) and (b) with the word "Agreement".
- (1 8) The definition of Equivalent Collateral or Collateral equivalent to is amended by:
- (a) inserting the words "in respect" after the word "made" in line 1 of sub-clause (g)
-
(b) inserting the word "and" after "securities, " in line 5 of sub-clause (g) " .. (c) inserting "," after "4.2 (b)" in line 6 of sub-clause (g)
-
(d) replacing the word "entitles" with the word "entities" in line 3 of the last paragraph.
- (19) The definition of Equivalent Securities, sub clause (g), is amended by:
- (a) inserting the word "and" after "securities, " in line 5
- (b) inserting "," after "4.2 (b)" in line 6
- (20) The definition of Reference Price is amended by inserting "or (i)" after "type (g)" in line 2 of paragraph (a)
- (21) The definition of Standard Settlement Time is amended by deleting "5" after "T+" on the first line and replacing with "3"
- (22) The definition of Stock Exchange is amended by deleting the word "the".
- (23) Clause 1.1 of Schedule 1 is amended by inserting an additional sub-clause as follows :
" (i) Shares in companies listed on the Australian Stock Exchange. "
- (24) Clause 1.2 (c) of Schedule 1 is amended by inserting " and (i) " after " (c) to (g) "
- (25) Clause 1.3 of Schedule 1 is amended by inserting an additional sub-clause immediately after sub-clause (c) as follows:
- " (d) in the case of Collateral type (i) : 10% "
- (26) Clause 1.4 (b) of Schedule 1 is deleted and replaced with the following:
" (b) Equivalent Collateral: within one Business Day."
(27) Clause 1.5 (a) of Schedule 1 is deleted and replaced with the following:
" The Lender may not demand that further Collateral be provided by the Borrower if the aggregate deficiency calculated in accordance with Clause 6.2 is less than \$100,000.00."
(28) Clause 1.5 (b) of Schedule 1 is deleted and replaced with the following:
" The Borrower may not demand the return of Collateral provided to the Lender if the Borrower has committed an Event of Default in respect of any transaction or if the aggregate excess calculated in accordance with Clause 6.2 is less than \$100,000.00."
(29) Clause 3 in Schedule 1 is amended by replacing the word "clause" in line 1 with the word "Clause".
Execution page
b Executed by the parties as an agreement:
For and on behalf of SALOMON SMITH BARNEY AUSTRALIA SECURITIES PTY LIMITED
Name: T)*IRRYL k6
Title : Authorised Signatory Title : Authorised Signatory Date : t - d -ao.ao Date : \ - 2,~~-
| ٠ | ||
|---|---|---|
| ۔ | ٠ |
For and on behalf of MACQUARIE BANK LIMITED A
Name : bl /Chid& Name : e- ~U&J PHson Date : 3.2.2- - Date 1 3-2.2@7p3
Title : D~J, s; om Dir- Title : L~ wy-a- / AMILhmtW S@n'-y7
gc ~4862 1
I9343 Australian Securities Lending Association Limited
(ACN 054 944 482) Level 18, 20 Bond Street Sydney NSW 2000 Tel: (02) 9220 1413 Fax: (02) 9220 1379
AUSTRALIAN MASTER SECURITIES LENDING AGREEMENT *
(Version: 4 April 1997)
dated as of: (/ kdy , 19 97
Between:
And:
Bankers Trust Australia Limited ACN 003 01 7 221 of Level 15, The Chifley Tower, 2 Chifley Square, Sydney, NSW 2000
AMP Securities Pty Limited ACN 063 403 681 of Level 16, 33 Alfred Street, Sydney, NSW 2000
- * This agreement is adaptedfiom the ISLA Overseas Securities Lender's Agreement (Version: December 1995, as amended by 1996 UK Tax Addendum), prepared by CltfSord Chance, London, England for use by parties required to meet UK Inland Revenue tax requirements.
- * This agreement is also subject to the "Warning and Disclaimer" on the coversheet to the "User's Guide " relating to this agreement.
AGREEMENT
Recitals:
- A. The Parties hereto are desirous of agreeing to a procedure whereby either one of them (the "Lenderyy) will make available to the other of them (the "Borrower") from time to time Securities (as hereinafter defined).
- B. All transactions carried out under this Agreement will be effected in accordance with the Rules (as hereinafter defined), if applicable, together with current market practices, customs and conventions, in so far as they are not inconsistent with the terms of this Agreement.
Operative provisions:
1 Interpretation
- 1.1 [Definitions] The terms defined in clause 26 and in Schedule 1 have the meanings therein specified for the purposes of this Agreement.
- 1.2 [Inconsistency] In the event of any inconsistency between the provisions of Schedule 1 and the other provisions of this Agreement, Schedule 1 will prevail. In the event of any inconsistency between the provisions (if any) of Schedule 3 and the other provisions of this Agreement (including Schedule l), Schedule 3 will prevail. In the event of any inconsistency between the provisions of any Confirmation and this Agreement (including Schedules 1 and 3), such Confirmation will prevail for the purpose of the relevant transaction.
- 1.3 [Single agreement] All transactions are entered into in reliance on the fact that this Agreement and all Confirmations form a single agreement between the Parties (collectively referred to as this "Agreement"), and the Parties would not otherwise enter into any transactions.
- 1.4 [Interpretation] In this Agreement:
-
(a) Unless the context otherwise requires:
- (i) The singular includes the plural and vice versa.
- (ii) A person includes a corporation.
- (iii) A corporation includes any body corporate and any statutory authority.
- (iv) A reference to a statute, ordinance, code or other law or the Rules includes regulations or other instruments under it or them and consolidations, amendments, re-enactments or replacements of any of them.
-
(b) Notwithstanding the use of expressions such as "borrow", "lend", "Collateral", "Margin", "redeliver" etc., which are used to reflect terminology used in the market for transactions of the kind provided for in this Agreement, title to Securities "borrowed" or "lent" and "Collateral" provided in accordance with this Agreement shall pass from one Party to another as provided for in this Agreement, the Party obtaining such title being obliged to redeliver Equivalent Securities or Equivalent Collateral, as the case may be.
- 1.5 [Headings] All headings appear for convenience only and shall not affect the interpretation of this Agreement.
- 1.6 [Currency conversion] For the purposes of clauses 6, 8.3 and 8.4, when a conversion into the Base Currency is required, all prices, sums or values (including any Value, Offer Value and Bid Value) of Securities, Equivalent Securities, Collateral or Equivalent Collateral (including Cash Collateral) stated in currencies other than the Base Currency shall be converted into the Base Currency at the rate quoted by an Australian bank selected by the Lender (or, if an Event of Default has occurred in relation to the Lender, by the Borrower) at or about 1 1.00am (Sydney time) on the day of conversion as its spot rate for the sale by the bank of the Base Currency in exchange for the relevant other currency.
- 1.7 [Other agreements] Where at any time there is in existence any other agreement between the Parties the terms of which make provision for the lending of Securities (as defined in this Agreement) as well as other securities, the terms of this Agreement shall apply to the lending of such Securities to the exclusion of any other such agreement.
- 1.8 [Nominees] If payment is to be made to a Party's nominee or otherwise in accordance with the directions of a Party (whether by the other Party or by a third party), it shall be deemed, for the purposes of this agreement, to have been paid or made to the first mentioned Party.
Loans of Securities
- 2.1 [Borrowing Request and acceptance thereof] The Lender will lend Securities to the Borrower, and the Borrower will borrow Securities from the Lender, in accordance with the terms and conditions of this Agreement and with the Rules provided always that the Lender shall have received from the Borrower and accepted (by whatever means) a Borrowing Request.
- 2.2 [Changes to a Borrowing Request] The Borrower has the right to reduce the amount of Securities referred to in, or otherwise vary, a Borrowing Request provided that:
- (a) the Borrower has notified the Lender of such reduction or variation no later than midday Australian Eastern standard or summer (as appropriate) time on the day which is two Business Days prior to the Settlement Date, unless otherwise agreed between the Parties, and
- (b) the Lender shall have accepted such reduction or variation (by whatever means).
3 Delivery of Securities
[Delivery of Securities] The Lender shall procure the delivery of Securities to the Borrower or deliver such Securities in accordance with the relevant Borrowing Request together with appropriate instruments of transfer (where necessary) duly stamped (where necessary) and such other instruments (if any) as may be requisite to vest title thereto in the Borrower. Such Securities shall be deemed to have been delivered by the Lender to the Borrower on delivery to the Borrower or as it shall direct of the relevant instruments of transfer and certificates or other documents of title (if any), or in the case of Securities title to which is registered in a computer based system which provides for the recording and transfer of title to the same by way of electronic entries (such as CHESS), on the transfer of title in accordance with the rules and procedures of such system as in force from time to time, or by such other means as may be agreed.
4 Title, Distributions and Voting
- 4.1 [Passing of title] The Parties shall execute and deliver all necessary documents and give all necessary instructions to procure that all right, title and interest in:
- (a) any Securities borrowed pursuant to clause 2;
- (b) any Equivalent Securities redelivered pursuant to clause 7;
- (c) any Collateral delivered pursuant to clause 6;
- (d) any Equivalent Collateral redelivered pursuant to clauses 6 or 7,
shall pass from one Party to the other, on delivery or redelivery of the same in accordance with this Agreement, free from all liens, charges, equities and encumbrances. In the case of Securities, Collateral, Equivalent Securities or Equivalent Collateral title to which is registered in a computer based system which provides for the recording and transfer of title to the same by way of electronic entries, delivery and transfer of title shall take place in accordance with the rules and procedures of such system as in force from time to time.
4.2 [Distributions]
- (a) [Cash distributions] Unless otherwise agreed, where Income is paid in relation to any Securities on or by reference to an Income Payment Date on which such Securities are the subject of a loan under this Agreement, the Borrower shall, on the date of the payment of such Income, or on such other date as the Parties may from time to time agree, (the "Relevant Payment Date") pay and deliver a sum of money equivalent to the same to the Lender, irrespective of whether the Borrower received the same.
- (b) [Non-cash distributions] Subject to paragraph (c) (unless otherwise agreed), where, in respect of any borrowed Securities or any Collateral, any rights relating to conversion, sub-division, consolidation, pre-emption, rights arising under a takeover offer or other rights, including those requiring election by the holder for the time being of such Securities or Collateral, become exercisable prior to the redelivery of Equivalent Securities or Equivalent Collateral, then the Lender or Borrower, as the case may be, may, within a reasonable time before the latest time for the exercise of the right or option, give written notice to the other Party that, on redelivery of
Equivalent Securities or Equivalent Collateral, as the case may be, it wishes to receive Equivalent Securities or Equivalent Collateral in such form as will arise if the right is exercised or, in the case of a right which may be exercised in more than one manner, is exercised as is specified in such written notice.
- (c) [Tax Act ss 26BC(3)(c)(ii) and (v) requirements] Notwithstanding paragraph (b), where, in respect of any Borrowed Securities or any Collateral, the relevant issuer company, trustee, government or government authority issues any right or option in respect of the Borrowed Securities or Collateral, as the case may be, the Borrower or the Lender, respectively, must deliver or make, as the case may be, to the other Party on the date of such issue or on such other date as the Parties may from time to time agree:
- (i) the right, or option; or
- (ii) an identical right or option; or
- (iii) a payment equal to the value to the Lender or the Borrower, respectively, of the right or option;
together with any such endorsements or assignments as shall be customary and appropriate.
- (d) [Manner of payment] Any payment to be made by the Borrower under this clause shall be made in a manner to be agreed between the Parties.
- 4.3 [Voting] Unless paragraph 4 in Schedule 1 specifies that this clause 4.3 does not apply, each Party undertakes that, where it holds Securities of the same description as any Securities borrowed by it or transferred to it by way of Collateral at a time when a right to vote arises in respect of such Securities, it will use its best endeavours to arrange for the voting rights attached to such Securities to be exercised in accordance with the instructions of the Lender or Borrower (as the case may be) provided always that each Party shall use its best endeavours to notify the other of its instructions in writing no later than seven Business Days prior to the date upon which such votes are exercisable, or as otherwise agreed between the Parties, and that the Party concerned shall not be obliged so to exercise the votes in respect of the number of Securities greater than the number so lent or transferred to it. For the avoidance of doubt, the Parties agree that, subject as hereinbefore provided, any voting rights attaching to the relevant Securities, Equivalent Securities, Collateral and/or Equivalent Collateral shall be exercisable by the persons in whose name they are registered, or in the case of Securities, Equivalent Securities, collateral and/or Equivalent Collateral in bearer form by the persons by or on behalf of whom they are held, and not necessarily by the Borrower or the Lender (as the case may be).
5 Fees
5.1 [Fees] In respect of each loan of Securities:
- (a) for which the Collateral is cash:
-
(i) the Lender must pay a fee to the Borrower in respect of the amount of that Collateral, calculated at the rate agreed between them; and
-
(ii) unless the Parties otherwise agree, the Borrower is not obliged to pay a fee to the Lender;
- (b) for which there is no Cash Collateral, the Borrower must pay a fee to the Lender, calculated at the rate agreed between them.
- 5.2 [Where there are different types of Collateral] Where the Collateral comprises only partly cash, clause 5.1 is to be construed as if there were separate loans of Securities, one secured solely by Cash Collateral and the other secured solely by non-cash Collateral.
- 5.3 [Calculation of fees] In respect of each loan of Securities, the payments referred to in clause 5.1 of this clause shall accrue daily in respect of the period commencing on and inclusive of the Settlement Day and terminating on and exclusive of the Business Day upon which Equivalent Securities are redelivered or Cash Collateral is repaid. Unless otherwise agreed, the sums so accruing in respect of each calendar month shall be paid in arrears by the Borrower to the Lender or to the Borrower by the Lender (as the case may be) not later than the Business Day which is one week after the last Business Day of the calendar month to which such payment relate or such other date as the Parties from time to time agree. Any payment made pursuant to clause 5.1 shall be in Australian currency, unless otherwise agreed, and shall be paid in such manner and at such place as shall be agreed between the Parties.
Collateral
6.1 [Borrower's obligation to provide Collateral] Unless otherwise agreed, subject to the other provisions of this clause 6, the Borrower undertakes to deliver to or deposit with the Lender (or in accordance with the Lender's instructions) Collateral of the kind specified in the relevant Borrowing Request or as otherwise agreed between the Parties (together with appropriate instruments of transfer duly stamped (where necessary) and such other instruments as may be requisite to vest title thereto in the Lender) simultaneously with delivery of the Borrowed Securities by the Lender.
6.2 [Global margining]
- (a) [Adjustments to Collateral] Unless otherwise agreed between the Parties, subject to paragraph (b), clause 6.4 and paragraph 1.5 in Schedule 1 :
- (i) The aggregate Value of the Collateral delivered to or deposited with the Lender or its nominated bank or depositary (excluding any Collateral repaid or redelivered under paragraph (ii) below (as the case may be)) in respect of all loans of Securities outstanding under this Agreement ("Posted Collateral") shall from day to day and at any time be at least the aggregate of the Required Collateral Values in respect of such loans.
-
(ii) If at any time the aggregate Value of the Posted Collateral in respect of all loans of Securities outstanding under this Agreement exceeds the aggregate of the Required Collateral Values in respect of such loans, the Lender shall (on demand) repay such Cash Collateral and/or redeliver to the Borrower such Equivalent Collateral as will eliminate the excess.
-
(iii) If at any time the aggregate Value of the Posted Collateral in respect of all loans of Securities outstanding under this Agreement falls below the aggregate of Required Collateral Values in respect of all such loans, the Borrower shall (on demand) provide such further Collateral to the Lender as will eliminate the deficiency.
- (b) [Netting of Collateral obligations where a Party is both Lender and Borrower] Unless otherwise agreed between the Parties, subject to clause 6.4 and paragraph 1.5 in Schedule 1, where paragraph (a) applies, if a Party (the "first Party") would, but for this paragraph, be required under paragraph (a) to repay Cash Collateral, redeliver Equivalent Collateral or provide further Collateral in circumstances where the other Party (the "second Party") would, but for this paragraph, also be required to repay Cash Collateral, redeliver Equivalent Collateral or provide further Collateral under paragraph (a), then the Value of the Cash Collateral, Equivalent Collateral or further Collateral deliverable by the first Party ("X) shall be set-off against the Value of the Cash Collateral, Equivalent Collateral or further Collateral deliverable by the second Party ("Y) and the only obligation of the Parties under paragraph (a) shall be, where X exceeds Y, an obligation of the first Party, or where Y exceed X, an obligation of the second Party, (on demand) to repay Cash Collateral, redeliver Equivalent Collateral or deliver further Collateral having a Value equal to the difference between X and Y.
- 6.3 [Required Collateral Value] For the purposes of clause 6.2(a), the Value of the Posted Collateral to be delivered or deposited in respect of any loan of Securities, while the loan of Securities continues, shall be equal to the aggregate of the Value of the borrowed Securities and the Margin applicable thereto (the "Required Collateral Value").
- 6.4 [Time for paymentlrepayment of Collateral] Except as provided in clause 6.1 or clause 6.6, where any Cash Collateral is to be repaid, Equivalent Collateral is to be redelivered or further Collateral is to be provided under this clause 6, it shall be paid or delivered as stated in paragraph 1.4 in Schedule 1.
- 6.5 [Substitution of Alternative Collateral] The Borrower may from time to time call for the repayment of Cash Collateral or the redelivery of Equivalent Collateral prior to the date on which the same would otherwise have been repayable or redeliverable, provided that, at the time of such repayment or redelivery, the Borrower shall have delivered or delivers Alternative Collateral acceptable to the Lender.
6.6 [Return of CollateraVEquivalent Collateral on redelivery of Equivalent Securities]
- (a) Cash Collateral shall be repaid and Equivalent Collateral shall be redelivered at the same time as Equivalent Securities in respect of the Securities borrowed are redelivered.
- (b) Where Collateral is provided through a book entry transfer system (such as Austraclear or RITS), the obligation of the Lender shall be to redeliver Equivalent Collateral through such book entry transfer system in accordance with this Agreement. If the loan of Securities in respect of which Collateral
was provided has not been discharged when the Equivalent Collateral is redelivered, any payment obligation generated within the book entry transfer system on such redelivery shall, until the loan of Securities is discharged or further Collateral is provided, be deemed to constitute an obligation to pay Cash Collateral.
- 6.7 [Receipt by Lender of Income on Collateral] Where Collateral (other than Cash Collateral) is delivered in respect of which any Income may become payable and an Income Payment Date in respect of that Collateral occurs prior to the redelivery of Equivalent Collateral, then, unless such Income is paid directly to the Borrower, the Lender shall, on the date on which such Income is paid or on such other date as the Parties may from time to time agree, pay and deliver a sum of money or property equivalent to such Income (with any such endorsements or assignments as shall be customary and appropriate to effect the delivery) to the Borrower.
- 6.8 [Borrower's rights re Collateral are not assignable] The Borrower may not assign, transfer or otherwise dispose of, or mortgage, charge or otherwise encumber, or otherwise deal with its rights in respect of any Collateral without the prior written consent of the Lender.
- 6.9 [Lender may set off obligation to repay or return Equivalent Collateral] If the Borrower fails to comply with its obligation to redeliver Equivalent Securities, the obligation of the Lender in respect of any Collateral may be the subject of a set-off in accordance with clause 8.
- 6.10 [Collateral provided to Lender's Nominee] Without limiting clause 1.8, where Collateral is provided to the Lender's nominee, any obligation under this Agreement to repay or redeliver or otherwise account for Equivalent Collateral shall be an obligation of the Lender, notwithstanding that any such repayment or redelivery may be effected in any particular case by the nominee.
Redelivery of Equivalent Securities
- 7.1 [Borrower's obligation to redeliver Equivalent Securities] The Borrower undertakes to redeliver Equivalent Securities in accordance with this Agreement and the terms of the relevant Borrowing Request.
- 7.2 [Lender may call for early redelivery of Equivalent Securities] Subject to clause 8 and the terms of the relevant Borrowing Request, the Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed Securities were originally delivered. The Borrower shall as hereinafter provided redeliver such Equivalent Securities not later than the expiry of such notice in accordance with the Lender's instructions.
- 7.3 [Lender may terminate loan if Borrower defaults] If the Borrower does not redeliver Equivalent Securities in accordance with such call, the Lender may elect to continue the loan of Securities ; provided that, if the Lender does not elect to continue the loan, the Lender may by written notice to the Borrower elect to terminate the relevant loan. Upon the expiry of such notice the provisions of clauses 8.2 to 8.5 shall apply as if upon the expiry of such notice an Event of Default had occurred in relation to the Borrower (who shall thus be the Defaulting
Party for the purposes of this Agreement) and as if the relevant loan were the only loan outstanding.
- 7.4 [Consequence of exercise of "buy-in" against Lender, as a result of Borrower default] In the event that, as a result of the failure of the Borrower to redeliver Equivalent Securities to the Lender in accordance with this Agreement, a "buy-in" is exercised against the Lender, then, provided that reasonable notice has been given to the Borrower of the likelihood of such a "buy-in", the Borrower shall account to the Lender for the total costs and expenses reasonably incurred by the Lender as a result of such "buy-in".
- 7.5 [Right of Borrower to terminate loan early] Subject to the terms of the relevant Borrowing Request, the Borrower shall be entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions.
Set-off etc.
- 8.1 [Requirement for simultaneous delivery] On the date and time that Equivalent Securities are required to be redelivered by the Borrower in accordance with the provisions of this Agreement the Lender shall simultaneously redeliver the Equivalent Collateral and repay any Cash Collateral held (in respect of the Equivalent Securities to be redelivered) to the Borrower. Neither Party shall be obliged to make delivery (or make a payment as the case may be) to the other unless it is satisfied that the other Party will make such delivery (or make an appropriate payment as the case may be) to it simultaneously. If it is not so satisfied (whether because an Event of Default has occurred in respect of the other Party or otherwise), it shall notify the other Party and, unless that other Party has made arrangements which are sufficient to assure full delivery (or the appropriate payment as the case may be) to the notifying Party, the notifying Party shall (provided it is itself in a position, and willing, to perform its own obligations) be entitled to withhold delivery (or payment, as the case may be) to the other Party.
- 8.2 [Netting following occurrence of Event of Default] If an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations (and any other obligations they have under this Agreement) shall be accelerated so as to require performance thereof at the time such Event of Default occurs (the date of which shall be the "Performance Date" for the purposes of this clause), and in such event:
- (a) the Relevant Value of the Securities to be delivered (or payment to be made, as the case may be) by each Party shall be established in accordance with clause 8.3; and
-
(b) on the basis of the Relevant Values so established, an account shall be taken (as at the Performance Date) of what is due from each Party to the other and (on the basis that each Party's claim against the other in respect of delivery of Equivalent Securities or Equivalent Collateral or any cash payment equals the Relevant Value thereof) the sums due from one Party shall be setoff against the sums due from the other and only the balance of the account shall be payable (by the Party having the claim valued at the lower amount pursuant to the foregoing) and such balance shall be payable on the Performance Date.
-
8.3 [Relevant Value] For the purposes of clause 8.2 the Relevant Value:
- (a) of any cash payment obligation shall equal its par value (disregarding any amount taken into account under (b) or (c) below);
- (b) of any Securities to be delivered by the Defaulting Party shall, subject to clause 8.4(b) and (c) below, equal the Offer Value thereof; and
- (c) of any Securities to be delivered to the Defaulting Party shall, subject to clause 8.4(b) and (c) below, equal the Bid Value thereof.
8.4 [Bid ValueIOffer Value]
- (a) For the purposes of clause 8.3, but subject to (b) and (c) below, the Bid Value and Offer Value of any Securities shall be calculated as at the Close of Business in the most appropriate market for Securities of the relevant description (as determined by the Non-Defaulting Party) on the first Business Day following the Performance Date, or, if the relevant Event of Default occurs outside the normal business hours of such market, on the second Business Day following the Performance Date (the "Default Valuation Time").
- (b) Where the Non-Defaulting Party has, following the occurrence of an Event of Default but prior to the Default Valuation Time, purchased Securities forming part of the same issue and being of an identical type and description to those to be delivered by the Defaulting Party and in substantially the same amount as those Securities or sold Securities forming part of the same issue and being of an identical type and description to those to be delivered by him to the Defaulting Party and in substantially the same amount as those Securities, the cost of such purchase or the proceeds of such sale, as the case may be, (taking into account all reasonable costs, fees and expenses that would be incurred in connection therewith) shall be treated as the Offer Value or Bid Value, as the case may be, of the relevant Securities for the purposes of this clause 8.
- (c) Where the amount of any Securities sold or purchased as mentioned in (b) above is not in substantially the same amount as those Securities to be valued for the purposes of clause 8.3, the Offer Value or the Bid Value (as the case may be) of those Securities shall be ascertained by:
- (i) dividing the net proceeds of sale or cost of purchase by the amount of the Securities sold or purchased so as to obtain a net unit price; and
- (ii) multiplying that net unit price by the amount of the Securities to be valued.
- 8.5 [Interpretation: "Securities"] Any reference in this clause 8 to Securities shall include any asset other than cash provided by way of Collateral.
- 8.6 [Interpretation: "Event of Default"] If the Borrower or the Lender for any reason fails to comply with its respective obligations under clause 6.6 in respect of the redelivery of Equivalent Collateral or the repayment of Cash Collateral, such failure shall be an Event of Default for the purposes of this clause 8, and the person failing to comply shall thus be the Defaulting Party.
8.7 [Waiver of right to require simultaneous delivery] Subject to and without prejudice to its rights under clause 8.1, either Party may from time to time in accordance with market practice and in recognition of the practical difficulties in arranging simultaneous delivery of Securities, Collateral and cash transfers waive its right under this Agreement in respect of simultaneous delivery and/or payment; provided that no such waiver in respect of one transaction shall bind it in respect of any other transaction.
9 Stamp duty, taxes etc and loss of tax benefits
9.1 [Stamp duty etc] The Borrower hereby undertakes promptly to pay and account for any transfer or similar duties or taxes, and any loan security or other stamp duties, (if any) chargeable in connection with any transaction effected pursuant to or contemplated by this Agreement, and shall indemnify and keep indemnified the Lender against any liability arising in respect thereof as a result of the Borrower's failure to do so.
9.2 [Borrower to give Transfer of Dividend Statement to Lender re franked dividends] If:
- (a) an Income Payment Date occurs during an Income Determination Period in relation to a particular loan of Securities;
- (b) had the Lender been the holder of those Securities on the relevant Income Payment Date, it would have received a Franked Dividend in respect of those Securities;
- (c) the Agreement or the relevant Confirmation states that the Lender is an Australian Taxpayer;
- (d) the failure of the Lender to receive a Franked Dividend is not due to any unreasonable act or omission by or on behalf of the Lender; and
- (e) neither item 7 in Schedule 1 nor the relevant Confirmation states that the Lender is not entitled to compensation for the loss of franking creditslrebates;
then:
- (f) the Borrower must either:
- (i) as soon as practicable, and in any event within 10 Business Days after the relevant Income Payment Date, give to the Lender a Transfer of Dividend Statement in respect of those Securities (which the Borrower is to be taken as having warranted is correct in all material respects and is effective for the purposes of Division 6A of Part IIIAA of the Tax Act); or
- (ii) on the 10th Business Day after the relevant Income Payment Date pay to the Lender an amount equal to the franking credit referable to the Franked Dividend.
-
9.3 [Borrower to compensate corporate Lender for loss of intercorporate dividend rebate re unfranked dividends] If:
-
(a) an Income Payment Date occurs during an Income Determination Period in relation to a particular loan of Securities;
- (b) had the Lender been the holder of those Securities on the relevant Income Payment Date, it would have received an Unfranked Dividend in respect of those Securities;
- (c) the Agreement or the relevant Confirmation states the Lender is entitled to compensation for the loss of the intercorporate dividend rebate under the Tax Act;
- (d) the failure of the Lender to qualify for that rebate is not due to any unreasonable act or omission by or on behalf of the Lender; and
- (e) neither item 8 of the Agreement nor the relevant Confirmation states that the Lender is not entitled to compensation for the loss of that rebate;
then the Borrower must pay to the Lender an amount calculated as follows:
$$
P = \frac{DT}{1-T}
$$
Where :
- P = the amount payable;
- D = the amount of the Unfranked Dividend; and
- T = the rate of income tax, expressed as a decimal, determined under the Tax Act at the relevant Income Payment Date as that payable in respect of the taxable income of a company (other than a private company, a company in the capacity of a trustee or a non-profit company that is a friendly society dispensary).
- 9.4 ["Notifiable consideration" for the purposes of s26BC(3)(d) of the Tax Act] For the purposes of section 26BC(3)(d) of the Tax Act, the notifiable consideration in respect of any loan of Securities is dissected as follows:
- (a) a fee see clause 5.1 (as applicable); and
- (b) other consideration see clauses 4.2,6 and 9 and the definition of "Equivalent Securities" in clause 26.
