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Macquarie Group Limited Major Shareholding Notification 2012

Aug 1, 2012

10518_rns_2012-08-01_e31abb79-1623-4b76-a46c-f4267379e725.pdf

Major Shareholding Notification

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Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

To: Company Name/Scheme
ABN/ACN/ARSN
DUET Group
120 456 573
DUE.AX
Name 1. Details of substantial holder Macquarie Capital Group Limited
ABN/ACN/ARSN (if applicable) 096 705 109
The holder became a substantial holder on: 31 July 2012

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities Number of securities Person's votes Voting power
'FPS' 138,279,996 138,279,996 12.46%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest Number of securities Class
MACQUARIE INVESTMENT MANAGEMENT L Pursuant to section 608 of the Corporations Act 30,485,099 FPS
MACQUARIE CAPITAL GROUP LIMITED Pursuant to section 608 of the Corporations Act 10,522,323 FPS
MACQUARIE BANK LIMITED Pursuant to section 608 of the Corporations Act 3,623,060 FPS
MACQUARIE FUNDS MANAGEMENT HONG
KONG LIMITED Pursuant to section 608 of the Corporations Act 1,132,833 FPS
MQ PORTFOLIO MANAGEMENT LIMITED Pursuant to section 608 of the Corporations Act 2,223,901 FPS
MQ SPECIALIST INVESTMENT
MANAGEMENT LIMITED Pursuant to section 608 of the Corporations Act 120,510 FPS
MACQUARIE LIFE LIMITED Pursuant to section 608 of the Corporations Act 109,464 FPS
MACQUARIE PRIVATE PORTFOLIO
MANAGEMENT LIMITED Pursuant to section 608 of the Corporations Act 7,336 FPS
AMP Capital Investors Limited Pursuant to section 608 of the Corporations Act 35,582,357 FPS
AMP Life Limited Pursuant to section 608 of the Corporations Act 47,950,720 FPS
ipac Asset Management Limited Pursuant to section 608 of the Corporations Act 6,522,393 FPS

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered holder of securities Person entitled to be registered
as holder
Number of securities Class
MACQUARIE INVESTMENT Northern Trust Corporation ( Singapore Northern Trust Corporation
MANAGEMENT LTD Branch) (Singapore Branch) 9,373,699 FPS
BOND STREET CUSTODIANS
BOND STREET CUSTODIANS LIMITED LIMITED 5,317,645 FPS
JP Morgan Securities Australia GTI JP Morgan Securities Australia GTI 4,188,731 FPS
National Nominees Limited National Nominees Limited 2,744,957 FPS
Citibank Melbourne Citibank Melbourne 1,213,039 FPS
JP Morgan Securities Australia FTS JP Morgan Securities Australia FTS 812,086 FPS
BNP Paribas Securities Services BNP Paribas Securities Services 349,492 FPS
HSBC Bank Australia Limited HSBC Bank Australia Limited 254,957 FPS
RBC Dexia Luxembourg RBC Dexia Luxembourg 190,467 FPS
Citibank Korea Citibank Korea 2,691,212 FPS
Citibank Hong Kong Citibank Hong Kong 2,202,419 FPS
Merrill Lynch Prime Brokerage Merrill Lynch Prime Brokerage 620,619 FPS
Brown Brothers Harriman Co Brown Brothers Harriman Co 525,776 FPS
MACQUARIE CAPITAL GROUP MACQUARIE CAPITAL GROUP
LIMITED MACQUARIE CAPITAL GROUP LIMITED LIMITED 10,522,323 FPS
MACQUARIE BANK LIMITED MACQUARIE BANK LIMITED MACQUARIE BANK LIMITED 3,623,060 FPS
MQ PORTFOLIO
MANAGEMENT LIMITED Goldman Sachs International Goldman Sachs International 2,223,901 FPS
MACQUARIE FUNDS Morgan Stanley Morgan Stanley 585,891 FPS
MANAGEMENT HONG KONG Goldman Sachs International Goldman Sachs International 546,942 FPS
MQ SPECIALIST INVESTMENT
MANAGEMENT LIMITED Goldman Sachs (Asia) LLC Goldman Sachs (Asia) LLC 120,510 FPS
MACQUARIE LIFE LIMITED BOND STREET CUSTODIANS LIMITED BOND STREET CUSTODIANS 109,464 FPS
MACQUARIE PRIVATE
PORTFOLIO MANAGEMENT
LIMITED HSBC Australia HSBC Australia 7,336 FPS
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AMP Capital Investors Limited Citicorp Nominees Pty Limited Citicorp Nominees Pty Limited 800 FPS
Cogent Nominees Pty Limited Cogent Nominees Pty Limited 7,311,649 FPS
Cogent Nominees Pty Limited <smp< td="">Cogent Nominees Pty Limited <smp< td="">21,208,747FPS Cogent Nominees Pty Limited <smp< td="">21,208,747FPS 21,208,747 FPS
HSBC Custody Nominees (Australia) HSBC Custody Nominees (Australia)
Limited Limited 4,592,605 FPS
JP Morgan Nominees Australia Limited JP Morgan Nominees Australia 1,090,205 FPS
National Nominees Pty Limited National Nominees Pty Limited 1,378,351 FPS
AMP Life Limited AMP Life Limited AMP Life Limited 47,950,720 FPS
ipac Asset Management Limited Cogent Nominees Pty Limited Cogent Nominees Pty Limited 6,522,393 FPS

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of acquisition Consideration Number of securities Class
See Annexure B

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN (if applicable) Nature of association
Macquarie Group Limited & Controlled Bodies Corporate
Macquarie Group Entities
AMP Capital Holdings Limited AMP Capital Holdings Limited, a wholly owned subsidiary of AMP Limited has a relevant interest in
90,055,470 ordinary securities of the DUET Group (which represents 8.11% of all of the issued securities).
On 31 July 2012, AMP Capital Holdings Limited and Macquarie Capital Group Limited entered into a Heads
of Agreement with respect to the DUET Group upon which they became associates pursuant to section 12 of
the Corporations Act. A copy of the Heads of Agreement is attached as ""Annexure H".

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
MQG Level 7, No 1 Martin Place, Sydney NSW 2000
MACQUARIE INVESTMENT MANAGEMENT C/- Company Secretarial Mezzanine Level No. 1 Martin Place Sydney New South Wales Australia 2000
MACQUARIE CAPITAL GROUP LIMITED Level 23 101 Collins Street Melbourne Victoria Australia 3000
MACQUARIE BANK LIMITED Level 3 25 National Circuit Forrest Australian Capital Territory Australia 2603
MQ PORTFOLIO MANAGEMENT LIMITED C/- Company Secretarial Mezzanine Level No. 1 Martin Place Sydney New South Wales Australia 2000
MACQUARIE FUNDS MANAGEMENT HONG Level 18, One International Finance Centre 1 Harbour View Street Central Hong Kong
MACQUARIE GROUP SERVICES
AUSTRALIA PTY LTD
C/- Company Secretarial Mezzanine Level No. 1 Martin Place Sydney New South Wales Australia 2000
MQ SPECIALIST INVESTMENT C/- Company Secretarial Mezzanine Level No. 1 Martin Place Sydney New South Wales Australia 2000
MACQUARIE LIFE LIMITED C/- Company Secretarial Mezzanine Level No. 1 Martin Place Sydney New South Wales Australia 2000
MACQUARIE PRIVATE PORTFOLIO C/- Company Secretarial Mezzanine Level No. 1 Martin Place Sydney New South Wales Australia 2000
Northern Trust Corporation ( Singapore 1 George Street #12-06 Singapore 049145
BOND STREET CUSTODIANS LIMITED C/- Company Secretarial Mezzanine Level No. 1 Martin Place Sydney New South Wales Australia 2000
JP Morgan Securities Australia GTI Level 35, AAP Centre, Sydney NSW 2000
National Nominees Limited 5th Floor, 271 Collins St., Melbourne VIC 3000
Goldman Sachs International Peterborough Court, 133 Fleet Street, Long EC4A 2BB
Citibank Korea 39, Da-Dong, Chung-Gu Seoul, Korea 100-180
Citibank Hong Kong 10th Floor, Two Harbourfront, 22 Tak Fung Street, Hung Hom, H.K
Citibank Melbourne Mezzanine Level 1 Martin Place Sydney NSW 2000
JP Morgan Securities Australia FTS Level 35, AAP Centre, Sydney NSW 2000
Merrill Lynch Prime Brokerage 222 Broadway, 6th Floor
New York, New York 10036
Brown Brothers Harriman Co 40 Water Street, Boston, MA 02109-3661
Morgan Stanley Chifley Tower, 2 Chifley Square, Sydney NSW 2000
BNP Paribas Securities Services (Australia) 60 Castlereagh St, Sydney, NSW 2000
Goldman Sachs (Asia) LLC 68th Floor, Cheung Kong Centre, 2 Queens Road, Central, Hong Kong
HSBC Bank Australia Limited Level 31 HSBC Centre, 580 George St, Sydney NSW 2000
RBC Dexia Luxembourg Office 14, rue Porte de France, L-4360 Esch-sur-Alzette, Luxembourg
Macquarie Capital Securities Limited Level 18, One International Finance Centre 1 Harbour View Street Central Hong Kong
HSBC Australia Level 31 HSBC Centre, 580 George St, Sydney NSW 2000
AMP Life Limited Level 24, 33 Alfred Street, Sydney NSW 2000
AMP Capital Investors Limited Level 24, 33 Alfred Street, Sydney NSW 2000
ipac Asset Management Limited Level 24, 33 Alfred Street, Sydney NSW 2000

Signature

Print name Paula Walsh Capacity Assistant Company Secretary

Sign here Date 2 August 2012

ANNEXURE 'A'

This is the annexure marked 'A' of 17 pages referred to in the Notice of initial substantial holder.

Paula Walsh Assistant Company Secretary, Macquarie Group Limited 2 August 2012

Controlled Bodies Corporate

ACN / Company No Entity Name Incorp Country
4649834 1135-1139 WESTMINSTER INC. United States
1486261 1486261 Ontario Limited Canada
133419708 160 CENTRAL HOLDING COMPANY PTY LIMITED Australia
304030 A.C.N. 000 304 030 PTY LIMITED (IN LIQUIDATION) Australia
67299923 A.C.N. 067 299 923 PTY LTD Australia
127162485 A.C.N. 127 162 485 PTY LTD (IN LIQUIDATION) Australia
127294946 A.C.N. 127 294 946 PTY LTD (IN LIQUIDATION) Australia
136 024 970 A.C.N. 136 024 970 PTY LTD Australia
154 402 927 A.C.N. 154 402 927 Pty Ltd Australia
124437574 ACCESS GP CO PTY LIMITED Australia
124437421 ACCESS LP CO PTY LIMITED Australia
153 275 677 ACN 153 275 677 Pty Ltd Australia
75176813 AIRPORT MOTORWAY INFRASTRUCTURE NO. 1 LIMITED Australia
75176859 AIRPORT MOTORWAY INFRASTRUCTURE NO. 3 LIMITED Australia
75176993 AIRPORT MOTORWAY INFRASTRUCTURE NO. 4 LIMITED Australia
81119477 ALLOCA (NO. 4) PTY. LIMITED Australia
3936270 Alster & Thames Partners (USA) LLC United States
WK-145138 Alster & Thames Partners, Ltd. Cayman Islands
08.266.585/0001-04 AMAZON PARTICIPACOES DO BRASIL S.A. Brazil
112 951 292 ARES CAPITAL MANAGEMENT INTERNATIONAL PTY LTD Australia
ARES CAPITAL MANAGEMENT INTERNATIONAL TRUST Australia
113 861 046 ARES CAPITAL MANAGEMENT PTY LTD Australia
ARES CAPITAL MANAGEMENT TRUST Australia
128 115 266 ARES INTERNATIONAL RESEARCH PTY LTD Australia
128 115 248 ARES RESEARCH PTY LTD Australia
136 524 975 AUSTRALIAN SOLAR POWER CONSORTIUM PTY LTD Australia
3336426 AVENAL POWER CENTER, LLC United States
600 235 951 AVIATION TECHNICAL SERVICES INC. United States
3595090 AWHR America's Water Heater Rentals, L.L.C. United States
4029153 AWHR Five, LLC United States
4029149 AWHR Four, LLC United States
4029145 AWHR One, LLC United States
4029154 AWHR Six, LLC United States
4029148 AWHR Three, LLC United States
4029147 AWHR Two, LLC United States
59814818 BAROSSA GE PTY LIMITED Australia
HRB 177683 BE Geothermal GmbH Germany
158 626 549 BECAG PTY LIMITED Australia
8604966 BELIKE NOMINEES PTY. LIMITED Australia
HRB 187113 Bernried Erdwärme Kraftwerk GmbH Germany
128681809 BESPOKE CUSTODIANS PTY LIMITED (IN LIQUIDATION) Australia
4522327 BIG SANDY CREEK WIND, LLC United States
200921079K BIOCARBON GROUP PTE. LIMITED (Former Non-Bank Group) Singapore
131 532 735 BIOCARBON SERVICES PTY LIMITED (Former Non-Bank Group) Australia
Blue Grass Abstract LLC United States
Blueshine, LLC United States
8607065 BOND STREET CUSTODIANS LIMITED Australia
8606924 BOND STREET INVESTMENTS PTY. LIMITED Australia
BOOTH STAFF LOANS TRUST Australia
4680004 BOSTON AUSTRALIA PTY LIMITED Australia
5008702 BOSTON LEASING PTY. LIMITED Australia
C0593320 BREK MANUFACTURING CO. United States
1218745 BROOK ASSET MANAGEMENT LIMITED New Zealand
1855508 BROOK ASSET MANAGEMENT PTY LIMITED New Zealand
B64188642 Bruna Moon S.L. Spain
BUCKLING STAFF LOANS TRUST Australia
88217 Bunhill Investments Unlimited Jersey
2865830 BUTTONWOOD NOMINEES PTY LIMITED Australia
Caliburn Greater China Fund Segregated Portfolio (a sub-fund of Caliburn
Absolute Strategies SPC) Cayman Islands
79173381 CAMPUS INTERNATIONAL HOLDINGS PTY. LTD Australia
CAMPUS INTERNATIONAL HOLDINGS UNIT TRUST Australia
4644364 CANADIAN BREAKS LLC United States
Not Registered CANTERBURY COURT HOLDINGS TRUST Australia
4800336 Capital Meters Holdings Limited United Kingdom
4800317 Capital Meters Limited United Kingdom
B86295391 Captico Investments, S.L. Spain
B 142637 Chartreuse et Mont Blanc Global Holdings S.C.A. Luxembourg
B 142634 Chartreuse et Mont Blanc GP S.a r.l. Luxembourg
B 142635 Chartreuse et Mont Blanc Holdings S.a r.l. Luxembourg
508 758 745 RCS Paris Chartreuse et Mont Blanc SAS France
46527C1/GBL CHINA PROPERTY INVESTMENTS LIMITED Mauritius
WK-133807 Chiswell Investments Limited Cayman Islands
2228708 CIORL LP Limited Canada
Closing Documentation Services, LLC United States
CMC Holdco Inc.
CMC Industries Inc.
United States
United States
CMC Railroad III, Inc. United States
CMC Railroad III-A, Inc. United States
CMC Railroad III-B, Inc. United States
CMC Railroad III-C, Inc. United States
CMC Railroad III-D, Inc. United States
CMC Railroad Inc. United States
104331795 COIN SOFTWARE PTY LIMITED Australia
3709185 Columbia Service Partners of Kentucky, Inc. United States
3709185 Columbia Service Partners of Ohio, Inc. United States
3709187 Columbia Service Partners of Pennsylvania, Inc. United States
3709182 Columbia Service Partners of West Virginia, Inc. United States
2603344 Columbia Service Partners, Inc. United States
Commerce and Industry Brokerage Inc. United States
79775134 CONCEPT BLUE PROPERTY PTY LTD Australia
104379491 CORIOLIS HOLDINGS PTY LIMITED - IN LIQUIDATION Australia
3241012 Corona Energy Limited United Kingdom
3241002 Corona Energy Retail 1 Limited United Kingdom
SC138229 Corona Energy Retail 2 Limited United Kingdom
2746961 Corona Energy Retail 3 Limited United Kingdom
2798334 Corona Energy Retail 4 Limited United Kingdom
2879748 Corona Gas Management Limited United Kingdom
COWLEY MAP STAFF LOANS TRUST Australia
64075C1/GBL
147 091 227
DALIAN II HOLDING COMPANY LIMITED
DATAFIRM PTY LIMITED
Mauritius
Australia
Delaware Alternative Strategies United States
Delaware Asset Advisers United States
Delaware Capital Management United States
Delaware Capital Management Advisers, Inc. United States
Delaware Distributors, Inc. United States
Delaware Distributors, L.P. United States
Delaware Foundation Equity Fund United States
Delaware General Management, Inc. United States
Delaware Global Opportunities Partners, Inc. United States
Delaware Investment Advisers United States
Delaware Investments U.S., Inc. United States
Delaware Management Business Trust United States
Delaware Management Company United States
Delaware Management Company, Inc. United States
no Delaware Management Holdings, Inc. United States
Delaware Management Trust Company United States
Delaware Service Company, Inc.
Delaware Structured Assets Parnters, Inc.
United States
United States
DELTA1 FINANCE TRUST Australia
8606871 DEXIN NOMINEES PTY. LIMITED Australia
B86081437 Dextertown SL Spain
101 190 569 DIVCO 116 PTY LIMITED Australia
101 190 649 DIVCO 126 PTY LIMITED Australia
083 158 918 DIVCO 37 PTY LIMITED Australia
088 347 497 Divco 57 Pty Limited Australia
097 289 999 DIVCO 84 PTY LIMITED Australia
097 290 821 DIVCO 96 PTY LIMITED Australia
110311 Divisadero Leasing Ltd. Cayman Islands
DMH Corp. United States
128078615 EAST VICTORIA PARK JOINT VENTURE PTY LIMITED - IN LIQUIDATION Australia
94631964 EASTERN SEA INVESTMENTS PTY LIMITED Australia
Elements Trust Australia
69344001 ELISE NOMINEES PTY LIMITED Australia
6435810 EQUITAS NOMINEES PTY. LIMITED Australia
4605170 ERC Holdco LLC United States
111494574 ESCALATOR GP CO PTY LIMITED Australia
111494467 ESCALATOR LP CO PTY LIMITED Australia
79878783 EURO FIN CO PTY LTD Australia
4721352 FAS 1 LLC United States
9636131 FELTER PTY LIMITED - IN LIQUIDATION Australia
137357 FINCH SECURITIES LIMITED Cayman Islands
779889 FIRST CHINA PROPERTY GROUP LIMITED Hong Kong
779887
8604466
FIRST CHINA PROPERTY MANAGEMENT LIMITED
FOUCAULT PTY LIMITED - IN LIQUIDATION
Hong Kong
Australia
3432790 Four Corners Capital Management, LLC United States
Fox-Pitt Kelton Cochran Caronia Waller (USA) LLC United States
Fox-Pitt Kelton Cochran Caronia Waller LLC United States
2897779 Fox-Pitt, Kelton Group Limited United Kingdom
1601171 Fox-Pitt, Kelton Limited United Kingdom
32157 Fox-Pitt, Kelton N.V. Curaçao
99228 FPK Capital I CIP GP Limited Jersey
989 FPK Capital I CIP L.P. Jersey
4222775
4222772
Fremantle Energy Holdings, LLC
Fremantle Energy, LLC
United States
United States
3930054 Fremantle Wind Holdings Inc. United States
88928296 FUNDCORP HOLDINGS PTY LIMITED Australia
106204862 FUNDCORP PTY LIMITED Australia
8542685 GALANTHUS AUSTRALIA PTY LIMITED - IN LIQUIDATION Australia
1581031 GALANTHUS LEASING PTY LIMITED Australia
B86230539 Ganeta Investments SL Spain
68104558 GARACHINE PTY LIMITED (In LIquidation) Australia
54001400 GATESUN PTY. LIMITED Australia
109964
1332891
Geary Leasing Limited
GENERATOR BONDS LIMITED
Cayman Islands
New Zealand
108026437 GENERATOR CHARITIES AUSTRALIA PTY LIMITED Australia
103116954 GENERATOR INVESTMENTS AUSTRALIA PTY LIMITED Australia
9642942 GILLMAN PTY. LIMITED Australia
105819181 GLOBAL DEBT INVESTMENTS NO.4 PTY LIMITED (IN LIQUIDATION) Australia
MC143292 GLOBAL STAR GP LTD Cayman Islands
8604484 GLORIOLE PTY LIMITED - IN LIQUIDATION Australia
N/A Goldman Sachs Commodity Alpha Beta Portfolio class C Luxembourg
5481707
5473771
Goonzaran Bluebell Funding Limited
Goonzaran Bluebell Leasing Limited
United Kingdom
United Kingdom
4521455 Groupe Rossignol Canada Inc. Canada
0100-01-086076 GROUPE ROSSIGNOL KK Japan
148 217 029 HARRIS DAIRIES LIMITED Australia
3416168 Harrison Leasing Corporation United States
415492 HBEAR CO. NO.1 LIMITED Ireland
125438600 HENDERSON WA PTY LIMITED Australia
not registered HENDERSON WA TRUST Australia
4317904
758010
High Lonesome Wind, LLC
HILLSAM NOMINEES PTY. LIMITED (IN LIQUIDATION)
United States
Australia
HOBSON STAFF LOANS TRUST Australia
104173891 HUB X PTY LIMITED Australia
97666 Hydra Investments 2007 Limited Jersey
2757020 IDAMENEO (NO. 79) NOMINEES PTY. LIMITED Australia
HRA43929
65764
Industrial Investments Germany GmbH & Co. KG
INFRASTRUCTURE INVESTMENT NO. 2 LTD.
Germany
Cayman Islands
73710942 INFRASTRUCTURE INVESTMENTS NO 1 PTY LIMITED Australia
International Ag Insurance Solutions LLC United States
IRVING STAFF LOANS TRUST Australia
CR-113608 Jackson Leasing Limited Cayman Islands
72362 Jet Leasing LDC Cayman Islands
0100-02-036303 JIG HOLDINGS LIMITED
JOHNSON MAP STAFF LOANS TRUST
Japan
Australia
9641114 JUBILEE PTY. LIMITED - (to be liquidated) Australia
464138 Juuichi Limited Ireland
254939 Kandahar Sp. z o.o. (in liquidation) Poland
CR-113609 Kearny Leasing Limited Cayman Islands
4721412
140 135 379
Keba Energy LLC
LAKE GEORGE WIND FARM DEVELOPMENTS PTY LTD
United States
Australia
3250833 LANROD PTY LIMITED - IN LIQUIDATION Australia
491404 Leannta PPP Investments Limited Ireland
130271108 LEARNSPACE VIC HOLDINGS PTY LIMITED Australia
130271180 LEARNSPACE VIC PTY LIMITED Australia
4708904
8604920
LG BIOMASS MISSOURI LLC
LIANA PTY. LIMITED (IN DEREGISTRATION)
United States
Australia
Liberty Green Renewables Indiana, LLC United States
Lien Data Services, LLC United States
HRB80214 Lightning Bolt Germany GmbH Germany
CH -217-3534284-8
397 727 397 RCS NEVERS
LISA Lange International Sarl
Look Fixations S.A.S.
Switzerland
France
1.16E+08 MACQUARIE (171 COLLINS ST) PTY LIMITED (IN LIQUIDATION) Australia
115007817 MACQUARIE (454 COLLINS STREET) PTY LIMITED - in liquidation Australia
198500776M MACQUARIE (ASIA) PTE LTD. Singapore
27230949 MACQUARIE (ASIA) PTE LTD. TAIWAN BRANCH Taiwan
119105896 MACQUARIE (COLEMANS) PTY LIMITED Australia
6.61E+06 Macquarie (Europe) Nominees Limited United Kingdom
2.00E+05 MACQUARIE (HK) FINANCIAL SERVICES LIMITED Hong Kong
0100-01-068766 MACQUARIE (JAPAN) LIMITED Japan
1.10E+08 MACQUARIE (PYRMONT) PTY LIMITED (In Liquidation) Australia
SC280388 Macquarie (Scotland) GP Limited United Kingdom
127762038 MACQUARIE (STUD ROAD) PTY LIMITED Australia
6.29E+06 Macquarie (UK) Group Services Limited United Kingdom
4717557 MACQUARIE 55 NINTH ST INC. United States
3.04E+04 MACQUARIE ABSOLUTE RETURN STRATEGIES GLOBAL LIMITED Bermuda
8.59E+06 MACQUARIE ACCEPTANCES LIMITED Australia
9.52E+07 MACQUARIE ADMIN SERVICES PTY LIMITED Australia
9.52E+07 MACQUARIE ADMIN SERVICES PTY LIMITED (Former Bank Group) Australia
1.31E+08 MACQUARIE ADVANCED INVESTMENT MANAGEMENT LIMITED Australia
WK-211745 Macquarie Advanced Investment Partners G.P. Ltd. Cayman Islands
486592 Macquarie Aerospace AF (Ireland) Limited Ireland
40096.0 (Decree No.
10356/AVV) MACQUARIE AEROSPACE ARUBA A.V.V. Aruba
Macquarie Aerospace Inc. United States
484423 Macquarie Aerospace Ireland Limited Ireland
4.41E+04 MACQUARIE AEROSPACE LIMITED Bermuda
Macquarie Affiliated Managers (USA) Inc. United States
4508116 Macquarie Affiliated Managers Holdings (USA) Inc. United States
2000/001243/07 MACQUARIE AFRICA (PROPRIETARY) LIMITED South Africa
1.22E+08 MACQUARIE AGRICULTURAL FUNDS MANAGEMENT LTD Australia
1.16E+08 MACQUARIE AGRICULTURAL SERVICES PTY LIMITED Australia
B121660 Macquarie Aircraft Leasing Finance SA Luxembourg
429567 Macquarie Aircraft Leasing Holdings (2) Limited Ireland
139 633 015 MACQUARIE AIRCRAFT LEASING HOLDINGS PTY LIMITED Australia
4.27E+05 Macquarie Aircraft Leasing Limited Ireland
139 654 407 MACQUARIE AIRCRAFT LEASING PTY LIMITED Australia
130 643 319 MACQUARIE AIRCRAFT LEASING SERVICES (AUSTRALIA) PTY LTD Australia
429566 Macquarie Aircraft Leasing Services (Ireland) Limited Ireland
200917376C Macquarie Aircraft Leasing Services (Singapore) Pte. Ltd. Singapore
5.99E+06 Macquarie Aircraft Leasing Services (UK) Limited United Kingdom
4.25E+06 Macquarie Aircraft Leasing Services (US), Inc.
MACQUARIE AIRCRAFT LEASING TRUST A
United States
Australia