Lender's warranties
[Lender's warranties] Each Party hereby warrants and undertakes to the other on a continuing basis, to the intent that such warranties shall survive the completion of any transaction contemplated by this Agreement, that, where acting as a Lender:
(a) it is duly authorised and empowered to perform its duties and obligations under this Agreement;
- (b) it is not restricted under the terms of its constitution or in any other manner from lending Securities in accordance with this Agreement or from otherwise performing its obligations under this Agreement;
- (c) it is absolutely entitled to pass full legal and beneficial ownership of all Securities provided by it under this Agreement to the Borrower free from all liens, charges, equities and encumbrances; and
- (d) where paragraph 3 in Schedule 1 specifies that this clause 10(d) applies, it is not resident in Australia for the purposes of the Tax Act and either:
- (i) does not have a branch or other permanent establishment in Australia for the purposes of the Tax Act or of any applicable double tax agreement between Australia and its country of tax residence; or
- (ii) if it does have such a branch or other permanent establishment in Australia, that the loan is not entered into in the course of carrying on business through such branch or permanent establishment.
Borrower's warranties
[Borrower's warranties] Each Party hereby warrants and undertakes to the other on a continuing basis, to the intent that such warranties shall survive the completion of any transaction contemplated by this Agreement, that, where acting as a Borrower:
- (a) it has all necessary licences and approvals, and is duly authorised and empowered, to perform its duties and obligations under this Agreement and will do nothing prejudicial to the continuation of such authorisation, licences or approvals;
- (b) it is not restricted under the terms of its constitution or in any other manner from borrowing Securities in accordance with this Agreement or from otherwise performing its obligations under this Agreement;
- (c) it is absolutely entitled to pass full legal and beneficial ownership of all Collateral provided by it under this Agreement to the Lender free from all liens, charges, equities and encumbrances; and
- (d) it is acting as principal in respect of this Agreement.
Events of Default
- 12.1 [Events of Default] Each of the following events occurring in relation to either Party (the "Defaulting Party", the other Party being the "Non-Defaulting Party") shall be an Event of Default for the purpose of clause 8:
- (a) the Borrower or Lender failing to pay or repay Cash Collateral or deliver or redeliver Collateral or Equivalent Collateral upon the due date, and the Non-Defaulting Party serves written notice on the Defaulting Party;
-
(b) the Lender or Borrower failing to comply with its obligations under clause 6, and the Non-Defaulting Party serves written notice on the Defaulting Party;
-
-- (c) the Borrower failing to comply with clause 4.2, clause 9.2 or clause 9.3 and the Non-Defaulting Party serves written notice on the Defaulting Party;
- (d) an Act of Insolvency occurring with respect to the Lender or the Borrower and (except in the case of an Act of Insolvency which is the presentation of a petition for winding up or any analogous proceeding or the appointment of a liquidator or analogous officer of the Defaulting Party in which case no such notice shall be required) the Non-Defaulting Party serves written notice on the Defaulting Party;
- (e) any representations or warranties made by the Lender or the Borrower being incorrect or untrue in any material respect when made or repeated or deemed to have been made or repeated, and the Non-Defaulting Party serves written notice on the Defaulting Party;
- (f) the Lender or the Borrower admitting to the other that it is unable to, or it intends not to, perform any of its obligations hereunder and/or in respect of any loan hereunder, and the Non-Defaulting Party serves written notice on the Defaulting Party;
- (g) the Lender (if appropriate) or the Borrower being declared in default by the appropriate authority under the Rules or being suspended or expelled from membership of or participation in any securities exchange or association or other self-regulatory organisation, or suspended from dealing in securities by any government agency, and the Non-Defaulting Party serves written notice on the Defaulting Party;
- (h) any of the assets of the Lender or the Borrower or the assets of investors held by or to the order of the Lender or the Borrower being ordered to be transferred to a trustee by a regulatory authority pursuant to any securities regulating legislation and the Non-Defaulting Party serves written notice on the Defaulting Party, or
- (i) the Lender or the Borrower failing to perform any other of its obligations hereunder and not remedying such failure within 30 days after the Non-Defaulting Party serves written notice requiring it to remedy such failure, and the Non-Defaulting Party serves a further written notice on the Defaulting Party.
- 12.2 [Obligation of each Party to notify its Event of Default] Each Party shall notify the other if an Event of Default occurs in relation to it.
Outstanding payments
[Default interest] In the event of either Party failing to remit sums in accordance with this Agreement, such Party hereby undertakes to pay to the other Party upon demand interest (before as well as after judgment) on the net balance due and outstanding, for the period commencing on and inclusive of the original due date for payment to (but excluding) the date of actual payment, in the same currency at a rate per annum equal to the cost (without proof or evidence of any actual cost) to the relevant payee (as certified by it in good faith) if it were to fund or of funding the relevant amount, plus 2% (or other agreed percentage) per annum.
14 Transactions entered into as agent
- 14.1 [Agency Transactions] Subject to the following provisions of this clause, the Lender may enter into loans as agent (in such capacity, the "Agent") for a third person (a "Principal"), whether as custodian or investment manager or otherwise (a loan so entered into being referred to in this clause as an "Agency Transaction").
- 14.2 [Conditions for Agency Transactions] A Lender may enter into an Agency Transaction if, but only if:
- (a) it specifies that loan as an Agency Transaction at the time when it enters into it;
- (b) it enters into that loan on behalf of a single Principal whose identity is disclosed to the Borrower (whether by name or by reference to a code or identifier which the Parties have agreed will be used to refer to a specified Principal) at the time when it enters into the loan; and
- (c) it has at the time when the loan is entered into actual authority to enter into the loan and to perform on behalf of that Principal all of that Principal's obligations under the agreement referred to in clause 14.4(b) below.
- 14.3 [Undertakings by Lender] The Lender undertakes that, if it enters as agent into an Agency Transaction, forthwith upon becoming aware:
- (a) of any event which constitutes an Act of Insolvency with respect to the relevant Principal; or
- (b) of any breach of any of the warranties given in clause 14.5 below or of any event or circumstance which has the result that any such warranty would be untrue if repeated by reference to the current facts,
it will inform the Borrower of that fact and will, if so required by the Borrower, furnish it with such additional information as it may reasonably request.
14.4 [Consequences of Agency Transaction]
- (a) Each Agency Transaction shall be a transaction between the relevant Principal and the Borrower and no person other than the relevant Principal and the Borrower shall be a party to or have any rights or obligations under an Agency Transaction. Without limiting the foregoing, the Lender shall not be liable as principal for the performance of an Agency Transaction or for breach of any warranty contained in clause 10(d) of this Agreement, but this is without prejudice to any liability of the Lender under any other provision of this clause.
-
(b) All the provisions of the Agreement shall apply separately as between the Borrower and each Principal for whom the Agent has entered into an Agency Transaction or Agency Transactions as if each such Principal were a party to a separate agreement with the Borrower in all respects identical with this Agreement other than this paragraph and as if the Principal were Lender in respect of that agreement; provided that:
-
(i) if there occurs in relation to the Agent an Event or Default or an event which would constitute an Event of Default if the Borrower served written notice under any paragraph of clause 12, the Borrower shall be entitled by giving written notice to the Principal (which notice shall be validly given to the Lender in accordance with clause 20) to declare that, by reason of that event, an Event of Default is to be treated as occurring in relation to the Principal. If the Borrower gives such a notice, then an Event of Default shall be treated as occurring in relation to the Principal at the time when the notice is deemed to be given; and
- (ii) if the Principal is neither incorporated nor has established a place of business in Australia, the Principal shall for the purposes of the agreement referred to in the preamble in this paragraph (b) be deemed to have appointed as its agent to receive on its behalf service of process in the courts of Australia the Agent, or, if the Agent is neither incorporated nor has established a place of business in Australia, the person appointed by the Agent for the purposes of this Agreement, or such other person as the Principal may from time to time specify in a written notice given to the other party.
- (c) The foregoing provisions of this clause do not affect the operation of the Agreement as between the Borrower and the Lender in respect of any transactions into which the Lender may enter on its own account as principal.
- 14.5 [Warranty by Lender] The Lender warrants to the Borrower that it will, on every occasion on which it enters or purposes to enter into a transaction as an Agency Transaction, have been duly authorised to enter into that loan and perform the obligations arising thereunder on behalf of the person whom it specifies as the Principal in respect of that transaction and to perform on behalf of that person all the obligations of that person under the agreement referred to in clause 14.4(b).
15 Termination of course of dealings by notice
Each Party shall have the right to bring the course of dealing contemplated under this Agreement to an end by giving not less than 15 Business Days' notice in writing to the other Party (which notice shall specify the date of termination), subject to an obligation to ensure that all loans and which have been entered into but not discharged at the time such notice is given are duly discharged in accordance with this Agreement and with the Rules (if applicable).
16 No reliance or tax or accounting representations by other Party
Each Party acknowledges, represents and warrants to the other that, except as expressly stated in this Agreement or any Confirmation:
(a) it has not relied on any advice, statement, representation or conduct of any kind by or on behalf of the other Party in relation to any tax (including stamp duty) or accounting issues concerning this Agreement or any transactions effected under it; and
(b) it has made its own determination as to the tax (including stamp duty) and accounting consequences and treatment of any transaction effected under this Agreement, including (without limitation) of any moneys paid or received or any property transferred or received in connection with any such transaction.
17 Observance of procedures
Each of the Parties hereto agrees that, in taking any action that may be required in accordance with this Agreement, it shall observe strictly the procedures and timetable applied by the Rules (if and to the extent applicable) and, further, shall observe strictly any agreement (oral or otherwise) as to the time for delivery or redelivery of any money, Securities, Equivalent Securities, Collateral or Equivalent Collateral entered into pursuant to this Agreement.
18 Severance
If any provision of this Agreement is declared by any judicial or other competent authority to be void or otherwise unenforceable, that provision shall be severed from the Agreement and the remaining provisions of this Agreement shall remain in full force and effect. The Agreement shall, however, thereafter be amended by the Parties in such reasonable manner so as to achieve, without illegality, the intention of the Parties with respect to that severed provision.
19 Specific performance
Each Party agrees that, in relation to legal proceedings, it will not seek specific performance of the other Party's obligation to deliver or redeliver Securities, Equivalent Securities, Collateral or Equivalent Collateral, but without prejudice to any other rights it may have.
20 Notices
- 20.1 [Effectiveness] Any notice or other communication in respect of this Agreement may be given in any manner set forth below (except that a notice or other communication under clause 12 or clause 15 may not be given by facsimile transmission or electronic messaging system) to the address or number or in accordance with the electronic messaging system details provided (see paragraph 6 in Schedule 1) and will be deemed effective as indicated:
- (a) if in writing and delivered in person or by courier, on the date it is delivered;
- (b) if sent by telex, on the date the recipient's answerback is received;
- (c) if sent by facsimile transmission, on the date that transmission is received by a responsible employee of the recipient in legible form (it being agreed that the burden of proving receipt will be on the sender and will not be met by a transmission report generated by the sender's facsimile machine);
- (d) if sent by certified or registered mail (airmail, if overseas) or the equivalent (return receipt requested), on the date that mail is delivered or its delivery is attempted; or
(e) if sent by electronic messaging system, on the date that electronic message is received,
unless the date of that delivery (or attempted delivery) or the receipt, as applicable, is not a Business Day or that communication is delivered (or attempted) or received, as applicable, after the close of business on a Business Day, in which case that communication shall be deemed given and effective on the first following day that is a Business Day.
20.2 [Change of Address] Either party may by notice to the other change the address, telex or facsimile number or electronic massaging system details at which notices or other communications are to be given to it.
Assignment
Neither Party may assign, transfer or otherwise dispose of all or any of its rights or obligations under this Agreement without the prior written consent of the other Party
22 Non-Waiver
No failure or delay by either Party to exercise any right, power or privilege under this Agreement shall operate as a waiver thereof, nor shall any single or partial exercise of any right, power or privilege preclude any other or further exercise thereof or the exercise of any other right, power or privilege as provided in this Agreement.
23 Time
Time shall be of the essence of the Agreement.
24 Recording
The Parties agree that each may electronically record all telephonic conversations between them.
25 Miscellaneous
- 25.1 [Entire Agreement] This Agreement constitutes the entire agreement and understanding of the Parties with respect to its subject matter and supersedes all oral communication and prior writings with respect thereto.
- 25.2 [Amendments] No amendment in respect of this Agreement will be effective unless in writing (including a writing evidenced by a facsimile transmission) and executed by each of the Parties or confirmed by an exchange of telexes or electronic messages on an electronic messaging system.
- 25.3 [Survival of Obligations] The obligations of the Parties under this Agreement will survive the termination of any transaction.
-
25.4 [Remedies Cumulative] Except as provided in this Agreement, the rights, powers, remedies and privileges provided in this Agreement are cumulative and not exclusive or any rights, powers, remedies and privileges provided by law.
-
25.5 [Counterparts] This Agreement (and each amendment in respect of it) may be executed and delivered in counterparts (including by facsimile transmission), each of which will be deemed an original.
- 25.6 [Expenses] A defaulting Party will, on demand, indemnify and hold harmless the other Party for and against all reasonable out-of-pocket expenses, including legal fees and stamp duty, incurred by such other Party by reason of the enforcement and protection of its rights under this Agreement or by reason of the early termination of any transaction, including, but not limited to, costs of collection.
26 Definitions
In this Agreement:
Act of Insolvency means in relation to either Party:
- (a) its making a general assignment for the benefit of, or entering into a reorganisation, arrangement, or composition with creditors; or
- (b) its admitting in writing that it is unable to pay its debts as they become due; or
- (c) its seeking, consenting to or acquiescing in the appointment of any trustee, administrator, receiver or liquidator or analogous officer of it or any material part of its property; or
- (d) the presentation or filing of a petition in respect of it (other than by the other Party to this Agreement in respect of any obligation under this Agreement) in any court or before any agency alleging or for the bankruptcy, winding-up or insolvency of such Party (or any analogous proceeding) or seeking any reorganisation, arrangement, composition, re-adjustment, administration, liquidation, dissolution or similar relief under any present or future statute, law or regulation, such petition (except in the case of a petition for winding-up or any analogous proceeding in respect of which no such 30 day period shall apply) not having been stayed or dismissed within 30 days of its filing; or
- (e) the appointment of a receiver, administrator, liquidator or trustee or analogous officer of such Party over all or any material part of such Party's property; or
- (f) the convening of any meeting of its creditors for the purpose of considering a compromise or arrangement within Part 5.1 of the Corporations Law of Australia (or any analogous proceeding).
In this definition:
- (g) "liquidator" shall be deemed to include a "provisional liquidator";
- (h) "receiver" shall be deemed to include a "receiver and manager";
-
(i) "administrator" shall be deemed to include an "official manager";
-
(i) "arrangement" shall be deemed to include a "scheme of arrangement"; and
- (k) "creditors" shall be deemed to include "any class of creditors".
Agent has the meaning given in clause 14.
Alternative Collateral means Collateral of a Value equal to the Collateral delivered pursuant to clause 6 and provided by way of substitution for Collateral originally delivered or previously substituted in accordance with the provisions of clause 6.5.
Australian Taxpayer means any person other than:
- (a) a Party who is not a resident of Australia for the purposes of the Tax Act (whether that Party is acting as a trustee, nominee or agent or in some other capacity) at the time a Franked Dividend is paid; or
- (b) a Party who is acting in the capacity of trustee, nominee or agent for a person who is not a resident of Australia for the purposes of the Tax Act at the time a Franked Dividend is paid.
Bankers Acceptances has the meaning given in paragraph 1.1 (d) in Schedule 1.
Base Currency has the meaning given in paragraph 2 in Schedule 1.
Bid Price, in relation to Equivalent Securities or Equivalent Collateral, means the best available bid price thereof on the most appropriate market in a standard size.
Bid Value, subject to clause 8.5, means:
- (a) in relation to Equivalent Collateral at a particular time:
- (i) in relation to Collateral type (h) (more specifically referred to in paragraph 1.1 in Schedule l), the Value thereof as calculated in accordance with paragraph 1.2(d) in Schedule 1;
- (ii) in relation to all other types of Collateral (more specifically referred to in paragraph 1 .I in Schedule I), the amount which would be received on a sale of such Collateral at the Bid Price thereof at such time less all costs, fees and expenses that would be incurred in connection with selling or otherwise realising such Equivalent Collateral, calculated on the assumption that the aggregate thereof is the least that could reasonably be expected to be paid in order to carry out such sale or realisation and adding thereto the amount of any interest, dividends, distributions or other amounts paid to the Lender and in respect of which equivalent amounts have not been paid to the Borrower in accordance with clause 6.7 prior to such time in respect of such Equivalent Collateral or the original Collateral held gross of all and any tax deducted or paid in respect thereof; and
(b) in relation to Equivalent Securities at a particular time, the amount which would be received on a sale of such Equivalent Securities at the Bid Price thereof at such time less all costs, fees and expenses that would be incurred in connection therewith, calculated on the assumption that the aggregate thereof is the least that could reasonably be expected to be paid in order to carry out the transaction.
Borrower, in relation to a particular loan of Securities, means the Borrower as referred to in Recital A of this Agreement.
Borrowing Request means a request made in writing (an example of which comprises Schedule 2 to this Agreement) by the Borrower to the Lender pursuant to clause 2.1 specifying, as necessary:
- (a) the description, title and amount of the Securities required by the Borrower;
- (b) the description (if other than Australian currency) and amount of any Collateral to be provided;
- (c) the proposed Settlement Date;
- (d) the duration of such loan (if other than indefinite);
- (e) the mode and place of delivery, which shall, where relevant, include the bank, agent, clearing or settlement system and account to which delivery of the Securities and any Collateral is to be made;
- (f) the Margin in respect of the transaction (if different from that stated in Schedule 1 or Schedule 3, as appropriate); and
- (g) the Fee.
Business Day means a day on which banks and securities markets are open for business generally in each place stated in paragraph 5 in Schedule 1 and, in relation to the delivery or redelivery of any of the following in relation to any loan, in the place(s) where the relevant Securities, Equivalent Securities, Collateral (including Cash Collateral) or Equivalent Collateral are to be delivered.
Cash Collateral means Collateral that takes the form of a deposit of currency.
Close of Business means:
- (a) in relation to any borrowing of Securities or redelivery of Equivalent Securities under this agreement, the final time on a Business Day at which settlement of the transfer of those Securities can take place in the Stock Exchange in order to constitute good delivery on that day; and
- (b) in relation to the provision of Collateral or return of Equivalent Collateral or the making of any other payment under this agreement, the time at which trading banks close for general banking business in
the place in which payment is to be made or Collateral or Equivalent Collateral is to be delivered or redelivered.
Collateral means such securities or financial instruments or deposits of currency as are referred to in paragraph 1.1 in Schedule 1 or any combination thereof which are delivered by the Borrower to the Lender in accordance with this Agreement and includes the certificates or other documents of title (if any) and transfer in respect of the foregoing (as appropriate), and includes Alternative Collateral.
Confirmation means the Borrowing Request, as it may be amended pursuant to clause 2.2., or other confirming evidence exchanged between the Parties confirming the terms of a transaction.
Defaulting Party has the meaning given in clause 12.
Dividend means a dividend within the meaning of the definition of that term in section 6(1) (as affected by sections 6(4) and 6(5)) of the Tax Act.
Equivalent Collateral or Collateral equivalent to, in relation to any Collateral provided under this Agreement, means securities, cash or other property, as the case may be, of an identical type, nominal value, description and amount to particular Collateral so provided and shall include the certificates or other documents of title (if any) and transfer in respect of the foregoing (as appropriate). If and to the extent that such Collateral consists of securities that are partly paid or have been converted, subdivided, consolidated, redeemed, made the subject of a takeover, capitalisation issue, rights issue or event similar to any of the foregoing, the expression shall have the following meaning:
- (a) in the case of conversion, subdivision or consolidation the securities into which the relevant Collateral has been converted, subdivided or consolidated provided that, if appropriate, notice has been given in accordance with clause 4.2(b);
- (b) in the case of redemption, a sum of money equivalent to the proceeds of the redemption;
- (c) in the case of a takeover, a sum of money or securities, being the consideration or alternative consideration of which the Borrower has given notice to the Lender in accordance with clause 4.2(b);
- (d) in the case of a call on partly paid securities, the paid-up securities provided that the Borrower shall have paid to the Lender an amount of money equal to the sum due in respect of the call;
- (e) in the case of a capitalisation issue, the relevant Collateral together with the securities allotted by way of a bonus thereon;
- (f) in the case of a rights issue, the relevant Collateral together with the securities allotted thereon, provided that the Borrower has given notice to the Lender in accordance with clause 4.2(b), and has paid to the Lender all and any sums due in respect thereof;
(g) in the event that a payment or delivery of Income is made of the relevant Collateral in the form of securities or a certificate which may at a future date be exchanged for securities or in the event of an option to take Income in the form of securities or a certificate which may at a future date be exchanged for securities, notice has been given to the Lender in accordance with clause 4.2(b) the relevant Collateral together with securities or a certificate equivalent to those allotted; and
(h) in the case of any event similar to any of the foregoing, the relevant Collateral together with or replaced by a sum of money or securities equivalent to that received in respect of such Collateral resulting from such event.
For the avoidance of doubt, in the case of Bankers7 Acceptances (Collateral type (d)), Equivalent Collateral must bear dates, acceptances and endorsements (if any) by the same entitles as the bill to which it is intended to be equivalent and, for the purposes of this definition, securities are equivalent to other securities where they are of an identical type, nominal value, description and amount and such term shall include the certificate and other documents of or evidencing title and transfer in respect of the foregoing (as appropriate).
Equivalent Securities means securities of an identical type, nominal value, description and amount to particular Securities borrowed and such term shall include the certificate and other documents of or evidencing title and transfer in respect of the foregoing (if appropriate). If and to the extent that such Securities are partly paid or have been converted, subdivided, consolidated, redeemed, made the subject of a takeover, capitalisation issue, rights issue or event similar to any of the foregoing, the expression shall have the following meaning:
- (a) in the case of conversion, subdivision or consolidation the securities into which the borrowed Securities have been converted, subdivided or consolidated provided that if appropriate, notice has been given in accordance with clause 4.2(b);
- (b) in the case of redemption, a sum of money equivalent to the proceeds of the redemption;
- (c) in the case of a takeover, a sum of money or securities, being the consideration or alternative consideration of which the Lender has given notice to the Borrower in accordance with clause 4.2(b);
- (d) in the case of a call on partly paid securities, the paid-up securities provided that the Lender shall have paid to the Borrower an amount of money equal to the sum due in respect of the call;
- (e) in the case of a capitalisation issue, the borrowed Securities together with the securities allotted by way of a bonus thereon;
- (f) in the case of a rights issue, the borrowed Securities together with the securities allotted thereon, provided that the Lender has given notice
to the Borrower in accordance with clause 4.2(b), and has paid to the Borrower all and any sums due in respect thereof;
- (g) in the event that a payment or delivery of Income is made in respect of the borrowed Securities in the form of securities or a certificate which may at a future date be exchanged for securities or in the event of an option to take Income in the form of securities or a certificate which may at a future date be exchanged for securities, notice has been given to the Borrower in accordance with clause 4.2(b) the borrowed Securities together with securities or a certificate equivalent to those allotted; and
- (h) in the case of any event similar to any of the foregoing, the borrowed Securities together with or replaced by a sum of money or securities equivalent to that received in respect of such borrowed Securities resulting from such event.
For the purposes of this definition, securities are equivalent to other securities where they are of an identical type, nominal value, description and amount and such term shall include the certificate and other documents of or evidencing title and transfer in respect of the foregoing (as appropriate).
Event of Default has the meaning given in clause 12.
Fee, in respect of a transaction, means the fee payable by one Party to the other in respect of that transaction under clause 5.
Franked Dividend means a Dividend the whole or part of which is taken to have been franked in accordance with section 160AQF of the Tax Act.
Income means any dividends, interest or other distributions of any kind whatsoever with respect to any Securities or Collateral.
Income Determination Period, in relation to a particular loan of Securities, means:
- (a) in relation to the Securities, the period commencing when the Securities cease to be registered in the name of the Lender (or the relevant transferor) upon or before delivery of those Securities under clause 3 and ending when Equivalent Securities are registered in the name of the Lender (or the relevant transferee) upon or following redelivery of those Equivalent Securities under clause 7.1 ; and
- (b) in relation to Collateral (other than Cash Collateral), the period commencing when the Collateral ceases to be registered in the name of the Borrower (or the relevant transferor) upon or before delivery of that Collateral under clause 6.1 and ending when Equivalent Collateral is registered in the name of the Borrower (or the relevant transferee) upon or following redelivery of that Equivalent Collateral under clause 6.6.
Income Payment Date, in relation to any Securities or Collateral, means the date on which Income is paid in respect of such Securities or
Collateral, or, in the case of registered Securities or Collateral, the date by reference to which particular registered holders are identified as being entitled to payment of Income.
Lender, in relation to a particular loan of Securities, means the Lender as referred to in Recital A of this Agreement.
Margin has the meaning in paragraph 1.3 in Schedule 1.
Nominee means an agent or a nominee appointed by either Party to accept delivery of, hold or deliver Securities, Equivalent Securities, Collateral and/or Equivalent Collateral on its behalf whose appointment has been notified to the other Party.
Non-Defaulting Party has the meaning given in clause 12.
Offer Price, in relation to Equivalent Securities or Equivalent Collateral, means the best available offer price thereof on the most appropriate market in a standard size.
Offer Value, subject to clause 8.5, means:
- (a) in relation to Collateral equivalent to Collateral type (h) (more specifically referred to in paragraph 1.1 in Schedule I), the Value thereof as calculated in accordance with paragraph 1.2(d) in Schedule 1 ; and
- (b) in relation to Equivalent Securities or Collateral equivalent to all other types of Collateral (more specifically referred to in paragraph 1.1 in Schedule I), the amount it would cost to buy such Equivalent Securities or Equivalent Collateral at the Offer Price thereof at such time plus all costs, fees and expenses that would be incurred in connection therewith, calculated on the assumption that the aggregate thereof is the least that could reasonably be expected to be paid in order to carry out the transaction.
paid, in relation to a Dividend, includes credited, distributed or issued and like terms are to be construed accordingly.
Parties means the Lender and the Borrower and Party shall be construed accordingly.
Performance Date has the meaning given in clause 8.
Posted Collateral has the meaning given in clause 6.2(a)(i).
Principal has the meaning given in clause 14.
Reference Price means:
(a) in relation to the valuation of Securities, Equivalent Securities, Collateral and/or Collateral equivalent to type (g) (more specifically referred to in paragraph 1.1 in Schedule I), such price as is equal to the mid market quotation of such Securities, Equivalent Securities,
Collateral and/or Equivalent Collateral as derived from a reputable pricing information service (such as the services provided by SEATS or Reuters) reasonably chosen in good faith by the Lender or if unavailable the market value thereof as derived from the prices or rates bid by a reputable dealer for the relevant instrument reasonably chosen in good faith by the Lender, in each case at Close of Business on the previous Business Day; and
(b) in relation to the valuation of Securities, Equivalent Securities, Collateral and/or Collateral equivalent to Collateral types (b)-(f) (more specifically referred to in paragraph 1.1 in Schedule l), the market value thereof as derived from the prices or rates bid by a market maker or reputable dealer for the relevant instrument reasonably chosen by the Lender in good faith or, in the absence of such a bid, the average of the rates bid by two leading market makers reasonably chosen in good faith by the Lender in each case at Close of Business on the previous Business Day.
Relevant Payment Date has the meaning given in clause 4.2(a).
Required Collateral Value has the meaning given in clause 6.3.
Rules means the rules for the time being of the Stock Exchange (where either Party is a member of the Stock Exchange) and/or any other regulatory authority whose rules and regulations shall from time to time affect the activities of the Parties pursuant to this Agreement (provided that in an Event of Default, where either Party is a member of the Stock Exchange, the Rules and Regulations of the Stock Exchange shall prevail).
Securities means "eligible securities" within the meaning of section 26BC(l) of the Tax Act which the Borrower is entitled to borrow from the Lender in accordance with the Rules and which are the subject of a loan pursuant to this Agreement and such term shall include the certificates or other documents of title (if any) in respect of the foregoing.
Settlement Date means the date upon which Securities are or are to be transferred to the Borrower in accordance with this Agreement.
Standard Settlement Time, in relation to Australian Securities, means T + 5 Australian business days on which the Australian Stock Exchange Limited is open for trading, or such lesser time in which transactions in Australia in listed securities are customarily required to be settled.
Stock Exchange means the Australian Stock Exchange Limited.
Tax Act means the Income Tax Assessment Act 1936 (Commonwealth of Australia).
Transfer of Dividend Statement, in relation to Dividends, means a properly completed document in the form, or substantially in the form, of Appendix 6.26 to the Rules or a properly completed statement in another approved form within the meaning of the definition of that term in section 160APA of the Tax Act.
Unfranked Dividend means a Dividend no part of which has been franked in accordance with the Tax Act.
Value at any particular time means, in relation to Securities and Equivalent Securities, the Reference Price thereof then current and in respect of Collateral and/or Equivalent Collateral such worth as determined in accordance with paragraph 1.2 in Schedule 1.