4.64E+05 Macquarie AirFinance Acquisitions (Ireland) Limited Ireland
6767724 Macquarie AirFinance Acquisitions (UK) Limited United Kingdom
4.14E+04 Macquarie AirFinance Acquisitions Holdings Ltd. Bermuda
4.13E+04 Macquarie AirFinance Acquisitions Limited Bermuda
4.12E+04 Macquarie AirFinance Aruba A.V.V. Aruba
4.35E+05 Macquarie AirFinance Holdings Limited Ireland
40863 Macquarie AirFinance International Group Limited Bermuda
4.06E+04 Macquarie AirFinance International Limited Bermuda
38946 MACQUARIE AIRFINANCE LTD Bermuda
3.89E+04 Macquarie AirFinance Ltd. Bermuda
40673 Macquarie AirFinance Warehouse (No. 1) Limited Bermuda
3461469 Macquarie Allegiance Capital, LLC United States
1.03E+08 MACQUARIE ALTERNATIVE ASSETS MANAGEMENT LIMITED Australia
142 495 958 MACQUARIE ALTERNATIVE PROPERTY HOLDINGS PTY LIMITED Australia
3379259 MACQUARIE AMERICAS CORP United States
1.24E+08 MACQUARIE AMERICAS HOLDINGS PTY LTD Australia
128071545 MACQUARIE ASCARI HOLDINGS PTY LIMITED - IN LIQUIDATION Australia
7.15E+07 MACQUARIE ASIA HOLDINGS PTY LIMITED Australia
619928 MACQUARIE ASIA LIMITED Hong Kong
Macquarie Asia New Stars Fund Luxembourg
MC-25427 Macquarie Asia Pacific Private Equity Offshore Fund, L.P. Cayman Islands
1.05E+06 MACQUARIE ASIA STRUCTURED TRANSACTIONS LIMITED Virgin Islands, British
MACQUARIE ASIA STRUCTURED TRANSACTIONS LIMITED (SINGAPORE
T07FC7008F BRANCH) Singapore
Macquarie Asian Leaders Segregated Portfolio Cayman Islands
0100-01-107687 MACQUARIE ASSET FINANCE JAPAN LIMITED Japan
6.42E+07 MACQUARIE ASSET FINANCE LIMITED Australia
57952C1/GBL MACQUARIE ASSET FINANCE MAURITIUS LTD Mauritius
7815862 Macquarie Asset Leasing (UK) Limited United Kingdom
4578015 MACQUARIE ASSET MANAGEMENT INC. United States
1263583 MACQUARIE ASSET MANAGEMENT PTY LIMITED Australia
6055796 MACQUARIE AUSTRALIA INTERNATIONAL PTY LIMITED Australia
7.36E+05
74453286
MACQUARIE AUSTRALIA PTY LIMITED
MACQUARIE AUSTRALIA SECURITIES LIMITED
Australia
Australia
MACQUARIE AUSTRALIA TECHNOLOGY PTY LIMITED - IN LIQUIDATION Australia
FN215363K Macquarie Austria GmbH Austria
4687739 MACQUARIE AUTOPARK INC. United States
1.22E+08 MACQUARIE AVENIR NO. 1 PTY LIMITED Australia
121836235 MACQUARIE AVENIR NO. 2 PTY LIMITED Australia
3.69E+05 MACQUARIE AVIATION CAPITAL FINANCE LIMITED Ireland
368589 MACQUARIE AVIATION CAPITAL GROUP Ireland
368580 MACQUARIE AVIATION CAPITAL LIMITED Ireland
8607047 MACQUARIE AVIATION NO 1 CO PTY LIMITED Australia
124071432 MACQUARIE B.H. PTY LTD Australia
6.31E+06 Macquarie Bank International Limited United Kingdom
HRB 189708 Macquarie Bank International Limited, Niederlassung Deutschland Germany
FN 331748 s Macquarie Bank International Limited, Vienna Branch Austria
8583542 MACQUARIE BANK LIMITED Australia
1045 Macquarie Bank Limited (DIFC Recognised Company) United Arab Emirates
74725SD Macquarie Bank Limited (Dominican Republic Branch) Dominican Republic
F18649 MACQUARIE BANK LIMITED (HONG KONG BRANCH) Hong Kong
FC018220 Macquarie Bank Limited (London Branch) United Kingdom
104-84-07697 MACQUARIE BANK LIMITED (SEOUL BRANCH) Korea, Republic of
FC018220 Macquarie Bank Limited (US Representative Office) United States
T11FC0018C MACQUARIE BANK LIMITED SINGAPORE BRANCH Singapore
5.94E+06 Macquarie Barnett LLC United States
109280819
R.P.M. 892390892
MACQUARIE BATHURST STREET PTY LIMITED (IN LIQUIDATION)
Macquarie Belgium TCG SPRL
Australia
Belgium
HRB 232767 Macquarie Beteiligungstreuhand GmbH Germany
HRB 86921 Macquarie Beteiligungsverwaltungs GmbH (in liquidation) Germany
657826-8 Macquarie BFS Holdings Ltd. Canada
4708902 MACQUARIE BIOMASS LLC United States
CNPJ03.516.449/0001 MACQUARIE BRASIL PARTICIPACOES LTDA Brazil
69344289 MACQUARIE CAF USD LEASING CO NO 1 PTY LIMITED Australia
69344387 MACQUARIE CAF USD SECURITY CO NO 1 PTY LIMITED Australia
798792-7 Macquarie Canada Inventory Holdings Limited Canada
683412-4 Macquarie Canada Services Ltd. Canada
793548-0 Macquarie Canadian Infrastructure Management Limited Canada
6.49E+06 Macquarie Canadian Investment Holdings Ltd. Canada
123199548 MACQUARIE CAPITAL (AUSTRALIA) LIMITED Australia
740 Macquarie Capital (Dubai) Limited United Arab Emirates
3704031 Macquarie Capital (Europe) Limited United Kingdom
516404-9909 Macquarie Capital (Europe) Limited UK Filial, Sweden Sweden
34297902 Macquarie Capital (Europe) Limited, Amsterdam Branch Netherlands
905963 Macquarie Capital (Europe) Limited, Dublin Branch Ireland
HRB 82506 Macquarie Capital (Europe) Limited, Niederlassung Deutschland Germany
478 586 167 Macquarie Capital (Europe) Limited, Paris Branch France
611405 MACQUARIE CAPITAL (HONG KONG) LIMITED Hong Kong
11-90696 Macquarie Capital (India) Private Limited India
104-81-64533
MCM081013SY0
MACQUARIE CAPITAL (KOREA) LIMITED
MACQUARIE CAPITAL (MEXICO), S.A. de C.V.
Korea, Republic of
Mexico
1952567 MACQUARIE CAPITAL (NEW ZEALAND) LIMITED New Zealand
199704430K MACQUARIE CAPITAL (SINGAPORE) PTE. LIMITED Singapore
2382080 MACQUARIE CAPITAL (USA) INC United States
2149053 Macquarie Capital Acquisitions (Canada) Ltd. Canada
716740-7 Macquarie Capital Acquisitions (Canada) No.2 Ltd Canada
130 342 915 MACQUARIE CAPITAL ADVISERS CRE PTY LTD Australia
105777704 MACQUARIE CAPITAL ALLIANCE MANAGEMENT PTY LIMITED Australia
137760822 MACQUARIE CAPITAL ARGENTINA PTY LTD Australia
1818250 Macquarie Capital Argentina Pty Ltd (Sucursal Argentina) Argentina
132 864 950 MACQUARIE CAPITAL CIS HOLDINGS PTY LTD Australia
22407 Macquarie Capital CIS Holdings Pty Ltd (Russia Branch) Russian Federation
127829458 MACQUARIE CAPITAL FINANCE (AUSTRALIA) PTY LTD Australia
736 Macquarie Capital Finance (Dubai) Limited United Arab Emirates
133 664 632 MACQUARIE CAPITAL FINANCE HOLDINGS (AUSTRALIA) PTY LIMITED Australia
88464
110605724
Macquarie Capital Funding (GP) Limited
MACQUARIE CAPITAL FUNDING (LP) PTY LIMITED
Jersey
Australia
LP561 MACQUARIE CAPITAL FUNDING L.P. Jersey
Macquarie Capital Funding LLC United States
96705109 MACQUARIE CAPITAL GROUP LIMITED Australia
FC027878 MACQUARIE CAPITAL GROUP LIMITED (UK BRANCH) United Kingdom
2149050 Macquarie Capital Holdings (Canada) Ltd. Canada
687 Macquarie Capital Holdings (Dubai) Limited United Arab Emirates
123199253 MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LIMITED Australia
86159060 MACQUARIE CAPITAL INVESTMENT MANAGEMENT (AUSTRALIA) LIMITED Australia
3752829 Macquarie Capital Investment Management LLC United States
77595012 MACQUARIE CAPITAL LOANS MANAGEMENT LIMITED Australia
Macquarie Capital Markets Canada Ltd./Marchés Financiers Macquarie Canada
565608 Ltée. Canada
Macquarie Capital Markets North America Ltd./Marchés Financiers Macquarie
1079073 Amérique Du Nord Ltée. Canada
803092-8 Macquarie Capital Principal Holdings Canada Ltd Canada
2104407 MACQUARIE CAPITAL PRODUCTS (NZ) LIMITED New Zealand
128212868 MACQUARIE CAPITAL PRODUCTS LIMITED Australia
11-89592 MACQUARIE CAPITAL SECURITIES (INDIA) PRIVATE LIMITED India
MC-134609 MACQUARIE CAPITAL SECURITIES (JAPAN) LIMITED Cayman Islands
0100-03-012063 MACQUARIE CAPITAL SECURITIES (JAPAN) LIMITED (TOKYO BRANCH) Japan
463469-W MACQUARIE CAPITAL SECURITIES (MALAYSIA) SDN. BHD. Malaysia
15184/2070C1/GBL MACQUARIE CAPITAL SECURITIES (MAURITIUS) LIMITED Mauritius
180496 Macquarie Capital Securities (Philippines) Inc. Philippines
198702912C MACQUARIE CAPITAL SECURITIES (SINGAPORE) PTE. LIMITED Singapore
135973 Macquarie Capital Securities Limited Hong Kong
110-84-02227 MACQUARIE CAPITAL SECURITIES LIMITED (SEOUL BRANCH) Korea, Republic of
89407381 MACQUARIE CAPITAL SECURITIES LIMITED (TAIWAN BRANCH) Taiwan
680634-1 Macquarie Capital Specialized Financing Limited Canada
4733273 Macquarie Capital US Acquisitions LLC United States
133 001 359 MACQUARIE CAPITAL WIND MANAGEMENT PTY LTD Australia
4684152 MACQUARIE CAPITOLA VILLAS INC. United States
169009 MACQUARIE CAYMAN HOLDINGS 2 CO. Cayman Islands
168347 MACQUARIE CAYMAN HOLDINGS CO Cayman Islands
42381 MACQUARIE CHINA RETAIL COMPANY 1 LIMITED (Former Bank Group) Bermuda
Macquarie Climate Change Investments PNG Limited (In Liquidation) (Former
1-65845 Non-Bank Group) Papua New Guinea
201016397N MACQUARIE COMMODITIES (SINGAPORE) PTE. LIMITED Singapore
SP.688/AsingP3A MACQUARIE COMMODITIES (SINGAPORE) PTE. LIMITED, Indonesia Rep.
PDN.2/9/2010 Office Indonesia
5259474 Macquarie Commodities (UK) Limited United Kingdom
4383511 MACQUARIE COMMODITIES (USA) INC United States
15.246.175/0001-50 Macquarie Commodities Brasil Ltda. Brazil
6863247 Macquarie Commodities Factoring Holdings (UK) Limited United Kingdom
4662005 MACQUARIE COMMODITIES FACTORING LLC United States
5259503 Macquarie Commodities Finance (UK) Limited United Kingdom
35304 MACQUARIE COMMODITIES FUND LIMITED - in liquidation Bermuda
4668206 MACQUARIE COMMODITIES FUNDING (USA) LLC United States
4071304 MACQUARIE COMMODITIES HOLDINGS (USA) LLC United States
4100974 MACQUARIE COMMODITIES TRADING INC. United States
111117465 MACQUARIE COMMUNITY PARTNERSHIPS PTY LIMITED (IN Australia
96629471 MACQUARIE CONCEPT BLUE PTY LTD Australia
12-377-980/0001-25 Macquarie Consultoria Agricola E Representacoes Ltda. Brazil
4752472 Macquarie Corona Energy Holdings Limited United Kingdom
4624506 MACQUARIE CORPORATE AND ASSET FINANCE CONSULTING INC. United States
4618137 MACQUARIE CORPORATE AND ASSET FINANCE HOLDINGS INC. United States
6198910 MACQUARIE CORPORATE AND ASSET FINANCE LIMITED Australia
4624264 MACQUARIE CORPORATE AND ASSET FUNDING INC. United States
8606862 MACQUARIE CORPORATE FINANCE HOLDINGS PTY LTD Australia
8595426 MACQUARIE CORPORATE FINANCE LIMITED Australia
MACQUARIE CORPORATE FINANCE LIMITED NIEDERLASSUNG
HRB52973 DEUTSCHLAND Germany
3835213 MACQUARIE COTTON INTERNATIONAL INC United States
4552354 Macquarie CPS LLC United States
129962358 Macquarie CPS Trust Australia
5108711 Macquarie Credit Investment Management Inc. United States
MC-266242 MACQUARIE CREDIT NEXUS FUND LIMITED Cayman Islands
MC-267012 Macquarie Credit Nexus Holdings Limited Cayman Islands
MC-266243 MACQUARIE CREDIT NEXUS MASTER FUND LIMITED Cayman Islands
4774619 Macquarie Crop Partners GP, LLC United States
8295013 Macquarie DD1 (USA) Inc. United States
Macquarie DD1 STA (USA) Inc. United States
75067631 MACQUARIE DEBF PTY LIMITED Australia
132821580 MACQUARIE DELTA1 FINANCE SERVICES PTY LIMITED Australia
29318190 Macquarie Denmark Limited A/S Denmark
126768714 MACQUARIE DEVELOPMENT CAPITAL (AUS) PTY LIMITED Australia
102607616 MACQUARIE DEVELOPMENT CAPITAL II PTY LIMITED Australia
134474712 MACQUARIE DEVELOPMENT CAPITAL MANAGEMENT PTY LIMITED Australia
82018399 MACQUARIE DEVELOPMENT CAPITAL PTY LIMITED Australia
131165921 MACQUARIE DIGGERS REST HOLDINGS PTY LIMITED Australia
115402349 MACQUARIE DIGITAL PTY LIMITED Australia
8607083 MACQUARIE DIRECT INVESTMENT PTY LIMITED Australia
20.3.0.31.542-6 Macquarie Distribution Finance Ltd. Switzerland
85795651 MACQUARIE DISTRIBUTION PTY LIMITED Australia
114099795 MACQUARIE DIVERSIFIED ASSET ADVISORY PTY LIMITED Australia
98127578 MACQUARIE DIVERSIFIED INVESTMENTS NO 2 PTY LTD (IN Australia
98127569 MACQUARIE DIVERSIFIED INVESTMENTS NO 3 PTY LTD (IN Australia
4257710 MACQUARIE DYNAMIC MANAGEMENT (USA) INC United States
106197488 MACQUARIE DYNAMIC MANAGEMENT PTY LIMITED Australia
3635201
363806
MACQUARIE ELECTRONICS CONSULTING INC
MACQUARIE ELECTRONICS LIMITED
United States
Ireland
363803 MACQUARIE ELECTRONICS REMARKETING LIMITED Ireland
Delaware #3567972 MACQUARIE ELECTRONICS USA INC United States
MACQUARIE EMERGING MARKETS ARBITRAGE TRADING PTE. LIMITED
200408424K (wef 20/05/2009) (Former Non-Bank Group) Singapore
200408424K MACQUARIE EMERGING MARKETS ASIAN TRADING PTE. LIMITED Singapore
MACQUARIE EMERGING MARKETS ASIAN TRADING PTE. LIMITED (Non
F18440 Hong Kong Company) Hong Kong
143365673 Macquarie Emerging Markets Investments Pty Ltd Australia
127185719 MACQUARIE EMG HOLDINGS PTY LIMITED Australia
4708900 MACQUARIE ENERGY ASSETS LLC United States
6643795 Macquarie Energy Canada Ltd. Canada
664374-4 Macquarie Energy Holdings Canada Ltd. Canada
122300592 MACQUARIE ENERGY HOLDINGS PTY LTD Australia
4554443 Macquarie Energy Investments LLC United States
2468860 Macquarie Energy LLC United States
4023666 MACQUARIE ENERGY NORTH AMERICA TRADING INC. United States
ARSN 085 130 794 Macquarie Enhanced Australian Fixed Interest Fund Australia
087 433 912 MACQUARIE ENHANCED PROPERTIES SECURITIES FUND Australia
4457323 Macquarie Equipment Finance Holdings Inc. United States
262381 MACQUARIE EQUIPMENT FINANCE LIMITED New Zealand
421234 Macquarie Equipment Finance Limited Ireland
605377-7 Macquarie Equipment Finance Ltd./Macquarie Financement d'Équipement Ltée. Canada
124335593 MACQUARIE EQUIPMENT FINANCE PTY LIMITED Australia
475730 Macquarie Equipment Finance Services Limited Ireland
4463641 Macquarie Equipment Finance, LLC United States
468487 Macquarie Equipment Funding Limited Ireland
4463642 Macquarie Equipment Funding, LLC United States
Macquarie Equipment Leasing Fund Two, LLC United States
459515-H MACQUARIE EQUIPMENT LEASING SDN. BHD. Malaysia
112079268 MACQUARIE EQUIPMENT RENTALS PTY LIMITED Australia
485394 MACQUARIE EQUITIES (ASIA) LIMITED Hong Kong
63906392 MACQUARIE EQUITIES (US) HOLDINGS PTY. LIMITED
MACQUARIE EQUITIES BRASIL ADMINISTRACAO DE FUNDOS E
Australia
04.317.671/0001-31 PARTICIPACAO LTDA Brazil
WN1114218 MACQUARIE EQUITIES CUSTODIANS LIMITED New Zealand
2574923 MACQUARIE EQUITIES LIMITED Australia
WN/1007806 MACQUARIE EQUITIES NEW ZEALAND LIMITED New Zealand
1374572 MACQUARIE EQUITY CAPITAL MARKETS PTY LIMITED Australia
6294706 Macquarie Equity Products (UK) Limited United Kingdom
4714085 MACQUARIE ESPRIT INC. United States
7713808 Macquarie Euro Limited United Kingdom
Macquarie European Alpha Master Fund Cayman Islands
114801464 MACQUARIE EUROPEAN FINANCIAL INVESTMENTS PTY LTD Australia
78771123 MACQUARIE EUROPEAN HOLDINGS PTY LIMITED Australia
MACQUARIE EUROPEAN HOLDINGS PTY LIMITED (NON HONG KONG
F15820 COMPANY) Hong Kong
6146573 Macquarie European Investment Holdings Limited United Kingdom
128078277 MACQUARIE EVP HOLDING COMPANY PTY LIMITED - IN LIQUIDATION Australia
6863285 Macquarie Factoring (UK) Limited United Kingdom
6863307 Macquarie Factoring Finance (UK) Limited United Kingdom
116582524 MACQUARIE FARM ASSETS AND RESOURCES MANAGEMENT LIMITED
Macquarie Fastracks Holdings LLC
Australia
United States
Macquarie FG Holdings Inc. United States
6855383
132 573 436
Macquarie FICC (UK) Limited
MACQUARIE FIEX INVESTMENT PTY LIMITED
United Kingdom
Australia
U65999MH2009PTC190863 MACQUARIE FINANCE (INDIA) PRIVATE LIMITED India
U65999MH2009PTC190863
U65999MH2009PTC190863
MACQUARIE FINANCE (INDIA) PRIVATE LIMITED
MACQUARIE FINANCE (INDIA) PRIVATE LIMITED (Former Non-Bank Group)
India
India
1065067 MACQUARIE FINANCE (NZ) LIMITED New Zealand
118817440 MACQUARIE FINANCE HOLDINGS LIMITED Australia
106-81-94256 MACQUARIE FINANCE KOREA CO., LTD. Korea, Republic of
1214964 MACQUARIE FINANCE LIMITED Australia
4551158 Macquarie Financial Holdings (USA) LLC United States
124071398 MACQUARIE FINANCIAL HOLDINGS LIMITED Australia
F15819 MACQUARIE FINANCIAL HOLDINGS LIMITED (NON HONG KONG Hong Kong
4228146 Macquarie Financial Ltd./Financiere Macquarie Ltee. Canada
95135694
MACQUARIE FINANCIAL PRODUCTS MANAGEMENT LIMITED Australia
200800950C MACQUARIE FINANCIAL SERVICES (ASIA) PTE LIMITED Singapore
128948498 MACQUARIE FINANCIAL SERVICES HOLDINGS PTY LIMITED Australia
2007/030612/07 Macquarie Financial Trustees (Proprietary) Limited South Africa
200813631K MACQUARIE FIXED INCOME CURRENCIES AND COMMODITIES
(SINGAPORE) PTE. LIMITED
Singapore
69344154
ARSN 129 962 189
MACQUARIE FLEET LEASING PTY LIMITED
MACQUARIE FLEXI 100 TRUST
Australia
Australia
113113214 MACQUARIE FORTRESS INVESTMENTS LIMITED Australia
481 104 479 R.C.S. Paris Macquarie France SARL France
127735960 Macquarie Fund Advisers Pty Limited Australia
B143751 Macquarie Fund Solutions Luxembourg
Macquarie Fund Solutions - Macquarie Emerging Markets Infrastructure
Securities Fund Luxembourg
BC0847563 Macquarie Funding (B.C.) Inc. Canada
4240236 MACQUARIE FUNDING HOLDINGS INC United States
6581935 Macquarie Funding Inc. Canada
LP00000352 MACQUARIE FUNDING LIMITED PARTNERSHIP Australia
113054569 MACQUARIE FUNDS HEDGING PTY LTD Australia
MACQUARIE FUNDS MANAGEMENT (USA) INC. United States
93177407 MACQUARIE FUNDS MANAGEMENT HOLDINGS PTY LIMITED Australia
724745 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Hong Kong
6880217 MACQUARIE FUNDS MANAGEMENT PTY LIMITED Australia
177751 MACQUARIE FUNDS MANAGEMENT SPC Cayman Islands
170076 MACQUARIE FUTURES & OPTIONS (HONG KONG) LIMITED Hong Kong
111631 MACQUARIE FUTURES (ASIA) LIMITED Hong Kong
4088350 Macquarie Futures USA LLC United States
137072112 MACQUARIE FX INVESTMENTS PTY LTD Australia
128219330 MACQUARIE GCUH HOLDINGS PTY LIMITED Australia
Macquarie Generation Management I, Inc. United States
Macquarie Generation Management II, Inc. United States
HRB 82733 Macquarie Germany Holdings GmbH Germany
B142903 Macquarie Germany Holdings GmbH & Cies S.E.N.C. Luxembourg
117033226 MACQUARIE GLASSCOCKS PTY LIMITED (IN LIQUIDATION) Australia
MACQUARIE GLOBAL DEBT INVESTMENTS NO.1 PTY LIMITED (IN
84388947 LIQUIDATION) Australia
MACQUARIE GLOBAL DEBT INVESTMENTS NO.2 PTY LIMITED (IN
75176779 LIQUIDATION) Australia
068897C1/GBL MACQUARIE GLOBAL FINANCE SERVICES (MAURITIUS) LIMITED Mauritius
5259497 Macquarie Global Investments (UK) Limited United Kingdom
Macquarie Global Multi Events Segregated Portfolio Cayman Islands
194165 MACQUARIE GLOBAL OPPORTUNITIES PARTNERS GP LTD Cayman Islands
131661697 MACQUARIE GLOBAL OPPORTUNITIES PARTNERS INVESTMENT PTY Australia
4332814 Macquarie Global Opportunities Partners LLC United States
168982 MACQUARIE GLOBAL SERVICES PRIVATE LIMITED India
134 225 817 MACQUARIE GLOBAL SOVEREIGN BOND FUND Australia
5488013 Macquarie GP Limited United Kingdom
5718600 Macquarie GP2 Limited United Kingdom
4310212 Macquarie Grand Parkway HoldCo LLC United States
124071389 MACQUARIE GROUP (US) HOLDINGS NO.1 PTY LTD Australia
200412291W MACQUARIE GROUP HOLDINGS (SINGAPORE) PTE. LIMITED Singapore
6357992 Macquarie Group Holdings (UK) No.1 Limited United Kingdom
6357999 Macquarie Group Holdings (UK) No.2 Limited United Kingdom
7032532 Macquarie Group Holdings (UK) No.4 Limited United Kingdom
1952566 MACQUARIE GROUP HOLDINGS NEW ZEALAND LIMITED New Zealand
124071478 MACQUARIE GROUP HOLDINGS NO.3 PTY LTD Australia
7438584 Macquarie Group Investments (UK) No.2 Limited United Kingdom
122169279 MACQUARIE GROUP LIMITED Australia
245979 MACQUARIE GROUP NEW ZEALAND LIMITED New Zealand
116467031 MACQUARIE GROUP SERVICES AUSTRALIA PTY LTD Australia
FC027877 MACQUARIE GROUP SERVICES AUSTRALIA PTY LTD (UK BRANCH) United Kingdom
Macquarie HiTIP Management I, Inc. United States
728003-3 Macquarie Holdings (Canada) Ltd Canada
MHM08101318A MACQUARIE HOLDINGS (MEXICO), S.A. DE C.V. Mexico
200703280D MACQUARIE HOLDINGS (SINGAPORE) PTE. LTD. Singapore
2428034 MACQUARIE HOLDINGS (U.S.A.) INC. United States
6309919 Macquarie Holdings (UK) No.1 Limited United Kingdom
not registered MACQUARIE HOLDINGS TRUST Australia
MC-199805 Macquarie Hong Kong Finance Limited Cayman Islands
133001751 MACQUARIE I A RETURNS PTY LIMITED Australia
3075842 MACQUARIE INC United States
ARSN 113 844 410 MACQUARIE INDEX LINKED PROPERTY SECURITIES FUND Australia
58341C1/GBL MACQUARIE INDIA HOLDINGS LIMITED Mauritius
MACQUARIE INDIA INFRASTRUCTURE MANAGEMENT HOLDINGS PTE.
200823500E LIMITED Singapore
130542924 MACQUARIE INDIA PROPERTIES PTY LIMITED Australia
130542924 MACQUARIE INDIA PROPERTIES PTY LIMITED (Former Bank Group) Australia
58340C2/GBL MACQUARIE INDIAN AIRPORTS TWO LIMITED Mauritius
71501918 MACQUARIE INDONESIA HOLDINGS PTY LIMITED Australia
C41803 MACQUARIE INDUSTRIAL INVESTMENTS MALTA LIMITED Malta
744 Macquarie Infrastructure and Real Assets (Dubai) Limited United Arab Emirates
3976881 Macquarie Infrastructure and Real Assets (Europe) Limited United Kingdom
3976881 Macquarie Infrastructure and Real Assets (Europe) Limited United Kingdom
Macquarie Infrastructure and Real Assets (Europe) Limited (Spain) Spain
499 798 742 Macquarie Infrastructure and Real Assets (Europe) Limited, Paris Branch France
623285 Macquarie Infrastructure and Real Assets (Hong Kong) Limited Hong Kong
784370-4 Macquarie Infrastructure and Real Assets (Sales) Canada Ltd Canada
MACQUARIE INFRASTRUCTURE AND REAL ASSETS (SINGAPORE) PTE.
200513362E LIMITED Singapore
418159-0 Macquarie Infrastructure and Real Assets Canada Ltd. Canada
4346793 Macquarie Infrastructure and Real Assets Inc. United States
MCF090729QX6 Macquarie Infrastructure and Real Assets México, S.A. de C.V. Mexico
84828437 Macquarie Infrastructure and Real Assets Pty Limited Australia
B138295 Macquarie Infrastructure and Real Assets SA Luxembourg
135007199 MACQUARIE INFRASTRUCTURE AND REAL ASSETS TRUST Australia
74311390 MACQUARIE INFRASTRUCTURE FUNDS MANAGEMENT PTY LIMITED Australia
5755862
CH-170.3.028.960-5/
Macquarie Infrastructure GP Limited
MACQUARIE INFRASTRUCTURE HOLDINGS AG (in liquidation)
United Kingdom
Switzerland
112772871 MACQUARIE INFRASTRUCTURE MANAGEMENT (ASIA) PTY LIMITED Australia
MACQUARIE INFRASTRUCTURE MANAGEMENT (ASIA) PTY LIMITED -
T06FC6823A SINGAPORE BRANCH Singapore
3707788 MACQUARIE INFRASTRUCTURE MANAGEMENT (USA) INC United States
72677993
4339673
MACQUARIE INFRASTRUCTURE NO.2 PTY LIMITED (IN LIQUIDATION)
Macquarie Infrastructure Partners Canada GP Ltd.
Australia
Canada
6372304 Macquarie Infrastructure Partners II GP LLC United States
4088348 MACQUARIE INFRASTRUCTURE PARTNERS INC United States
4106439 Macquarie Infrastructure Partners U.S. GP LLC United States
29003
72652736
MACQUARIE INFRASTRUCTURE PRIVATE TRUSTEE COMPANY LIMITED
MACQUARIE INFRASTRUCTURE PTY LIMITED (IN LIQUIDATION)
Bermuda
Australia
41533 MACQUARIE INFRASTRUCTURE REINSURANCE COMPANY LIMITED Bermuda
200505701K MACQUARIE INSURANCE (SINGAPORE) PTE. LTD. Singapore
1460256 Macquarie Insurance Services Ltd./Services D'Assurances Macquarie Ltée Canada
129 526 272 MACQUARIE INSURANCE SOLUTIONS (BROKER) PTY LTD Australia
117787C Macquarie International Advisory Limited Isle of Man
92985263 MACQUARIE INTERNATIONAL FINANCE LIMITED Australia
4125302 Macquarie International Holdings Limited United Kingdom
MACQUARIE INTERNATIONAL HOUSING AND LAND CONSULTING
310000400294785 (Jing An) (SHANGHAI) COMPANY LIMITED China
MACQUARIE INTERNATIONAL HOUSING AND LAND CONSULTING
310000400294785 (Jing An) (SHANGHAI) COMPANY LIMITED (Former Bank Group) China
108590996 MACQUARIE INTERNATIONAL INVESTMENTS PTY LIMITED Australia
1802574 Macquarie International Limited United Kingdom
F11422 MACQUARIE INTERNATIONAL LIMITED (NON HONG KONG COMPANY) Hong Kong
104-84-05215 MACQUARIE INTERNATIONAL LIMITED SEOUL BRANCH Korea, Republic of
169002 MACQUARIE INTERNATIONAL NEW YORK PARKING CO Cayman Islands
169050 MACQUARIE INTERNATIONAL SC INVESTMENTS CO Cayman Islands
5.02E+05 Macquarie International Services Limited Hong Kong
MACQUARIE INTERNATIONAL SMALL CAP ROADS CO. (In Liquidation) Cayman Islands
4957256 Macquarie Internationale Investments Limited United Kingdom
36631 MACQUARIE INVESTMENT (HONG KONG) LIMITED Hong Kong
1.10E+14 MACQUARIE INVESTMENT ADVISORY (BEIJING) CO LTD China
122939600 MACQUARIE INVESTMENT HOLDINGS LIMITED Australia
112017919 MACQUARIE INVESTMENT HOLDINGS NO.2 PTY LIMITED Australia
FN 350922 m Macquarie Investment Management (Austria) GmbH Austria
41471 MACQUARIE INVESTMENT MANAGEMENT (BERMUDA) LIMITED Bermuda
WN1114216 MACQUARIE INVESTMENT MANAGEMENT (NZ) LIMITED New Zealand
FN 171881 t Macquarie Investment Management Austria Kapitalanlage AG Austria
2867003 MACQUARIE INVESTMENT MANAGEMENT LTD Australia
B108283 MACQUARIE INVESTMENT MANAGEMENT S.à r.l. Luxembourg
71745401 MACQUARIE INVESTMENT SERVICES LIMITED Australia
not registered MACQUARIE INVESTMENT TRUST Australia
2009/012283/07 Macquarie Investments (Proprietary) Limited South Africa
WK-133809 MACQUARIE INVESTMENTS (SINGAPORE) LIMITED Cayman Islands
4104671 Macquarie Investments (UK) Limited United Kingdom
5582630 Macquarie Investments 1 Limited United Kingdom
5708696 Macquarie Investments 2 Limited United Kingdom
7012592 Macquarie Investments 3 Limited United Kingdom
69416977 MACQUARIE INVESTMENTS AUSTRALIA PTY LIMITED Australia
HRB 74953 Macquarie Investments Deutschland GmbH Germany
4092888 Macquarie Investments LLC United States
200718499D MACQUARIE INVESTMENTS SINGAPORE PTE. LIMITED (In Liquidation) Singapore
Macquarie Investments US Inc. United States
6373185 Macquarie Investor Products (UK) Limited United Kingdom
119211433 MACQUARIE INVESTORS PTY LTD Australia
459515-H MACQUARIE IT SDN BHD (Former Non-Bank Group) Malaysia
107147222 MACQUARIE JAPAN INFRASTRUCTURE NO.1 PTY LIMITED Australia
MACQUARIE JAPAN INFRASTRUCTURE NO.1 PTY LIMITED (JAPAN
0100-03-012002 BRANCH) Japan
107147188 MACQUARIE JAPAN INFRASTRUCTURE NO.2 PTY LIMITED Australia
MACQUARIE JAPAN INFRASTRUCTURE NO.2 PTY LIMITED (JAPAN
0100-03-011932 BRANCH) Japan
117560282 MACQUARIE JAPAN INFRASTRUCTURE NO.3 PTY LIMITED Australia
117560415 MACQUARIE JAPAN INFRASTRUCTURE NO.4 PTY LIMITED Australia
0100-03-012591 MACQUARIE JAPAN INFRASTRUCTURE NO.4 PTY LIMITED (JAPAN
BRANCH)
Japan
119106053 MACQUARIE JAQUES PTY LIMITED Australia
110990184 MACQUARIE JIN LIN PTY LIMITED Australia
122774289 MACQUARIE KEMBLE WATER HOLDINGS PTY LTD Australia
128743822 MACQUARIE KEYAKIZAKA HOLDINGS PTY LIMITED Australia
128743546 MACQUARIE KIOIZAKA HOLDINGS PTY LIMITED - IN LIQUIDATION Australia
104-81-76330
104-81-95716
MACQUARIE KOREA ASSET MANAGEMENT CO., LTD.
MACQUARIE KOREA OPPORTUNITIES MANAGEMENT, LTD.
Korea, Republic of
Korea, Republic of
110356968 MACQUARIE LAH PTY LIMITED Australia
1.00E+14 MACQUARIE LEASING (CHINA) CO LIMITED China
2997799 Macquarie Leasing (UK) Limited United Kingdom
5.87E+06 Macquarie Leasing Limited United Kingdom
2675032 MACQUARIE LEASING NSW PTY. LIMITED Australia
2.67E+06
2574914
MACQUARIE LEASING PTY. LIMITED
MACQUARIE LEISURE SERVICES PTY LIMITED
Australia
Australia
OC363068 Macquarie Lending & Investment Partners LLP United Kingdom
4708903 MACQUARIE LG BIOMASS LLC United States
3963773 MACQUARIE LIFE LIMITED Australia
130789767 MACQUARIE MACAU HOLDINGS PTY LIMITED Australia