27 Governing Law and Jurisdiction
- 27.1 [Governing law] This Agreement is governed by, and shall be construed in accordance with, the law in force in New South Wales, Australia.
- 27.2 [Consent to jurisdiction] Each Party irrevocably and unconditionally submits to the non-exclusive jurisdiction of the courts of New South Wales in respect of any dispute in connection with this Agreement.
EXECUTED as an agreement
Schedule 1 - Particulars
- 1 COLLATERAL (see definition in clause 26, and also clause 6)
- 1.1 Types (see defirzition of "Collateral" in clause 26)
Collateral acceptable under this Agreement may include the following or otherwise, as agreed between the Parties from time to time, whether transferable by hand or within a depositary:
- (a) Cash;
- (b) Australian Government Inscribed Stock;
- (c) Australian, State or Territory Government stock, bonds or promissory notes (including those issued by any statutory corporation such as Treasury Corporation of New South Wales);
- (d) Bills of exchange accepted by any bank carrying on business in Australia ("Bankers Acceptances");
- (e) Promissory notes issued by any such bank;
- (f) Certificates of Deposit issued by any such bank;
- (g) Corporate bonds in registrable or bearer form;
- (h) Irrevocable Standby Letters of Credit issued or confirmed by any such bank.
1.2 Valuation of Collateral (see definition of "Value" in clause 26 and clause 6.2)
Collateral provided in accordance with this Agreement shall be evaluated by reference to the following, or by such means as the Parties may from time to time agree:
- (a) in respect of Collateral type (a), the amount thereof in, or converted into, the Base Currency;
- (b) in respect of Collateral type (b), the value calculated by reference to the middle market price of each stock as determined daily by the Reserve Bank of Australia, adjusted to include the accumulated interest thereon;
- (c) in respect of Collateral types (c) to (g), the Reference Price thereof;
- (d) in respect of Collateral type (h), the value specified therein.
1.3 Margin (see definition in clause 26 and clause 6.3)
The Value of any Collateral delivered, or to be delivered, pursuant to clause 6 by the Borrower to the Lender under the terms and conditions of this Agreement shall on each Business Day represent not less than the Value of the borrowed Securities together with the following additional percentages, hereinbefore referred to as ("the Margin"), unless otherwise agreed between the Parties:
(a) in the case of Collateral type (a): 5%; or
- (b) in the case of Collateral types (b) to (f) and (h): 5% (except that, for Certificates of Deposit, the Margin shall be the accumulated interest thereon); or
- (c) in the case of Collateral type (g): 5%.
If the Value of the borrowed Securities includes any margin over the mid market price of the borrowed Securities, this shall be taken into account in determining the Margin applicable.
1.4 Basis of Margin Maintenance (see clause 6.4)
Minimum period after demand for transferring Collateral or Equivalent Collateral:
- (a) Cash Collateral: within one Business Day;
- (b) Equivalent Collateral: not less than the Standard Settlement Time for such Collateral or the equivalent time on the exchange or clearing organisation through which the relevant Collateral is to be, or was originally, delivered;
- (c) Other Collateral (ie a Letter of Credit): within two Business Days.
1.5 Minimum adjustments (see clauses 6.2(a)(ii) and (iii))
- (a) The Lender may not demand that further Collateral be provided by the Borrower if the aggregate deficiency calculated in accordance with clause 6.2 is less than the greater of:
- (i) \$5,000; and
- (ii) 2% of the Value of the Required Collateral Value.
- (b) The Borrower may not demand the return of Collateral provided to the Lender if the Borrower has committed an Event of Default in respect of any transaction or if the aggregate excess calculated in accordance with clause 6.2 is less than the greater of:
- (i) \$5,000; and
- (ii) 2% of the Required Collateral Value.
2 BASE CURRENCY (see definition in clause 26 and clause 1.6)
The Base Currency applicable to this Agreement is Australian Dollars.
3 LENDER'S WARRANTIES (see clause 1 O(d))
clause 10(d) shall not apply.
4 VOTING (see clause 4.3)
Clause 4.3 does not apply.
5 PLACE OF BUSINESS (see definition of "Business Day" in clause 26)
Sydney.
6 ADDRESS FOR NOTICES AND STATUS OF PARTIES (see clause 20.1)
6.1 Address for notices or communications to Bankers Trust Australia Limited
| Address: | Level 15, The Chifley Tower, 2 Chifley Square, Sydney NSW 2000 |
|---|---|
| Attention: | Sasha Conoplia |
| Facsimile No: 612 9259 9466 | |
| Telephone No: 612 9259 3057 | |
which is an Australian Taxpayer.
6.2 Address for notices or communications to AMP Securities Pty Limited
Address: Level 16,33 Alfred Street, Sydney, NSW 2000
Attention: AMP Securities Pty Limited - Securities Lending Division
Facsimile No: 612 9257 5996
Telephone No: 612 9257 5238
Email:
which is an Australian Taxpayer.
7 COMPENSATION FOR LOSS OF FRANKING CREDITSIREBATES (see clause 9.2)
Is required by both parties unless expressly stated in a confirmation.
8 COMPENSATION FOR LOSS OF INTERCORPORATE DIVIDEND REBATE (see clause 9.3)
Is required by both parties unless expressly stated in a confirmation.
Schedule 2 Specimen Form of Borrowing Request (see clause 2.1 and definition of "Borrowing Request" in clause 26)
To: [Name and Address of Lender]
This is a Borrowing Request under the Master Securities Lending Agreement between us dated # (the "Agreement")
1 We wish to make the following borrowing of Securities: (a) Description of Securities: # [eg "fully paid ordinary shares in # "1 (b) Amount of Securities: # [eg "1 million"] (c) Proposed Settlement Date of # [eg "today"] Borrowing: (d) Time, Mode and Place of Delivery of Securities, including (as appropriate) settlement system and account to which delivery is to be made: # [eg "to the account of #, HIN #, in CHESS"] (e) Duration of Loan: No longer than eleven months and 20 days after the Borrowed Securities are delivered under this Borrowing Request. (f) Type of Collateral: # [eg "Cash"] (g) Time, Mode and Place of Delivery of # [eg "dvp on CHESS"] Collateral: (h) Rates (see clause 5.1 of the #[eg (a) " #% per annum on the Cash Agreement): Collateral", or (b) "# % per annum on the daily value of the Borrowed Securities" as appropriate]. 2 Please confirm your acceptance of this Borrowing Request by return fax.
Dated : #
For and on behalf of [Name of Borrower]
Signature of Authorised Representative
Name and title of Authorised Representative
Schedule 3 Supplementarv Terms and Conditions (if anv)
This Schedule forms part of and amends the Master Securities Lending Agreement (including Schedule 1) to which it is a Schedule, as follows:
- The following words should be added to the end of the existing clause 2.1 :
"The Borrowing Request may be made orally by the Borrower. Following receipt of the Borrowing Request the Lender, in its absolute discretion, may accept the Borrowing Request by serving on the Borrower a Confirmation."
- 2. The following new clauses shall be added:
- "2.3 [Securities Lending Agreement] The Borrower shall at all times not do any act or thing which may cause this Agreement to not qualify as a written agreement of the kind known as a securities lending agreement for the purposes of Section 26BC(3) of the Income Tax Assessment Act."
- "4.4 [Other Corporate Actions] Each Party hereby undertakes to procure that all reasonable instructions received from the other Party in respect of conversions, subdivisions consolidations, redemption's, takeovers, and pre-emptions, are complied with in respect of such Securities, Equivalent Securities, Collateral and/ or Equivalent Collateral PROVIDED THAT each Party shall notify the other of its instructions in writing no later than five (5)Business Days prior to the date upon which such action is to be taken, unless otherwise agreed between the Parties."
- "14.6 [Warranty as to Beneficial Ownership] When AMP lends or borrows as Agent, AMP hereby warrants to BTAL that, at the time of entering into and, at all times during, an Agency Transaction, the Principal on who's behalf the Agency Transaction has been entered into is authorised and entitled to, in the case of lending Securities, lend Securities and to deliver beneficial ownership of the Securities free from all liens, charges and encumbrances and, in the case of borrowing Securities, borrow Securities and deal with them as contemplated by this Agreement."
- "14.7 [Warranty as to Authority of Principal] AMP, as Agent, warrants that each Principal on whose behalf AMP enters into Agency Transactions is authorised to and, has the power to, enter into the lending or borrowing of Securities as contemplated by this Agreement.
- "14.8 [BTAL not act as Agent] If BTAL lends securities to AMP under this Agreement, it will at all times do so as principal, not as agent."
- "14.9 [Restriction on Agency Transactions] When AMP acts as Lender or Borrower, it may only enter into Agency Transactions, as Agent for and on behalf of a Principal, with BTAL if the Principal is:
- (a) AMP Life Limited Statutory Funds No. 1,2 or 3; or
- (b) such other person as is agreed in writing between AMP and BTAL, which written agreement shall form part of this Agreement, whether or not such written agreement is physically attached to this Agreement"
"14.10 [Netting and set-off] Any netting or set-off rights operate separately in relation to Agency Transactions entered into in connection with each separate Principal."
- 3. Clause 14.1 is amended by deleting the words "for a third person (a "Principal")" in the second and third lines and replacing them with "for a Principal".
-
- The definition of "Principal" in Clause 26 should be deleted and replaced with "means the persons referred to in clause 14.9(a) and (b)".
-
- New definitions should be added to Clause 26 of the Agreement as follows:
"BTAL means Bankers Trust Australia Limited ACN 003 01 7 22 1 of Level 15, The Chifley Tower, 2 Chifley Square, Sydney NSW 2000."
"AMP means AMP Securities Pty Limited ACN 063 403 681 of Level 16,33 Alfred Street, Sydney NSW 2000 as agent for the Principals as provided for in clause 14.9."
- An additional Event of Default is to be added to clause 12.1 as follows:
"12.l(j) If the making of any law or treaty or, a change in the interpretation or application by any governmental agency of any law or treaty, makes it unlawful or grossly impracticable for a Lender (whether as Agent or otherwise, including a Principal which is subject to the law or treaty) to lend Securities."
Execution page
-.
Executed as an agreement
SIGNED by Robert Woods 1 as attorney for Bankers Trust Australia ) Limited in the presence of: j
| Signature of witness | |
|---|---|
| SASHA CONOPLIA | |
|---|---|
| Name of witness |
| SIGNED by | |
|---|---|
| as attorney for AMP Securities Pty | |
| Limited in the presence of: | |
| Signature of witness | |
| Name of witness |
................................... Signature

Son
Dc &50 1'3 C~ l~ §UlSS-{ 1S l- eQi--LOA'J AV\'l eQvunt), L'i9 c 1

Australian Securities Lending Association Limited
(ACN 054 944 482) Level 18, 20 Bond Street Sydney NSW 2000 Tel: (61 2) 9259 5898 Fax:. (61 2) 9259 5432
AUSTRALIAN MASTER SECUTITIES LENDING AGREEMENT *
(Version: 4 April 1997)
dated as of:
December 8, 2000
Between: (1)
CREDIT SUISSE FIRST BOSTONAUSTRALIA EQUITIES LIMITED
ACN: 068232 708
a company incorporated under the laws of Victoria
of Level 27, 101 Collins Street
Melbourne VIC 3000
And: (2) MACQUARIE BANKLIMITED
ACN: 008 583 542
a company incorporated under the laws of Australian Capital Territory
of Level 2, No. 1 Martin Place
Sydney NSW 2000
* This agreement is adaptedfrom the ISLA Overseas Securities Lender's Agreement (Version: December 1995, as amended by 1996 UK Tax Addendum), prepared by Clifford Chance, London, Englandfor use by parties required to meet UK Inland Revenue tax requirements.
* This agreement is also subject to the "Warning and Disclaimer" on the coversheet to the "User's Guide" relating to this agreement.
© Mallesons StephenJaques
SOLICITORS
GovemorPhillip Tower 1 Farrer Place Sydney NSW 2000 Telephone (612) 9296 2000 Fax (61 2) 9296 3999 DX 113 Sydney Ref: JCK
t
AGREEMENT
Recitals:
A. The Parties hereto are desirous of agreeing to a procedure whereby either one ofthem (the 'Lender') will make available to the other ofthem (the 'Borrower') from time to time Securities (as hereinafter defmed).
B. All transactions carried out under this Agreement will be effected in accordance with the Rules (as hereinafter defmed), if applicable, together with current market practices, customs and conventions, in so far as they are not inconsistent with the terms ofthis Agreement.
Operative provisions:
1 Interpretation
- 1J [Definitions] The terms defined in clause 26 and in Schedule 1 have the meanings therein specified for the purposes ofthis Agreement.
- 1.2 [Inconsistency] In the event of any inconsistency between the provisions of Schedule 1 and the other provisions ofthis Agreement, Schedule 1 will prevail. In the event of any inconsistency between the provisions (if any) of Schedule 3 and the other provisions ofthis Agreement (including Schedule 1), Schedule 3 will prevail. In the event of any inconsistency between the provisions of any Confirmation and this Agreement (including Schedules 1 and·3), such Confirmation will prevail for the purpose ofthe relevant transaction.
- 1.3 [Single agreement] All transactions are entered into in reliance on the fact that this Agreement and all Confirmations form a single agreement between the Parties (collectively referred to as this 'Agreement'), and the Parties would not otherwise enter into any transactions.
- 1.4 [Interpretation] In this Agreement:
l
- (a) Unless the context otherwise requires:
- (i) The singular includes the plural and vice versa.
- (ii) A person includes a corporation.
- (iii) A corporation includes any body corporate and any statutory authority.
- (iv) A reference to a statute, ordinance, code or other law or the Rules includes regulations or other instruments under it or them and consolidations, amendments, re-enactments or replacements of any of them.
- (b) Notwithstanding the use of expressions such as "borrow", ''lend'', "Collateral", "Margin", "redeliver' etc., which are used to reflect terminology used in the
market for transactions ofthe kind provided for in this Agreement, title to Securities ''borrowed'' or 'tent" and "Collateral" provided in accordance with this Agreement shall pass from one Party to another as provided for in this Agreement, the Party obtaining such title being obliged to'edeliver Equivalent Securities or Equivalent Collateral, as the case may be.
3
- 1.5 [Headings] All headings appear for convenience only and shall not affect the interpretation ofthis Agreement.
- 1.6 [Currency conversion] For the purposes of clauses 6, 8.3 and 8.4, when a conversion jnto the Base Currency is required, all prices, sums or values (including any Value, Offer Value and Bid Value) of Securities, Equivalent Securities, Collateral or Equivalent Collateral (including Cash Collateral) stated in currencies other than the Base Currency shall be converted into the Base Currency at the rate quoted by an Australian bank selected by theLender (or, if an Event of Default has occurred in relation to the Lender, by the Borrower) at or about 11.00am (Sydney time) on the day of conversion as its spot rate for the sale by the bank ofthe Base Currency in exchange for the relevant other currency.
- 1.7 [Other agreements] Where at any time there is in existence any other agreement between the Parties the terms ofwhich make provision for the lending of Securities (as defined in this Agreement) as well as other securities, the terms ofthis Agreement shall apply to the lending ofsuch Securities to the exclusion of any othersuch agreement.
- 1.8 [Nominees] Ifpayment is to be made to a Partys nominee or otherwise in accordance with the directions of a Party (whether by the other Party or by a third party), it shall be deemed, for the purposes ofthis agreement, to have been paid or made to the frrst mentioned Party.
2 Loans of Securities
- 2.1 [Borrowing Request and acceptance thereof] The Lender will lend Securities to the Borrower, and the Borrower will borrow Securities from the Lender, in accordance with the terms and conditions ofthis.Agreement and with the Rules provided always that the Lender shall have received from the Borrower and accepted (by whatever means) a Borrowing Request.
- 2.2 [Changes to a Borrowing Request] The Borrower has the right to reduce the amount of Securities referred to in, or otherwise vary, a Borrowing Requesprovided that:
- (a) the Borrower has notified the Lender ofsuch reduction or variation no later than midday Australian Eastern standard or summer (as appropriate) time on the day which is two Business Days prior to the Settlement Date, unless otherwise agreed between the Parties, and
- (b) the Lender shall have accepted such reduction or variation (by whatever means).
3 Delivery of Securities
[Delivery of Securities] The Lender shall procure the delivery of Securities to the Borrower or deliver such Securities in accordance with the relevant Borrowing Requestogether with appropriate instruments oftransfer (where necessary) duly stamped (where necessary) and such other instruments (if any) as may be requisite to vest title thereto in the BorrowerSuch Securities shall be deemed to have been delivered by the Lender to the Borrower on delivery to the Borrower or as it shall direct ofthe relevant instruments oftransfer and certificates or other documents oftitle (if any), or in the case of Securities title to which is registered in a computer based system which provides for the recording and transfer oftitle to the same by way of electronic entries (such as CHESS), on the transfer oftitle in accordance with the rules and procedures ofsuch system as in force from time to time, or by such other means as may be agreed.
4 Title, Distributions and Voting
- 4.1 [Passing of title] The Parties shall execute and deliver all I).ecessary documents and give all necessary instructions to procure that all right, title and interest in:
- (a) any Securities borrowed pursuant to clause 2;
- (b) any Equivalent Securitiesredelivered pursuant to clause 7;
- (c) any Collateral delivered pursuant to clause 6;
- (d) any Equivalent Collateralredelivered pursuant to clauses 6 or 7,
shall pass from one Party to the other, on delivery oredelivery ofthe same in accordance with this Agreement, free from all liens, charges, equities and encumbrancesln the case of Securities, Collateral, Equivalent Securities or Equivalent Collateral title to which isregistered in a computer based system which provides for the recording and transfer oftitle to the same by way of electronic entries, delivery and transfer oftitle shall take place in accordance with the rules and procedures ofsuch system as in force from time to time.
4.2 [Distributions]
- (a) [Cash distributions] Unless otherwise agreed, where Income is paid in relation to any Securities on or by reference to an Income Payment Date on which such Securities are the subject of a loan under this Agreement, the Borrower shall, on the date ofthe payment ofsuch Income, or on such other date as the Parties may from time to time agree, (the Relevant Payment Date') pay and deliver a sum ofmoney equivalent to the same to the Lender, irrespective ofwhether the Borrower received the same.
- (b) [Non-cash distributions] Subject to paragraph (c) (unless otherwise agreed), where, in respect of any borrowed Securities or any Collateral, any rights relating to conversion, sub-division, consolidation, pre-emption, rights arising under a takeover offer or other rights, including those requiring election by the holder for the time being ofsuch Securities or Collateral, become exercisable prior to the redelivery ofEquivalent Securities or Equivalent Collateral, then the Lender Or Borrower, as the case may be, may, within a reasonable time before the latest time for the exercise ofthe right or option, give written notice to the other Party that, onredelivery ofEquivalent Securities or Equivalent
Collateral, as the case may be, it wishes to receive Equivalent Securities or Equivalent Collateral in such form as will arise ifthe right is exercised or, in the case of a right which may be exercised in more than one manner, is exercised as is specified in such written notice.
- (c) [Tax Act ss 26BC(3)(c)(ii) and (v) requirements] Notwithstanding paragraph (b), where, in respect of any Borrowed Securities or any Collateral, the relevant issuer company, trustee, government or government authority issues any right or option in respect ofthe Borrowed Securities or Collateral, as the case may be, the Borrower or the Lender, respectively, must deliver or make, as the case may be, to the other Party on the date ofsuch issue or on such other date as the Parties may from time to time agree:
- (i) the right, or option; or
- (ii) an identical right or option; or
- (iii) a payment equal to the value to the Lender or the Borrower, respectively, ofthe right or option;
together with any such endorsements or assignments as shall be customary and appropriate.
(d) [Manner of payment] Any payment to be made by the Borrower under this clause shall be made in a manner to be agreed between the Parties.
4.3 [Voting] Unless paragraph 4 in Schedule 1 specifies that this clause 4.3 does not apply, each Party undertakes that, where it holds Securities ofthe same description as any Securities borrowed by it or transferred to it by way ofCollateral at a time when a right to vote arises in respect ofsuch Securities, it will use its best endeavours to arrange for the voting rights attached to such Securities to be exercised in accordance with the instructions ofthe Lender or Borrower (as the case may beprovided always that each Party shall use its best endeavours to notify the other ofits instructions in writing no later than seven Business Days prior to the date upon which such votes are exercisable, or as otherwise agreed between the Parties, and that the Party concerned shall not be obliged so to exercise the votesin respect ofthe number of Securities greater than the number so lent or transferred to it.For the avoidance of doubt, the Parties agree that, subject as hereinbefore provided, any voting rights attaching to the relevant Securities, Equivalent Securities, Collateral and/or Equivalent Collateral shall be exercisable by the persons in whose name they are registered, or in the case of Securities, Equivalent Securities, collateral and/or Equivalent Collateral in bearer form by the persons by or on behalf ofwhom they are held, and not necessarily by the Borrower orthe Lender (as the case may be).
5 Fees
- 5.1 [Fees] In respect of each loan of Securities:
-
(a) for which the Collateral is cash:
- (i) the Lender must pay a fee to the Borrower in respect ofthe amount of that Collateral, calculated at the rate agreed between them; and
-
(ii) unless the Parties otherwise agree, the Borrower is not obliged to pay a fee to the Lender;
- (b) for which there is no Cash Collateral, the Borrower must pay a fee to the Lender, calculated at the rate agreed between them.
- 5.2 [Where there are different types of Collateraij Where the Collateral comprises only partly cash, clause 5.1 is to be construed as ifthere were separate loans of Securities, one secured solely by Cash Collateral and the other secured solely by noncash Collateral.
- 5.3 [Calculation of fees] In respect of each loan of Securities, the payments referred to in clause 5.1 ofthis clause shall accrue daily in respect ofthe period commencing on and inclusive ofthe Settlement Day and tenninating on and exclusive ofthe Business Day upon which Equivalent Securities areredelivered or Cash Collateral is repaid. Unless otherwise agreed, the sums so accruing in respect of each calendar month shall be paid in arrears by the Borrower to the Lender or to the Borrower by the Lender (as the case may be) not later than the Business Day which is one week after the last Business Day ofthe calendar month to which such payment relate or such other date as the Parties from time to time agree. Any payment made pursuant to clause 5.1 shall be in Australian currency, unless otherwise agreed, and shall be paid in such manner and at such place as shall be agreed between the Parties.
6 Collateral
- 6.1 [Borrowers obligation to provide Collateral] Unless otherwise agreed, subject to the other provisions ofthis clause 6, the Borrower undertakes to deliver to or deposit with the Lender (or in accordance with the Lenders instructions) Collateral ofthe kind specified in the relevant Borrowing Request or as otherwise agreed between the Parties (together with appropriate instruments oftransfer duly stamped (where necessary) and such other instruments as may be requisite to vest title thereto in the Lender} simultaneously with delivery ofthe Borrowed Securities by the Lender.
- 6.2 [Global margining]
-
(a) [Adjustments to Collateral] Unless otherwise agreed between the Parties, subject to paragraph (b), clause 6.4 and paragraph 1.5 in Schedule 1:
- (i) The aggregate Value ofthe Collateral delivered to or deposited with the Lender or its nominated bank or depositary (excluding any Collateral repaid orredelivered under paragraph (ii) below (as the case may be» in respect ofall loans of Securities outstanding under this Agreement ("Posted Collateral') shall from day to day and at any time be at least the aggregate ofthe Required Collateral Values in respect of such loans.
- (ii) If at any time the aggregate Value ofthe Posted Collateral in respect of all loans of Securities outstanding under this Agreement exceeds the aggregate ofthe Required Collateral Values in respect ofsuch loans, the Lender shall (on demand) repay such Cash Collateral and/or redeliverto the Borrower such Equivalent Collateral as will eliminate the excess.
-
(iii) If at any time the aggregate Value ofthe Posted Collateral in respect of all loans of Securities outstanding under this Agreement falls below the aggregate ofRequired Collateral Values in respect of all such loans, the Borrower shall (on demand) provide such further Collateral to the Lender as will eliminate the deficiency.
- (b) [Netting of Collateral obligations where a Party is both Lender and Borrower] Unless otherwise agreed between the Parties, subject to clause 6.4 and paragraph 1.5 in Schedule 1, where paragraph (a) applies, if a Party (the "first Party') would, but for this paragraph, be required under paragraph (a) to repay Cash Collatera1,redeliver Equivalent Collateral or provide further Collateral in circumstances where the other Party (the'secoud Party') would, but for this paragraph, also be required to repay Cash Collateral, redeliver Equivalent Collateral or provide further Collateral under paragraph (a), then the Value ofthe Cash Collateral, Equivalent Collateral or further Collateral deliverable by the first Party (X') shall be set-off against the Value ofthe Cash Collateral, Equivalent Collateral or further Collateral deliverable by the second Party ey') and the only obligation ofthe Parties under paragraph (a) shall be, where X exceeds Y, an obligation ofthe fi;rst Party, or where Y exceed X, an obligation ofthe second Party, (on demand) to repay Cash Collateral,redeliver Equivalent Collateral or deliver further Collateral having a Value equal to the difference between X and Y.
- 6.3 [Required Collateral Value] For the purposes of clause 6.2(a), the Value ofthe Posted Collateral to be delivered or deposited in respect ofany loan of Securities, while the loan of Securities continues, shall be equal to the aggregate ofthe Value of the borrowed Securities and the Margin applicable thereto (the Required Collateral Value').
- 6.4 [Time for payment/repayment of Collateral] Except as provided in clause 6.1 or clause 6.6, where any Cash Collateral is to be repaid, Equivalent Collateral is to be rede1ivered or further Collateral is to be provided under this clause 6, it shall be paid or delivered as stated in paragraph 1.4 in Schedule 1.
- 6.5 [Substitution ofAlternative Collatera~ The Borrower may from time to time call for the repayment ofCash Collateral or thcrede1ivery ofEquivalent Collateral prior to the date on which the same would otherwise have been repayable orede1iverable, provided that, at the time ofsuch repayment orrede1ivery, the Borrower shall have delivered or delivers Alternative Collateral acceptable to the Lender.
6.6 [Return of CollaterallEquivalent Collateral onredelivery ofEquivalent Securities]
- (a) Cash Collateral shall be repaid and Equivalent Collateral shall bredelivered at the same time as Equivalent Securities in respect ofthe Securities borrowed are rede1ivered.
- (b) Where Collateral is provided through a book entry transfer system (such as Austraclear or RITS), the obligation ofthe Lender shall be t<Jede1iver Equivalent Collateral through such book entry transfer system in accordance with this Agreement. Ifthe loan of Securities in respect ofwhich Collateral was provided has not been discharged when the Equivalent Collateral is redelivered, any payment obligation generated within the book entry transfer system on suchredelivery shall, until the loan of Securities is discharged or
further Collateral is provided, be deemed to constitute an obligation to pay Cash Collateral.
- 6.7 [Receipt by Lender ofIncome on Collateral] Where Collateral (other than Cash Collateral) is delivered in respect ofwhich any Income may become payable and an Income Payment Date in respect ofthat Collateral occurs prior to theedeliveiy of Equivalent Collateral, then, unless such Income is paid directly to the Borrower, the Lender shall, on the date on which such Income is paid or on such other date as the Parties may from time to time agree, pay and deliver a sum ofmoney or property equivalent to such Income (with any such endorsements or assignments as shall be customary and appropriate to effect the delivery) to the Borrower.
- 6.8 [Borrowers rights re Collateral are not assignable] The Borrower may not assign, transfer or otherwise dispose of, or mortgage, charge or otherwise encumber, or otherwise deal with its rights in respect of any Collateral without the prior written consent ofthe Lender.
- 6.9 [Lender may set off obligation to repay or return Equivalent Collatera~ Ifthe Borrower fails to comply with its obligation tcredeliver Equivalent Securities, the obligation ofthe Lender in respect of any Collateral may be the subject of a set-offin accordance with clause 8.
- 6.10 [Collateral provided to Lenders Nominee] Without limiting clause 1.8, where Collateral is provided to the Lenders nominee, any obligation under this Agreement to repay orredeliver or otherwise account for Equivalent Collateral shall be an obligation ofthe Lender, notwithstanding that any such repayment aredelivery may be effected in any particular case by the nominee.
7 Redelivery of Equivalent Securities
- 7.1 [Borrowers obligation to redeliver Equivalent Securities] The Borrower undertakes to redeliver Equivalent Securities in accordance with this Agreement and the terms ofthe relevant Borrowing Request.
- 7.2 [Lender may call for early redelivery of Equivalent Securities] Subject to clause 8 and the terms ofthe relevant Borrowing Request, the Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day ofnot less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed Securities were originally delivered. The Borrower shall as hereinafter providedredeliver such Equivalent Securities not later than the expiry ofsuch notice in accordance with the Lenders instructions.
-
7.3 [Lender may terminate loan ifBorrower defaults] Ifthe Borrower does not redeliver Equivalent Securities in accordance with such call, the Lender may elect to continue the loan of Securities ;provided that, ifthe Lender does not elect to continue the loan, the Lender may by written notice to the Borrower elect to terminate the relevant loan. Upon the expiry ofsuch notice the provisions of clauses 8.2 to 8.5 shall apply as ifupon the expiry ofsuch notice an Event ofDefault had occurred in relation to the Borrower (who shall thus be the Defaulting Party for the purposes of this Agreement) and as ifthe relevant loan were the only loan outstanding.
-
7.4 [Consequence of exercise of "buy-in" against Lender, as a result ofBorrower default] In the event that, as a result ofthe failure ofthe Borrowert<redeliver Equivalent Securities to the Lender in accordance with this Agreement, a ''buy-in''is exercised against the Lender, then, provided that reasonable notice has been given to the Borrower ofthe likelihood ofsuch a ''buy-in': the Borrower shall account to the Lender for the total costs and expenses reasonably incurred by the Lender as a result ofsuch ''buy-in''.
- 7.5 [Right ofBorrower to terminate loan early] Subject to the terms ofthe relevant Borrowing Request, the Borrower shall be entitled at any time to terminate a particular loan·of Securities and toredeliver aU and any Equivalent Securities due and outstanding to the Lender in accordance with the Lenders instructions.
8 Set-off etc.
- 8.1 [Requirement for simultaneous delivery] On the date and time that Equivalent Securities are required to beredelivered by the Borrower in accordance with the provisions ofthis Agreement the Lender shall simultaneouslyedeliver the Equivalent Collateral and repay any Cash Collateral held (in respect ofthe Equivalent Securities to be redelivered) to the Borrower. Neither Party shall be obliged to make delivery (or make a payment as the case may be) to the other unless it is satisfied that the other Party will make such delivery (or make an appropriate payment as the case may be)to it simultaneously. Ifit is not so satisfied (whether because an Event .ofDefaulthas occurred in respect ofthe other Party or otherwise), it shall notifY the other Party and, unless that other Party has made arrangements which are sufficient to assure full delivery (or the appropriate payment as the case may be) to the notifYing Party, the notifYing Party shall (provided it is itselfin a position, and willing, to perform its own obligations) be entitled to withhold delivery (or payment, as the case may be) to the other Party.
- 8.2 [Netting following occurrence of Event of Defaul~ If an Event ofDefault occurs in relation to either Party, the Parties'delivery and payment obligations (and any other obligations they have under this Agreement) shall be accelerated so as to require performance thereof at the time such Event ofDefault occurs (the date ofwhich shall be the "Performance Date" for the purposes ofthis clause), and in such event:
- (a) the Relevant Value ofthe Securities to be delivered (or payment to be made, as the case may be) by each Party shall be established in accordance with clause 8.3; and
- (b) on the basis ofthe Relevant Values so established, an account shall be taken (as at the Performance Date) ofwhat is due from each Party to the other and (on the basis that each Partys claim against the other in respect of delivery of Equivalent Securities or Equivalent Collateral or any cash payment equals the Relevant Value thereof) the sums due from one Party shall be set-off against the sums due from the other and only the balance ofthe account shall be payable (by the Party having the claim valued at the lower amount pursuant to the foregoing) and such balance shall be payable on the Performance Date.
- 8.3 [Relevant Value] For the purposes of clause 8.2 the Relevant Value:
- (a) of any cash payment obligation shall equal its par value (disregarding any amount taken into account under (b) or (c) below);
"I'
- (b) of any Securities to be delivered by the Defaulting Party shall, subject to clause 8.4(b) and (c) below, equal the Offer Value thereof; and
- (c) of any Securities to be delivered to the Defaulting Party shall, subject to clause 8.4(b) and (c) below, equal the Bid Value thereof.
8.4 [Bid Value/Offer Value]
- (a) For the purposes of clause 8.3, but subject to (b) and (c) below, the Bid Value and Offer Value of any Securities shall be calculated as at the Close of Business in the most appropriate market for Securities ofthe relevant description (as determined by the Non-Defaulting Party) on the first Business Day following the Performance Date, or, ifthe relevant Event ofDefault occurs outside the normal business hours ofsuch market, on the second Business Day following the Performance Date (the Default Valuation Time').
- (b) Where the Non-Defaulting Party has, following the occwrence of an Event of Default but prior to the Default Valuation Time, purchasedSecurities forming part ofthe same issue and being of an identical ty,peand description to those to be delivered by the Defaulting Party and in substal)tially the same amount as those Securities or sold Securities forming part ofthe same issue and being of an identical type and description to those tobe delivered by himto the Defaulting party and in substantially the same amount as those Securities, the cost ofsuch purchase or the proceeds ofsuch sale, as! the case may be, (taking into account all reasonable costs, fees and expenses that would be incurred in connection therewith) shall be treated as the Offer Value or Bid Value, as the case may be, ofthe relevant Securities forthe purposes ofthis clause 8.
- (c) Where the amolmt of any Securities sold or purchased as mentioned in (b) above is not in substantially the same amount as those Securities to be valued for the purposes of clause 8.3, the Offer Value or the Bid Value (as the case may be) ofthose Securities shall be ascertained by:
- (i) dividing the net proceeds ofsale or cost ofpurchase by the amount of the Securities sold or purchased so as to obtain a net unit price; and
- (ii) multiplying that net unit price by the amount ofthe Sicurities to be valued. .I
- 8.5 [Interpretation: "Securities"] Any reference in this clause 8 to srcurities shall include any asset other than cash provided by way ofCollateral.
- 8.6 [Interpretation: "Event of Default"] Ifthe Borrower or the Lender for any reason fails to comply with its respective obligations under clause 6.6 in rdspect ofthe redelivery ofEquivalent Collateral or the repayment ofCash Collat~ral, such failure shall be an Event ofDefault for the purposes ofthis clause 8, and tHe person failing to comply shall thus be the Defaulting Party. I
- 8.7 [Waiver of right to require simultaneous deliveryJ Subject to and without prejudice to its rights under clause 8.1, either Party may from time to time in accordance with market practice and in recognition ofthe practical difficulties in arranging simultaneous delivery of Securities, Collateral and cash transfers waive its right under this Agreement in respect ofsimultaneous delivery and/or payment;
provided that no such waiver in respect of one transaction shall bind it in respect of any other transaction.
9 Stamp duty, taxes etc and loss of tax benefits
9.1 [Stamp duty etc] The Borrower hereby undertakes promptly to pay and account for any transfer or similar duties or taxes, and any loan security or other stamp duties, (if any) chargeable in connection with any transaction effected pursuant to ot contemplated by this Agreement, and shall indemnifY and keep indemnified the Lender against any liability arising in respect thereof as a result ofthe Borrowers failure to do so.
9.2 [Borrower to give Transfer of Dividend Statement to Lender re franked dividends] If:
- (a) an Income Payment Date occurs during an Income Determination Period in relation to a particular loan of Securities;
- (b) had the Lender been the holder ofthose Securities on the relevant Income Payment Date, it would have received a Franked Dividend in respect ofthose Securities;
- (c) the Agreement or the relevant Confirmation states that the Lender is an Australian Taxpayer;
- (d) the failure ofthe Lender to receive a Franked Dividend is not due to any unreasonable act or omission by or on behalf ofthe Lender; and
- (e) neither item 7 in Schedule 1 nor the relevant Confirmation states that the Lender is not entitled to compensation for the loss offranking credits/rebates;
then:
- (f) the Borrower must either:
- (i) as soon as practicable, and in any event within [10 Business Days] after the relevant Income Payment Date, give to the Lender a Transfer of Dividend Statement in respect ofthose Securities (which the Borrower is to be taken as having warranted is correct in all material respects and is effective for the purposes ofDivision 6A·ofPart IIIAA ofthe Tax Act); or
- (ii) on the [10th Business Day] after the relevant Income Payment Date pay to the Lender an amount equal to the franking credit referable to the Franked Dividend.
9.3 [Borrower to compensate corporate Lender for loss ofintercorporate dividend rebate re unfranked dividends] If:
(a) an Income Payment Date occurs during an Income Determination Period in relation to a particular loan of Securities;
- (b) had the Lender been the holder ofthose Securities on the relevant Income Payment Date, it would have received an Unfranked Dividend in respect of those Securities;
- (c) the Agreement or the relevant Confirmation states the Lender is entitled to compensation for the loss oftheintercorporate dividend rebate under the Tax Act;
- (d) the failure ofthe Lender to qualify for that rebate is not due to any unreasonable act or omission by or on behalfofthe Lender; and
- (e) neither item 8 ofthe Agreement nor the relevant Confirmation states thatthe Lender is not entitled to compensation for the loss ofthat rebate;
then the Borrower must pay to the Lender an amount calculated as follows:
$$
\mathbf{P} = \underline{\mathbf{DT}}_{1-T}
$$
Where:
P = the amount payable;
D = the amount ofthe Unfranked Dividend; and
- T = the rate ofincome tax, expressed as a decimal, determined under the Tax Act at the relevant Income Payment Date as that payable in respect ofthe taxable income of a company (other than a private company, a company in the capacity of a trustee or a non-profit company that is a friendly society dispensary).
- 9.4 ["Notifiable consideration" for the purposes of s26BC(3)(d) ofthe Tax Act] For the purposes ofsection 26BC(3)(d) ofthe Tax Act, the notifiable consideration in respect of any loan of Securities is dissected as follows:
- (a) a fee see clause 5.1(as applicable); and
- (b) other consideration see clauses 4.2, 6 and 9 and the definition of''Equivalent Securities" in clause 26.
10 Lenders warranties
[Lenders warranties] Each Party hereby warrants and undertakes to the other on a continuing basis, to the intent that such warranties shall survive the completion of any transaction contemplated by this Agreement, that, where acting as a Lender:
- (a) it is duly authorised and empowered to perform its duties and obligations under this Agreement;
-
(b) it is not restricted under the terms ofits constitution or in any other manner from lending Securities in accordance with this Agreement or from otherwise performing its obligations under this Agreement;
-
(c) it is absolutely entitled to pass full legal and beneficial ownership of all Securities provided by it under this Agreement to the Borrower free from all liens, charges, equities and encumbrances; and
- (d) where paragraph 3 in Schedule 1 specifies that this clause 1O(d) applies, it is not resident in Australia for the purposes ofthe Tax Act and either:
- (i) does not have a branch or other permanent establishment in Australia for the purposes ofthe Tax Act or of any applicable double tax agreement between Australia and its country oftax residence; or
- (ii) ifit does have such a branch or other permanent establishment in Australia, that the loan is not entered into in the course of carrying on business through such branch or permanent establishment.
11 Borrowers warranties
[Borrowers warranties] Each Party hereby warrants and undertakes to the other on a continuing basis, to the intent that such warranties shall survive the completion of any transaction contemplated by this Agreement, that, where acting as a Borrower:
- (a) it has all necessary licences and approvals, and is duly authorised and empowered, to perform its duties and obligations under this Agreement and will do nothing prejudicial to the continuation ofsuch authorisation, licences or approvals;
- (b) it is not restricted under the terms ofits constitution or in any other manner from borrowing Securities in accordance with this Agreement or from otherwise performing its obligations under this Agreement;
- (c) it is absolutely entitled to pass full legal and beneficial ownership of all Collateral provided by it under this Agreement to the Lender free from all liens, charges, equities and encumbrances; and
- (d) it is acting as principal in respect ofthis Agreement.
12 Events of Default
- 12.1 [Events of Default] Each ofthe following events occurring in relation to either Party (the "Defaulting Party", the other Party being the ''Non-Defaulting Party') shall be an Event ofDefault for the purpose of clause 8:
- (a) the Borrower or Lender failing to payor repay Cash Collateral or deliver or redeliver Collateral or Equivalent Collateral upon the due date, and the Non-Defaulting Party serves written notice on the Defaulting Party;
- (b) the Lender or Borrower failing to comply with its obligations under clause 6, and the Non-Defaulting Party serves written notice on the Defaulting Party;
- (c) the Borrower failing to comply with clause 4.2, clause 9.2 or clause 9.3 and the Non-Defaulting Party serves written notice on the Defaulting Party;
14 (d) an Act ofInsolvency occurring with respect to the Lender or the Borrower and (except in the case of an Act ofInsolvency which is the presentation of a petition for winding up or any analogous proceeding or the appointment ofa liquidator or analogous officer ofthe Defaulting Party in which case no such notice shall be required) the Non-Defaulting Party serves written notice on the Defaulting Party; (e) any representations or warranties made by the Lender or the Borrower being incorrect or untrue in any material respect when made or repeated or deemed to have been made or repeated, and the Non-Defaulting Party serves written notice on the Defaulting Party; (f) the Lender or the Borrower admitting to the other that it is unable to, or it intends not to, perform any ofits obligations hereunder and/or in respect of any loan hereunder, and the Non-Defaulting Party serves written notice on the Defaulting Party; (g) the Lender (if appropriate) or the Borrower being declared in default by the appropriate authority under the Rules or being suspended or expelled from membership of or participation in any securities exchange or association or other self-regulatory organisation, or suspended from dealing in securities by any government agency, and the Non-Defaulting Party serves written notice on the Defaulting Party; (h) any ofthe assets ofthe Lender or the Borrower or the .assets ofinvestors held by or to the order ofthe Lender or the Borrower being ordered to be transferred to a trustee by a regulatory authority pursuant to any securities regulating legislation and the Non-Defaulting Party serves written notice on the Defaulting Party, or (i) the Lender or the Borrower failing to perform any other ofits obligations hereunder and not remedying such failure within 30 days after the Non-Defaulting Party serves written notice requiring it to remedy such failure, and the Non-Defaulting Party serves a further written notice on the Defaulting Party. 12.2 [Obligation of each Party to notify its Event ofDefanl~ Each Party shall notify the other if an Event ofDefault occurs in relation to it. 13 Outstanding payments [Default interest] In the event of either Party failing to remit sums in accordance with this Agreement, such Party hereby undertakes to pay to the other Party upon demand interest (before as well as after judgment) on the net balance due and outstanding, for the period commencing on and inclusive ofthe original due date for payment to (but excluding) the date
[
I[
of actual payment, in the same currency at a rate per annum equal to the cost (without proof or evidence of any actual cost) to the relevant payee (as certified by it in good faith) ifit were to fund or offunding the relevant amount, plus 2% (or other agreed percentage) per annum.
14 Transactions entered into as agent
- 14.1 [Agency Transactions] Subject to the following provisions ofthis clause, the Lender may enter into loans as agent (in such capacity, the 1\gent') for a third person (a "Principaf), whether as custodian or investment manager or otherwise (a loan so entered into being referred to in this clause as an ?\gency Transaction).
- 14.2 [Conditions for Agency Transactions] A Lender may enter into an Agency Transaction if, but only if:
- (a) it specifies that loan as an Agency Transaction at the time when it enters into it;
- (b) it enters into that loan on behalf of a single Principal whose identity is disclosed to the Borrower (whether by name or by reference to a code or identifier which the Parties have agreed will be used to refer to a specified Principal) at the time when it enters into the loan; and
- (c) it has at the time when the loan is entered into actual authority to enter into the loan and to perform on behalf ofthat Principal all ofthat Principals obligations under the agreement referred to in clause 14.4(b) below.
- 14.3 [Undertakings by Lender] The Lender undertakes that, ifit enters as agent into an Agency Transaction, forthwith upon becoming aware:
- (a) of any event which constitutes an Act ofInsolvency with respect to the relevant Principal; or
- (b) of any breach of any ofthe warranties given in clause 14.5 below or of any event or circumstance which has the result that any such warranty would be untrue ifrepeated by reference to the current facts,
it will inform the Borrower ofthat fact and will, ifso required by the Borrower, furnish it with such additional information as it may reasonably request.
14.4 [Conseqnences of Agency Transaction]
- (a) Each Agency Transaction shall be a transaction between the relevant Principal and the Borrower and no person other than the relevant Principal and the Borrower shall be a party to or have any rights or obligations under an Agency Transaction. Without limiting the foregoing, the Lender shall not be liable as principal for the performance Qf an Agency Transaction or for breach of any warranty contained in clause 1D(d) ofthis Agreement, but this is without prejudice to any liability ofthe Lender under any other provision ofthis clause.
- (b) All the provisions ofthe Agreement shall apply separately as between the Borrower and each Principal for whom the Agent has entered into an Agency Transaction or Agency Transactions as if each such Principal were a party to a separate agreement with the Borrower in all respects identical with this Agreement other than this paragraph and as ifthe Principal were Lender in respect ofthat agreement;provided that:
- (i) ifthere occurs in relation to the Agent an Event or Default or an event which would constitute an Event of Default ifthe Borrower served
.-
written notice under any paragraph of clause 12, the Borrower shall be entitled by giving written notice to the Principal (which notice shall be validly given to the Lender in accordance with clause 20) to declare that, by reason ofthat event, an Event ofDefault is to be treated as occurring in relation to the Principal. Ifthe Borrower gives such a notice, then an Event ofDefault shall be treated as occurring in relation to the Principal at the time when the notice is deemed to be given; and
- (ii) ifthe Principal is neither incorporated nor has established a place of business in Australia, the Principal shall for the purposes ofthe agreement referred to in the preamble in this paragraph (b) be deemed to have appointed as its agent to receive on its behalfservice of process in the courts ofAustralia the Agent, or, ifthe Agent is neither incorporated nor has established a place ofbusiness in Australia, the person appointed by the Agent for the purposes ofthis Agreement, or such other person as the Principal may from time to time specify in a written notice given to the other party.
- (c) The foregoing provisions ofthis clause do not affect the operation ofthe Agreement as between the Borrower and the Lender in respect ofany transactions into which the Lender may enter on its own account as principal.
- 14.5 [Warranty by Lender] The Lender warrants to the Borrower that it will, on every occasion on which it enters or purposes to enter into a transaction as an Agency Transaction, have been duly authorised to enter into that loan and perform the obligations arising thereunder on behalf ofthe person whom it specifies as the Principal in respect ofthat transaction and to perform on behalf ofthat person all the obligations ofthat person under the agreement referred to in clause 14.4(b).
15 Termination of course of dealings by notice
Each Party shall have the right to bring the course of dealing contemplated under this Agreement to an end by giving not less than 15 Business Days'notice in writing to the other Party (which notice shall specify the date oftermination), subject to an obligation to ensure that all loans and which have been entered into but not discharged at the time such notice is given are du1y discharged in accordance with this Agreement and with the Rules (if applicable).
16 No reliance or tax or accounting representations by other Party
Each Party acknowledges, represents and warrants to the other that, except as expressly stated in this Agreement or any Confirmation:
- (a) it has not relied on any advice, statement, representation or conduct of any kind by or on behalfofthe other Party in relation to any tax (including stamp duty) or accounting issues concerning this Agreement or any transactions effected under it; and
- (b) it has made its own determination as to the tax (including stamp duty) and accounting consequences and treatment of any transaction effected under this
Agreement, including (without limitation) of any moneys paid or received or any property transferred or received in connection with any such transaction.
17 Observance of procedures
Each ofthe Parties hereto agrees that, in taking any action that may be required in accordance with this Agreement, it shall observe strictly the procedures and timetable applied by the Rules (if and to the extent applicable) and, further, shall observe strictly any agreement (oral or otherwise) as to the time for delivery orredeliveryofany money, Securities, Equivalent Securities, Collateral or Equivalent Collateral entered into pursuant to this Agreement.
18 Severance
If any provision ofthis Agreement is declared by any judicial or other competent authority to be void or otherwise unenforceable, that provision shall be severed from the Agreement and the remaining provisions ofthis Agreement shall remain in full force and effect. The Agreement shall, however, thereafter be amended by the Parties in such reasonable manner so as to achieve, without illegality, the intention ofthe Parties with respect to that severed provision.
19 Specific performance
Each Party agrees that, in relation to legal proceedings, it will not seek specific performance of the other Partys obligation to deliver orredeliver Securities, Equivalent Securities, Collateral or Equivalent Collateral, but without prejudice to any other rights it may have.
20 Notices
- 20.1 [Effectiveness] Any notice or other communication in respect ofthis Agreement may be given in any manner set forth below (except that a notice or other communication under clause 12 or clause 15 may not be given by fac~imile transmission or electronic messaging system) to the address or number or in. accordance with the electronic messaging system details provided (see paragraph 6 in Schedule 1) and will be deemed effective as indicated:
- (a) ifin writing and delivered in person or by courier, on the date it is delivered;
- (b) ifsent by telex, on the date the recipientsanswerback is received;
- (c) ifsent by facsimile transmission, on the date that transmission is received by a responsible employee ofthe recipient inlegible form(it being agreed that the burden ofproving receipt will be orr the sender and will not be met by a transmission report generated by the senders facsimile machine);
- (d) ifsent by certified or registered mail (airmail, if overseas) or the equivalent (return receipt requested), on the date that mail is delivered or its delivery is attempted; or
- (e) ifsent byelectronicmessaging system, on the date that electronic message is received,
unless the date ofthat delivery (or attempted delivery) or the receipt, as applicable, is not a Business Day or that communication is delivered (or attempted) or received, as applicable, after the close ofbusiness on a Business Day, in which case that communication shall be deemed given and effective on the first following day that is a Business Day.
20.2 [Change of Address] Either party may by notice to the other change the address, telex or facsimile number or electronic massaging system details at which notices or other communications are to be given to it.
21 Assignment
Neither Party may assign, transfer or otherwise dispose of all or any ofits rights or obligations under this Agreement without the prior written consent ofthe other Party.
22 Non-Waiver
No failure or delay by either Party to exercise any right, power or privilege under this Agreement shall operate as a waiver thereof, nor shall any single or partial exercise of any right, power or privilege preclude any other or further exercise thereof or the exercise of any other right, power or privilege as provided in this Agreement.
23 Time
Time shall be ofthe essence ofthe Agreement.
24 Recording
The Parties agree that each may electronically record all telephonic conversations between them.
25 'Miscellaneous
- 25.1 [Entire Agreement] This Agreement constitutes the entire agreement and understanding ofthe Parties with respect to its subject matter and supersedes all oral communication and prior writings with respect thereto.
- 25.2 [Amendments] No amendment in respect ofthis Agreement will be effective unless in writing (including a writing evidenced by a facsimile transmission) and executed by each ofthe Parties or confirmed by an exchange oftelexes or electronic messages on an electronicmessa~ingsystem.
- 25.3 [Snrvival of Obligations] The obligations ofthe Parties under this Agreement will survive the termination of any transaction.
-
25.4 [Remedies Cnmulative] Except as provided in this Agreement, the rights, powers, remedies and privileges provided in this Agreement are cumulative and not exclusive or any rights, powers, remedies and privileges provided by law.
-
25.5 [Counterparts] This Agreement (and each amendment in respect ofit) may be executed and delivered in counterparts (including by facsimile transmission),. each of which will be deemed an original.
- 25.6 [Expenses] A defaulting Party will, on demand, indemnify and hold harmless the other Party for and against all reasonable out-of-pocket expenses, including legal fees and stamp duty, incurred by such other Party by reason ofthe enforcement and protection ofits rights under this Agreement or by reason ofthe early termination of any transaction, including, but not limited to, costs of collection.
26 Definitions
In this Agreement: Act ofInsolvency means in relation to either Party: (a) its making a general assignment for the benefit of, or entering into a reorganisation, arrangement, or composition with creditors; or (b) its admitting in writing that it is unable to pay its debts as they become due; or (c) its seeking, consenting to or acquiescing in the appointment of any trustee, administrator, receiver or liquidator or analogous officer ofit or any material part ofits property; or (d) the presentation or filing of a petition in respect ofit (other than by the other Party to this Agreement in respect of any obligation under this Agreement) in any court or before anyagency alleging or for the bankruptcy, winding-up or insolvency ofsuch Party (or any analogous proceeding) or seeking any reorganisation, arrangement, composition, re-adjustment, administration, liquidation, dissolution or similar relief under any present or future statute, law or regulation, such petition (except in the case of a petition for winding-up or any analogous proceeding in respect ofwhich no such 30 day period shall apply) not having been stayed or dismissed within 30 days ofits filing; or (e) the appointment of a receiver, administrator, liquidator or trustee or analogous officer ofsuch Party over all or any material part ofsuch Partys property; or (f) the convening of any meeting ofits creditors for the purpose of considering a compromise or arrangement within Part 5.1 ofthe Corporations Law ofAustralia (or any analogous proceeding). In this defmition: (g) "liquidator" shall be deemed to include a "provisional liquidator"; (h) "receiver" shall be deemed to include a "receiver and manager"; (i) "administrator" shall be deemed to include an 'bfficial manager";
~I
- (j) "arrangement" shall be deemed to include a "scheme of arrangement"; and
- (k) "creditors" shall be deemed to include "any class of creditors".
Agent has the meaning given in clause 14.
Alternative Collateralmeans Collateral of a Value equal to the Collateral delivered pursuant to clause 6 and provided by way ofsubstitution for Collateral originally delivered or previously substituted in accordance with the provisions of clause 6.5.
Australian Taxpayer means any person other than:
- (a) a Party who is not a resident ofAustralia for the purposes ofthe Tax Act (whether that Party is acting as a trustee, nominee or agent or in some other capacity) at the time a Franked Dividend is paid; or
- (b) a Party who is acting in the capacity oftrustee, nominee or agent for a person who is not a resident ofAustralia for the purposes ofthe Tax Act at the time a Franked Dividend is paid.
Bankers Acceptauces has the meaning given in paragraph 1.1(d) in Schedule 1.
Base Currency has the meaning given in paragraph 2 in Schedulel.
Bid Price, in relation to Equivalent Securities or EquivalenCollateral, means the best available bid price thereof on the most appropriate market in it standard size.
Bid Value, subject to clause 8.5, means:
- (a) in relation to Equivalent Collateral at a particular time:
- (i) in relation to Collateral type (h) (more specifically referred to in paragraph 1.1 in Schedule 1), the Value thereof as calculated in accordance with paragraph 1.2(d) in Schedule 1;
(ii) in relation to all other types ofCollateral (more specifically referred to in paragraph 1.1 in Schedule 1), the amount which would be received on a sale ofsuch Collateral at the Bid Price thereof at such timeless all costs, fees and expenses that would be incurred in connection with selling or otherwise realising such Equivalent Collateral, calculated on the assumption that the aggregate thereofis the least that could reasonably be expected to be paid in order to carry out such sale or realisation and adding thereto the amount of any interest, dividends, distributions or other amounts paid to the Lender and in respect ofwhich equivalent amounts have not been paid to the Borrower in accordance with clause 6.7 prior to such time in respect of such Equivalent Collateral or the original Collateral held gross of all and any tax deducted or paid inrespect thereof; and
____-~._. _-m:l-- = ",;L,..,!IIl>:!. IlIIliJ;:d\$i _
Borrower, in relation to a particular loan of Securities, means the Borrower as referred to in Recital A ofthis Agreement.
Borrowing Request means a request made in writing (an example of which comprises Schedule 2 to this Agreement) by the Borrower to the Lender pursuant to clause 2.1 specifying, as necessary:
- (a) the description, title and amount ofthe Securities required by the Borrower;
- (b) the description (if otherthan Australian currency) and amount of any Collateral to be provided;
- (c) the proposed Settlement Date;
- (d) the duration ofsuch loan (ifother than indefmite);
- (e) the mode and place of delivery, which shall, where relevant, include the bank, agent, clearing or settlement system and account to which delivery ofthe Securities and any Collateral is to be made;
- (f) the Margin in respect ofthe transaction (if different from that stated in Schedule 1 or Schedule 3, as appropriate); and
- (g) the Fee.
Business Day means a day on which banks and securities markets are open for business generally in each place stated in paragraph 5 in Schedule 1 and, in relation to the delivery orredeliveryof any ofthe following in relation to any loan, in the place(s) where the relevant Securities, Equivalent Securities, Collateral (including Cash Collateral) or Equivalent Collateral are to be delivered.
Cash Collateral means Collateral that takes the fonn of a deposit of currency.
Close of Business means:
(a) in relation to any borrowing of Securities oredelivery ofEquivalent Securities under this agreement, the fmal time on a Business Day at which settlement ofthe transfer ofthose Securities can take place in the Stock Exchange in order to constitute good delivery on that day; and
(b) in relation to the provision ofCollateral or return ofEquivalent Collateral or the making of any other payment under this agreement, the time at which trading banks close for general banking business in the place in which payment is to be made or Collateral or Equivalent Collateral is to be delivered orredelivered.
Collateral means such securities or financial instruments or deposits of currency as are referred to in paragraph 1.1 in Schedule 1 or any combination thereof which are delivered by the Borrower to the Lender in accordance with this Agreement and includes the certificates or other documents oftitle (if any) and transfer in respect ofthe foregoing (as appropriate), and includes Alternative Collateral.
Confirmation means the Borrowing Request, as it may be amended pursuant to clause 2.2., or other confirming evidence exchanged between the Parties confirming the terms of a transaction.
Defaulting Party has the meaning given in clause 12.
Dividend means a dividend within the meaning ofthedefmition ofthat term in section 6(1) (as affected by sections 6(4) and 6(5» ofthe Tax Act.