HRB 74075
099 813 028
Macquarie Management GmbH
MACQUARIE MASTER GEARED GROWTH FUND
Germany
Australia
090 079 413 MACQUARIE MASTER SMALL COMPANIES FUND Australia
51142C1/GBL MACQUARIE MAURITIUS INVESTMENTS LIMITED Mauritius
133000987 MACQUARIE MDW INVESTMENTS PTY LTD Australia
2264114 Macquarie MEAP Holding Ltd. Canada
108538218 MACQUARIE MEDIA FUND MANAGEMENT PTY LIMITED Australia
639997-5
4921203
Macquarie Metals and Energy Capital (Canada) Ltd.
Macquarie Meters 1 (UK) Limited
Canada
United Kingdom
4920378 Macquarie Meters 2 (UK) Limited United Kingdom
7361419 Macquarie Meters 3 (UK) Limited United Kingdom
1344888 Macquarie Meters 4 Limited Hong Kong
Not Applicable MACQUARIE MEXICO INFRASTRUCTURE MANAGEMENT, S.A. DE C.V. Mexico
4508971
95180564
MACQUARIE MICROSTAR HOLDINGS INC
MACQUARIE MIDDLE EAST HOLDINGS PTY LIMITED
United States
Australia
115524028 MACQUARIE MIDDLE EAST MANAGEMENT LIMITED Australia
130225222 MACQUARIE MIP II INVESTMENT PTY LIMITED Australia
Macquarie MLH, LLC United States
117033431 MACQUARIE MOORE STREET PTY LIMITED Australia
1.20E+08 MACQUARIE MORTGAGES CANADA HOLDINGS PTY LIMITED Australia
57760175 MACQUARIE MORTGAGES FUNDING TRUST 2007-1
MACQUARIE MORTGAGES PTY LIMITED
United States
Australia
010473862-3438695 MACQUARIE MORTGAGES USA INC United States
4627119 MACQUARIE NB US HOLDINGS INC. United States
200404077D MACQUARIE NE HOLDINGS (SINGAPORE) PTE. LIMITED Singapore
6798497 Macquarie New World Gaming Canada Ltd. Canada
N/A
334868
Macquarie New World Gaming Partnership
MACQUARIE NEW ZEALAND LIMITED
Canada
New Zealand
Macquarie NM Management I, Inc United States
Macquarie NM Management II, Inc. United States
123851436 MACQUARIE NOOSA PTY LTD Australia
3.48E+06 Macquarie North America Ltd. Canada
107464620
8595711
MACQUARIE NOTE INVESTMENTS PTY LIMITED
MACQUARIE NZ HOLDINGS PTY LIMITED
Australia
Australia
30414 MACQUARIE OFFSHORE MASTER FUND LIMITED Bermuda
129 590 576 MACQUARIE OFFSHORE SERVICES PTY LTD Australia
FS200805155 Macquarie Offshore Services Pty Ltd - Philippine Branch Philippines
4207954 MACQUARIE OIL AND GAS HOLDINGS INC United States
770975-7
OF2150
Macquarie Oil Services Canada Ltd
MACQUARIE ONE LIMITED
Canada
United Arab Emirates
Macquarie One LLC United States
2934705 MACQUARIE OPTIONS PTY. LIMITED Australia
Macquarie PA TAP Management I, Inc. United States
111494172 MACQUARIE PARTNERSHIP FINANCE CO PTY LIMITED Australia
107464264 MACQUARIE PARTNERSHIP INVESTMENT HOLDINGS PTY LIMITED (IN
LIQUIDATION)
Australia
122169304 MACQUARIE PASTORAL SERVICES LTD Australia
115251619 MACQUARIE PAYMENTS INFRASTRUCTURE HOLDINGS PTY LIMITED Australia
6349353 MACQUARIE PETERBOROUGH HOSPITAL INVESTMENTS LIMITED United Kingdom
115622449 MACQUARIE PIB PROJECT CO A PTY LIMITED Australia
115622458 MACQUARIE PIB PROJECT CO B PTY LIMITED
Macquarie Platinum Katella Inc.
Australia
United States
8327852 Macquarie PMI LLC United States
Macquarie PMI Manager LLC United States
4768433 Macquarie Poinsettia Inc. United States
MACQUARIE PORTFOLIO INVESTMENTS NO.1 PTY LIMITED (IN
1.07E+08 LIQUIDATION) Australia
MACQUARIE PORTFOLIO INVESTMENTS NO.2 PTY LIMITED (IN
1.07E+08 LIQUIDATION) Australia
4.24E+06 Macquarie Power Management Ltd. Canada
0100-01-119544 MACQUARIE PRECISION MARKETING (JAPAN) LIMITED Japan
MACQUARIE PRECISION MARKETING (JAPAN) LIMITED (Former Non-Bank
0199-01-119544 Group) Japan
133 273 426 MACQUARIE PRECISION MARKETING PTY LTD Australia
1356202 Macquarie Premium Funding Inc./Financement Primes Macquarie Inc. Canada
200703284G MACQUARIE PRINCIPAL (SINGAPORE) PTE. LTD. Singapore
112561501 MACQUARIE PRINCIPAL PTY LIMITED Australia
82038328 MACQUARIE PRISM PTY LIMITED Australia
1.17E+08 MACQUARIE PRIVATE CAPITAL MANAGEMENT LIMITED Australia
B162599 Macquarie Private Markets Fund GP S.à r.l Luxembourg
B162637 Macquarie Private Markets Fund S.C.A., SICAV-FIS Luxembourg
89987388 MACQUARIE PRIVATE PORTFOLIO MANAGEMENT LIMITED Australia
1.41E+06 Macquarie Private Wealth Corp./Gestion Privee Macquarie Corp. Canada
1.75E+06 Macquarie Private Wealth Inc./Gestion Privee Macquarie Inc. Canada
74453393 MACQUARIE PROJECT FINANCE PTY LIMITED Australia
6.49E+07 MACQUARIE PROPERTY (OBU) PTY LIMITED Australia
76560917 MACQUARIE PROPERTY FINANCE MANAGEMENT PTY LIMITED Australia
65678962 MACQUARIE PROPERTY INTERNATIONAL PTY LIMITED Australia
88772203 MACQUARIE PROPERTY INVESTMENT MANAGEMENT HOLDINGS Australia
142 083 092 MACQUARIE RADAR HOLDINGS PTY LIMITED Australia
730170-7 Macquarie Rail Canada Limited Canada
4039167 MACQUARIE RAIL INC. United States
4484981 MACQUARIE RAIL MANAGEMENT LLC United States
1.15E+08 MACQUARIE READING PTY LIMITED Australia
4.50E+06 MACQUARIE REAL ESTATE ADVISORY SERVICES LLC United States
MACQUARIE REAL ESTATE AFRICA INVESTMENTS PTY LIMITED - IN
129 130 963 LIQUIDATION Australia
623285 MACQUARIE REAL ESTATE ASIA LIMITED (Former Bank Group) Hong Kong
0199-01-089825 Macquarie Real Estate Capital KK (Former Bank Group) Japan
1.30E+08 MACQUARIE REAL ESTATE DEVELOPMENT CAPITAL (AUS) PTY LIMITED Australia
3455302 MACQUARIE REAL ESTATE FINANCE INC United States
2.92E+06 MACQUARIE REAL ESTATE INC United States
6421191 Macquarie Real Estate Investments Europe Limited United Kingdom
104-81-74725 MACQUARIE REAL ESTATE KOREA LIMITED Korea, Republic of
104-81-74725 MACQUARIE REAL ESTATE KOREA LIMITED (Former Bank Group) Korea, Republic of
200509669E MACQUARIE REAL ESTATE SINGAPORE PTE. LIMITED (In Liquidation) Singapore
4.33E+06 Macquarie Real Estate Telecom Holdings LLC United States
HRB 86922 Macquarie Real Invest GmbH (in liquidation) Germany
1.02E+08 MACQUARIE REALTY SERVICES AUSTRALIA PTY LIMITED - IN Australia
4.45E+06
112147350
MACQUARIE RENEWABLE ENERGY INC
MACQUARIE RENEWABLES HOLDINGS PTY LIMITED
United States
Australia
125098339 MACQUARIE RESIDENTIAL (STATE) MANAGEMENT PTY LTD Australia
1.25E+08 MACQUARIE RESIDENTIAL MANAGEMENT PTY LTD Australia
MACQUARIE RESIDENTIAL TRUST Australia
672846-4 Macquarie Resource Capital Canada Ltd. Canada
130 224 949 MACQUARIE RESOURCES INVESTMENT MANAGEMENT PTY LIMITED Australia
7.06E+06 Macquarie Restorations Limited United Kingdom
998584 Macquarie Retail Management (Asia) Limited Hong Kong
1.27E+06 MACQUARIE RETAIL REAL ESTATE MANAGEMENT LIMITED Hong Kong
MACQUARIE RETAIL REAL ESTATE MANAGEMENT LIMITED (Former Bank
1273174 Group) Hong Kong
6219852 MACQUARIE RISK ADVISORY SERVICES PTY LIMITED (IN LIQUIDATION) Australia
6.33E+07 MACQUARIE SCIENCE HOLDINGS PTY LIMITED Australia
2.83E+06 MACQUARIE SECURITIES (AUSTRALIA) LIMITED Australia
1.75E+06 MACQUARIE SECURITIES (NZ) LIMITED New Zealand
1.06E+11 MACQUARIE SECURITIES (THAILAND) LIMITED Thailand
7283920 Macquarie Securities (UK) Limited United Kingdom
728007-6 Macquarie Securities Financing Ltd (Canada) Canada
104-81-99444 MACQUARIE SECURITIES KOREA LIMITED Korea, Republic of
3435443 MACQUARIE SECURITIES MANAGEMENT PTY LIMITED Australia
2006/023546/07 MACQUARIE SECURITIES SOUTH AFRICA (PROPRIETARY) LIMITED South Africa
6.41E+05 MACQUARIE SECURITISATION (HONG KONG) LIMITED Hong Kong
7.53E+07 MACQUARIE SECURITISATION (OBU) PTY LIMITED Australia
3.30E+06 MACQUARIE SECURITISATION LIMITED Australia
010473862-3438695 Macquarie Securitization USA LLC United States
4.96E+05 MACQUARIE SERVICES (HONG KONG) LIMITED Hong Kong
MSM081013GR9 Macquarie Services (Mexico), S.A. de C.V.
Macquarie Services (USA) Partners
Mexico
United States
11.988.470/001-21 Macquarie Servicos Agricolas Limitada Brazil
1.25E+08 MACQUARIE SHENTON PTY LIMITED Australia
1.28E+08 MACQUARIE SHEP INVESTMENTS PTY LIMITED Australia
Macquarie Sierra Investment Holdings Inc. United States
9.67E+07 MACQUARIE SOUTH KINGSCLIFF PTY LIMITED (In Liquidation) Australia
EC#39329 MACQUARIE SPECIALISED ASSET MANAGEMENT (BERMUDA) LIMITED Bermuda
75295608 MACQUARIE SPECIALISED ASSET MANAGEMENT 2 LIMITED Australia
8.74E+07 MACQUARIE SPECIALISED ASSET MANAGEMENT LIMITED Australia
125 574 389 MACQUARIE SPECIALIST INVESTMENTS LENDING LIMITED Australia
MACQUARIE STRUCTURED AND SPECIALIST INVESTMENTS HOLDINGS
86587635 PTY LIMITED Australia
HRB 87430 Macquarie Structured Products (Europe) GmbH Germany
65747417 MACQUARIE STRUCTURED PRODUCTS (INTERNATIONAL) LIMITED Australia
Macquarie Structured Products (International) Limited (Registered as an
2009/012427/10 external Company in South Africa) South Africa
8.61E+06 MACQUARIE STRUCTURED PRODUCTS AUSTRALIA PTY LIMITED Australia
4.90E+05 Macquarie Structured Securities (Europe) Public Limited Company Ireland
8.61E+06 MACQUARIE SWAN STREET PTY LIMITED Australia
9.20E+07 MACQUARIE SYNDICATE MANAGEMENT PTY LTD (Former Bank Group) Australia
92034485 MACQUARIE SYNDICATE NOMINEE PTY LTD Australia
6.53E+07 MACQUARIE SYNDICATION (NO.12) PTY LIMITED Australia
4.67E+06 MACQUARIE TCG (USA) LLC United States
392769-T MACQUARIE TECHNOLOGIES (M) SDN BHD Malaysia
392769-T MACQUARIE TECHNOLOGIES (M) SDN BHD (Former Non-Bank Group) Malaysia
C41050 MACQUARIE TECHNOLOGY HOLDINGS (MALTA) LIMITED Malta
8.02E+07 MACQUARIE TECHNOLOGY INVESTMENTS LIMITED Australia
680639-2 Macquarie Technology Services (Canada) Ltd. Canada
680639-2 Macquarie Technology Services (Canada) Ltd. (Former Non-Bank Group) Canada
80472751 MACQUARIE TECHNOLOGY VENTURES PTY LTD Australia
8606906 MACQUARIE THIRTY-THIRD AVIATION LEASING PTY. LIMITED Australia
9.64E+06 MACQUARIE TOURISM & LEISURE PTY LIMITED (IN LIQUIDATION)
Macquarie Townsend LLC
Australia
United States
4.60E+06 MACQUARIE TRADING HOLDINGS INC. United States
4240237 MACQUARIE TRADING SERVICES INC United States
2.90E+04 MACQUARIE TREASURY MANAGEMENT LTD. Bermuda
HRB 76979 Macquarie Treuvermoegen GmbH Germany
ARSN 103 324 821 MACQUARIE TRUE INDEX AUSTRALIAN SHARE FUND Australia
ARSN 118 888 547 MACQUARIE TRUE INDEX CASH FUND Australia
ARSN 093 394 793 MACQUARIE TRUE INDEX FIXED INTEREST Australia
ARSN 099 117 558 MACQUARIE TRUE INDEX GLOBAL BOND FUND Australia
134 225 915 MACQUARIE TRUE INDEX GLOBAL INFRASTRUCTURE SECURITIES FUND Australia
121530041 MACQUARIE TRUE INDEX INTERNATIONAL EQUITIES FUND Australia
ARSN 093 394 515 MACQUARIE TRUE INDEX LISTED PROPERTY Australia
6.70E+06 Macquarie Trustees Limited United Kingdom
2007/035961/07 Macquarie Trustees South Africa (Proprietary) Limited South Africa
8.61E+06 MACQUARIE TWENTIETH AVIATION LEASING PTY. LIMITED Australia
MACQUARIE TWENTY-SEVENTH AVIATION LEASING PTY. LIMITED - IN
8606844 LIQUIDATION Australia
2579363 Macquarie UK Holdings Limited United Kingdom
1.15E+08 MACQUARIE UK PROPERTY MANAGEMENT PTY LIMITED Australia
Macquarie US Trading LLC United States
261723 MACQUARIE VEHICLES (NZ) LIMITED New Zealand
4517192 Macquarie Veridian Cove Inc. United States
HRB 232580 Macquarie Verwaltungs GmbH Germany
4.47E+06 Macquarie Water Heater Rentals Holdings 2 LLC United States
4370515 Macquarie Water Heater Rentals Holdings LLC United States
4370511 Macquarie Water Heater Rentals LLC United States
4684158 MACQUARIE WATERFRONT PEARL INC. United States
2.13E+05 Macquarie Zhaopin Holdings Limited Cayman Islands
6.01E+06 MAIL HOLDINGS PTY LIMITED Australia
6.62E+04 MALL Jet Partners LDC Cayman Islands
66690 MALL Partners I, LDC Cayman Islands
86503 MALL Partners II Limited Cayman Islands
CR-93169 MALL Partners III Limited Cayman Islands
54786 MALL/CL Air Leasing Cooperative Association (Netherlands Antilles)
MAP HOLDING TRUST Australia
MC-257951 MAP II GP Limited Cayman Islands
9.10E+07 MARGIN LENDING NOMINEES PTY LIMITED Australia
500773510 RCS Paris MASA (France) SARL France
500773726 RCS Paris MASB (France) SARL France
509 298 634 RCS Paris MASC (France) SARL France
LL08078 MASL (Labuan) Limited Malaysia
4.46E+05 MASL Ireland (10) Limited Ireland
4.46E+05 MASL Ireland (11) Limited Ireland
446195 MASL Ireland (12) Limited Ireland
446206 MASL Ireland (13) Limited Ireland
446207 MASL Ireland (14) Limited Ireland
446210 MASL Ireland (17) Limited Ireland
446187 MASL Ireland (18) Limited Ireland
446188 MASL Ireland (19) Limited Ireland
446205 MASL Ireland (2) Limited Ireland
446189 MASL Ireland (20) Limited Ireland
4.46E+05 MASL Ireland (21) Limited Ireland
446191 MASL Ireland (22) Limited Ireland
446192 MASL Ireland (23) Limited Ireland
4.47E+05 MASL Ireland (24) Limited Ireland
447474 MASL Ireland (25) Limited Ireland
447987 MASL Ireland (26) Limited Ireland
448204 MASL Ireland (27) Limited Ireland
447980 MASL Ireland (28) Limited Ireland
447981 MASL Ireland (29) Limited Ireland
446204 MASL Ireland (3) Limited Ireland
447982 MASL Ireland (30) Limited Ireland
447983 MASL Ireland (31) Limited Ireland
447984 MASL Ireland (32) Limited Ireland
447985 MASL Ireland (33) Limited Ireland
451456 MASL Ireland (34) Limited Ireland
451173 MASL Ireland (35) Limited Ireland
452129 MASL Ireland (36) Limited Ireland
452130 MASL Ireland (37) Limited Ireland
453683 MASL Ireland (38) Limited Ireland
453684 MASL Ireland (39) Limited Ireland
446203 MASL Ireland (4) Limited Ireland
446202 MASL Ireland (5) Limited Ireland
446201 MASL Ireland (6) Limited Ireland
446200 MASL Ireland (7) Limited Ireland
446199 MASL Ireland (8) Limited Ireland
446198 MASL Ireland (9) Limited Ireland
556734-5524 MASL Sweden (1) AB Sweden