Equivalent Collateral or Collateral equivalent to, in relation to any Collateral provided under this Agreement, means securities, cash or other property, as the case may be, of an identical type, nominal va~ue, description and amount to particular Collateral so provided and shall inC;1ude the certificates or other documents oftitle (if any) and transfer in respect ofthe foregoing (as appropriate). If and to the extent that such Collateral consists.ofsecurities that are partly paid or have been converted, subdivided, consolidated, redeemed, made the subject of a takeover, capitalisation issue, rights issue or event similar to any ofthe foregoing, the expression shall have the following meaning:
- (a) in the case of conversion, subdivision or consolidation the securities into which the relevant Collateral has been converted, subdivided or consolidatedprovided that, if appropriate, notice. has been given in accordance with clause 4.2(b);
- (b) in the case ofredemption, a sum ofmoney equivalent to the proceeds of the redemption;
- (c) in the case of a takeover, a sum ofmoney or securities, being the consideration or alternative consideration ofwhich the Borrower has given notice to the Lender in accordance with clause 4.2(b);
- (d) in the case of a call on partly paid securities, the paid-up securities provided that the Borrower shall have paid to the Lender an amount of money equal to the sum due in respect ofthe call;
- (e) in the case of a capitalisation issue, the relevant Collateratogether with the securities allotted by way of a bonus thereon;
- (f) in the case of a rights issue, the relevant Collateratogether with the securities allotted thereon,provided that the Borrower has given notice to the Lender in accordance with clause 4.2(b), and has paid to the Lender all and any sums due in respect thereof;
(g) in the event that a payment or delivery ofIncome is made ofthe relevant Collateral in the form ofsecurities or a certificate which may at a future date be exchanged for securities or in the event ofan option to take Income in the form ofsecurities or a certificate which may at a future
date be exchanged for securities, notice has been given to the Lender in accordance with clause 4.2(b) the relevant Collateralogether with securities or a certificate equivalent to those allotted; and
(h) in the case of any event similar to any ofthe foregoing, the relevant Collateraltogether with or replaced by a sum ofmoney or securities equivalent to that received in respect ofsuch Collateral resulting from such event.
For the avoidance of doubt, in the case ofBankers'Acceptances (Collateral type (d)), Equivalent Collateral must bear dates, acceptances and endorsements (if any) by the same entitles as the bill to which it is intended to be equivalent and, for the purposes ofthis defmition, securities are equivalent to other securities where they are of an identical type, nominal value, description and amount and such term shall include the certificate and other documents of or evidencing title and transfer in respect ofthe foregoing (as appropriate).
Equivalent Securities means securities of an identical type, nominal value, description and amount to particular Securities borrowed and such term shall include the certificate and other documents of or evidencing title and transfer in respect ofthe foregoing (if appropriate). If and to the extent that such Securities are partly paid or have been converted, subdivided, consolidated, redeemed, made the subject of a takeover, capitalisation issue, rights issue or event similar to any ofthe foregoing, the expression shall have the following meanmg:
- (a) in the case of conversion, subdivision or consolidation the securities into which the borrowed Securities have been converted, subdivided or consolidatedprovided that if appropriate, notice has been given in accordance with clause 4.2(b);
- (b) in the case ofredemption, a sum ofmoney equivalent to the proceeds of the redemption;
- (c) in the case of a takeover, a sum ofmoney or securities, being the consideration or alternative consideration ofwhich the Lender has given notice to the Borrower in accordance with clause 4.2(b);
- (d) in the case of a call on partly paid securities, the paid-up securities provided that the Lender shall have paid to the Borrower an amount of money equal to the sum due in respect ofthe call;
- (e) in the case of a capitalisation issue, the borrowedSecuritieitogether with the securities allotted by way of a bonus thereon;
- (f) in the case ofa rights issue, the borrowed Securitieitogether with the securities allotted thereon,provided that the Lender has given notice to the Borrower in accordance with clause 4.2(b), and has paid to the Borrower all and any sums due in respect thereof;
(g) in the eventthat a payment or delivery ofIncome is made in respect of the borrowed Securities in the form ofsecurities or a certificate which may at a future date be exchanged for securities or in the event of an option to take Income in the form ofsecurities or a certificate which may at a future date be exchanged for securities, notice has been given to the Borrower in accordance with clause 4.2(b) the borrowed Securities together with securities or a certificate equivalent to those allotted; and
(h) in the case of any event similar to any ofthe foregoing, the borrowed Securities together with or replaced by a sum ofmoney or securities equivalent to that received in respect ofsuch borrowed Securities resulting from such event.
For the purposes ofthis defmition, securities are equivalent to other securities where they are of an identical type, nominal value, description and amount and such term shall include the certificate and other documents of or evidencing title and transfer in respect ofthe foregoing (as appropriate).
Event of Default has the meaning given in clause 12.
Fee, in respect of a transaction, means the fee payable by one Party to the other in respect ofthat transaction under clause 5.
Franked Dividend means a Dividend the whole or part ofwhichis taken to have been franked in accordance with section 160AQF ofthe Tax Act.
Income means any dividends, interest or other distributions of any kind whatsoever with respect to any Securities or Collateral.
Income Determination Period, in relation to a particular loan of Securities, means:
(a) in relation to the Securities, the period commencing when the Securities cease to be registered in the name ofthe Lender (or the relevant transferor) upon or before delivery ofthose Securities under clause 3 and ending when Equivalent Securities are registered in the name ofthe Lender (or the relevant transferee) upon or followingede1ivery ofthose Equivalent Securities under clause 7.1; and
(b) in relation to Collateral (other than Cash Collateral), the period commencing when the Collateral ceases to be registered in the name of the Borrower (or the relevant transferor) upon or before delivery ofthat Collateral under clause 6.1 and ending wh,en Equivalent Collateral is registered in the name ofthe Borrower (or the relevant transferee) upon or followingrede1ivery ofthat Equivalent Collateral under clause 6,6.
Income Payment Date, in relation to any Securities or Collateral, means the date on which Income is paid in respect ofsuch Securities or Collateral, or, in the case ofregistered Securities or Collateral, the date by reference to which particular registered holders are identified as being entitled to payment ofIncome.
Lender, in relation to a particular loan of Securities, means the Lender as referred to in Recital A ofthis Agreement.
Margin has the meaning in paragraph 1.3 in Schedule 1.
Nominee means an agent or a nominee appointed by either Party to accept delivery of, hold or deliver Securities, Equivalent Securities, Collateral and/or Equivalent Collateral on its behalfwhose appointment has been notified to the other Party.
Non-Defaulting Party has the meaning given in clause 12.
Offer Price, in relation to Equivalent Securities or Equivalent Collateral, means the best available offer price thereof on the most appropriate market in a standard size.
Offer Value, subject to clause 8.5, means:
(a) in relation to Collateral equivalent to Collateral type (h) (more specifically referred to in paragraph 1.1 in Schedule 1), the Value thereof as calculated in accordance with paragraphl.2(d) in Schedule 1; and
(b) in relation to Equivalent Securities.or Collateral equivalent to all other
types ofCollateral (more specifically referred to in paragrapH. 1 in Schedule 1), the amount it would cost to buy such Equivalent Securities or Equivalent Collateral at the Offer Price thereof at such tim~lus all costs, fees and expenses that would be incurred in connection therewith, calculated on the assumption that the aggregate thereof is the least that could reasonably be expected to be paid in order to carry out the transaction.
paid, in relation to a Dividend, includes credited, distributed or issued and like terms are to be construed accordingly.
Parties means the Lender and the Borrower andParty shall be construed accordingly.
Performance Date has the meaning given in clause 8.
Posted Collateral has the meaning given in clause 6.2(a)O.
Principal has the meaning given in clause 14.
Reference Price means:
(a) in relation to the valuation of Securities, Equivalent Securities, Collateral and/or Collateral equivalent to type (g) (more specifically referred to in paragraph 1.1 in Schedule 1), such price as is equal to the mid market quotation ofsuch Securities, Equivalent Securities, Collateral and/or Equivalent Collateral as derived from a reputable pricing information service (such as the services provided by SEATS o1Reuters) reasonably chosen in good faith by the Lender or ifUllavailable ~hemarket value thereof as derived from the prices or rates bid by a reputable dealer for the relevant instrument reasonably chosen ingood faith by the Lender, in each case at Close ofBusiness on the previous Business Day; and
(b) in relation to the valuation of Securities, Equivalent Securities, Collateral and/or Collateral equivalent to Collateral types (b)-(f) (more specifically
referred to in paragraph 1.1 in Schedule I), the market value thereof as derived from the prices or rates bid by a market maker or reputable dealer for the relevant instrument reasonably chosen by the Lender in good faith or, in the absence ofsuch a bid, the average ofthe rates bid by two leading market makers reasonably chosen in good faith by the Lender in each case at Close ofBusiness on the previous Business Day.
Relevant Payment Date has the meaning given in clause 4.2(a).
\$'Il\~ ±±_·_'.Jtl!Ji! "'"",_L """ _
Required Collateral Value has the meaning given in clause 6.3.
Rules means the rules for the time being ofthe Stock Exchange (where either Party is a member ofthe Stock Exchange) and/or any other regulatory authority whose rules and regulations shall from time to time affect the activities ofthe Parties pursuant to this Agreement provided that in an Event ofDefault, where either Party is a member ofthe Stock Exchange, the Rules and Regulations ofthe Stock Exchange shall prevail).
Securities means '~ligible securities" within the meaning ofsection 26BC(I) ofthe Tax Act which the Borrower is entitled to borrow from the Lender in accordance with the Rules and which are the subject of a loan pursuant to this Agreement and such term shall include the certificates or other documents oftitle (if any) in respect ofthe foregoing.
Settlement Date means the date upon which Securities are or are to be transferred to the Borrower in accordance with this Agreement.
Standard Settlement Time, in relation to Australian Securities, means T + 5 Australian business days on which the Australian Stock Exchange Limited is open for trading, or such lesser time in which transactions in Australia in listed securities are customarily required to be settled.
Stock Exchange means the Australian Stock Exchange Limited.
Tax Act means the Income Tax Assessment Act 1936 (Commonwealth ofAustralia).
Transfer of Dividend Statement, in relation to Dividends, means a properly completed document in the form, or substantially in the form, of Appendix 6.26 to the Rules or a properly completed statement in another approved form within the meaning ofthe definition ofthat term in section 160APA ofthe Tax Act.
Unfranked Dividend means a Dividend no part ofwhich has been franked in accordance with the Tax Act.
Value at any particular time means, in relation to Securities and Equivalent Securities, the Reference Price thereofthen current and in respect of Collateral and/or Equivalent Collateral such worth as determined in accordance with paragraph 1.2 in Schedule 1.
27 Governing Law and Jurisdiction
- 27.1 [Governing law] This Agreement is governed by, and shall be construed in accordance with, the law in force in New South Wales, Australia.
- 27.2 [Consent to jurisdiction] Each Party irrevocably and unconditionally submits to the non-exclusive jurisdiction ofthe courts ofNew South Wales in respect of any dispute in connection with this Agreement.
EXECUTED as an agreement
Schedule 1 • Particulars
1 COLLATERAL (see definition in clause 26, and also clause 6)
1.1 Types (see definition of"Collateral" in clause 26)
Collateral acceptable under this Agreement may include the following or otherwise, as agreed between the Parties from time to time, whether transferable by hand or within depositary:
- (a) Cash;
- (b) Australian Government Inscribed Stock;
- (c) Australian, State or Territory Government stock, bonds or promissory notes (including those issued by any statutory corporation such as Treasury Corporation ofNew South Wales);
- (d) Bills of exchange accepted by any bank carrying on business in Australia ~ankers Acceptances');
- (e) Promissory notes issued by any such banl}:
- (f) Certificates of Deposit issued by any such b~
- (g) Corporate bonds inregistrable or bearer fo~
- (h) Irrevocable Standby Letters ofCredit issued or confirmed by any such bank.
1.2 Valuation of Collateral (see definition of"Value" in clause 26 and clause 6.2)
Collateral provided in accordance with this Agreement shall be evaluated by reference to the following, or by such means as the Parties may from time to time agree:
- (a) in respect ofCollateral type (a), the amount thereof in, or converted into, the Base Currency;
- (b) in respect ofCollateral type (b), the value calculated by reference to the middle market price of each stock as determined daily by the Reserve Bank ofAustralia, adjusted to include the accumulated interest thereon;
- (c) in respect ofCollateral types (c) to (g), the Reference Price thereof;
- (d) in respect ofCollateral type (h), the value specified therein.
1.3 Margin (see definition in clause 26 and clause 6.3)
The Value of any Collateral delivered, or to be delivered, pursuant to clause 6 by the Borrower to the Lender under the terms and conditions ofthis Agreement shall on each Business Day represent not less than the Value ofthe borrowed Securities together with the following additional percentages,hereinbefore referred to as (''the Margin'), unless otherwise agreed between the Parties:
(a) in the case ofCollateral type (a): 5%; or
- [ (b) in the case of Collateral types (b) to (f) and (h):5% (except that, for Certificates of Deposit, the Margin shall be the accumulated.interest thereon); or
- (c) in the case ofCollateral type (g): 5%.
Ifthe Value ofthe borrowed Securities includes any margin ovethe mid market price ofthe borrowed Securities, this shall be taken into account in determining the Margin applicable.
[ 1.4 Basis of Margin Maintenance (see clause 6.4)
Minimum period after demand for transferring Collateral or Equivalent Collateral:
- (a) Cash Collateral: withinone Business Day;
- (b) Equivalent Collateral not less than the Standard Settlement Time for such Collateral or the equivalent time on the exchange or clearing organisation through which the relevant Collateral is to be, or was originally, delivered;
- (c) Other Collateral ~e a Letter ofCredit} within two Business Days.
1.5 Minimum adjustments (see clauses 6.2(a)(ii) and (iii))
- (a) The Lender may not demand that further Collateral be provided by the Borrower ifthe aggregate deficiency calculated in accordance with clause 6.2 is less than the greater of:
- (i) \$5,000; and
- (ii) 2% ofthe Value ofthe Required Collateral Value.
- (b) The Borrower may not demand thereturn of Collateral provided to the Lender ifthe Borrower has committed an Event ofDefault in respect of any transaction or ifthe aggregate excess calculated in accordance with clause 6.2 is less than the greater of:
- (i) \$5,000; and
- (ii) 2% ofthe Required CollateralValue.
2 BASE CURRENCY (see definition in clause 26 and clause 1.6)
The Base Currency applicable to this Agreement is Australian Dollars.
3 LENDERS WARRANTIES (see clause lOrd))
clause 1O(d) shall apply to [# name of any Party which is not a resident ofAustralia and where any transaction is not entered into through any branch ofthat non-resident in Australia].
4 VOTING (see clause 4.3)
, Clause 4.3 does/does not* apply.
5 PLACE OF BUSINESS (see definition of "Business Day" in clause 26)
Sydney.
6.1 Address for notices or communications to Credit Suisse first Boston Australia Equities Limited:
Address: Attention: Facsimile No: Telephone No: Level 27, 101 Collins Street, Melbourne VIC 3000 Wayne Ibbott 613 9280 1892 613 9280 1896
Electronic Messaging System Details:
which is an Australian Taxpayer.
6.2 Address for notices or communications to Macquarie Bank Limited
Address: Attention: Facsimile No: Telephone No: Level 2, No.1 Martin Place, Sydney NSW 2000 Division Director, Equity Markets 612 82323433 61282323333
Electronic Messaging System Details:
which is an Australian Taxpayer.
7 COMPENSATION FOR LOSS OF FRANKING CREDITSIREBATES (see clause 9.2)
Is not required by not applicable
and
!.~
8 COMPENSATION FOR LOSS OF INTERCORPORATE DIVIDEND REBATE (see clause 9.3)
Is not required by not applicable
and
company (which is not a private company for the purposes ofthe Tax Act) or a trust estate that is treated as a resident company for the purposes ofthe Tax Act should be inserted in this item.}
* DELETE ONE ALTERNATIVE
Schedule 2 Specimen Form of Borrowing Request (see clause 2.1 and definition of "Borrowing Request" in clause 26)
To: [Name and Address ofLender]
This is a Borrowing Request under the Master Securities Lending Agreement between us dated # (the "Agreement')
- 1 We wish to make the following borrowing of Securities:
- (a) (b) (c) Description of Securities: Amount of Securities: Proposed Settlement Date of Borrowing: # [eg ''fully paid ordinary shares in # # [eg "1 million'] # reg 'today'] 'j (d) (e) (f) (g) (h) Time, Mode and Place of Delivery of Securities, including (as appropriate) settlement system and account to which delivery is to be made: Duration of Loan: Type of Collateral: Time, Mode and Place of Delivery of Collateral: Rates (see clause 5.1 ofthe Agreement): # [eg 'to the account of#, HlN #, in CHESS'] No longer than eleven.months and 20 days after the Borrowed Securities are delivered under this Borrowing Request. # [eg "Cash"] # [eg "dvp on CHESS'] #[eg (a) "#% per annum on the Cash Collateral", or (b) "# % per annum on the daily value ofthe Borrowed Securities" as appropriate].
2 Please confirm your acceptance ofthis Borrowing Request by return fax.
Dated: # _
For and on behalf of [Name ofBorrower]
Signature ofAuthorised Representative
Name and title ofAuthorised Representative
Schedule 3 Supplementary Terms and Conditions
This Schedule forms part of and amends the Master Securities Lending Agreement (including Schedule 1) to which it is a Schedule, as follows:
-
- The following new clause 2.3 is inserted:
- ~'2.3 [Securities Lending Agreement] The Borrower shall at all times not do any act or thing which may cause this agreement to not qualify as a written agreement of the kind known as a securities lending agreement for the purpose of Section 26BC(3) of the Income Tax Assessment Act".
-
- Clause 4.2(c) shall be amended by inserting after the word "make" the word "available".
-
- Clause 4.2(c) is amended by replacing:
- (i) the word "option" with the word "Option" and replacing the word "right" with the word "Right" for every occurrence within the paragraph, and:
- (ii) inserting after the word "make" the word "available" and:
- (iii) replacing the word "Borrowed" in lines 2 and 4 withthe word "borrowed".
-
- Clause 4.3 is amended by replacing the word "collateral" in line 15 with the word "Collateral".
-
- The following new clause 4.4 is inserted:
- "4.4 [Other Corporate Actions] Each party hereby undertakes to procure that all reasonable instructions received from the other Party in respect of conversion~, subdivisions, consolidations, redemptions, takeovers, and preemptions, are complied with in respect ofsuch Securities, Equivalent Securities, Collateral and/or Equivalent Collateral PROVIDED THAT each party shall notify the other of its instructions in writing no later than five Business Days priorto the date upon which such action is to betaken, unless otherwise agreed between the Parties."
-
- The following new clause 4.5 is inserted:
- "4.5 [Other Payments] Any payment to be made by the Borrower under this clause shall be made in a manner to be agreed between the Parties. In the event ofthe Borrower failing to remit either directly or by its Nominee the sai<i payment,the Borrower hereby undertakes to pay a relate to the Lender (upon demand)on the amount due and outstanding atthe rate provided for in Clause 13 hereof. Interest on such payment shall accrue daily commencing on and inclusive ofthe third Business Day after the Relevant Payment Date, unless otherwise agreed between the Parties.
-
- Clause 5.3 is amended by replacing the word "relate' in line 8 with the word "relates".
-
7.4 Sub-clause 7.4 shall be amended by:
- (a) inserting "(unless such a "buy~in" is automatic in which case no notice is required)" after the words ""buy-in"" in the fifth line; and
- (b) adding the following words at the end of the sub-clause "such costs and expenses calculated according to the proportion the Equivalent Securities which the Borrower has failed to redeliver bears to the nominal amount of securities which the Lender has failed to re-deliver and which form the subject ofthe "buy-in" against the Lender."
-
- Clause 9.2(c) is amended by replacing the words "the Agreement" in Line 1 with the words "item 6 of Schedule 1".
-
- The following new sub-clause 9.2(f) is inserted and the current clause 9.2(f) is amended to read 9.2(g):
- "(f) the Borrower is under an obligation to pay the Franked Dividend to the Lender,"
-
- Clause 9.2(f)(i) is amended by deleting "["and")" surrounding "10 Business Days" in the first line.
Clause 9.2(f)(ii) is amendedby deleting "[" and ")" surrounding "10 Business Days" in the first line.
-
- Clause 9.3(c) is amended by replacing the words "the Agreement" in Line 1 with the words "item 6 of Schedule 1".
-
- Clause 9.3(e) shall be amended by deleting the words "ofthe Agreement" and replacing it with the words "of Schedule 1".
-
- Clause 9.4(a) is amended by deleting the word "and".
-
- Clause 9.4(b) The following new clause is inserted and the current 9.4(b) is renamed Clause 9.4(c):
"(b) in the nature of an adjustment for variations in the market value of Securities, the promise to perform the obligations described in clauses 6.2 and 6.3; and"
-
- Clause 9.4(c) is amended by including the words "(other than 6.2 and 6.3)" after "4.2, 6".
-
- The following new Clause 9.5 is inserted:
- "9.5 [Equities as Collateral] If and to the extent that Collateral of type (i) (as more specifically referred to in paragraph 1.1 of Schedule l)is provided, then, if clause 6.7 applies to such Collateral, the clauses 9.2 and 9.3 will also apply (as if the Collateral involved a loan of those Securities under this Agreement), with the necessary modifications thereto."
K:\Shannon\Andrew Bygrave\MCQ Bank Schedule 3 081200.doc
-
- The following new sub-clauses l1(e) and (f) were are inserted:
- "(e) the Borrower shall at all times comply with all relevant taxation legislation concerning the taxation of securities lending arrangements; and nature of an adjustment for variations in the market vahle of Securities, the promise to perform the obligations described in clauses 6.2 and 6.3; and
- (f) without limiting the generality of paragraph (e), the Borrower shall at an times return to the Lender Equivalent Securities not later than 185 days from the date of delivery by the Lender of the original Securities to the Borrower."
-
- Clause 12 shall be amended by:
- (a) Inserting "Equivalent Securities" after the words "deliver or redeliver" in the second line of clause 12.1(a);
- (b) inserting "and Clause 7" after the words "under clause 6" in the fIrst line of the clause 12.1(b);
- (c) deleting "30 days" and inserting "5 Business Days" in sub-clause 12.1(i); and
- (d) inserting the following as a new sub-clause 12.1(j) after sub-clause 12.1(i):
- (j) the Borrower, the Agent or any relevant Principal or Lender as the case may be taking steps preparatory to any of the matters referred to in sub-clause 12.1(d)."
-
- Clause 12.2 is amended by including after the word "if' where it appears, the. words "an event occurs which would constitute an Event ofDefault with the giving of notice" should be inserted and the words "an Event ofDefault occurs" deleted.
-
- Clause 14.4(b)(i) is amended by deleting "or in line 1 and replacing it with "of'.
-
- Clause 14.5 is amended by deleting the word "purposes" and replacing it with the word "proposes".
-
- Clause 15 is amended by deleting the word "and" in line 4.
-
- Clause 16 is amended by replacing the words in the beading "No reliance or tax" in the heading with the words "No reliance on tax".
-
- Clause 25.4 is amended by deleting "or" in line 3 and replacing it with "of'.
-
- Clause 25.6 is amended by replacing he word "defaulting" where it appears in the rust line with the word "Defaulting".
-
- The defInition of "Australian Taxpayer" is amended by deleting "Franked" in the third line ofsub clause (a) and in the third line of sub clause (b).
-
- The defInition of "Bid Value" is amended by:
-
."... (i) deleting the colon after "a particular time"
- ~J (ii) deleting sub-clause (i) in its entirety
- (iii) deleting "(ii)" preceding the remaining text in sub-clause (a)
- 1''''' (iv) deleting "other" following "in relation to all" in the first line of the previous sub-clause (ii)
-
- The definition of "Close ofBusiness" is amended by deleting "the Stock Exchange in" on the fourth line.
-
- The definition of "Equivalent Collateral or Collateral equivalent to" is amended by:
- (i) inserting the words "in respect" after the word "made" in line 1 of sub-clause (g)
- (ii) inserting the word "and" after the word "securities" in line 5 ofsubclause (g)
- (iii) inserting "," after "4.2(b)" in line 6 ofsub-clause (g)
- (iv) deleting the word "entitles" in line 3 of the last paragraph and replacing it with the word "entities";
-
- The definition of "Equivalent Securities", Sub-clause (g), is amended by:
- (i) inserting the word "and" after "Securities" in line 5
- (ii) inserting "," after 4.2(b)" in line 6
-
- The definition of "Offer Value" is amended by:
- (i) deleting the colon at the end of line 1
- (ii) deleting sub-clause (a) in its entirety
- (iii) deleting "(b)" preceding the remaining text
- (iv) deleting "other" following "Collateral equivalent to all" in the first line of the previous sub-clause (b)
-
- "Option" for the purposes ofdause 4.2(c) has the same meaning as the term is defined in section 26BC of the Tax Act."
-
- The. definition of "Reference Price" is amended by deleting "(g)" after "type" in line 2 of paragraph (a) and replacing with "(f)", and by deleting "b-f" after "type" in line 2 of paragraph (b) and replacing with "(b) to (e)".
-
- The following new definition is inserted:
"Right for the purposes of clause 4.2(c) has the same meaning as the term is defined in section 26BC of the Tax Act."
-
- The definition of "Standard Settlement Time" is amended by deleting "5" after "T+" on the first line and replacing with "3".
-
- Clause 1.1(d) in Schedule 1 is amended by adding ,,,,, immediately after Bankers" and adding "with an S&P rating of Al+ or a Moody's rating of PI" after ""Bankers' Acceptances)"".
-
- Delete Clauses 1.1(e), (g) and (h) in Schedule 1 and amend Clause 1.1(f) to read 1.1(e) and add" Negotiable" prior to "Certificates ofDeposit".
-
The following new Clause 1.1(t) in Schedule 1 is inserted:
"Equities Securities in Companies listed on the Australian StockExchange as agreed by the parties to the Agreement".
-
- Clause 1.2(c) in Schedule 1 is amended by deleting "(g)" and replacing it with "(e)".
-
- Delete Clause 1.2(d) in Schedule 1.
-
- Clause 1.3(b) in Schedule 1 is amended by deleting "5%" in line 1 and replacing it with "10%".
-
- Clause 1.3(b) in Schedule 1 is amended by deleting "(t) and (h)" in Line 1 and replacing it with "(e)" and inserting "Negotiable" prior to "Certificates of DeposiC.
-
- Clause 1.2(c) in Schedule 1 is amended by deleting "(g)" and replacing it with "(t)".
-
- Delete Clause 1.4(c) in Schedule 1.
-
- Clause 3 in Schedule 1 is amended by deleting "clause" and replacing it with "Clause".
-
- Clause 7 in Schedule 1 is amended by deleting the words "Is.not required by" and replacing with the words "Is required unless the Lender notifies the Borrower as at the time of the Borrowing Request that compensation is not required."
-
- Clause 8 in Schedule 1 is amended by deleting the words "Is not required by" and replacing with the words "Is required unless the Lender notifies the Borrower as at the time of the Borrowing Request that compensation is not required."
-. ..~.~.b.{ .. Signature of witness ....~.v~.~.~\,).~.~~ . Name of witness (block letters) SIGNED by Credit Suisse First Boston ) Australia Equities Limited in the presence of: ) ) ) ) ) ) ) ) ) ) ) ) ) ) l~.~..~.:;:~~ J> I~"'(c:e. .<.eJ.QL..g,Jr:~~.~ ... ... Address of witness <::J2...~'t:::IQ...~ .?t2.~~.'9;~.~~b ..A-!:J;:,-.~~:J ..... Occupation of witness •·••••••••• ·••.••• 1 .••' •••••••.••••••••••••· ••••••••••••••••••• Address of witness James Kruger Lawyer . . "Limited Macquane BaoW.· Signature of ) } ) ) ) ) ) ) ) ) ) ........................................................ ) ) ) ) ) ) Name of witness (block letters) Occupation of witness
39
K:\Shannon\Andrew Bygrave\Execution Page 111200.doc

Draft 4, 4 April 1997 (showing change from Draft 3) Australian Securities Lending Association Limited
(ACN 054 944 482) Level 18, 20 Bond Street Sydney NSW 2000 Tel: (61 2) 9259 5898 ,Fax: (61 2) 92595432
Coversheet to
AUSTRALIAN MASTER SECURITIES LENDING AGREEMENT*
(Version: 4 April 1997)
dated as of:
And:
December 8, 2000
Between: Credit Suisse First Boston Australia Equities Limited
Macguaire Bank Limited
- * This agreement is adaptedfrom the ISLA Overseas Securities Lender's Agreement (Version: December 1995, as amended by 1996 UK Tax Addendum), prepared by Clifford Chance, London, Englandfor use by parties required to meet UK Inland Revenue tax requirements.
- * This agreement is also subject to the "Warning and Disclaimer" on the coversheet to the User's Guide relating to this agreement.
© Mallesons StephenJaques
SOLICITORS Governor Phillip Tower 1 Farrer Place Sydney NSW 2000 Telephone (61 2) 92962000 Fax (612) 9296 3999 DX 113 Sydney Ref: JCK
| Contents | Agreement | Page No |
|---|---|---|
| 1 Interpretation | 2 | |
| of 2 Loans Securities |
3 | |
| 3 Delivery of Securities |
4 | |
| 4 Title, Distributions and Voting |
4 | |
| 5 Fees | 5 | |
| 6 Collateral | 6 | |
| 7 Redelivery of Equivalent Securities |
8 | |
| 8 Set-off etc. | 9 | |
| duty, taxes etc and loss of tax 9 Stamp benefits |
11 | |
| 10 Lenders warranties |
12 | |
| 11 Borrowers warranties |
13 | |
| 12 Events of Default |
13 | |
| 13 Outstanding payments |
14 | |
| 14 Transactions entered into as agent |
15 | |
| of course of 15 Termination dealings by notice |
16 | |
| 16 No reliance or or tax accounting representations Party by other |
16 | |
| 17 Observance of procedures |
17 | |
| 18 Severance | 17 | |
| 19 Specific performance | 17 | |
| 20 Notices | 17 | |
| 21 Assignment | 18 | |
| 22 Non-Waiver | 18 | |
| 23 Time | 18 | |
| 24 Recording | 18 | |
| 25 Miscellaneous | 18 |
Ii.riJtt;l
| 26 Definitions | 19 |
|---|---|
| 27 Governing Law and Jurisdiction |
27 |
| Schedule 1 - Particulars | 28 |
| Schedule 2 Specimen Form of Borrowing Request (see clause 2.1 and definition of "Borrowing Request" in clause 26) |
32 |
Schedule 3 Supplementary Terms and Conditions (if any) 34
--_._-----------_.......-------------------------
| Australian Association |
Securities Lending Limited |
||
|---|---|---|---|
| (ACN 054 944 482) Level 18, 20 Bond Street Sydney NSW 2000 (02)92201413 Tel: (02) 92201379 Fax: |
|||
| AUSTRALIAN | MASTER SECURITIES |
AGREEMENT· LENDING |
|
| dated as of: |
"""",3" .A0.j'V).!:: |
(Version: November 2003) ,;Jp.\,t!""", ,,,,,,,,,,,.,,,.,,,,,, ,,,.,,,,.,,, |
|
| Between: | (I) | (Name a/Company) |
Australia Securities Limited Morgan Stanley |
| or (ACN ARBN(as |
applicable)) ACN 078 652 276 _ |
||
| a company incorporated |
ofNew under the laws South Wales _ |
||
| of New |
(Business address) Level South Wales, 2000, Australia, |
39 Chifley Tower, 2 Chifley Square, Sydney, _ |
|
| And: | (2) | (Name a/Company) |
Limited Macquarie Bank |
| or ARBN(as (ACN |
applicable)) ACN 008 583 542 |
||
| a company incorporated |
of under the laws Australian Capital Territory |
||
| of (Business address) |
Level 2, No.1 Martin Place, Sydney, NSW, 2000 Australia |
||
- * TIle original (Version: 4 April 1997) version ofthis agreement was adapted/rom the ISLA Overseas Securities Lender's Agreement (Version: December 1995, as amended by 1996 UK Tax Addendum), prepared by Clifford Chance, London, England/or lise by parties required tu meet UK Inland Revenue tax requirements. The 4 April 1997 version has been updated in December 2002 and November 2003 to take accolint of, among other things, intervening Australian tax, stamp duty and regulatory changes, and also to better reflect Australian market practice.
- * The original and updated versions (if this agreement are both also subject to the"Wanting and Disclaimer" on the coversheet to the original (Versiun: 4 April 1997) and updated (Version: November 2003) "User's Guide" relating to this agreement.
©m Governor Phillip Tower I FalTer Place Sydney NSW 2000 Telephone (02) 9296 2000 Pax (02) 9296 3999 DX t 13 Sydney Ref: JCK
| Contents | Australian Master Securities Lending Agreement | |
|---|---|---|
| $\mathbf{1}$ | Interpretation | |
| $\mathbf{2}$ | Loans of Securities | |
| 3 | Delivery of Securities | |
| 4 | Title, Distributions and Voting | |
| 5 | Fees | |
| 6 | Collateral | |
| 7 | Redelivery of Equivalent Securities | |
| 7A | Suspended Securities | |
| 8 | Set-off etc. | |
| 9 | Stamp duty, taxes etc and loss of tax benefits | |
| 10 | Lender's warranties | |
| 11 | Borrower's warranties |
| 12 | Events of Default | 16 |
|---|---|---|
| 13 | Outstanding payments | 17 |
| 14 | Transactions entered into as agent | 17 |
Page No
No reliance on tax or accounting representations by other Party 19
| The remained on this or accounting representations by only really to | ||
|---|---|---|
| 17 | Observance of procedures | 19 |
| 18 | Severance | 19 |
| 19 | Specific performance | 19 |
| 20 | Notices | 19 |
| 21 | Assignment | 20 |
| 22 | Non-Waiver | 20 |
| 23 | Time | 20 |
| 24 | Recording | 20 |
| 25 | Miscellaneous | 20 |
Morgan St:mkl' Auslr.:Jlia Securities Limlicd - AuslrJlian Master Securiti,-'S lJ:nuing AgfL'Cmcnt {AMSLA} drdft M~y 10 [ms~lcgal_sydJ!r<.l.IOOO3()325,llM()rgan Stank'}' Australia Sccuritks Limtil'l,l- Australian M~l~lcr Sl'Cunti", Llllding Agreemcllt (AMSLA) drali M~y 10 [ms~lcgal_sydJ!r<.l.100030325.1 J
Termination of course of dealings by notice
| 26 Definitions |
21 | |
|---|---|---|
| Governing Law and Jurisdiction 27 |
29 | |
| Particulars Schedule 1 |
30 | |
| Schedule 2 Specimen Form of Borrowing Request (see clause 2.1 and definition of "Borrowing Request" in clause 26) |
33 | |
| Schedule 3 Supplementary Terms and Conditions (if any) |
34 | |
| O | ||
| m | ||
| U | ||
| u | m | |
| 11 | ||
| u | ||
| T) | 88 | |
| w | ||
| л | 93 | |
| n | 91 | |
| ÷ | н | |
| ш | 88 | |
| ÷. | and the of | |
| $\mathcal{O}$ | w | |
| × s. |
NI State of Contractor |
|
| 9å | 栏 $-1$ |
|
| è | k v |
rmSI:..Jlogal_~)'d prd.IOOO30325.11Morgan Stanley Austr.lIia St.,<:uritics Limti..'d - AUSIr,llian MaskT SL'Curitics l.ending Agreement (AMSI.A) dian May 10 [ms"U..-g.1Uyd pro HXXJ30J25_1 J
AGREEMENT
Recitals:
- A The Parties hereto are desirous of agreeing to a procedure whereby either one ofthem (the "Lender") will make available to the other ofthem (the "Borrower") from time to time Securities (as hereinafter defined).
- B. All transactions carried out under this Agreement will be effected in accordance with the Rules (as hereinafter defmed), if applicable, together with current market practices, customs and conventions, in so far as they are not inconsistent with the terms ofthis Agreement.
Operative provisions:
1 Interpretation
- 1.1 [Definitions] The terms defined in clause 26 and in Schedule 1 have the meanings therein specified for the purposes ofthis Agreement.
- 1.2 [Inconsistency] In the event of any inconsistency between the provisions of Schedule 1 and the other provisions oftbis Agreement, Schedule I will prevail. In the event of any inconsistency between the provisions (if any) of Schedule 3 and the other provisions ofthis Agreement (including Schedule I), Schedule 3 will prevail. In the event of any inconsistency between the provisions of any Confmnation and this Agreement (including Schedules I and 3), such Confinnation will prevail for the purpose ofthe relevant transaction.
- 1.3 [Single agreement] All transactions are entered into in reliance on the fact that this Agreement and all Confinnations fonn a single agreement between the Parties (collectively referred to as this "Agreement"), and the Parties would not otherwise enter into any transactions.
- 1.4 [Interpretation] In this Agreement
- (a) Unless the context otherwise requires:
- (i) The singular includes the plural and vice versa.
- (ii) A person includes a corporation.
- (iii) A corporation includes any body corporate and any statutory authority.
- (iv) A reference to a statute, ordinance, code or other law or the Rules includes regulations or other instruments under it or them and consolidations, amendments, re-enactments or replacements of any o[them.
- (b) Notwithstanding the use of expressions such as "borrow", "lend", "Collateral", "Margin", "redeliver" etc., which arc used to renect
terminology used in the market for transactions ofthe kind provided for in this Agreement, all right, title and interest in and to Securities "borrowed" or "lent" and "Collateral" which one Party Transfers to the other in accordance with this Agreement ("title") shall pass from one Party to the other free and clear of any liens, claims, charges or encumbrances or any other interest of the Transfening Party or of any third party (other than a lien routinely imposed on all securities in a relevant clearance system), the Party obtaining such title being obliged to redeliver Equivalent Securities or Equivalent Collateral, as the case may be. Each Transfer under this Agreement will be made so as to constitute or result in a valid and legally effective transfer of the Transferring Party's legal and beneficial title to the recipient.
-
2 -
-
(c) Where, in respect of any transaction, any distribution is made, or Income or fee is paid, other than in cash, the provisions of this agreement (other than clause 4.2(b)) shall apply, with necessary modifications, to the same extent as ifthe distribution, Income or fee had been made or paid in cash, and terms such as "pay" and "amount" shall be construed accordingly.
- 1.5 [Headings] All headings appear for convenience only and shall not affect the interpretation ofthis Agreement.
- 1.6 [Currency conversion] For the purposes of clauses 6, 8.3 and 8.4, when a conversion into the Base Currency is required, all prices, sums or values (including any Value, Offer Value and Bid Value) of Securities, Equivalent Securities, Collateral or Equivalent Collateral (including Cash Collateral) stated in currencies other than thc Base Currency shall be converted into the Base Currency at the rate quoted by an Australian bank selected by the Lender (or, if an Event of Default has occurred in relation to the Lender, by the Borrower) at or about II.OOam (Sydney time) on the day of conversion as its spot rate for the sale by the bank ofthe Base Currency in exchange for the relevant other currency.
- 1.7 [Other agreements] Where at any time there is in existence any other agreement between the Parties the terms of which make provision for the lending ofSecurities (as defmed in this Agreement) as well as other securities, the terms ofthis Agreement shall apply to the lending ofsuch Securities to the exclusion of any other such agreement.
- 1.8 [Nominees] Ifpayment is made or Securities, Equivalent Securities, Collateral or Equivalent Collateral is Transferred to a Party's nominee or otherwise in accordance with the directions of a Party (whether by the other Party or by a third party), it shall be deemed, for the purposes ofthis agreement, to have been paid or made or Transferred to the first mentioned Party.
2 Loans of Securities
2.1 [Borrowing Request and acceptance thereof] The Lender will lend Securities to the Borrower, and thc Borrower will borrow Securities from the Lender, in accordance with the terms and conditions ofthis Agreement and with the Ruk-s. The terms of each Loan should be agreed prior to the conunenccmcnt orthe rclevant Loan, either orally or in writing (including any agreed form of electronic communication) and confmned in such form and on such basis as is agreed between the Parties. Any confirmation produccd by a Party shall not supersede or prevail over the prior oral, written or electronic communication (as the case may be).
- 2.2 [Changes to a Borrowing Request] The Borrower has the right to reduce the amount of Securities referred to in, or otherwise vary, a Borrowing Request provided that:
- (a) the Borrower has notified the Lender ofsuch reduction or variation no later than midday Australian Eastern standard or summer (as appropriate) time on the day which is two Business Days prior to the Settlement Date, unless otherwise agreed between the Parties, and
- (b) the Lender shall have accepted such reduction or variation (by whatever means).
3 Delivery of Securities
(Delivery of Securities] The Lender shall procure the delivery ofSecurities to the Borrower or deliver such Securities in accordance with the relevant agreement together with appropriate instruments oftransfer (where necessary) duly stamped (where necessary) and such other instruments (if any) as may be requisite to vest title thereto in the Borrower. Such Securities shall be deemed to have been delivered by the Lender to the Borrower on delivery to the Borrower or as it shall direct ofthe relevant instruments oftransfer and certificates or other documents oftitle (if any), or in the case of Securities title to which is registered in a computer based system which provides for the recording and transfer oftitle to the same by way of electronic entries (such as CHESS), on the transfer oftitle in accordance with the rules and procedures ofsuch system as in force from time to time, or by such other means as may be agreed.
4 Title, Distributions and Voting
- 4.1 [Passing of title] The Parties shall execute and deliver all necessary documents and give all necessary instructions to procure that all right, title and interest in:
- (a) any Securities borrowed pursuant to clause 2;
- (b) any Equivalent Securities redelivered pursuant to clause 7;
- (c) any Collateral delivered pursuant to clause 6;
- (d) any Equivalent Collateral redelivered pursuant to clauses 6 or 7,
shall pass from one Party to the other, free from all liens, charges, equities and encumbrances, on delivery or redelivery ofthe same in accordance with this Agreement. In the case of Securities, Collateral, Equivalent Securities or Equivalent Collateral title to which is registered in a computer based system which provides for the recording and transfer oftitlc to the same by way of electronic entries, delivery and transfer oftide shall take place in accordance with the rules and procedures of such system as in force from time to time.
4.2 [Distributions]
(a) [Distributions] Unless otherwise agreed, where Income is paid by thc issuer in relation to any Securities on or by reference to an Income Payment Date on which such Securities are the subject of a loan under this Agreement, the Borrower shall, on the date of the payment ofsuch Income, or on such other date as the Parties may from time to time agree, (the "Relevant Payment Date") pay to the Lender a sum ofmoney (a
-4- "Substitute payment") equivalent to the amount that the Lender would have been entitled to receive (after any deduction, withholding or payment for or on account of any tax made by the relevant issuer (or on its behalf) in respect ofsuch Income) had such Securities not been loaned to the Borrower and been held by the Lender on the Income Payment Date, irrespective of whether the Borrower received the same.
(b) [Corporate actions] Subject to paragraph (c) (unless otherwise agreed), where, in respect of any borrowed Securities or any Collateral, any rights relating to conversion, subdivision, consolidation, pre-emption, rights arising under a takeover offer or other rights, including those requiring election by the holder for the time being ofsuch Securities or Collateral, become exercisable prior to the redelivery of Equivalent Securities or Equivalent Collateral, then the Lender or Borrower, as the case may be, may, within a reasonable time before the latest time for the exercise ofthe right or option, give written notice to the other Party that, on redelivery of Equivalent Securities or Equivalent Collateral, as the case may be, it wishes to receive Equivalent Securities or Equivalent Collateral in such fonn as will arise ifthe right is exercised or, in the case of a right which may be exercised in more than one manner, is exercised as is specified in such written notice.
(c) 11936 Tax Act sections 26BC(3)(c)(ii) and (v) requirements] Notwithstanding paragraph (b), where, in respect of any borrowed Securities or any Collateral, the relevant issuer company, trustee, government or govcnunent authority issues any right or option in respect ofthe borrowed Securities or Collateral, as the case may be, the Borrower or the Lender, respectively, must deliver or make available, as the case may be, to the other Party on the date ofsuch issue or on such other date as the Parties may from time to time agree:
- (i) the right, or option; or
- (ii) an identical right or option; or
- (iii) a payment equal to the value to the Lender or the Borrower, respectively, ofthe right or option;
together with any such endorsements or assignments as shall be customary and appropriate.
(d) [Manner of payment] Any payment to be made by the Borrower under this clause shall be made in a manner to be agreed between the Parties.
4.3 [Voting] Unless paragraph 4 in Schedule 1 specifies that this clause 4.3 does not apply, each Party undertakes that, where it holds Securities of the same description as any Securities borrowed by it or transferred to it by way ofCollateral at a time when a right to vote arises in respect ofsuch Securities, it will use its best endeavours to arrange for the voting rights attached to such Securities to be exercised in accordance with the instructions ofthe other Party provided always that each Party shall use its best endeavours to notify the other of its instructions in writing no later than seven Business Days prior to the date upon which such votes are exercisable, or as otherwise agreed between the Parties, and that the Party concerned shall not he obliged so to exercise the votes in respect ofthe number of Securities greater than the number so lent or transferred to it. For the avoidance of doubt, the Parties agree that, subject as hereinbefore provided, any voting rights
attaching to the relevant Securities, Equivalent Securities, collateral and/or Equivalent Collateral shall he exercisable by the persons in whose name they are registered, or in the case of Securities, Equivalent Securities, collateral and/or Equivalent Collateral in hearer Conn by the persons by or on behalfof whom they are held, and not necessarily by the Borrower or the Lender (as the case may be).
5 Fees
- 5.1 [Fees] In respect of each loan of Securities:
- (a) for which the Collateral is cash:
- (i) the Lender must pay a fee to the Borrower in respect ofthe amount ofthat Collateral, calculated at the rate agreed between them; and
- (ii) unless the Parties otherwise agree, the Borrower is not obliged to pay a fee to the Lender;
- (b) for which there is no Cash Collateral, the Borrower must pay a fee to the Lender, calculated at the rate agreed between them.
- 5.2 [Where there are different types of Collateral] Where the Collateral comprises only partly cash, clause 5.1 is to be construed as ifthere were separate loans of Securities, one secured solely by Cash Collateral and the other secured solely by non-cash Collateral.
- 5.3 [Calculation of fees] In respect of each loan ofSecurities, the payments referred to in clause 5.1 ofthis clause shall accrue daily in respect ofthe period commencing on and inclusive ofthe Settlement Date and tenninating on and exclusive ofthe Business Day upon which Equivalent Securities are redelivered or Cash Collateral is repaid. Unless otherwise agreed, the sums so accruing in respect of each calendar month shall be paid in arrears by the Borrower to the Lender or to the Borrower by the Lender (as the case may be) not later than the Business Day which is one week after the last Business Day ofthe calendar month to which such payment relates or such other date as the Parties from time to time agree. Any payment made pursuant to clause 5.1 shall be in Australian currency, unless otherwise agreed, and shall be paid in such manner and at sueh place as shall be agreed between the Parties.
6 Collateral
- 6.1 [Borrower's obligation to provide Collateral] Unless otherwise agreed, subject to the other provisions ofthis clause 6, the Borrower undertakes to deliver to or deposit with the Lender (or in accordance with the Lender's instructions) Collateral ofthe kind specified in the relevant Borrowing Request or as otherwise agreed betwecn the Parties (together with appropriate instruments oftransfer duly stamped (where necessary) and such other instruments as may be requisite to vest title thereto in the Lender) simultaneously with delivery ofthe borrowed Securities by the Lender.
- 6.2 [Global margining]
- (a) [Adjustments to Collateral) Unless otherwise agreed between the Parties, subject to paragraph (b), clause 6.4 and paragraph 1.5 in Schedule 1;
- (i) The aggregate Value ofthe Collateral delivered to or deposited with the Lender or its nominated bank or depositary (excluding any
\
-6- Collateral repaid or rcdelivercd under paragraph (ii) below (as the case may be)) in respect of all loans of Securities outstanding under this Agreement ("Posted Collateral") shall from day to day and at any time be at least the aggregate ofthe Required Collateral Values in respect ofsuch loans.
- (ii) If at any time the aggregate Value ofthe Posted Collateral in respect of all loans ofSecurities outstanding under this Agreement exceeds the aggregate of the Required Collateral Values in respect ofsuch loans, the Lender shall (on demand) repay such Cash Collateral and/or redeliver to the Borrower such Equivalent Collateral as will eliminate the excess.
- (iii) Ifat any time the aggregate Value ofthe Posted Collateral in respect of all loans of Securities outstanding under this Agreement falls below the aggregate ofRequired Collateral Values in respect of all such loans, the Borrower shall (on demand) provide such further Collateral to the Lender as will eliminate the deficiency.
- (b) [Netting of Collateral obligations where a Party is both Lender and Borrower) Unless otherwise agreed between the Parties, subject to clause 6.4 and paragraph 1.5 in Schedule I, where paragraph (a) applies, if a Party (the ''first Party") would, but for this paragraph, be required under paragraph (a) to repay Cash Collateral, redeliver Equivalent Collateral or provide further Collatcral in circumstances where the other Party (the "second Party") would, but for this paragraph, also be required to repay Cash Collateral, redeliver Equivalent Collateral or provide further Collateral under paragraph (a), then the Value ofthe Cash Collateral, Equivalent Collateral or further Collateral deliverable by the first Party ("X") shall be set·off against the Value ofthe Cash Collateral, Equivalent Collateral or further Collateral deliverable by the second Party ("y") and the only obligation ofthe Parties under paragraph (a) shall be, where X exceeds Y, an obligation ofthe first Party, or where Y exceed X, an obligation ofthe second Party, (on demand) to repay Cash Collateral, redeliver Equivalent Collateral or deliver further Collateral having a Value equal to the difference between X and Y.
- 6.3 [Required Collateral Value] For the purposes of clause 6.2(a), the Value ofthe Posted Collatcral to be delivered or deposited in respect of any loan ofSecurities, while the loan of Securities continues, shall bc equal to the aggregate ofthe Value of the borrowed Securities and the Margin applicable thereto (the "Required Collateral Value").
- 6.4 [Time for payment/repayment of Collateral] Except as provided in clause 6.1 or clause 6.6 or as otherwise agreed, where any Cash Collateral is to be repaid, Equivalent Collateral is to be redelivered or further Collateral is to be provided under this clause 6, it shall be paid or delivered as stated in paragraph 1.4 in Schedule I.
-
6.5 [Substitution of Alternative Collateral] The Borrower may from time to time call tor the repayment ofCash Collateral or the redelivery ofEquivalent Collateral prior to the date on which the same would otherwise have been repayable or redcliverable, provided that, at the time ofsuch repayment or redelivery, the Borrower shall have delivered or delivers Alternative Collateral acceptable to thc Lender.
-
6.6 [Return ofCoUateral/Equivalent Collateral on redelivery of Equivalent Securities]
- (a) Cash Collateral shall be repaid and Equivalent Collateral shall he redelivcrcd at the same time as Equivalent Securities in respect afthe Securities borrowed are redelivered.
- (b) Where Collateral is provided through a book entry transfer system (such as Austraclear or RITS), the obligation ofthe Lender shall be to redeliver Equivalent Collateral through such book entry transfer system in accordance with this Agreement. Ifthe loan of Securities in respect ofwhich Collateral was provided has not been discharged when the Equivalent Collateral is redelivered, any payment obligation generated within the book entry transfer system on such redelivery shall, until the loan ofSecurities is discharged or further Collateral is provided, be deemed to constitute an obligation to pay Cash Collateral.
- 6.7 [Receipt by Lender of Income on Collateral] Where Collateral (other than Cash Collateral) is delivered in respect of which any Income may become payable and an Income Payment Date in respect ofthat Collateral occurs prior to the redelivery of Equivalent Collateral, then, unless such Income is paid directly to thc Borrower, the Lender shall, on the date on which such Income is paid or on such other date as the Parties may from time to time agree, pay to the Borrower a sum ofmoney (a "Substitute payment") equivalent to the amount ofsuch Income that (after any deduction, withholding or payment for or on account of any tax made by the relevant issuer (or on its behalf) in respect ofsuch Income) the Lender either actually received, or would have been entitled to receive had such Collateral been held by the Lender on the Income Payment Date, irrespective of whether the Lender received the same. Ifthe Lender is required by law, as modified by the practice of any relevant taxing authority, to make any deduction or withholding from any Substitute payment to be made under the preceding sentence, then the Lender must:
- (a) promptly pay to the relevant taxing authority the full amount ofthe deduction or withholding; and
- (b) forward to the Borrower on request a copy of any official receipt or other evidence showing that the full amount of any such deduction or witliliolding has been paid over to the relevant taxing authority.
- 6.8 [Borrower's rights re Collateral are not assignable] The Borrower may not assign, transfer or otherwise dispose of, or mortgage, charge or otherwise encwnber, or otherwise deal with its rights in respect of any Collateral without the prior written consent ofthe Lender.
- 6.9 [Lender may set off obligation to repay or return Equivalent Collateral] IFthe Borrower fails to comply with its obligation to redeliver Equivalent Securities, the obligation ofthe Lender in respect of any Collateral may be the subject of a set-off in accordance with clause 8.
-
6.10 [Collateral provided to Lender's Nominee] Without limiting clause 1.8, where Collateral is provided to the Lender's nominee, any obligation under this Agreement to repay or redeliver or otherwise account for Equivalent Collateral shall be an obligation of the Lender, notwithstanding that any such repayment or redelivery may be effected in any particular case by the nominee.
-
8 6.11 [Letters of Credit] Ifthe Collateral in respect of one or more loans or Securities is or includes a letter of credit, the Lender may only draw down under that letter of credit when an Event of Default occurs in relation to the Borrower and, upon the Lender drawing down, whether or not pennitted under this clause 6.11, the Collateral (or that part ofit represented by the letter ofcredit) becomes Cash Collateral.
- 6.12 [Non-Cash Collateral] lrthe Collateral in respect of one or more loans of Securities is or includes other Securities and either the Borrower is a taxpayer to whom the Tax Act applies in respect ofthe disposal ofthose other Securities or in any other case the Parties so agree:
- (a) The Parties acknowledge that the provision ofthose other Securitics is by way of a loan of Securities under this Agreement, to which section 26BC(3)(a) ofthe 1936 Tax Act may apply (subject to the reacquisition time being less than 12 months after the original disposal rime).
- (b) For the purposes ofsection 26BC(3)(d) ofthe 1936 Tax Act, the notifiable consideration in respect ofthe provision ofthose Securities by way ofloan is specified as follows:
- (i) There is no fee.
- (ii) There is no adjustment for variations in the market value ofthe Collateral or Equivalent Collateral.
- (iii) There is other consideration: see the obligations ofthe recipient of the Collateral under clauses 4.2(b), 4.2(c), 4.3 and 6.7.
- (c) For the avoidance of doubt, this clause 6.12 is directed solely at clarifying either or both ofthe following issues: that the provision ofthe other Securities as Collateral is eligible for the application of first section 26BC and secondly, where applicable, sections 2l6~ 10 and 216-30 ofthe 1997 Tax Act. Accordingly, clauses 2, 4.2(a), 5, 6.1 to 6.11, 7, 8, 9.1, 9.2 (unless otherwise agreed), 9.4 and 12 do not apply to any loan of Securities under paragraph (a). Instead, those Securities are simply to be regarded as Collateral for the purposes ofthose clauscs.
7 Redelivery of Equivalent Securities
- 7.1 [Borrower's obligation to redeliver Equivalent Securities] The Borrower undertakes to redeliver Equivalent Securities in accordance with this Agreement and the tcnns ofthc rclcvant Borrowing Request.
- 7.2 [Lender may call for redelivery of Equivalent Securities] Subject to clause 8 and the tenns ofthe relevant Borrowing Request, the Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed Securities were originally delivered. The Borrower shall as hereinafter provided redeliver such Equivalent Securities not latcr than the cxpiry of such notice in accordance with the Lender's instructions.
- 7.3 [Lender may terminate loan if Borrower defaUlts] Ifthe Borrower does not redeliver Equivalent Securitics in accordance with such cal1, the Lender may elect to continue the loan of Securities; provided that, irthc Lender does not elect to
continue the loan, the Lender may by written notice to the Borrower elect to tcnninatc the relevant loan. Upon the expiry ofsuch notice the provisions of clauses 8.2 to 8.5 shall apply as if upon the expiry ofsuch notice an Event of Default had occurred in relation to the Borrower (who shall thus be the Defaulting Party for the purposes ofthis Agreement) and as ifthe relevant loan were the only loan outstanding.
- 7.4 [Consequence of exercise of "buy-in" against Lender, as a result of Borrower default] In the event that, as a result ofthe failure ofthe Borrower to redeliver Equivalent Securities to the Lender in accordance with this Agreement, a "buy-in" is exercised against the Lender, then, provided that reasonable notice has been given to the Borrower ofthe likelihood ofsuch a "buy-in", the Borrower shall account to the Lender for the total costs and expenses reasonably incurred by the Lender as a result ofsuch "buy-in".
- 7.5 [Right of Borrower to terminate loan early] Subject to the tenns ofthe relevant Borrowing Request, the Borrower shall be entitled at any time to tenninate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions.
7A Suspended Securities
- 7A.I This clause 7A applies if:
- (a) dealings in any borrowed Securities or Collateral Securities are suspended from trading by the stock exchange on which the Securities were listed at the time of delivery under this Agreement, whether by reason ofthe adverse position ofthe issuer or otherwise; or
- (b) for any other reason concerning the issuer ofthose Securities (such as the liquidation, provisional liquidation, administration or receivership ofthe issuer, or the Securities ceasing to be listed for trading on the stock exchange on which they were listed at the time of delivery under this Agreement), or concerning the exchange or clearing house through which they are traded, one Party is unable to transfer title to those Securities or Equivalent Securities to the Other Party.