556734-6068 MASL Sweden (2) AB Sweden
556734-9310 MASL Sweden (3) AB Sweden
556734-9328 MASL Sweden (4) AB Sweden
556741-2498 MASL Sweden (7) AB Sweden
556741-2506 MASL Sweden (8) AB Sweden
6386342 MASL UK (1) Limited United Kingdom
8607092 MBL REALTY INVESTMENT MANAGEMENT PTY. LIMITED Australia
363941 MC CAPITAL GROUP Ireland
69343693 MC CAPITAL HOLDINGS NO.1 PTY LIMITED Australia
69343791 MC CAPITAL HOLDINGS NO.2 PTY LIMITED Australia
146 752 329 MC EDUCATION HOLDINGS PTY LTD Australia
78223382 MCF LEASING PTY LIMITED Australia
977935 MCNEE HOLDINGS PTY LIMITED (IN LIQUIDATION) Australia
4526019 MCP Solar Assets Partners I LLC United States
452697 MCP Solar Assets Partners II LLC United States
4625932
4866246
MEF US HOLDINGS INC.
MEIF (UK) Limited
United States
United Kingdom
132 468 734 MELRO HOLDCO PTY LIMITED Australia
2223765 Merino Air Leasing, Inc. United States
84781555
84781493
MERIT MANAGEMENT NO.1 PTY LIMITED - IN LIQUIDATION Australia
200708397H MERIT NO.1 PTY LIMITED
MGJ HOLDINGS PTE. LIMITED
Australia
Singapore
200708397H MGJ HOLDINGS PTE. LIMITED (Former Bank Group) Singapore
4346896
4661999
MGOP Feeder I GP LLC
MIAC HOLDINGS (US) INC.
United States
United States
4662005
4323418
MIAC SERVICES INC.
MIF US Investment Holdings LLC
United States
United States
4323415
4261648
MIF US INVESTMENT PARTNERSHIP
MIHI LLC
United States
United States
0100-02-032951 MJL ACE LTD. Japan
0100-02-032952 MJL BAY LTD. Japan
8108745 MMT I LLC United States
010473862-3438695 MMUSA Warehouse No. 1 LLC United States
3613926 Mongoose Acquisition LLC United States
103410297 MONGOOSE PTY LTD Australia
WK-133920 Monkwell Investments Limited Cayman Islands
5294380968 Montebianco Sport S.R.L. Italy
Not Registered MOORE STREET TRUST Australia
451722 MPFI INVESTMENTS LIMITED Ireland
MC-162571 MQ ABSOLUTE RETURN STRATEGIES - ASIA
MQ Absolute Return Strategies - Asia LLC
Cayman Islands
United States
61160558 MQ CAPITAL PTY LIMITED Australia
92552611 MQ PORTFOLIO MANAGEMENT LIMITED Australia
200703288K MQ SPECIALISED INVESTMENT MANAGEMENT (SINGAPORE) PTE. Singapore
86438995 MQ SPECIALIST INVESTMENT MANAGEMENT LIMITED Australia
U51909MH2012FTC226545 MQG Commodities (India) Private Limited India
109837783 MREEF SSF MANAGEMENT LIMITED (Former Bank Group) Australia
109837783 MREEF SSF MANAGEMENT PTY LIMITED (IN DEREGISTRATION) Australia
129962269 MSI CASH TRUST Australia
124335333 MTF HOLDINGS PTY LIMITED Australia
117100615 MUSASHI INVESTOR PTY LIMITED (IN LIQUIDATION) Australia
3337675 NANWAY NOMINEES PTY LIMITED Australia
451296 NCH Symphony Limited (in liquidation) Ireland
4107909 NDI NO.1 LLC United States
B132283 New World Gaming International S.a.r.l Luxembourg
BC0883591 NWG Canada Investments Ltd. Canada
157723441
CR-114570
NZ MORTGAGES PTY LIMITED
O'Farrell Leasing (Holdings) Ltd.
Australia
Cayman Islands
OLF, LLC United States
109649292 OLICC TECHNOLOGIES PTY LTD Australia
79630603 OMNI LEISURE OPERATIONS PTY LIMITED (In Liquidation)
One Call Debt Help LLC
Australia
United States
131 233 719 OPEN BROADBAND AUSTRALIA PTY LTD Australia
113519823
115771992
OT HOLDINGS PTY LIMITED
OUTPLAN PTY LIMITED
Australia
Australia
205391 OW Funding Limited Cayman Islands
71982244 PACIFIC RIM OPERATIONS LIMITED Australia
4444506
107805452
PADUA MG HOLDINGS LLC
PARENTS@WORK PTY LIMITED
United States
Australia
134 011 313 PARETO GLOBAL RISK ADJUSTED ALPHA TRUST Australia
490262 Pathglade Limited
PELICAN WAREHOUSE TRUST NO.1
Ireland
Australia
PEREGRINE SELLER TRUST Australia
PEREGRINE SERIES TRUST 2009-1 Australia
Petro Tradelinks Inc. United States
Pipeline Rehabilitation No.4 Trust Australia
C205320 PIRANGUT CYPRUS NO. 1 LIMITED (Former Bank Group) Cyprus
C205304 PIRANGUT CYPRUS NO. 2 LIMITED (Former Bank Group) Cyprus
117100599 PLEIADES INVESTOR PTY LIMITED (IN DEREGISTRATION) Australia
80106412 POLAR FINANCE LIMITED Australia
2382149 Presidio Partners LLC United States
Prodigal Asian Long Short Fund Australia
09.03.1.67.21972 PT Macquarie Capital Securities Indonesia Indonesia
09.03.1.05.73897 PT MACQUARIE COMMODITIES INDONESIA Indonesia
09.03.1.70.68374 PT MPM INDONESIA Indonesia
09.03.1.46.66473 PT WANA HIJAU NUSANTARA (Former Non-Bank Group) Indonesia
not registered PUMA GLOBAL TRUST NO. 1 Australia
not registered PUMA GLOBAL TRUST NO. 2 Australia
not registered PUMA GLOBAL TRUST NO. 3 Australia
not registered PUMA GLOBAL TRUST NO. 4 Australia
not registered PUMA GLOBAL TRUST NO. S1 Australia
not registered PUMA GLOBAL TRUST NO.5 Australia
64904212
not registered PUMA MANAGEMENT PTY LIMITED
PUMA MASTER FUND E-3
Australia
Australia
not registered
no registered
PUMA MASTER FUND P-10
PUMA MASTER FUND P-11
Australia
Australia
not registered PUMA MASTER FUND P-6 Australia
PUMA MASTER FUND P-7 Australia
PUMA MASTER FUND P-8 Australia
PUMA MASTER FUND P-9 Australia
PUMA MASTER FUND S-2 Australia
PUMA MASTERFUND H-1 Australia
PUMA MASTERFUND P12 Australia
PUMA MASTERFUND P-13 Australia
PUMA MASTERFUND P-14 Australia
not registered PUMA MASTERFUND P-15 Australia
PUMA MASTERFUND P-16 Australia
PUMA MASTERFUND P-17 Australia
PUMA Masterfund P-18 Australia
PUMA Masterfund S-10 Australia
PUMA MASTERFUND S-11 Australia
PUMA MASTERFUND S3 Australia
PUMA MASTERFUND S-5 Australia
PUMA MASTERFUND S-6 Australia
not registered PUMA Masterfund S-7 Australia
PUMA MASTERFUND S-8 Australia
PUMA SUB FUND ACHM Australia
not registered
not registered
PUMA SUB FUND CP Australia
not registered PUMA SUB FUND CP2 Australia
not registered PUMA SUB FUND CP3 Australia
not registered PUMA SUB FUND CP4 Australia
not registered PUMA SUB FUND CRS Australia
Not registered PUMA SUB FUND GSF Australia
not registered PUMA SUB FUND SABRE Australia
not registered PUMA SUB FUND SPAN Australia
PUMA SUBFUND B-1 Australia
PUMA SUBFUND COMMBANK Australia
511 507 527 RCS Grenoble Pure Montain Company S.A.S. France
118472441 RANSHAR PTY LTD - IN LIQUIDATION Australia
4644365 RED HOLLOW WIND LLC United States
2.01E+11 Regal Capital Advisors, LLC United States
Regal Capital Group, LLC United States
not registered REGIONAL MEDIA TRUST Australia
Relational Technology Services, Inc. United States
150 449 684 RELOAD WIND FARM PTY LTD Australia
RELOAD WIND FARM TRUST Australia
124947388 RESF NO. 1 PTY LTD Australia
200921086K RESOURCE MARINE PTE. LIMITED Singapore
148013316 RESOURCE MARINE PTE. LIMITED (Australian Representative Office) Australia
200921086K RESOURCE MARINE PTE. LIMITED (FORMER NON-BANK) Singapore
FC029978 Resource Marine Pte. Limited (UK Establishment) United Kingdom
Retirement Financial Services, Inc. United States
153718079 RISK ADVICE SPECIALISTS PTY LTD Australia
114 530 139 RISMARK INTERNATIONAL FUNDS MANAGEMENT LTD Australia
Rismark International Funds Management Trust Australia
CH -150.4.000.882-8 Rossignol GmbH Switzerland
P.I. 00351680079 Rossignol Lange S.R.L. Italy
FN Innsbruck 30814 Rossignol Osterreich GmbH Austria
161930029 Rossignol Sci S.R.L. Italy
Rossignol Ski Company, Incorporated United States
HRB 7401 Rossignol Ski Deutschland GmbH Germany
48603C1/GBL SAN LING INVESTMENTS LIMITED (In Liquidation) Mauritius
3484259 SHALINA PTY LIMITED Australia
4.72E+06 SHELBY ENERGY HOLDINGS, LLC United States
464139 Shichi Limited Ireland
2008/022345/07 Shieldco Securities S1 (Pty) Limited South Africa
7163380 SiCURAnt InvestCo GP Limited United Kingdom
606 320 174 RCS ANNECY Skis Dynastar S.A.S.
France
835447 Skis Dynastar, Inc United States
B 08 - 266140 Skis Rossignol de Espana, S.L. Spain
056 502 958 RCS
GRENOBLE Skis Rossignol S.A.S. France
SMART ABS Series 2012-2US Trust Australia
SMART ANZ WAREHOUSE Trust Australia
SMART J WAREHOUSE TRUST Australia
SMART MBL WAREHOUSE TRUST Australia
SMART RBS WAREHOUSE TRUST Australia
SMART RESIDUAL VALUE SERIES TRUST Australia
SMART SERIES 2007-3E TRUST Australia
SMART SERIES 2008-1E TRUST Australia
SMART SERIES 2008-2 TRUST Australia
SMART SERIES 2008-3 TRUST Australia
SMART Series 2009-1 Trust Australia
SMART Series 2010-1US Trust Australia
unlisted SMART Series 2010-2 Trust Australia
not registered SMART SERIES 2011-1US TRUST Australia
not registered SMART Series 2011-2US Trust Australia
SMART Series 2011-3 Trust Australia
SMART Series 2011-4US Trust Australia
unlisted SMART Series 2012-1US Trust Australia
320 114 937 Societe Civile Immobiliere Promo-Star France
8508030 SPAL PTY LIMITED Australia
Specialty Finance Holdings, Inc. United States
HRB80040 Structural Support Systems Germany GmbH Germany
128219330 SUREPARK HOLDINGS PTY LIMITED (Former Bank Group) Australia
MC189031 SYNTHETIC ASSET FUNDING ENTITY 1 LIMITED Cayman Islands
MC189031 SYNTHETIC ASSET FUNDING ENTITY 1 LIMITED (Former Non-Bank Group) Cayman Islands
MC189033 SYNTHETIC ASSET FUNDING ENTITY 2 LIMITED Cayman Islands
MC189033 SYNTHETIC ASSET FUNDING ENTITY 2 LIMITED (Non-Bank Group) Cayman Islands
MC189031 SYNTHETIC ASSET FUNDING ENTITY 3 LIMITED Cayman Islands
MC189031 SYNTHETIC ASSET FUNDING ENTITY 3 LIMITED (Former Non-Bank Group)
TA Trust
Cayman Islands
Australia
0100-02-017866 TAIKANSAN KAIHATSU LIMITED Japan
4.44E+06 TAURUS AEROSPACE GROUP INC. United States
4439057 TAURUS AEROSPACE GROUP LLC United States
5058776 Taurus Aerospace Holdings, LLC United States
unlisted Taurus Enhanced Gold and Precious Metals Fund Australia
Tax Ease CA LLC United States
Tax Ease Employee Services Company LLC United States
Tax Ease FL LLC United States
Tax Ease Funding GP LLC United States
Tax Ease Funding, LP United States
Tax Ease Holdings LLC United States
Tax Ease Lien Investment 1 LLC United States
Tax Ease Lien Investment 3 LLC United States
Tax Ease Lien Investment 6 LLC United States
Tax Ease Lien Investment 8 LLC United States
Tax Ease Lien Servicing LLC United States
Tax Ease NY LLC United States
Tax Ease PA Inc United States
Tax Ease, LP United States
113508160 TELBANE 2 PTY LIMITED Australia
70142951 TELBANE PTY LTD Australia
79630649 TEN7 PTY LIMITED Australia
HRB80044 Tension Services Holdings GmbH Germany
238030 Tex Funding Cayman Islands
Texas Rail Terminal LLC United States
OC315196 The Bluebell Transportation LLP United Kingdom
Not Registered The Concept Blue Property Trust Australia
THE GLOBAL DEBT LIMITED PARTNERSHIP NO. 2 Australia
OC315171 The Goonzaran LLP United Kingdom
THE MACQUARIE TOPI40 INVESTMENT TRUST South Africa
IT1872/2007 THE MF TRUST South Africa
Not Registered THE NSW RESIDENTIAL TRUST Australia
THE TRUSTEE FOR MACQUARIE EMERGING MARKETS
INFRASTRUCTURE SECURITIES FUND Australia
Not Registered THE VICTORIA RESIDENTIAL TRUST Australia
64721080 TOUCHSTONE MACQUARIE PTY LIMITED Australia
64721080 TOUCHSTONE MACQUARIE PTY LIMITED (Former Bank Group) Australia
2012853459 Tristone Capital Global Inc. Canada
208568022 Tristone Capital Inc. Canada
5366079 Tristone Capital Limited United Kingdom
Tristone Capital LLC United States
Tristone Capital SA (Argentine Branch) Argentina
2012712838 Tristone Capital SA Ltd Canada
9633603 TRYPTIC PTY LIMITED - IN LIQUIDATION Australia
114734557 UPL (CATHERINE FIELD) PTY LIMITED Australia
116908537 UPL (KIRRA) PTY LIMITED Australia
116908653 UPL (NO 10) PTY LIMITED Australia
127048659 UPL (NO 15) PTY LIMITED Australia
127049110
UPL (NO 19) PTY LIMITED Australia
127049254 UPL (NO 22) PTY LIMITED Australia
116908493 UPL (NO 6) PTY LIMITED Australia
116908582 UPL (NO 7) PTY LIMITED Australia
116908635 UPL (NO 9) PTY LIMITED Australia
114734986 UPL (NO. 11) PTY LIMITED Australia
115793685 UPL (NSW) PTY LIMITED Australia
115007933 UPL (PORTARLINGTON) PTY LIMITED (IN LIQUIDATION) Australia
85359833 UPL (SA) PTY LIMITED Australia
84657616 UPL (UNDERDALE) PTY LIMITED Australia
95793141 UPL (WA) PTY LTD Australia
115007755 UPL (WHITBY) PTY LIMITED Australia
81119619 UPL DEVELOPMENTS PTY LIMITED Australia
55500902 UPMILL NOMINEES PTY LIMITED Australia
113918166 URBAN PACIFIC (BEROWRA) PTY LIMITED Australia
115131345 URBAN PACIFIC (FLETCHER) PTY LIMITED (IN LIQUIDATION) Australia
114197429 URBAN PACIFIC (SOMERSET) PTY LIMITED (IN LIQUIDATION) Australia
81119495 URBAN PACIFIC PTY LIMITED Australia
92034458 URBAN PACIFIC SPRINGTHORPE INVESTMENT PTY LIMITED Australia
3705740 Utility Metering Services Limited United Kingdom
Utility Service Partners Private Label of Virginia Inc. United States
3993140 UTILITY SERVICE PARTNERS PRIVATE LABEL, INC. United States
3709191 UTILITY SERVICE PARTNERS, INC. United States
8592916 UTOPIA PTY LIMITED Australia
3201303 VALCORA PTY LIMITED - IN LIQUIDATION Australia
WK-137396 Valley Leasing Limited Cayman Islands
107-87-51612
WK-166995
VALUE LOAN MORTGAGE LLC
West Portal Leasing Limited
Korea, Republic of
Cayman Islands
54813080 WOODROSS NOMINEES PTY. LIMITED Australia
YAYASAN HUTAN HIJAU (Former Non-Bank Group) Indonesia
5532426 YBR Feeder GP Limited United Kingdom
1449995 Yorkton Capital Partners II Inc. Canada
1430727 Yorkton Capital Partners Inc. Canada
BIN 100829696 Yorkton Partners 2000 Fund, LP Canada
BIN 110589777 Yorkton Partners 2001 Fund, LP Canada
BIN: 101242931 Yorkton Private Equity Limited Partnership Canada
BIN: 110078755 Yorkton Private Equity Non-Resident Limited Partnership Canada
2798503 ZELENKA PTY LIMITED - IN LIQUIDATION Australia