- 7A.2 At any time while a situation described in clause 7A.I prevails in relation to particular borrowed or Collateral Securities (the "Suspended Securities"), either the Lender or the Borrower may give notice (a "Suspension Notice") to the other, in which event clauses 7A.3 and 7A.4 shall apply.
- 7A.3 If a Suspension Notice is given, the Borrower and the Lender shall promptly enter into negotiations in good faith with a view to promptly agreeing the market value of the Suspended Securities for the purposes ofthis clause 7A. Neither the Borrower nor the Lender may unreasonably withhold or delay its agreement to a market value reasonably proposed by the other Party.
- 7AA Any market value agreed under clause 7A.3 applies to the Suspended Securities notwithstanding thc dcfinition of Value in clause 26.
8 Set·off etc.
8.1 [Requirement for simultaneous delivery] On the datc and time that Equivalent Securities arc rcquired to be redclivcrcd by the Borrower in accordance with the
provisions ofthis Agreement the Lender shall simultaneously redeliver the Equivalent Collateral and repay any Cash Collateral held (in respect of the Equivalent Securities to be redelivered) to the Borrower. Neither Party shall be obliged to make delivery (or make a payment as the case may he) to the other unless it is satisfied that the other Party will make such delivery (or make an appropriate payment as the case may be) to it simultaneously. !fit is not so satisfied (whether because an Event of Default has occulTed in respect ofthe other Party or otherwise), it shall notify the other Party and, unless that other Party has made arrangements which arc sufficient to assure full delivery (or the appropriate payment as the case may be) to the notifying Party. the notifying Party shall (provided it is itself in a position, and willing, to perfonn its own obligations) be entitled to withhold delivery (or payment, as the case may be) to the other Party.
- 8.2 [Netting following occurrence of Event of Default] If an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations (and any other obligations they have under this Agreement) shall be accelerated so as to require perfonnance thereof at the time such Event of Default occurs (the date of which shall be the "Performance Date" for the purposes of this clause), and in such event:
- (a) the Relevant Value ofthe Securities to be delivered (or payment to be made, as the case may be) by each Party shall be established in accordance with clause 8.3; and
- (b) on the basis ofthe Relevant Values so established, an account shall be taken (as at the Perfonnance Date) of what is due from each Party to the other and (on the basis that each Party's claim against the other in respect of delivery ofEquivalent Securities or Equivalent Collateral or any cash payment equals the Relevant Value thereof) the swns due from one Party shall be set-off against the sums due from the other and only the balance ofthe account shall be payable (by the Party having the claim valued at the lower amount pursuant to the foregoing) and such balance shall be payable on the Perfonnance Date.
- 8.3 [Relevant Value] For the purposes of clause 8.2 the Relevant Value:
- (a) of any cash payment obligation shall equal its par value (disregarding any amount taken into account under (b) or (c) below);
- (b) of any Securities to be delivered by the Defaulting Party shall, subject to clause 8.4(b) and (e) below, equal the Offer Value thereof; and
- (e) of any Securities to be delivered to the Defaulting Party shall, subject to clause 8.4(b) and (c) below, equallhe Bid Value thereof.
8.4 [Bid Value/Offer Value]
(a) For the purposes of clause 8.3, but subject to (b) and (c) below, the Bid Value and Offer Value of any Securities shall be calculated as at the Close of Business in the most appropriate market for Securities ofthe relevant description (as detennined by the Non-Defaulting Party) on the first Business Day following the Performance Date, or, ifthe relevant Event of Default occurs outside the nonnal business hours ofsuch market, on the second Business Day following the Performance Date (the "Default Valuation Time").
- (b) Where the Non-Defaulting Party has, following the occurrence of an Event of Default but prior to the Default Valuation Time, purchased Securities forming part ofthe same issue and being of an identical type and description to those to be delivered by the Defaulting Party and in substantially the same amount as those Securities or sold Securities fonning part ofthe same issue and being of an identical type and description to those to be delivered by the Non-Defaulting Party to the Defaulting Party and in substantially the same amount as those Securities, the cost ofsuch purchase or the proceeds ofsuch sale, as the case may be, (taking into account all reasonable costs, fees and expenses that would be incurred in connection therewith) shall be treated as the Offer Value or Bid Value, as the case may be, ofthe relevant Securities
- (c) Where the amount of any Securities sold or purchased as mentioned in (b) above is not in substantially the same amount as those Securities to be valued for the purposes of clause 8.3, the Offer Value or the Bid Value (as the case may be) ofthose Securities shall be ascertained by:
for the purposes ofthis clause 8.
- (i) dividing the net proceeds ofsale or cost of purchase by the amount ofthe Securities sold or purchased so as to obtain a net unit price; and
- (ii) multiplying that net unit price by the amount ofthe Securities to be valued.
- 8.5 [Interpretation: "Securities"] Any reference in this clause 8 to Securities shall include any asset other than cash provided by way ofCollateral, and, for the avoidance ofdoubt, shall include Equivalent Securities and Equivalent Collateral.
- 8.6 [Interpretation: "Event of Default"] Ifthe Borrower or the Lender for any reason fails to comply with its respective obligations under clause 6.6 in respect ofthe redelivery ofEquivalent Collateral or the repayment ofCash Collateral, such failure shall be an Event ofDefault for the purposes ofthis clause 8, and the person failing to comply shall thus be the Defaulting Party.
- 8.7 [Waiver of right to require simultaneous delivery] Subject to and without prejudice to its rights under clause 8.1, either Party may from time to time in accordance with market practice and in recognition ofthe practical difficulties in arranging simultaneous delivery of Securities, Collateral and cash transfers waive its right under this Agreement in respect ofsimultaneous delivery and/or payment; provided that no such waiver in respect ofone transaction shall bind it in respect of any other transaction.
9 Stamp duty, taxes etc and loss of tax benefits
- 9.1 [Stamp duty etc] The Borrower hereby undertakes promptly to pay and account for any transfer or similar duties or taxes, and any loan security or other stamp duties, (if any) chargeable in cOlUlection with any transaction effectcd pursuant to or contemplated by this Agreement, and shall indemnify and keep indemnified the Lender against any liability arising in respect thereof as a result ofthe Borrower's failure to do so.
- 9.2 [Borrower to give Transfer of Distribution Statement to Lender re Franked Distributions] If:
(a) an Income Payment Date occurs during an Income Determination Period in relation to a particular loan ofSecurirics;
-
12 -
-
(b) had the Lender been the holder of those Securities on the relevant Income Payment Date, it would have received a Franked Distribution in respect of those Securities;
- (c) the Agreement or the relevant Confinuation states that the Lender is an Australian Taxpayer;
- (d) the failure ofthe Lender to receive a Franked Distribution is not due to any unreasonable act or omission by or on behalf ofthe Lender; and
- (e) neither paragraph 7 in Schedule 1 nor the relevant Confmnation states that the Lender is not entitled to compensation for the loss of Imputation Benefits;
then:
- (f) the Borrower must either:
- (i) ifsection 216-10 of the 1997 Tax Act applies, as soon as practicable, and in any event within 10 Business Days after the relevant Income Payment Date, give to the Lender a Transfer of Distribution Statement in respect ofthose Securities (which the Borrower is to be taken as having warranted is correct in all material respects and is effective for the purposes ofsection 216-30 ofthe 1997 Tax Act); or
- (ii) otherwise, on the lOth Business Day after the relevant Income Payment Date pay to the Lender an amount equal to the Franking Credit allocated (or, under section 202-65 ofthe 1997 Tax Act, taken to have been allocated) to the Franked Distribution and specified in the Distribution Statement for that Franked Distribution.
- 9.3 [Deleted.]
- 9.4 ("Notifiable consideration" for the purposes ofs 26BC(3)(d) of the 1936 Tax Act] For the purposes ofsection 26BC(3)(d) ofthe 1936 Tax Act, the notifiable consideration in respect of any loan of Securities is dissected as follows:
- (a) a fcc see clause 5.1 (as applicable); and
- (b) other consideration see clauses 4.2, 6 and 9 and the definition of "Equivalent Securities" in clause 26.
- 9.5 [GST]
- (a) All payments (including the provision of any non-monetary consideration) to be made by either Party under or in connection with this Agreement have been calculated without regard to GST.
-
(b) Ifall or part orany such payment is the consideration tor a Taxable Supply, then, when the payer makes the payment, the payer must, after receipt of a Tax Invoice, pay to the supplier additional consideration equal to the GST Amount. Such additional amount is to be paid on the earlier of:
- (i) the date ofthe tirst payment for the Taxable Supply; and
-
(ii) the date five Business Days after the date on which the Tax Invoice for the Taxable Supply is received by the payer.
- (c) Where under or in connection with this Agreement a Party is required to reimburse or indemnify for an amount, that Party will pay the relevant amount:
- (i) including any sum in respect ofGST which has been paid by the payee upon any supply made to the payee in connection with the circumstances giving rise to the operation ofthe indenmity or right of reimbursement;
- (ii) less any GST Input Tax Credit that that Party detennines (acting reasonably) that the payee is entitled to claim in respect ofthe circumstances giving rise to the operation ofthe indemnity or right of reimbursement.
- (d) If a person is a member ofa GST Group, references to GST for which the person is liable and to Input Tax Credits to which the person is entitled include GST for which the Representative Member ofthe GST Group is liable and Input Tax Credits to which the Representative Member is entitled.
- (e) In this clause:
GST means the goods and services tax as imposed by the GST Law together with any related interest, penalties, fines or other charges.
GSTAmount means in relation to a Taxable Supply the amount ofGST for which the supplier is liable in respect ofthe Taxable Supply.
GST Group has the meaning given to this tcrm by the GST Law.
GST Law has the meaning given to that term in A New Tax System (Goods and Services Tax) Act 1999 (or, ifthat Act does not exist for any reason, means any Act imposing or relating to the imposition or administration of a goods and services tax in Australia) and any regulation made under that Act.
Input Tax Credit has the meaning given to that term by the GST Law.
Invoice has the meaning given to that term by the GST Law.
Representative Member has the meaning given to that term by the GST Law.
Taxable Supply has the meaning given to thaL term by the GST Law.
Tax Invoice has the meaning givcn to that term by the GST Law.
- 9.6 [Non-Australian GST]
- (a) All payments (including the provision of any non-monetary consideration) to be made by either Party under or in connection with this Agreement have been calculated without regard to on-Australian GST.
- (b) Ifall or part of any such payment is the consideration for a supply ofgoods or scrvices (however dermed) in respect of which Non-Australian GST is payable (whether by a Party or its Related Entities or any person on its behalf or in its place (the "supplier")) to any relevant tax authority or government agency, the other Party mlL,;t pay to the supplier additional
consideration equal to the amount of any such Non-Australian GST. Such additional amount is to be paid on demand by the supplier.
- (c) Where under or in connection with this Agreement a Party is required to reimburse or indemnify for an amount, that Party will pay the relevant amount:
- (i) including any sum in respect of non-Australian GST which has been paid by the payee upon any supply made to the payee in COIUlcction with the circumstances giving rise to the operation ofthe indemnity or right ofreimbursement;
- (ii) less any input tax credit (however defined or described) that that Party detennines (acting reasonably) that the payee is entitled under the law applicable to that Non-Australian GST to claim in respect of the circumstances giving rise to the operation ofthe indemnity or right ofreimbursement.
- (d) In this clause, the expression Non-Australian GSTmeans any goods and services tax, value added tax or similar transactional tax, however described, imposed on supplies of goods or services (however defined) under the law of any jurisdiction outside Australia, together with any related interest, penalties, fines or other charges.
9.7 [Grossing up]
- (a) All payments under clauses 4.2 (a), 5.1(a), 5.1(b) and 13 ofthis Agreement are to be made free and clear of, and without any deduction or withholding for or on account of, any taxes.
- (b) Accordingly, if any deduction or withholding in respect of any such payment is required by law, as modified by the practice of any relevant taxing authority, then the payer must:
- (i) pay to the other Party, in addition to the payment to which that other Party is otherwise entitled under this Agreement, such additional amount as is necessary to ensure that the net amount (free and clear of any taxes payable by deduction or withholding, whether assessed against one Party or the other) will equal the full amount that that other Party would have received had no such deduction or withholding been required;
- (ii) promptly pay to the relevant taxing authority the full amount ofthe deduction or withholding by the payer; and
- (iii) forward to the payee on request a copy of any official receipt or other evidence showing that the full amount of any such deduction or withholding has been paid over to the relevant taxing authority.
- (c) Otherwise, unless otherwise agreed in respect ora particular loan of Securities or a particular payment, no such gross up is required in respect of any payment under this Agreement.
10 Lender's warranties
[Lender's warranties] Each Party hereby warrants and undertakes to the other on a continuing basis, to the intent that such warranties shall survive the completion of any transaction contemplated by this Agreement, that, where acting as a Lender:
- (a) it is duly authorised and empowered to perform its duties and obligations under this Agreement;
- (b) it is not restricted under the terms ofits constitution or in any other malUler from lending Securities in accordance with this Agreement or from otherwise performing its obligations under this Agreement;
- (c) it is absolutely entitled to pass full legal and beneficial ownership of all Securities provided by it under this Agreement to the Borrower free from all liens, charges, equities and encumbrances;
- (d) where paragraph 3 in Schedule 1 specifies that this clause 10(d) applies, it is not resident in Australia for the purposes ofthe Tax Act and either:
- (i) does not have a branch or other pennanent establishment in Australia for the purposes ofthe Tax Act or of any applicable double tax agreement between Australia and its country of tax residence; or
- (ii) if it does have such a branch or other pennanent establishment in Australia, that the loan is not entered into in the course of canying on business through such branch or pennanent establishment; and
- (e) unless clause 14 applies, it is acting as principal in respect ofthis Agreement.
11 Borrower's warranties
[Borrower's warranties] Each Party hereby warrants and undertakes to the other on a continuing basis, to the intent that such warranties shall survive the completion of any transaction contemplated by this Agreement, that, where acting as a Borrower:
- (a) it has all necessary licences and approvals, and is duly authorised and empowered, to perfonn its duties and obligations under this Agreement and will do nothing prejudicial to the continuation ofsuch authorisation, licences or approvals;
- (b) it is not restricted under the tenus of its constitution or in any other maMer from borrowing Securities in accordance with this Agreement or from otherwise perfonuing its obligations under this Agreement;
- (c) it is absolutely entitled to pass full legal and beneficial ownership of all Collateral provided by it under this Agreement to the Lender free from all liens, charges, equities and encumbrances;
- (d) it is acting as principal in respect of this Agreement; and
- (e) unless otherwise agreed, it shall in respect of every loan of Securities return to the Lender Equivalent Securities not later than 360 days from the date of delivery by the Lender ofthe original Securities to the Borrower.
12 Events of Default
- 12.1 [Events of Default] Each ofthe following events occurring in relation to either Party (the "Defaulting Party", the other Party being the "Non-Defaulting Party") shall be an Event of Default for the purpose ofclause 8:
- (a) the Borrower or Lender failing to payor repay Cash Collateral or deliver or redeliver Collateral or Equivalent Collateral upon the due date, and the Non~ Defaulting Party serves written notice on the Defaulting Party;
- (b) the Lender or Borrower failing to comply with its obligations under clause 6, and the Non-Defaulting Party serves wrincn notice on the Defaulting Party;
- (c) the Borrower failing to comply with clause 4.2 or clause 9.2 and the on-Defaulting Party serves written notice on the Defaulting Party;
- (d) an Act of Insolvency occurring with respect to the Lender or the Borrower and (except in the case of an Act of Insolvency which is the presentation of a petition for winding up or any analogous proceeding or the appointment ofa liquidator or analogous officer ofthe Defaulting Party in which case no such notice shall be required) the Non-Defaulting Pany serves written notice on the Defaulting Party;
- (e) any representations or warranties made by the Lender or the Borrower being incorrect or untrue in any material respect when made or repeated or deemed to have been made or repeated, and the Non·Defaulting Party serves written notice on the Defaulting Party;
- (f) the Lender or the Borrower admitting to the other that it is unable to, or it intends not to, perfonn any ofits obligations hereunder and/or in respect of any loan hereunder, and the Non-Defaulting Party serves written notice on the Defaulting Party;
- (g) the Lender (if appropriate) or the Borrower being declared in default by the appropriate authority under the Rules or being suspended or expelled from membership of or participation in any securities exchange or association or other self-regulatory organisation, or suspended from dealing in securities by any government agency, and the Non-Defaulting Party serves written notice on the Defaulting Party;
- (h) any ofthe assets ofthe Lender or the Borrower or the assets ofinvestors held by or to the order ofthe Lender or the Borrower being ordered to be transferred to a trustee by a regulatory authority pursuant to any securities regulating legislation and the Non-Defaulting Party serves written notice on the Defaulting Party, or
- (i) the Lender or the Borrower failing to perform any other of its obligations hereunder and not remedying such failure within 30 days after the Non· Defaulting Pany serves written notice requiring it to remedy such failure, and the on-Defaulting Party serves a funher written notice on the Defaulting Party.
- 12.2 [Obligation of each Party to notify its Event of Default] Each Party shall notify the other iran event occurs which would constitute an Event of Default in relation to it with the giving of notice.
13 Outstanding payments
[Default interest] In the event of either Party failing to remit sums in accordance with this Agreement, such Party hereby undertakes to pay to the other Party upon demand interest (before as well as after judgment) on the net balance due and outstanding, for the period conunencing on and inclusive ofthe original due date for payment to (but excluding) the date of actual payment, in the same currency at a ratc per annum equal to the cost (without proof or evidence of any actual cost) to the relevant payee (as certified by it in good faith) if it were to fund or of funding the relevant amount, plus 2% (or other agreed percentage) per annum.
14 Transactions entered into as agent
- 14.1 [Agency Transactions] Subject to the following provisions ofthis clause, the Lender may enter into loans as agent (in such capacity, the "Agent") for a third person (a "Principal"), whether as custodian or investment manager or otherwise (a loan so entered into being referred to in this clause as an "Agency Transaction").
- 14.2 [Conditions for Agency Transactions] A Lender may enter into an Agency Transaction if, but only if:
- (a) it specifies that loan as an Agency Transaction at or before the time when it enters into it;
- (b) it enters into that loan on behalf of a single Principal whose identity is disclosed to the Borrower (whether by name or by reference to a code or identifier which the Parties have agreed will be used to refer to a specified Principal) at the time when it enters into the loan or as otherwise agreed between the Parties;
- (c) it has at the time when the loan is entered into actual authority to enter into the loan and to perfonn on behalf ofthat Principal all ofthat Principal's obligations under the agreement referred to in clause 14.4(b) below; and
- (d) the Borrower has agreed that the Lender may act as Agent in respect ofthe relevant loan, including as indicated (if at all) in paragraph 8 in Schedule 1.
- 14.3 [Undertakings by Lender] The Lender undertakes that, if it enters as agent into an Agency Transaction, forthwith upon becoming aware:
- (a) ofany event which constitutes an Act ofInsolvency with respect to the relevant Principal; or
- (b) of any breach of any ofthe warranties given in clause 14.5 below or of any event or circumstance which has the result that any such warranty would be untrue if repeated by reference to the current facts,
it will infonn the Borrower ofthat fact and will, ifso required by the Borrower, furnish it with such additional infonnation as it may reasonably request.
14.4 [Consequences of Agency Transaction]
(a) Each Agency Transaction shall be a transaction between the relevant Principal and the Borrower and no person othcr than the relevant Principal and the Borrower shall be a party to or have any rights or obligations under an Agency Transaction. Without limiting the foregoing, the Lender shall not be liable as principal for the perfonnance ofan Agency Transaction or for breach of any warranty contained in clause lO(d) ofthis Agreement, but this is without prejudice to any 1iability afthe Lender under any other provision ofthis clause.
- (b) All the provisions ofthe Agreement shall apply separately as between the Borrower and each Principal for whom the Agent has entered into an Agency Transaction or Agency Transactions as if each such Principal were a party to a separate agreement with the Borrower in all respects identical with this Agreement other than this paragraph and as jfthe Principal were Lender in respect afthat agreement; provided that:
- (i) jfthere occurs in relation to the Agent an Event of Default or an event which would constitute an Event of Default ifthe Borrower served written notice under any paragraph of clause 12, the Borrower shall be entitled by giving written notice to the Principal (which notice shall be validly given to the Lender in accordance with clause 20) to declare that, by reason of that event, an Event of Default is to be treated as occurring in relation to the Principal. If the Borrower gives such a notice, then an Event of Default shall be treated as occurring in relation to the Principal at the time when the notice is deemed to be given; and
- (ii) ifthe Principal is neither incorporated nor has established a place of business in Australia, the Principal shall for the purposes ofthe agreement referred to in the preamble in this paragraph (b) be deemed to have appointed as its agent to receive on its behalfservice of process in the courts ofAustralia the Agent, or, if the Agent is neither incorporated nor has established a place ofbusiness in Australia, the person appointed by the Agent for the purposes ofthis Agreement, or such other person as the Principal may from time to time specify in a written notice given to the other party.
- (c) The foregoing provisions of this clause do not aflect the operation ofthe Agreement as between the Borrower and the Lender in respect of any transactions into which the Lender may enter on its own account as principal.
- 14.5 [Warranty by Lender] The Lender warrants to the Borrower that it will, on every occasion on which it enters or PUl1'0rts to enter into a transaction as an Agency Transaction, have been duly authorised to enter into that loan and perform the obligations arising thereunder on behalfofthe person whom it specifies as the Principal in respect of that transaction and to perform on behalf ofthat person all the obligations ofthat person under the agreement referred to in clause 14.4(b).
15 Termination of course of dealings by notice
Each Party shall have the right to bring the course of dealing contemplated under this Agreement to an end by giving not less than 15 Business Days' notice in writing to the other Party (which notice shall specify the date of termination), subject to an obligation to ensure that all loans which have been entered into but not discharged at the time such notice is given are duly discharged in accordance with this Agreement and with the Rules (if applicable).
16 No reliance on tax or accounting representations by other Party
Each Party acknowledges, represents and warrants (0 the other that, except as expressly stated in this Agreement or any Confirmation:
(a) it has not relied on any advice, statement, representation or conduct of any kind by or on behalf ofthe other Party in relation to any tax (including stamp duty) or accounting issues concerning this Agreement or any transactions effected under it; and
- 19-
(b) it has made its own detennination as to the tax (including stamp duty) and accounting consequences and treatment of any transaction effected under this Agreement, including (without limitation) ofany moneys paid or received or any property transferred or received in cotUlection with any such transaction.
17 Observance of procedures
Each ofthe Parties hereto agrees that, in laking any action that may be required in accordance with this Agreement, it shall observe strictly the procedures and timetable applied by the Rules (if and to the extent applicable) and, further, shall observe strictly any agreement (oral or otherwise) as to the time for delivery or redelivery of any money, Securities, Equivalent Securities, Collateral or Equivalent Collateral entered into pursuant to this Agreement.
18 Severance
If any provision ofthis Agreement is declared by any judicial or other competent authority to be void or otherwise unenforceable, that provision shall be severed from the Agreement and the remaining provisions ofthis Agreement shall remain in full force and effect. The Agreement shall, however, thereafter be amended by the Parties in such reasonable manner so as to achieve, without illegality, thc intention of the Parties with respect to that severed prOVISIon.
19 Specific performance
Each Party agrees that, in relation to legal proceedings, it will not seek specific perfonnance ofthe other Party's obligation to deliver or redeliver Securities, Equivalcnt Securities, Collateral or Equivalent Collateral, but without prejudice to any other rights it may have.
20 Notices
-
- I ("Effectiveness] Any notice or other communication in respect ofthis Agreement may be given in any manner set forth below (except that a notice or other communication under clause 12 or c1ausc 15 may not bc given by facsimi Ie transmission or electronic messaging system) to the address or number or in accordance with the electronic messaging system details provided (see paragraph 6 in Schedule I) and will be deemed effective as indicated:
- (a) if in writing and delivered in pcrson or by courier, on the date it is delivered;
- (b) ifscnt by telex, on the date the recipient's answerback is received;
(e) ifsent by facsimile transmission, on the date that transmission is received by a responsible employee ofthe recipient in legible fann (it being agreed that the burden of proving receipt will he on the sender and may be met by a transmission report generated by the sender's facsimile machine);
-
20-
-
Cd) ifsent by certified or registered mail (airmail, if overseas) or the equivalent (return receipt requested), on the date that mail is delivered or its delivery is attempted; or
- (e) ifsent by electronic messaging system, on the date that electronic message is received,
unless the date ofthat delivery (or attempted delivery) or the receipt, as applicable, is not a Business Day or that communication is delivered (or attempted) or received, as applicable, after the close of business on a Business Day, in which case that communication shall be deemed given and effective on the fIrst following day that is a Business Day.
20.2 (Change of Address] Either Party may by notice to the other change the address, telex or facsimile number or electronic messaging system details at which notices or other communications are to be given to it.
21 Assignment
Neither Party may assign, transfer or otherwise dispose of all or any of its rights or obligations under this Agreement without the prior written consent ofthe other Party.
22 Non-Waiver
No failure or delay by either Party to exercise any right, power or privilege under this Agreement shall operate as a waiver thereof, nor shall any single or partial exercise of any right, power or privilege preclude any other or further exercise thereofor the exercise of any other right, power or privilege as provided in this Agreement.
23 Time
Time shall be ofthe essence ofthe Agreement.
24 Recording
The Parties agree that each may electronically record all telephonic conversations between them.
25 Miscellaneous
- 25.1 [Entire Agreement] This Agreement constitutes the entire agreement and understanding of the Parties with respect to its subject matter and supersedes all oral communication and prior writings with respect thereto.
- 25.2 (Amendments] No amendment in respect ofthis Agreement will be effective unless in writing (including a writing evidenced by a facsimile transmission) and cxccuttld
by each ofthe Parties or continued by an exchange ofte1cxes or electronic messages on an electronic messaging system.
- 25.3 (Survival of Obligations) The obligations ofthe Parties under trus Agreement will survive the termination of any transaction.
- 25.4 (Remedies Cumulativel Except as provided in this Agreement, the rights, powers, remedies and privileges provided in this Agreement are cumulative and not exclusive of any rights, powers, remedies and privileges provided by law.
- 25.5 (Counterpartsl This Agreement (and each amendment in respect ofit) may be executed and delivered in counterparts (including by facsimile transmission), each of which will be deemed an original.
- 25.6 [Expenses) A Defaulting Party wiU, on demand, indemnify and hold hannless the other Party for and against all reasonable out-of-pocket expenses, including legal fees and stamp duty, incurred by such other Party by reason ofthe enforcement and protection of its rights under this Agreement or by reason ofthe early termination of any transaction, including, but not limited to, costs ofcollection.
26 Definitions
In this Agreement:
Act of Insolvency means in relation to either Party:
- (a) its making a general assignment for the benefit of, or entering into a reorganisation, arrangement, or composition with creditors; or
- (b) its admitting in writing that it is unable to pay its debts as they become due; or
- (c) its seeking, consenting to or acquiescing in the appointment of any trustee, administrator, receiver or liquidator or analogous officer of it or any material part of its property; or
- (d) the presentation or tiling ofa petition in respect of it (other than by the other Party to this Agreement in respect of any obligation under this Agreement) in any court or before any agency alleging or for the bankruptcy, winding-up or insolvency ofsuch Party (or any analogous proceeding) or seeking any reorganisation, arrangement, composition, re-adjustment, administration, liquidation, dissolution or similar relief under any present or future statute, law or regulation, such petition (except in the case of a petition for winding-up or any analogous proceeding in respect of which no such 30 day period shall apply) not having been stayed or dismissed within 30 days of its filing; or
- (e) the appointment of a receiver, administrator, liquidator or trustcc or analogous officer ofsuch Party over all or any material part ofsuch Party's property; or
- (0 the convening of any meeting of its creditors for the purpose of considering a compromise or arrangement within Pan 5.1 ofthe Corporations Law of Australia (or any analogous proceeding).
in this definition:
(g) "liquidator" shall be deemed to include a "provisional liquidator";
-
22 -
-
(h) "receiver" shall be deemed to include a "receiver and manager";
- (i) "administrator" shall be deemed to include an "official manager";
- U) "arrangement" shall be deemed to include a "scheme of arrangement"; and
- (k) "creditors" shall be deemed to include "any class ofcreditors".
Agent has the meaning given in clause 14.
Alternative Collateral means Collateral ora Value equal to the Collateral delivered pursuant to clause 6 and provided by way ofsubstitution for Collateral originally delivered or previously substituted in accordance with the provisions of clause 6.5.
Australian Taxpayer means any person other than:
- (a) a Party who is not a resident of Australia for the pUl]Joses ofthe Tax Act (whether that Party is acting as a trustee, nominee or agent or in some other capacity) at the time a Distribution is paid; or
- (b) a Party who is acting in the capacity oftrustee, nominee or agent for a person who is not a resident of Australia for the purposes ofthe Tax Act at the time a Distribution is paid.
Bankers Acceptances has the meaning given in paragraph 1.1 (d) in Schedule I.
Base Currency has the meaning given in paragraph 2 in Schedule 1.
Bid Price, in relation to Equivalent Securities or Equivalent Collateral, means the best available bid price thereof on the most appropriate market in a standard size.
Bid Value, subject to clause 8.5, means:
- (a) in relation to Equivalent Collateral at a particular time:
- (i) in relation to Collateral type (h) (more specifically referred to in paragraph 1.1 in Schedule I), the Value thereof as calculated in accordance with paragraph 1.2(d) in Schedule I;
- (ii) in relation to all other types ofCollateral (more specifically referred to in paragraph 1.1 in Schedule I), the amount which would be received on a sale ofsuch Collateral at the Bid Price thereof at such time less aU costs, fees and expenses that would be incurred in connection with selling or otherwise realising such Equivalent Collateral, calculated on the assumption that the aggregate thereof is the least that could reasonably be expected to be paid in order to carry out such sale or realisation and adding thereto the amounl of any interest, dividends, distributions or other amounts paid to the Lender and in respect ofwhich equivalent amounts have not been paid to the Borrower in accordance with clause 6.7 prior to such time in
respect ofsuch Equivalent Collateral or the original Collateral held gross of all and any tax deducted or paid in respect thereof; and
(b) in relation to Equivalent Securities at a particular time, the amount which would be received on a sale ofsuch Equivalent Securities at the Bid Price thereof at such time less all costs, fees and expenses that would be incurred in connection therewith, calculated on the assumption that the aggregate thereofis the least that could reasonably be expected to be paid in order to carry out the transaction.
Borrower, in relation to a particular loan ofSecurities, means the Borrower as referred to in Recital A ofthis Agreement.
Borrowing Request means a request which may be oral or in writing in such form as is agreed between the Parties (a written example of which comprises Schcdule 2 to this Agreement) by the Borrower to the Lender pursuant to clause 2.1 specifying, as necessary:
- (a) the description, title and amount ofthe Securities required by the Borrower;
- (b) the dcscription (if other than Australian currency) and amount of any Collateral to be provided;
- (c) the proposed Settlement Date;
- (d) the duration ofsuch loan (if other than indefinite);
- (e) the mode and place of delivery, which shall, where relevant, include the bank, agent, clearing or settlement system and account to which delivery ofthe Securities and any Collateral is to be made;
- (f) the Margin in respect ofthe transaction (if different from that stated in Schedule I or Schedule 3, as appropriate); and
- (g) the Fee.
Business Day means a day on which banks and securities markets are open for business generally in each place stated in paragraph 5 in Schedule I and, in relation to the delivery or redelivery ofany ofthe following in relation to any loan, in the place(s) where the relevant Securities, Equivalent Securities, Collateral (including Cash Collateral) or Equivalent Collateral are to be delivered.
Cash Collateral means Collateral that takes the form of a deposit of currency.
Close of Business means:
- (a) in rclation to any borrowing ofSecurities or redelivery of Equivalent Securities under this Agreement, the final time on a Business Day at which settlement ofthe transfer ofthose Securities can take place in order to constitute good delivery on that day; and
- (b) in relation to the provision ofCollateral or return ofEquivalent Collateral or the making of any other payment under this agreement, the time at which trading banks close for general banking business in
the place in which payment is to be made or Collateral or Equivalent Collateral is to be delivered or rcdelivered.
Collateral means such securities or financial instruments or deposits of currency as are referred to in paragraph 1.1 in Schedule I or any combination thereof which are delivered by the Borrower to the Lender in accordance with this Agreement and includes the certificates or other documents ofritle (if any) and transfer in respect ofthe foregoing (as appropriate), and includes Alternative CollateraL
Confirmation means the Borrowing Request, as it may be amended pursuant to clause 2.2, or other continuing evidence exchanged between the Parties continuing the tenus of a transaction.
Defaulting Party has the meaning given in clause 12.
Distribution has the meaning given to that tenn in section 995-1(1) ofthe 1997 Tax Act.
Distribution Statement means a statement given in accordance with section 202~80 (as it may be finally amended under section 202-85) ofthe 1997 Tax Act.
Equivalent Collateral or Collateral equivalent to, in relation to any Collateral provided under this Agreement, means securities, cash or other property, as the case may be, of an identical type, nominal value, description and amount to particular Collateral so provided and shall include the certificates or other documents oftitle (if any) and transfer in respect ofthe foregoing (as appropriate). If and to the extent that such Collateral consists of securities that are partly paid or have been converted, subdivided, consolidated, redeemed, made the subject of a takeover, capitalisation issue, rights issue or event similar to any ofthe foregoing, the expression shall have the following meanmg:
- (a) in the case of conversion, subdivision or consolidation the securities into which the relevant Collateral has been converted, subdivided or consolidated provided that, if appropriate, notice has been given in accordance with clause 4.2(b);
- (b) in the case ofredemption, a sum ofmoney equivalent to the proceeds ofthe redemption;
- (c) in the case ofa takeover, a sum ofmoney or securities, being the consideration or alternative consideration of which the Borrower has given notice to the Lender in accordance with clause 4.2(b);
- (d) in the case ofa call on partly paid securities, the paid-up securities prOVided that the Borrower shall have paid to the Lender an amount ofmoney equal to the sum due in respect ofthe call;
- (e) in the case ofa capitalisation issue, the relevant Collateral together with the securities allotted by way of a bonus thereon;
-
(I) in the case ora rights issue, the relevant Collateral together with the securities allotted thereon, provided that the Borrower has given notice to the Lender in accordance with clause 4.2(b), and has paid to the Lender all and any sums due in respect thereof;
-
24-
(g) in the event that a payment or delivery of lncomc is made in respect of the relevant Collateral in the form ofsecurities or a certificate which may at a future date be exchanged for securities or in the event of an option to take Income in the form ofsecurities or a certificate which may at a future date be exchanged for securities, and notice has been given to the Lender in accordance with clause 4.2(b), the relevant Collateral together with securities or a certificate equivalent to those alloned;and
(h) in the case ofany event similar to any ofthe foregoing, the relevant Collateral together with or replaced by a sum ofmoney or securities equivalent to that received in respect ofsuch Collateral resulting from such event.
For the avoidance ofdoubt, in the case or Bankers' Acceptances (Collateral type (d», Equivalent Collateral must bear dates, acceptances and endorsements (if any) by the same entities as the bill to which it is intended to be equivalent and. for the purposes ofthis definition. securities are equivalent to other securities where they arc ofan identical type. nominal value, description and amount and such tenn shall include the certificate and other documents of or evidencing title and transfer in respect ofthe foregoing (as appropriate).
Equivalent Securities means securities ofan identical type, nominal value, description and amount to particular Securities borrowed and such tenn shall include the certificate and other documents ofor evidencing title and transfer in respect ofthe foregoing (ifappropriate). If and to the extent that such Securities are partly paid or have been converted, subdivided. consolidated, redeemed, made the subject of a takeover, capitalisation issue. rights issue or event similar to any ofthe foregoing, the expression shall have the following meamng:
- (a) in the case of conversion, subdivision or consolidation the securities into which the borrowed Securities have been converted, subdivided or consolidated provided that if appropriate, notice has been given in accordance with clause 4.2(b);
- (b) in the case ofredemption, a sum ofmoney equivalent to the proceeds ofthe redemption;
- (c) in the case ofa takeover, a sum ofmoney or securities, being the consideration or alternative consideration of which the Lender has given notice to the Borrower in accordance with clause 4.2(b);
- (d) in the case ofa call on partly paid securities, the paid-up securities provided that the Lender shall have paid to the Borrower an amount ofmoney equal to the sum due in respect ofthe cal1;
- (e) in the case ofa capitalisation issue, the borrowed Securities together with the securities allotted by way of a bonus thereon;
-
(f) in the case ofa rights issue. the borrowed Securities together with the securities allotted thereon. provided that the Lender has given notice to the Borrower in accordance with clause 4.2(b), and has paid to the Borrower all and any sums due in respect thereof;
-
(g) in the event that a payment or delivery of Income is made in respect of the borrowed Securities in the Conn ofsecurities or a certificate which may at a future date be exchanged for securities or in the event of an option to take Income in the form ofsecurities or a certificate which may at a future date be exchanged for securities, and notice has been given to the Borrower in accordance with clause 4.2(b), the borrowed Securities together with securities or a certificate equivalent to those allotted; and
- (h) in the case of any event similar to any ofthe foregoing, the borrowed Securities together with or replaced by a sum ofmoney or securities equivalent to that received in respect ofsuch borrowed Securities resulting from such event.
For the purposes ofthis definition, securities are equivalent to other securities where they are of an identical type. nominal value, description and amount and such term shall include the certificate and other documents ofor evidencing title and transfer in respect ofthe foregoing (as appropriate).
Event of Default has the meaning given in clause 12.
Fee, in respect ofa transaction, means the fee payable by one Party to the other in respect ofthat transaction under clause 5.
Franked Distribution has the meaning given to that term in section 995-1(1) ofthe 1997 Tax Act.
Franking Credit has the meaning given to that tcrm in section 995-1( I) ofthe 1997 Tax Act.
Imputation Benefits has the meaning given to that tenn in section 204-30(6) (other than paragraph (d) thereof) of the 1997 Tax Act.
Imputation System has the meaning given to that tenn in section 995-1(1) of the 1997 Tax Act.
Income means any dividends, interest or other distributions of any kind whatsoever with respect to any Securities or Collateral.
Income Determination Period, in relation to a particular loan ofSecurities, means;
- (a) in relation to the Securities, the period commencing when the Securities cease to be registered in the name ofthe Lender (or the relevant transferor) upon or before delivery ofthose Securities under clause 3 and ending when Equivalent Securities arc registered in the name ofthe Lender (or the relevant transferee) upon or following redelivery ofthose Equivalent Securities under clause 7.1; and
-
(b) in relation to Collateral (other than Cash Collateral), the period commencing when the Collateral ceases to be registered in the namc of the Borrower (or the relevant transferor) upon or before delivery of that Collateral under clause 6.1 and ending when Equivalent Collateral is registered in the name ofthe Borrower (or the relevant transferee) upon or following redelivery ofthat Equivalent Collateral under clause 6.6.
-
26-
Income Payment Date, in relation to any Securities or Collateral, means the date on which Income is paid in respect ofsuch Securities or Collateral, or, in the case ofregistered Securities or Collateral, the date by reference to which particular registered holders are identified as being entitled to payment of Income.
Lender, in relation to a particular loan ofSecurities, means the Lender as referred to in Recital A ofthis Agreement.
Margin has the meaning in paragraph 1.3 in Schedule I.
Nominee means an agent or a nominee appointed by either Party to accept delivery of, hold or deliver Securities, Equivalent Securities, Collateral and/or Equivalent Collateral on its behalf whose appointment has been notified to the other Party.
Non-Defaulting Party has the meaning given in clause 12.
Offer Price, in relation to Equivalent Securities or Equivalent Collateral, means the best available offer price thereof on the most appropriate market in a standard size.
Offer Value, subject to clause 8.5, means:
- (a) in relation to Collateral equivalent to Collateral type (h) (more specifically referred to in paragraph 1.1 in Schedule 1), the Value thereof as calculated in accordance with paragraph 1.2(d) in Schedule 1; and
- (b) in relation to Equivalent Securities or Collateral equivalent to all other types ofCollateral (marc specifically referred to in paragraph 1.1 in Schedule I), the amount it would cost to buy such Equivalent Securities or Equivalent Collateral at the Offer Price thereof at such time plus all costs, fees and expenses that would be incurred in connection therewith, calculated on the assumption that the aggregate thereofis the least that could reasonably be expected to be paid in order to carry out the transaction.
Paid, in relation to a Distribution, includes credited, distributed or issued and like tenus are to be construed accordingly.
Parties means the Lender and the Borrower and Party shall be construed accordingly.
Performance Date has the meaning given in clause 8.
Posted Collateral has the meaning given in clause 6.2(a)(i).
Principal has the meaning given in clause 14.
Reference Price means:
(a) in relation to the valuation ofSecurities, Equivalent Securities, Collateral and/or Collateral equivalent to type (g) or (i) (more specifically referred to in paragraph 1.1 in Schedule I), such price as is equal to the mid market quotation ofsuch Securities, Equivalent Securities, Collateral and/or Equivalent Collateral as derived from a
reputable pricing infonnation sc:rvil,;c (such as the services provided by SEATS, Bloomberg or Reuters) reasonably chosen in good faith by the Lender or if unavailable the market value thereof as derived from the prices or rates bid by a reputable dealer for the relevant instrument reasonably chosen in good faith by the Lender, in each case a1 Close of Business on the previous Business Day; and
(b) in relation to the valuation ofSecurities, Equivalent Securities, Collateral andlor Collateral equivalent to Collateral types (b)-(f) (more specifically referred to in paragraph 1.1 in Schedule 1), the market value thereof as derived from the prices or rates bid by a market maker or reputable dealer for the relevant instrument reasonably chosen by the Lender in good faith or, in the absence ofsuch a bid, the average of the rates bid by two leading market makers reasonably chosen in good faith by the Lender in each case at Close ofBusiness on the previous Business Day.
Relcvant Payment Datc has the meaning given in clause 4.2(a).
Required Collateral Value has the meaning given in clause 6.3.
Rules means the rules for the time being ofthe Stock Exchange (where either Party is a member ofthe Stock Exchange) and/or any other regulatory authority whose rules and regulations shall from time to time affect the activities ofthe Parties pursuant to this Agreement (provided that in an Event of Default, where either Party is a member ofthe Stock Exchange, the Rules and Regulations ofthe Stock Exchange shall prevail).
Securities means "eligible securities" within the meaning ofsection 26BC(I) ofthe 1936 Tax Act which the Borrower is entitled to borrow from the Lender in accordance with the Rules and which may be or are the subject of a loan or provided as Collateral pursuant to this Agreement and such tenn shall include the certificates or other documents oftitle (if any) in respect ofthe foregoing.
Settlement Date means the date upon which Securities are or are to be transferred to the Borrower in accordance with this Agreement.
Standard Settlement Time in relation to a Security means the 'period oftime within which transactions in such Securities are customarily required to be setded.
Stock Exchange means the Australian Stock Exchange Limited.
Tax Act includes:
- (a) the Income Tax Assessment Act 1936 (the "1936 Tax Act");
- (b) the Income Tax Assessment Act 1997 (the "1997 Tax Act"); and
- (c) Schedule 1 to the Taxation Administration Act 1953.
Transfer means:
(a) in relation to Cash, payment or delivery by wire transfer into one or more bank accounts;
- (b) in relation to certificated securities that cannot, or which the Parties have agreed will not, be paid or delivered by book-entry, payment or delivery in appropriate physical fonn to the recipient or its account accompanied by any duly executed instruments oftransfer, assignments in blank, transfcr tax stamps and any other documents necessary to constitute a valid and legally effective transfer to the recipient;
- (c) in relation to securities that must, or which the Parties have agreed will, be paid or delivered by book-entry, initiating the Transfer by the giving of written instructions (including instructions given by telephone, facsimile transmission, telex, e-mail or message generated by an electronic messaging system or otherwise) to the relevant depository institution or other entity specified by the recipient, together with a written copy thereof to the recipient, sufficient if complied with to result in a valid and legally effective transfer ofthe relevant interest to the recipient.
Transfer of Distribution Statement, in relation to Distributions, means a properly completed document in the fonn, or substantially in the fonn, of Appendix 6.27 to the Rules or a properly completed statement in another fonn which is acceptable for the purposes ofsection 2l6~30 ofthe 1997 Tax Act.
Transferring Party means the Party making or effecting a Transfer to the other Party.
Value at any particular time means, in relation to Securities and Equivalent Securities, the Reference Price thereof then current and in respect ofCollateral andlor Equivalent Collateral such worth as detennined in accordance with paragraph 1.2 in Schedule 1.
27 Governing Law and Jurisdiction
- 27.1 [Governing law] This Agreement is governed by, and shall be construed in accordance with, the law in force in New South Wales, Australia.
- 27.2 [Consent to jurisdiction] Each Party irrevocably and unconditionally submits to the non-exclusive jurisdiction of the courts ofNew South Wales in respect of any dispute in cOlUlection with this Agreement.
EXECUTED as an agreement
Schedule 1 Particulars
I COLLATERAL (see definition in clause 26, and also clause 6)
1.1 Types (see definition of"Colla/erarin clause 26)
Collateral acceptable under this Agreement may include the following or otherwise. as agreed between the Partics from time to time, whether transferable by hand or within a depositary:
- (al Cash;
- (b) Australian Government Inscribed Stock;
- (e) Australian, State or Territory Government slock, bonds or promissory notes (including those issued by any central borrowing authority such as Treasury Corporation of New South Wales);
- (d) Bills of exchange accepted by any bank carrying on business in Australia (<<Bankers Acceptances") with an S&P rating ofAl+ or a Moody's rating of PI;
- (e) Promissory notes issued by any such bank;
- (t) Negotiable Certificates of Deposit issued by any such bank;
- (g) Corporate bonds in registrable fonn;
- (h) Irrevocable Standby Letters ofCredit issued orconfinned by any such bank; and
- (i) At the discretion ofthe Lender, Equity Securities listed on the Australian Stock Exchange and included in the S&P/ASX 200 Index.
1.2 Valuation of Collateral (see definition o!"Value " in clause 26 and clause 6.2)
Collateral provided in accordance with this Agreement shall be evaluated by reference to the following, or by such means as the Parties may from time to time agree:
- (a) in respect ofCollateral type (a), the amount thereof in, or converted into, the Base Currency;
- (b) in respect ofCollateral type (b), the value calculated by reference to the middle market price of each stock as determjned daily by the Reserve Bank of Australia, adjusted to include the accwnulated interest thereon;
- (c) in respect ofCollateraJ types (c) to (g) and (i), the Reference Price thereof;
- (d) in respcct ofCollateral type (h), the value specified therein.
1.3 Margin (see definition in clause 26 and clause 6.3)
The Value of any Collateral delivered, or to be delivered, pursuant to clause 6 by the Borrower to the Lender under the tenns and conditions ofthis Agreement shall on each Business Day represent not less than the Value ofthe borrowed Securities together with the following additional percentages, hereinbefore referred to as (the "Margin"), unless otherwise agreed between the Parties:
- (a) in the case ofCoUateral type (a): 5%; or
- (b) in the case ofCollateral types (b) to (t) and (h): 5% (~xcept that, for Negotiable Certificates of Deposit, the Margin shall be the accumulated interest thereon); or
- (c) in the case ofCollateral type (g): 5%; or
- Cd) in the case ofCollateral type (i); such amount as is notified by the Lender to the Borrower and, in the event no amount is notified, then 10%.
Ifthe Value ofthe borrowed Securities includes any margin over the mid market price ofthe borrowed Securities, this shall be taken into account in dctcnnining the Margin applicable.
1.4 Basis of Margin Maintenance (see clause 6.4)
Minimum period after demand for transferring Collateral or Equivalent Collateral other than Letters ofCredit:
- (a) ifa request is received prior to llam EST (on a Sydney Business Day), then prior to close of business on the day the request is received;
- (b) ifthe request is received after II am EST, then prior to 11 am the following Sydney Business Day;
- (c) minimum period after demand for transferring Letter ofCredit: within two Business Days."
1.5 Minimum adjustments (see clauses 6.2(a)(ii) and (Hi))
- (a) The Lender may not demand that further Collateral be provided by the Borrower if the aggregate deficiency calculated in accordance with clause 6.2 is less than the lesser of:
- 0) \$5,000; and
- (ii) 2% ofthe Value ofthe Required Collateral Value.
- (b) The Borrower may not demand the return ofCollatcral provided to the Lender ifthe Borrower has committed an Event of Default in respect of any transaction or ifthe aggregate excess calculated in accordance with clause 6.2 is less than the lesser of:
- (i) \$5,000; and
- (ii) 2% ofthe Required Collateral Value.
2 BASE CURRENCY (!J'ee definition in clause 26 and clause 1.6)
The Base Currency applicable to this Agreement is Australian Dollars.
3 LENDER'S WARRANTIES (see duuse lOrd))
Not applicable
4 VOTING (see clau!J'e 4.3)
Clause 4.3 deesfdoc~ oot* apply.
5 PLACE OF BUSINESS (vee definition o/"Busines.\' Day" in clause 26)
Sydney.
6 ADDRESS FOR NOTICES AND STATUS OF PARTIES (<ee clause 20.1)
6.1 Address for notices or communications to: Morgan Stanley Australia Securities Limitcd_
| Address; | Level 39, Chifley Tower, 2 Chifley Square, Sydney, New South Wales, 2000, Australia |
|---|---|
| Attention: | Equity Documentation Group, _ |
| Facsimile No: |
+61297701101 _ |
| Telephone No: |
+6129770 1111 _ |
| Electronic Messaging |
System Details: |
which is an Australian Taxpayer.
6.2 Address for notices or communications to: Macquarie Bank Limited
| Address: | Macquarie Securities Group, Level 2, No.1 Martin Place, Sydney, NSW 2000 Australia |
|---|---|
| Attention: | Head Legal and Compliance |
| Facsimile No: |
(612) 8232 6882 |
| Telephone No: |
(612) 8232 3333 |
| Electronic Messaging System Details: _ |
which is an Australian Taxpayer.
7 COMPENSATION FOR LOSS OF IMPUTATION BENEFITS (<ee clause 9.2)
Is not required by
and
[INSERT NAME OF RELEVANT AUSTRALIAN TAXPAYER PARTY (if applicable). OTHERWISE, DELETE THE PARAGRAPH OR LEAVE IT BLANK. Note: There is no need to insert the name of any Party who is not an Australian Taxpayer, as such a party is not entitled to compensation in any event.]
- 8 [Substituted in November 2003]
- 8 AGENCY (see clause 14.2(d))
Clause 14 may apply to Morgan Stanley Australia Securities Ltd .. : YesINo *.
Clause 14 may apply to Macquarie Bank Limited
... : YesINo *.
* DELETE ONE ALTERNATIVE
Schedule 2 Specimen Form of Borrowing Request (see clause 2.1 and definition of "Borrowing Request" in clause 26)
To: [Name and Address of Lender]
This is a Borrowing Request under the Master Securities Lending Agreement between us dated # (the "Agreement")
1 We wish to make the following borrowing ofSecurities:
| (a) | Description of Securities: |
# [eg "fully paid ordinary shares in # "] |
|---|---|---|
| (b) | Amount of Securities: |
"I # [eg million"] |
| (e) | of Date Proposed Settlement Borrowing: |
# [eg "today"] |
| (d) | of and of Time, Mode Place Delivery Securities, including (as appropriate) settlement system and account to which deli very is to be made: |
of#, [eg "to the account #, in # HIN CHESS"] |
| (e) | Duration of Loan: |
No longer than eleven months and 20 days after the Borrowed Securities are delivered under this Borrowing Request. |
| (t) | of Type Collateral: |
# [eg "Cash"] |
| (g) | Mode and of of Time, Place Delivery Collateral: |
# [eg "dvp on CHESS"] |
| (h) | 5.1 ofthe Rates (see clause Agreement): |
(a)" #{eg per annum on the Cash #% Collateral", or (b) "# % pcr annum on the daily ofthe value Borrowed Securities" as appropriate]. |
2 Please confmn your acceptance ofthis Borrowing Request by return fax.
Dated: #
For and on behalf of[Name ofBoITower]
Signature of Authorised Representative
Name and title of Authorised Representative
Schedule 3 Supplementary Terms and Conditions (if any)
This Schedule [OnTIS part of and amends the Master Securities Lending Agreement (including Schedule 1) to which it is a Schedule, as follows:
-
- Clause 4.3 is amended by replacing the word "collateral" in lines 13 and 15 with the word "Collateral".
-
- Clause 5.1(b) shall be amended by deletion ofthe words "at the rate agreed between them" and substitution oflhe following "by applying such ratc as shall be agreed between the Parties from time to time to the daily Value ofthe Securities".
-
- Clause 15 is amended by adding the following at the end ofthe existing clause:
"Any tennination pursuant to this clause 15 will be without prejudice to the rights or remedies ofeither party against the other in respect of any breach ofthis Agreement occuning before such tennination."
4. Clause 26 Definitions
The definition ofSecurities is amended by adding the following after "foregoing":
", provided that such eligible securities are listed on the Australian Stock Exchange Limited".
-
- Paragraph 1.1 of Schedule 1 is amended by deleting from paragraph (i) the words "At the discretion ofthe Lender,".
-
- Paragraph 1.4 of Schedule 1 is deleted and replaced with the following:
"1.4 Basis of Margin Maintenance (see clause 6.4)
Minimum period after demand for transfening Collateral or Equivalent Collateral shall be within one Business Day."
- Paragraph 1.5 of Schedule 1 is deleted and replaced with the following:
"1.5 Minimum adjustments (see clauses 6.2(a)(ii) and (iii))
- (a) The Lender may not demand that further Collateral be provided by the Borrower if the aggregate deficiency calculated in accordance with clause 6.2 is less than AUD! 00,000.
- (b) The Borrower may not demand the return ofCollateral provided to the Lender ifthe Borrower has committed an Event of Default in respect of any transaction or ifthe aggregate excess calculated in accordance with clause 6.2 is less than AUDIOO,OOO."
-
- Clause 7 of Schedule 1 is deleted and replaced with the following:
"7. COMPENSAnON FOR LOSS OF IMPUTAnON BENEFITS (.<ee clause 9.2)
Is required unless the Lender notifies the Borrower as at the time ofthe Borrowing Request that compensation is not required."
| 9. | Clause of 8 Schedule 1 - is deleted and replaced wilh the following: |
35- - |
|
|---|---|---|---|
| "Clause 14 may apply to Morgan Stanley Australia Securities Ltd: |
Yes. | ||
| Clause 14 may apply to Macquarie Bank Limited: |
No." |
10. Clause 4.2(b)
For the purposes ofthis paragraph (b), a reasonable time is not less than the Standard Settlement Time for such Securities or Collateral.
II. Clause 9.2(g)
The word "and" and the following provision is inserted after clause 9.2(f):
"and
9.2(g) the Borrower is under an obligation to pay any Franked Distributions to the Lender calculated in accordance with clause 4.2(a)."
12. Clause 12.I(a)
Clause 12.I(a) is amended by inserting ", Equivalent Securities" after the words "redeliver Collateral" in line 2.
Clause 12.1(b) is amended by inserting "or clause 7" after "clause 6" in line 1.
13. Clause 26
Clause 26 is amended as follows:
The definition of "Act of Insolvency" is amended by replacing the words "Corporations Law of Australia" in sub clause (f) with the words "Corporations Act 2001 (Cwlth)".
The definition of "Close of Business" is amended by replacing the word "agreement" in sub clause (b) with the word "Agreement".
14. Reverse Stock Loan Transactions
With respect to stock loan transactions agreed by the Parties to be 'reverse stock loan' transactions:
- (a) Paragraph 1.1 ofSchedule 1 shall be amended to delete Collateral types (b) to (i) inclusive so that only Collateral type (a) Cash shall be acceptable;
- (b) Paragraph 1.3(a) ofSchedule I shall be deleted and replaced with the following
- "(a) in the case ofCollateral type (a): -5% (negative five per cent); and
- (b) in the case ofCollateral types (b) to (i): not applicable."
Execution page
SIGNED for and on hehalfofMORGAN ) STANLEY AUSTRALIA ) SECURITIES LIMITED in the preseoce ) ~0i .................................. .........•......•..•.•••.•••• ) Name ofwitness (bI leners) )
Signature of .«) .
MACQUARIE BANK LIMlTED
Name: Title: Date:
Michael Pickering Division Director 3/~/,()
Name: Title: Date:
Leslie Petro Executive Director
't/ pi .1.010
Australian Securities Lending Association Limited
(ACN 054 944 482) Level 18, 20 Bond Sireel Sydney NSW 2000 Tel: (02) 9220 1413 Fax: (02) 92201379
Coversheet to
AUSTRALIAN MASTER SECURITIES LENDING AGREEMENT*
(Version: November 2003)
dated as of:
Between:
MORGAN STANLEY AUSTRALIA SECURITIES LIMITED (ACN 078 652 276)
........................, , ,
And:
MACQUARIE BANK LIMITED (ACN 008 583 542)
- * The original (Version: 4 April 1997) version ofthis agreement was adaptedfrom the iSLA Overseas Securities Lender's Agreement (Version: December 1995, as amended by 1996 UK Tax Addendum), prepared by Clifford Chance. London, England/or use by parties reqUired to meet UK Inland Revenue tax reqUirements. The 4 April 1997 version has been updated in December 2002 and November 2003 to take account of, among other things, intervening Australian tax, stamp dllty and regulatory changes, and also to better reflect Australian market practice.
- * The original and updated versions ofthis agreement are both also subject to the "Warning and Disclaimer" on the coversheet to the original (Version: 4 April 1997) and updated (Version: November 2003) "U"er's Guide" relating to this agreement.
©m Governor Phillip Tower 1 Farrer Place Sydney NSW 2000 Telephone (02) 9296 2000 Fax (02) 9296 3999 OX 113 Sydney Ref: JCK