ANNEXURE 'B'

This is the annexure marked 'B' of 50 page(s) referred to in the Notice of initial substantial holder.

Paula Walsh Assistant Company Secretary, Macquarie Group Limited 2 August 2012

Consideration

Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
02-Apr-12 MBL On market sale AUD 1.83 -12,064 FPS 12,064
02-Apr-12 MBL On market purchase AUD 1.83 4,352 FPS 4,352
02-Apr-12 MBL On market sale AUD 1.84 -23 FPS 23
02-Apr-12 MBL On market sale AUD 1.84 -192 FPS 192
02-Apr-12 MBL On market sale AUD 1.84 -358 FPS 358
02-Apr-12 MBL On market sale AUD 1.84 -869 FPS 869
02-Apr-12 MBL On market sale AUD 1.84 -957 FPS 957
02-Apr-12 MBL On market sale AUD 1.83 -180 FPS 180
02-Apr-12 MBL On market sale AUD 1.84 -106 FPS 106
02-Apr-12 MBL On market sale AUD 1.84 -445 FPS 445
02-Apr-12 MBL On market sale AUD 1.84 -30 FPS 30
02-Apr-12 MBL On market sale AUD 1.84 -230 FPS 230
02-Apr-12 MBL On market purchase AUD 1.84 1,046 FPS 1,046
02-Apr-12 MBL On market purchase AUD 1.84 1,943 FPS 1,943
02-Apr-12 MBL On market sale AUD 1.84 -1,349 FPS 1,349
02-Apr-12 MBL
MBL
On market sale AUD 1.84 -353 FPS 353
352
02-Apr-12
02-Apr-12
MBL On market purchase
On market sale
AUD 1.84
AUD 1.84
352
-353
FPS
FPS
353
02-Apr-12 MBL On market purchase AUD 1.84 2,929 FPS 2,929
MBL 564
02-Apr-12
02-Apr-12
MBL On market purchase
On market purchase
AUD 1.84
AUD 1.84
564
1,255
FPS
FPS
1,255
02-Apr-12 MBL On market purchase AUD 1.84 566 FPS 566
02-Apr-12 MBL On market sale AUD 1.84 -566 FPS 566
02-Apr-12 MBL On market purchase AUD 1.84 1,680 FPS 1,680
02-Apr-12 MBL On market purchase AUD 1.84 910 FPS 910
02-Apr-12 MBL On market purchase AUD 1.84 1,047 FPS 1,047
02-Apr-12 MBL On market purchase AUD 1.82 47,810 FPS 47,810
02-Apr-12 MBL On market purchase AUD 1.84 840 FPS 840
02-Apr-12 MBL On market sale AUD 1.84 -538 FPS 538
02-Apr-12 MBL On market purchase AUD 1.84 1,046 FPS 1,046
02-Apr-12 MBL On market purchase AUD 1.83 558 FPS 558
02-Apr-12 MBL On market purchase AUD 1.83 1,046 FPS 1,046
02-Apr-12 MBL On market purchase AUD 1.82 100 FPS 100
02-Apr-12 MBL On market sale AUD 1.83 -3,021 FPS 3,021
02-Apr-12 MBL On market sale AUD 1.83 -1,054 FPS 1,054
MBL 2,466
02-Apr-12
02-Apr-12
MBL On market sale
On market purchase
AUD 1.83
AUD 1.85
-2,466
4,080
FPS
FPS
4,080
02-Apr-12 MBL On market purchase AUD 1.85 2,187 FPS 2,187
02-Apr-12 MBL On market purchase AUD 1.82 47,810 FPS 47,810
03-Apr-12 MBL On market purchase AUD 1.84 28 FPS 28
03-Apr-12 MBL On market purchase AUD 1.84 200 FPS 200
03-Apr-12 MBL On market sale AUD 1.84 -100 FPS 100
03-Apr-12 MBL On market purchase AUD 1.85 523 FPS 523
03-Apr-12 MBL On market purchase AUD 1.85 358 FPS 358
03-Apr-12 MBL On market sale AUD 1.85 -359 FPS 359
03-Apr-12 MBL On market purchase AUD 1.84 2,529 FPS 2,529
03-Apr-12 MBL On market sale AUD 1.84 -2,869 FPS 2,869
03-Apr-12 MBL On market purchase AUD 1.84 738 FPS 738
03-Apr-12 MBL On market purchase AUD 1.85 23,938 FPS 23,938
03-Apr-12 MBL On market purchase AUD 1.84 728 FPS 728
03-Apr-12 MBL On market sale AUD 1.84 -739 FPS 739
03-Apr-12 MBL On market sale AUD 1.84 -542 FPS 542
03-Apr-12 MBL On market sale AUD 1.84 -2,014 FPS 2,014
03-Apr-12 MBL On market purchase AUD 1.85 734 FPS 734
03-Apr-12 MBL On market sale AUD 1.84 -1,108 FPS 1,108
03-Apr-12 MBL On market sale AUD 1.84 -4,780 FPS 4,780
03-Apr-12 MBL On market purchase AUD 1.85 2,938 FPS 2,938
03-Apr-12 MBL On market purchase AUD 1.85 6,596 FPS 6,596
03-Apr-12 MBL On market sale AUD 1.85 -2,510 FPS 2,510
03-Apr-12 MBL On market sale AUD 1.85 -2,210 FPS 2,210
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
03-Apr-12 MBL On market purchase AUD 1.85 23,938 FPS 23,938
03-Apr-12 MBL On market purchase AUD 1.85 23,938 FPS 23,938
04-Apr-12 MBL On market sale AUD 1.84 -1,502 FPS 1,502
04-Apr-12 MBL On market sale AUD 1.84 -1,073 FPS 1,073
04-Apr-12 MBL On market sale AUD 1.84 -286 FPS 286
04-Apr-12 MBL On market purchase AUD 1.82 26 FPS 26
04-Apr-12 MBL On market purchase AUD 1.84 10,348 FPS 10,348
04-Apr-12
04-Apr-12
MBL
MBL
On market purchase
On market purchase
AUD 1.84
AUD 1.83
200
443
FPS
FPS
200
443
04-Apr-12 MBL On market sale AUD 1.84 -3,171 FPS 3,171
04-Apr-12 MBL On market purchase AUD 1.82 255 FPS 255
04-Apr-12 MBL On market sale AUD 1.83 -2,000 FPS 2,000
04-Apr-12 MBL On market purchase AUD 1.82 488 FPS 488
04-Apr-12 MBL On market purchase AUD 1.82 257 FPS 257
04-Apr-12 MBL On market purchase AUD 1.83 3,488 FPS 3,488
04-Apr-12 MBL On market purchase AUD 1.83 1,697 FPS 1,697
04-Apr-12 MBL On market purchase AUD 1.82 173 FPS 173
04-Apr-12
04-Apr-12
MBL
MBL
On market purchase
On market purchase
AUD 1.83
AUD 1.83
522
725
FPS
FPS
522
725
04-Apr-12 MBL On market purchase AUD 1.83 725 FPS 725
04-Apr-12 MBL On market purchase AUD 1.83 62 FPS 62
04-Apr-12 MBL On market purchase AUD 1.83 5,000 FPS 5,000
04-Apr-12 MBL On market sale AUD 1.84 -4,606 FPS 4,606
04-Apr-12 MBL On market sale AUD 1.84 -1,046 FPS 1,046
04-Apr-12 MBL On market purchase AUD 1.84 1,051 FPS 1,051
04-Apr-12 MBL On market sale AUD 1.84 -715 FPS 715
04-Apr-12
04-Apr-12
MBL
MBL
On market purchase
On market sale
AUD 1.83
AUD 1.83
1,063
-686
FPS
FPS
1,063
686
04-Apr-12 MBL On market purchase AUD 1.82 2,091 FPS 2,091
04-Apr-12 MBL On market sale AUD 1.83 -1,070 FPS 1,070
04-Apr-12 MBL On market sale AUD 1.84 -322 FPS 322
04-Apr-12 MBL On market purchase AUD 1.83 1,762 FPS 1,762
04-Apr-12 MBL On market purchase AUD 1.82 577 FPS 577
04-Apr-12 MBL On market sale AUD 1.82 -1,114 FPS 1,114
04-Apr-12 MBL On market sale AUD 1.83 -1,117 FPS 1,117
04-Apr-12 MBL
MBL
On market purchase AUD 1.83 1,105 FPS 1,105
1,099
04-Apr-12
04-Apr-12
MBL On market sale
On market sale
AUD 1.83
AUD 1.83
-1,099
-565
FPS
FPS
565
04-Apr-12 MBL On market purchase AUD 1.83 1,103 FPS 1,103
04-Apr-12 MBL On market sale AUD 1.83 -575 FPS 575
04-Apr-12 MBL On market sale AUD 1.84 -572 FPS 572
04-Apr-12 MBL On market purchase AUD 1.84 856 FPS 856
04-Apr-12
04-Apr-12
MBL
MBL
On market purchase
On market sale
AUD 1.84
AUD 1.84
1,045
-1,690
FPS
FPS
1,045
1,690
04-Apr-12 MBL On market purchase AUD 1.84 3,131 FPS 3,131
04-Apr-12 MBL On market sale AUD 1.84 -3,487 FPS 3,487
04-Apr-12 MBL On market sale AUD 1.84 -1,304 FPS 1,304
04-Apr-12 MBL On market purchase AUD 1.84 1,428 FPS 1,428
04-Apr-12
04-Apr-12
MBL
MBL
On market purchase
On market purchase
AUD 1.84
AUD 1.84
1
2,240
FPS
FPS
1
2,240
04-Apr-12 MBL On market purchase AUD 1.85 23,895 FPS 23,895
04-Apr-12 MBL On market purchase AUD 1.85 23,895 FPS 23,895
05-Apr-12 MBL On market sale AUD 1.84 -2,418 FPS 2,418
05-Apr-12 MBL On market purchase AUD 1.83 73,682 FPS 73,682
05-Apr-12 MBL On market sale AUD 1.83 -523 FPS 523
05-Apr-12 MBL
MBL
On market purchase AUD 1.84 1,026 FPS 1,026
2,091
05-Apr-12
05-Apr-12
MBL On market purchase
On market purchase
AUD 1.84
AUD 1.83
2,091
358
FPS
FPS
358
05-Apr-12 MBL On market sale AUD 1.83 -1,725 FPS 1,725
05-Apr-12 MBL On market purchase AUD 1.84 1,045 FPS 1,045
05-Apr-12 MBL On market sale AUD 1.84 -716 FPS 716
05-Apr-12 MBL On market purchase AUD 1.84 2,141 FPS 2,141
05-Apr-12
05-Apr-12
MBL
MBL
On market purchase
On market sale
AUD 1.83
AUD 1.84
1,428
-716
FPS
FPS
1,428
716
05-Apr-12 MBL On market sale AUD 1.83 -1,434 FPS 1,434
05-Apr-12 MBL On market sale AUD 1.83 -1,766 FPS 1,766
05-Apr-12 MBL On market purchase AUD 1.84 1,045 FPS 1,045
05-Apr-12 MBL On market sale AUD 1.83 -718 FPS 718
05-Apr-12 MBL On market purchase AUD 1.83 1,788 FPS 1,788
05-Apr-12
05-Apr-12
MBL
MBL
On market sale
On market purchase
AUD 1.83
AUD 1.84
-718
23,912
FPS
FPS
718
23,912
05-Apr-12 MBL On market purchase AUD 1.84 23,912 FPS 23,912
05-Apr-12 MBL On market purchase AUD 1.84 1,045 FPS 1,045
05-Apr-12 MBL On market sale AUD 1.83 -1,363 FPS 1,363
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
05-Apr-12 MBL On market purchase AUD 1.84 3,196 FPS 3,196
05-Apr-12 MBL On market sale AUD 1.84 -1,217 FPS 1,217
05-Apr-12 MBL On market sale AUD 1.84 -1,057 FPS 1,057
05-Apr-12 MBL On market purchase AUD 1.84 571 FPS 571
05-Apr-12 MBL On market purchase AUD 1.83 1,046 FPS 1,046
05-Apr-12
05-Apr-12
MBL
MBL
On market purchase
On market purchase
AUD 1.83
AUD 1.83
571
523
FPS
FPS
571
523
05-Apr-12 MBL On market sale AUD 1.83 -1,437 FPS 1,437
05-Apr-12 MBL On market purchase AUD 1.83 1,788 FPS 1,788
05-Apr-12 MBL On market purchase AUD 1.83 3,763 FPS 3,763
10-Apr-12 MBL On market purchase AUD 1.82 3,159 FPS 3,159
10-Apr-12 MBL On market sale AUD 1.84 -1,000 FPS 1,000
10-Apr-12 MBL On market sale AUD 1.82 -1,568 FPS 1,568
10-Apr-12 MBL On market sale AUD 1.83 -1,050 FPS 1,050
10-Apr-12
10-Apr-12
MBL
MBL
On market purchase
On market purchase
AUD 1.83
AUD 1.83
502
1,045
FPS
FPS
502
1,045
10-Apr-12 MBL On market purchase AUD 1.83 1,121 FPS 1,121
10-Apr-12 MBL On market sale AUD 1.83 -1,133 FPS 1,133
10-Apr-12 MBL On market purchase AUD 1.83 1,046 FPS 1,046
10-Apr-12 MBL On market purchase AUD 1.83 547 FPS 547
10-Apr-12 MBL On market purchase AUD 1.83 1,560 FPS 1,560
10-Apr-12 MBL On market purchase AUD 1.83 170 FPS 170
10-Apr-12
10-Apr-12
MBL
MBL
On market purchase
On market purchase
AUD 1.83
AUD 1.83
8
2,090
FPS
FPS
8
2,090
10-Apr-12 MBL On market purchase AUD 1.82 1,045 FPS 1,045
10-Apr-12 MBL On market purchase AUD 1.82 1,045 FPS 1,045
10-Apr-12 MBL On market purchase AUD 1.81 85,055 FPS 85,055
10-Apr-12 MBL On market sale AUD 1.81 -49,231 FPS 49,231
10-Apr-12 MBL On market sale AUD 1.81 -5,822 FPS 5,822
10-Apr-12
10-Apr-12
MBL
MBL
On market purchase
On market sale
AUD 1.81
AUD 1.81
75,000
-1,047
FPS
FPS
75,000
1,047
10-Apr-12 MBL On market sale AUD 1.81 -10,646 FPS 10,646
10-Apr-12 MBL On market sale AUD 1.80 -6 FPS 6
10-Apr-12 MBL On market sale AUD 1.80 -3,467 FPS 3,467
10-Apr-12 MBL On market sale AUD 1.81 -93,309 FPS 93,309
10-Apr-12 MBL
MBL
On market purchase AUD 1.81 1,742 FPS 1,742
31,907
10-Apr-12
10-Apr-12
MBL On market purchase
On market sale
AUD 1.83
AUD 1.80
31,907
-3,554
FPS
FPS
3,554
11-Apr-12 MBL On market sale AUD 1.80 -7,318 FPS 7,318
11-Apr-12 MBL On market purchase AUD 1.79 57,836 FPS 57,836
11-Apr-12 MBL On market purchase AUD 1.80 432 FPS 432
11-Apr-12 MBL On market purchase AUD 1.80 1,045 FPS 1,045
11-Apr-12
11-Apr-12
MBL
MBL
On market sale
On market sale
AUD 1.80
AUD 1.81
-138
-144
FPS
FPS
138
144
11-Apr-12 MBL On market sale AUD 1.81 -143 FPS 143
11-Apr-12 MBL On market purchase AUD 1.81 274 FPS 274
11-Apr-12 MBL On market purchase AUD 1.79 1,044 FPS 1,044
11-Apr-12 MBL On market sale AUD 1.79 -577 FPS 577
11-Apr-12
11-Apr-12
MBL
MBL
On market purchase
On market sale
AUD 1.79
AUD 1.79
572
-547
FPS
FPS
572
547
11-Apr-12 MBL On market sale AUD 1.80 -288 FPS 288
11-Apr-12 MBL On market purchase AUD 1.80 1,045 FPS 1,045
11-Apr-12 MBL On market purchase AUD 1.80 1,045 FPS 1,045
11-Apr-12 MBL On market sale AUD 1.80 -289 FPS 289
11-Apr-12
11-Apr-12
MBL
MBL
On market purchase
On market sale
AUD 1.80
AUD 1.79
421
-88,993
FPS
FPS
421
88,993
11-Apr-12 MBL On market sale AUD 1.79 -19,181 FPS 19,181
11-Apr-12 MBL On market purchase AUD 1.79 630 FPS 630
11-Apr-12 MBL On market purchase AUD 1.79 108,174 FPS 108,174
11-Apr-12 MBL On market sale AUD 1.79 -726 FPS 726
11-Apr-12
11-Apr-12
MBL
MBL
On market sale
On market purchase
AUD 1.80
AUD 1.80
-2,897
1,444
FPS
FPS
2,897
1,444
11-Apr-12 MBL On market purchase AUD 1.80 1,083 FPS 1,083
11-Apr-12 MBL On market purchase AUD 1.79 661 FPS 661
11-Apr-12 MBL On market purchase AUD 1.79 893 FPS 893
11-Apr-12 MBL On market sale AUD 1.79 -83 FPS 83
11-Apr-12
12-Apr-12
MBL
MBL
On market sale
On market sale
AUD 1.79
AUD 1.78
-11,838
-18,328
FPS
FPS
11,838
18,328
12-Apr-12 MBL On market sale AUD 1.79 -1,044 FPS 1,044
12-Apr-12 MBL On market sale AUD 1.79 -1,267 FPS 1,267
12-Apr-12 MBL On market purchase AUD 1.79 2,673 FPS 2,673
12-Apr-12 MBL On market sale AUD 1.79 -1,160 FPS 1,160
12-Apr-12
12-Apr-12
MBL
MBL
On market sale
On market purchase
AUD 1.79
AUD 1.79
-961
985
FPS
FPS
961
985
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
12-Apr-12 MBL On market purchase AUD 1.79 200 FPS 200
12-Apr-12 MBL On market sale AUD 1.79 -399 FPS 399
12-Apr-12 MBL On market purchase AUD 1.79 235 FPS 235
12-Apr-12 MBL On market sale AUD 1.79 -416 FPS 416
12-Apr-12
12-Apr-12
MBL
MBL
On market sale
On market purchase
AUD 1.79
AUD 1.79
-410
406
FPS
FPS
410
406
12-Apr-12 MBL On market purchase AUD 1.79 1,044 FPS 1,044
12-Apr-12 MBL On market sale AUD 1.78 -656 FPS 656
12-Apr-12 MBL On market purchase AUD 1.79 126,864 FPS 126,864
12-Apr-12 MBL On market sale AUD 1.79 -31,423 FPS 31,423
12-Apr-12 MBL On market purchase AUD 1.78 1,027 FPS 1,027
12-Apr-12 MBL On market sale AUD 1.79 -97,962 FPS 97,962
12-Apr-12 MBL On market purchase AUD 1.78 2,088 FPS 2,088
12-Apr-12
12-Apr-12
MBL
MBL
On market sale
On market sale
AUD 1.79
AUD 1.79
-53,412
-9,560
FPS
FPS
53,412
9,560
12-Apr-12 MBL On market purchase AUD 1.79 80,003 FPS 80,003
12-Apr-12 MBL On market sale AUD 1.79 -7,643 FPS 7,643
12-Apr-12 MBL On market purchase AUD 1.78 655 FPS 655
12-Apr-12 MBL On market sale AUD 1.79 -6,867 FPS 6,867
12-Apr-12 MBL On market sale AUD 1.79 -912 FPS 912
12-Apr-12
12-Apr-12
MBL
MBL
On market sale
On market purchase
AUD 1.79
AUD 1.79
-94
6,786
FPS
FPS
94
6,786
13-Apr-12 MBL On market sale AUD 1.79 -34,910 FPS 34,910
13-Apr-12 MBL On market purchase AUD 1.79 1,044 FPS 1,044
13-Apr-12 MBL On market sale AUD 1.80 -648 FPS 648
13-Apr-12 MBL On market purchase AUD 1.79 645 FPS 645
13-Apr-12
13-Apr-12
MBL
MBL
On market purchase
On market sale
AUD 1.80
AUD 1.80
1,707
-861
FPS
FPS
1,707
861
13-Apr-12 MBL On market purchase AUD 1.79 2,088 FPS 2,088
13-Apr-12 MBL On market purchase AUD 1.79 819 FPS 819
13-Apr-12 MBL On market purchase AUD 1.79 1,044 FPS 1,044
13-Apr-12 MBL On market sale AUD 1.79 -1,284 FPS 1,284
13-Apr-12 MBL
MBL
On market purchase AUD 1.79 1,005 FPS 1,005
1,254
13-Apr-12
13-Apr-12
MBL On market sale
On market purchase
AUD 1.79
AUD 1.79
-1,254
1,109
FPS
FPS
1,109
13-Apr-12 MBL On market purchase AUD 1.79 1,044 FPS 1,044
13-Apr-12 MBL On market sale AUD 1.79 -1,125 FPS 1,125
13-Apr-12 MBL On market sale AUD 1.79 -13,028 FPS 13,028
13-Apr-12 MBL
MBL
On market purchase AUD 1.79 1,123 FPS 1,123
578
13-Apr-12
13-Apr-12
MBL On market sale
On market sale
AUD 1.79
AUD 1.78
-578
-100,000
FPS
FPS
100,000
13-Apr-12 MBL On market purchase AUD 1.78 50,000 FPS 50,000
13-Apr-12 MBL On market sale AUD 1.79 -554 FPS 554
13-Apr-12 MBL On market purchase AUD 1.79 50,000 FPS 50,000
13-Apr-12 MBL On market purchase AUD 1.78 1,044 FPS 1,044
13-Apr-12
13-Apr-12
MBL
MBL
On market sale
On market purchase
AUD 1.79
AUD 1.78
-561
1,155
FPS
FPS
561
1,155
13-Apr-12 MBL On market purchase AUD 1.79 13,028 FPS 13,028
13-Apr-12 MBL On market sale AUD 1.79 -27,928 FPS 27,928
13-Apr-12 MBL On market purchase AUD 1.79 577 FPS 577
13-Apr-12 MBL On market purchase AUD 1.78 1,044 FPS 1,044
13-Apr-12
13-Apr-12
MBL
MBL
On market purchase
On market sale
AUD 1.78
AUD 1.78
27,928
-1,155
FPS
FPS
27,928
1,155
13-Apr-12 MBL On market purchase AUD 1.78 578 FPS 578
13-Apr-12 MBL On market sale AUD 1.79 -541 FPS 541
13-Apr-12 MBL On market purchase AUD 1.79 721 FPS 721
13-Apr-12 MBL On market purchase AUD 1.79 200,000 FPS 200,000
13-Apr-12
13-Apr-12
MBL
MBL
On market sale
On market sale
AUD 1.79
AUD 1.79
-146,268
-40,441
FPS
FPS
146,268
40,441
13-Apr-12 MBL On market sale AUD 1.78 -38,553 FPS 38,553
13-Apr-12 MBL On market purchase AUD 1.78 1,408 FPS 1,408
13-Apr-12 MBL On market sale AUD 1.78 -725 FPS 725
13-Apr-12 MBL On market sale AUD 1.78 -20,000 FPS 20,000
13-Apr-12
13-Apr-12
MBL
MBL
On market purchase
On market sale
AUD 1.78
AUD 1.79
1,511
-3,072
FPS
FPS
1,511
3,072
13-Apr-12 MBL On market purchase AUD 1.79 5,115 FPS 5,115
13-Apr-12 MBL On market purchase AUD 1.79 45,262 FPS 45,262
16-Apr-12 MBL On market purchase AUD 1.78 62,409 FPS 62,409
16-Apr-12 MBL On market sale AUD 1.78 -1,748 FPS 1,748
16-Apr-12
16-Apr-12
MBL
MBL
On market sale
On market sale
AUD 1.79
AUD 1.79
-1,045
-214
FPS
FPS
1,045
214
16-Apr-12 MBL On market purchase AUD 1.79 426 FPS 426
16-Apr-12 MBL On market purchase AUD 1.79 14,969 FPS 14,969
16-Apr-12 MBL On market sale AUD 1.79 -1,242 FPS 1,242
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
16-Apr-12 MBL On market purchase AUD 1.79 685,097 FPS 685,097
16-Apr-12 MBL On market sale AUD 1.79 -685,097 FPS 685,097
16-Apr-12 MBL On market purchase AUD 1.78 599 FPS 599
16-Apr-12 MBL On market purchase AUD 1.78 2,090 FPS 2,090
16-Apr-12 MBL On market sale AUD 1.78 -429 FPS 429
16-Apr-12 MBL On market purchase AUD 1.78 428 FPS 428
16-Apr-12 MBL On market sale AUD 1.78 -5,000 FPS 5,000
16-Apr-12 MBL On market sale AUD 1.78 -80,036 FPS 80,036
16-Apr-12 MBL On market purchase AUD 1.78 57,500 FPS 57,500
16-Apr-12 MBL On market sale AUD 1.78 -1,575 FPS 1,575
16-Apr-12 MBL On market sale AUD 1.78 -70,987 FPS 70,987
16-Apr-12 MBL On market purchase AUD 1.78 2,243 FPS 2,243
16-Apr-12 MBL On market sale AUD 1.78 -2,615 FPS 2,615
16-Apr-12 MBL On market purchase AUD 1.78 85,000 FPS 85,000
16-Apr-12 MBL On market sale AUD 1.78 -1,116 FPS 1,116
16-Apr-12
16-Apr-12
MBL
MBL
On market purchase
On market purchase
AUD 1.78
AUD 1.78
571
1,045
FPS
FPS
571
1,045
16-Apr-12 MBL On market purchase AUD 1.78 75,000 FPS 75,000
16-Apr-12 MBL On market sale AUD 1.78 -63,885 FPS 63,885
16-Apr-12 MBL On market sale AUD 1.78 -13,257 FPS 13,257
16-Apr-12 MBL On market sale AUD 1.78 -1,697 FPS 1,697
16-Apr-12 MBL On market sale AUD 1.78 -12,384 FPS 12,384
16-Apr-12 MBL On market purchase AUD 1.78 1,713 FPS 1,713
16-Apr-12 MBL On market sale AUD 1.78 -1,146 FPS 1,146
16-Apr-12 MBL On market sale AUD 1.78 -1,146 FPS 1,146
16-Apr-12 MBL On market sale AUD 1.78 -12,455 FPS 12,455
16-Apr-12 MBL On market purchase AUD 1.78 1,142 FPS 1,142
16-Apr-12 MBL On market sale AUD 1.78 -1,146 FPS 1,146
16-Apr-12 MBL On market sale AUD 1.78 -573 FPS 573
16-Apr-12 MBL On market purchase AUD 1.78 30,000 FPS 30,000
16-Apr-12
16-Apr-12
MBL
MBL
On market purchase
On market sale
AUD 1.78
AUD 1.78
1,142
-8,285
FPS
FPS
1,142
8,285
16-Apr-12 MBL On market sale AUD 1.78 -1,719 FPS 1,719
16-Apr-12 MBL On market sale AUD 1.78 -6,500 FPS 6,500
16-Apr-12 MBL On market purchase AUD 1.78 1,713 FPS 1,713
16-Apr-12 MBL On market sale AUD 1.78 -573 FPS 573
16-Apr-12 MBL On market purchase AUD 1.78 1,142 FPS 1,142
16-Apr-12 MBL On market sale AUD 1.78 -1,146 FPS 1,146
16-Apr-12 MBL On market sale AUD 1.78 -70,165 FPS 70,165
16-Apr-12 MBL On market purchase AUD 1.78 45,000 FPS 45,000
16-Apr-12
16-Apr-12
MBL
MBL
On market purchase
On market sale
AUD 1.78
AUD 1.78
1,713
-1,719
FPS
FPS
1,713
1,719
16-Apr-12 MBL On market sale AUD 1.78 -41,668 FPS 41,668
16-Apr-12 MBL On market purchase AUD 1.78 70,000 FPS 70,000
16-Apr-12 MBL On market sale AUD 1.78 -5,000 FPS 5,000
16-Apr-12 MBL On market purchase AUD 1.78 2,266 FPS 2,266
16-Apr-12 MBL On market sale AUD 1.78 -2,292 FPS 2,292
16-Apr-12 MBL On market sale AUD 1.78 -72,447 FPS 72,447
16-Apr-12 MBL On market purchase AUD 1.78 85,000 FPS 85,000
16-Apr-12 MBL On market sale AUD 1.78 -72,296 FPS 72,296
16-Apr-12 MBL On market sale AUD 1.78 -1,951 FPS 1,951
16-Apr-12
16-Apr-12
MBL
MBL
On market purchase
On market sale
AUD 1.78
AUD 1.78
1,951
-6,833
FPS
FPS
1,951
6,833
16-Apr-12 MBL On market purchase AUD 1.78 85,000 FPS 85,000
16-Apr-12 MBL On market sale AUD 1.78 -659 FPS 659
16-Apr-12 MBL On market purchase AUD 1.78 40,000 FPS 40,000
16-Apr-12 MBL On market purchase AUD 1.78 1,045 FPS 1,045
16-Apr-12 MBL On market sale AUD 1.78 -40,577 FPS 40,577
16-Apr-12 MBL On market purchase AUD 1.78 2,052 FPS 2,052
16-Apr-12 MBL On market sale AUD 1.78 -9,601 FPS 9,601
16-Apr-12
16-Apr-12
MBL
MBL
On market sale
On market purchase
AUD 1.78
AUD 1.78
-14
14
FPS
FPS
14
14
17-Apr-12 MBL On market purchase AUD 1.79 11,517 FPS 11,517
17-Apr-12 MBL On market sale AUD 1.80 -594 FPS 594
17-Apr-12 MBL On market purchase AUD 1.80 594 FPS 594
17-Apr-12 MBL On market sale AUD 1.79 -11,517 FPS 11,517
17-Apr-12 MBL On market purchase AUD 1.80 143 FPS 143
17-Apr-12 MBL On market purchase AUD 1.79 907 FPS 907
17-Apr-12 MBL On market purchase AUD 1.80 866 FPS 866
17-Apr-12
17-Apr-12
MBL
MBL
On market purchase
On market purchase
AUD 1.80
AUD 1.80
1,188
1,145
FPS
FPS
1,188
1,145
17-Apr-12 MBL On market purchase AUD 1.80 1,104 FPS 1,104
17-Apr-12 MBL On market purchase AUD 1.79 902 FPS 902
17-Apr-12 MBL On market purchase AUD 1.80 992 FPS 992
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
17-Apr-12 MBL On market purchase AUD 1.80 92 FPS 92
17-Apr-12 MBL On market purchase AUD 1.80 8 FPS 8
17-Apr-12 MBL On market purchase AUD 1.79 1,112 FPS 1,112
17-Apr-12 MBL On market purchase AUD 1.80 1,126 FPS 1,126
17-Apr-12 MBL On market purchase AUD 1.79 1,041 FPS 1,041
17-Apr-12 MBL On market purchase AUD 1.79 891 FPS 891
17-Apr-12 MBL On market sale AUD 1.80 -594 FPS 594
17-Apr-12 MBL On market purchase AUD 1.79 285 FPS 285
17-Apr-12 MBL On market sale AUD 1.78 -1,147 FPS 1,147
17-Apr-12 MBL On market purchase AUD 1.78 1,045 FPS 1,045
17-Apr-12 MBL On market sale AUD 1.78 -1,837 FPS 1,837
17-Apr-12 MBL On market purchase AUD 1.80 1,045 FPS 1,045
17-Apr-12 MBL On market purchase AUD 1.80 2,098 FPS 2,098
17-Apr-12 MBL On market sale AUD 1.80 -856 FPS 856
17-Apr-12 MBL On market sale AUD 1.80 -428 FPS 428
17-Apr-12 MBL On market sale AUD 1.80 -391 FPS 391
17-Apr-12 MBL On market purchase AUD 1.78 48,209 FPS 48,209
17-Apr-12 MBL On market sale AUD 1.80 -500 FPS 500
17-Apr-12 MBL On market purchase AUD 1.79 401 FPS 401
17-Apr-12 MBL On market purchase AUD 1.79 1,045 FPS 1,045
17-Apr-12 MBL
MBL
On market sale AUD 1.80 -462 FPS 462
1,262
17-Apr-12
17-Apr-12
MBL On market sale
On market purchase
AUD 1.79
AUD 1.79
-1,262
1,899
FPS
FPS
1,899
17-Apr-12 MBL On market purchase AUD 1.79 1,045 FPS 1,045
17-Apr-12 MBL On market sale AUD 1.79 -4,492 FPS 4,492
17-Apr-12 MBL On market purchase AUD 1.79 3,393 FPS 3,393
17-Apr-12 MBL On market purchase AUD 1.79 1,714 FPS 1,714
17-Apr-12 MBL On market purchase AUD 1.79 1,072 FPS 1,072
17-Apr-12 MBL On market sale AUD 1.79 -2,568 FPS 2,568
17-Apr-12 MBL On market purchase AUD 1.79 2,319 FPS 2,319
17-Apr-12 MBL On market sale AUD 1.79 -1,075 FPS 1,075
17-Apr-12 MBL On market purchase AUD 1.79 6,479 FPS 6,479
18-Apr-12 MBL On market sale AUD 1.79 -1,463 FPS 1,463
18-Apr-12 MBL On market purchase AUD 1.80 1,044 FPS 1,044
18-Apr-12 MBL On market purchase AUD 1.80 358 FPS 358
18-Apr-12 MBL On market sale AUD 1.80 -718 FPS 718
18-Apr-12 MBL On market sale AUD 1.80 -359 FPS 359
18-Apr-12 MBL On market sale AUD 1.80 -566 FPS 566
18-Apr-12 MBL On market purchase AUD 1.79 793 FPS 793
18-Apr-12 MBL On market purchase AUD 1.79 328 FPS 328
18-Apr-12 MBL On market purchase AUD 1.79 252 FPS 252
18-Apr-12 MBL On market purchase AUD 1.80 2,611 FPS 2,611
18-Apr-12
18-Apr-12
MBL
MBL
On market sale
On market purchase
AUD 1.80
AUD 1.80
-2,875
2,817
FPS
FPS
2,875
2,817
18-Apr-12 MBL On market sale AUD 1.80 -542 FPS 542
18-Apr-12 MBL On market purchase AUD 1.79 539 FPS 539
18-Apr-12 MBL On market purchase AUD 1.79 2,612 FPS 2,612
18-Apr-12 MBL On market purchase AUD 1.79 2,090 FPS 2,090
18-Apr-12 MBL On market purchase AUD 1.79 1,673 FPS 1,673
18-Apr-12 MBL On market purchase AUD 1.80 1,075 FPS 1,075
18-Apr-12 MBL On market sale AUD 1.79 -2,161 FPS 2,161
18-Apr-12 MBL On market purchase AUD 1.80 2,151 FPS 2,151
18-Apr-12 MBL On market sale AUD 1.80 -1,720 FPS 1,720
18-Apr-12 MBL On market purchase AUD 1.80 7,208 FPS 7,208
Borrow Delivery under Stock
Lending Agreement - Refer to
AUD 1.70
18-Apr-12 MBL Annex C 1,093,000 FPS 1,093,000
19-Apr-12 MBL On market sale AUD 1.80 -33 FPS 33
19-Apr-12 MBL On market sale AUD 1.81 -236 FPS 236
19-Apr-12 MBL On market sale AUD 1.80 -67 FPS 67
19-Apr-12 MBL On market sale AUD 1.81 -307 FPS 307
19-Apr-12 MBL On market sale AUD 1.81 -802 FPS 802
19-Apr-12 MBL On market sale AUD 1.80 -1,477 FPS 1,477
19-Apr-12 MBL On market sale AUD 1.80 -10,000 FPS 10,000
19-Apr-12 MBL On market sale AUD 1.80 -522 FPS 522
19-Apr-12
19-Apr-12
MBL
MBL
On market sale
On market sale
AUD 1.80
AUD 1.81
-1,044
-765
FPS
FPS
1,044
765
19-Apr-12 MBL On market sale AUD 1.81 -5,001 FPS 5,001
19-Apr-12 MBL On market sale AUD 1.81 -1,667 FPS 1,667
19-Apr-12 MBL On market sale AUD 1.80 -9 FPS 9
19-Apr-12 MBL On market sale AUD 1.80 -7,020 FPS 7,020
19-Apr-12 MBL On market purchase AUD 1.80 7 FPS 7
19-Apr-12 MBL On market sale AUD 1.80 -424 FPS 424
19-Apr-12 MBL On market sale AUD 1.80 -816 FPS 816
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
19-Apr-12 MBL On market sale AUD 1.80 -8,924 FPS 8,924
19-Apr-12 MBL On market sale AUD 1.80 -2,430 FPS 2,430
19-Apr-12 MBL On market sale AUD 1.80 -1,766 FPS 1,766
19-Apr-12 MBL On market sale AUD 1.80 -760 FPS 760
19-Apr-12 MBL On market sale AUD 1.80 -3,768 FPS 3,768
19-Apr-12 MBL On market sale AUD 1.80 -731 FPS 731
19-Apr-12 MBL On market sale AUD 1.80 -417 FPS 417
19-Apr-12 MBL On market sale AUD 1.80 -209 FPS 209
19-Apr-12 MBL On market sale AUD 1.80 -235 FPS 235
19-Apr-12 MBL On market sale AUD 1.80 -90 FPS 90
19-Apr-12 MBL On market sale AUD 1.80 -87 FPS 87
19-Apr-12 MBL On market sale AUD 1.80 -89 FPS 89
19-Apr-12 MBL On market sale AUD 1.80 -11 FPS 11
19-Apr-12 MBL On market purchase AUD 1.80 2,369 FPS 2,369
19-Apr-12 MBL On market purchase AUD 1.80 368 FPS 368
19-Apr-12 MBL On market purchase AUD 1.80 1,045 FPS 1,045
19-Apr-12 MBL On market purchase AUD 1.80 3,134 FPS 3,134
19-Apr-12 MBL On market sale AUD 1.80 -1,336 FPS 1,336
19-Apr-12 MBL On market purchase AUD 1.81 1,333 FPS 1,333
19-Apr-12 MBL On market sale AUD 1.81 -543 FPS 543
19-Apr-12 MBL
MBL
On market purchase AUD 1.80 282 FPS 282
1,045
19-Apr-12
19-Apr-12
MBL On market purchase
On market sale
AUD 1.80
AUD 1.80
1,045
-839
FPS
FPS
839
19-Apr-12 MBL On market purchase AUD 1.80 391 FPS 391
19-Apr-12 MBL On market sale AUD 1.80 -2,467 FPS 2,467
19-Apr-12 MBL On market purchase N/A 2,475 FPS 2,475
19-Apr-12 MBL On market sale N/A -2,475 FPS 2,475
19-Apr-12 MBL On market sale AUD 1.80 -425 FPS 425
19-Apr-12 MBL On market purchase AUD 1.80 1,044 FPS 1,044
19-Apr-12 MBL On market sale AUD 1.80 -350,000 FPS 350,000
19-Apr-12 MBL On market purchase AUD 1.80 3,359 FPS 3,359
19-Apr-12 MBL On market sale AUD 1.80 -1,662 FPS 1,662
19-Apr-12 MBL On market sale AUD 1.80 -425 FPS 425
19-Apr-12 MBL On market purchase AUD 1.80 250,000 FPS 250,000
19-Apr-12 MBL On market purchase AUD 1.80 848 FPS 848
19-Apr-12 MBL On market purchase AUD 1.80 100,000 FPS 100,000
19-Apr-12 MBL On market purchase AUD 1.80 1,487 FPS 1,487
19-Apr-12 MBL On market purchase AUD 1.80 3,134 FPS 3,134
19-Apr-12 MBL On market sale AUD 1.80 -1,668 FPS 1,668
19-Apr-12 MBL On market purchase AUD 1.80 1,914 FPS 1,914
19-Apr-12 MBL On market sale AUD 1.80 -2,716 FPS 2,716
19-Apr-12 MBL On market sale AUD 1.80 -309 FPS 309
19-Apr-12
20-Apr-12
MBL
MBL
On market purchase
On market sale
AUD 1.80
AUD 1.81
9,389
-20
FPS
FPS
9,389
20
20-Apr-12 MBL On market sale AUD 1.81 -22 FPS 22
20-Apr-12 MBL On market purchase AUD 1.80 15 FPS 15
20-Apr-12 MBL On market sale AUD 1.81 -28 FPS 28
20-Apr-12 MBL On market sale AUD 1.79 -1,565 FPS 1,565
20-Apr-12 MBL On market purchase AUD 1.79 1,133 FPS 1,133
20-Apr-12 MBL On market sale AUD 1.81 -1,100 FPS 1,100
20-Apr-12 MBL On market sale AUD 1.81 -283 FPS 283
20-Apr-12 MBL On market purchase AUD 1.81 1,044 FPS 1,044
20-Apr-12 MBL On market purchase AUD 1.81 564 FPS 564
20-Apr-12 MBL On market sale AUD 1.81 -424 FPS 424
20-Apr-12 MBL On market purchase AUD 1.81 2,088 FPS 2,088
20-Apr-12 MBL On market purchase N/A 3,714 FPS 3,714
20-Apr-12 MBL On market sale N/A -3,714 FPS 3,714
20-Apr-12 MBL On market sale AUD 1.81 -1,260 FPS 1,260
20-Apr-12 MBL On market sale AUD 1.81 -3,704 FPS 3,704
20-Apr-12 MBL On market purchase AUD 1.81 1,258 FPS 1,258
20-Apr-12 MBL On market sale AUD 1.81 -844 FPS 844
20-Apr-12 MBL On market purchase AUD 1.81 846 FPS 846
20-Apr-12 MBL On market purchase AUD 1.81 423 FPS 423
20-Apr-12 MBL On market purchase AUD 1.81 1,043 FPS 1,043
20-Apr-12 MBL On market sale AUD 1.81 -424 FPS 424
20-Apr-12
20-Apr-12
MBL
MBL
On market purchase
On market purchase
AUD 1.81
AUD 1.80
423
1,043
FPS
FPS
423
1,043
20-Apr-12 MBL On market purchase AUD 1.80 560 FPS 560
20-Apr-12 MBL On market purchase AUD 1.80 500,000 FPS 500,000
20-Apr-12 MBL On market sale AUD 1.81 -1,083 FPS 1,083
20-Apr-12 MBL On market sale AUD 1.80 -5,000 FPS 5,000
20-Apr-12 MBL On market sale AUD 1.80 -377,103 FPS 377,103
20-Apr-12 MBL On market sale AUD 1.80 -567 FPS 567
20-Apr-12 MBL On market sale AUD 1.80 -17,897 FPS 17,897
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
20-Apr-12 MBL On market purchase AUD 1.80 511 FPS 511
20-Apr-12 MBL On market sale AUD 1.80 -25,000 FPS 25,000
20-Apr-12 MBL On market sale AUD 1.80 -569 FPS 569
20-Apr-12 MBL On market sale AUD 1.79 -25,000 FPS 25,000
20-Apr-12
20-Apr-12
MBL
MBL
On market purchase
On market sale
AUD 1.80
AUD 1.79
47,514
-50,000
FPS
FPS
47,514
50,000
20-Apr-12 MBL On market sale AUD 1.80 -1,395 FPS 1,395
20-Apr-12 MBL On market sale AUD 1.80 -994 FPS 994
20-Apr-12 MBL On market purchase AUD 1.79 534 FPS 534
20-Apr-12 MBL On market purchase AUD 1.80 1,064 FPS 1,064
20-Apr-12 MBL On market sale AUD 1.80 -33,406 FPS 33,406
20-Apr-12 MBL On market purchase AUD 1.80 39,471 FPS 39,471
20-Apr-12
20-Apr-12
MBL
MBL
On market purchase
On market sale
AUD 1.80
AUD 1.80
1,627
-6,065
FPS
FPS
1,627
6,065
20-Apr-12 MBL On market purchase AUD 1.80 11,063 FPS 11,063
23-Apr-12 MBL On market sale AUD 1.80 -7 FPS 7
23-Apr-12 MBL On market sale AUD 1.80 -100 FPS 100
23-Apr-12 MBL On market purchase AUD 1.79 1,817 FPS 1,817
23-Apr-12 MBL On market purchase AUD 1.79 5,144 FPS 5,144
23-Apr-12
23-Apr-12
MBL
MBL
On market purchase
On market purchase
AUD 1.79
AUD 1.80
3,851
846
FPS
FPS
3,851
846
23-Apr-12 MBL On market sale AUD 1.80 -1,044 FPS 1,044
23-Apr-12 MBL On market purchase AUD 1.80 311,371 FPS 311,371
23-Apr-12 MBL On market sale AUD 1.80 -283 FPS 283
23-Apr-12 MBL On market purchase AUD 1.80 2,087 FPS 2,087
23-Apr-12 MBL On market sale AUD 1.80 -257,761 FPS 257,761
23-Apr-12
23-Apr-12
MBL
MBL
On market sale
On market sale
AUD 1.79
AUD 1.79
-12,505
-12,513
FPS
FPS
12,505
12,513
23-Apr-12 MBL On market purchase AUD 1.79 1,043 FPS 1,043
23-Apr-12 MBL On market purchase AUD 1.79 283 FPS 283
23-Apr-12 MBL On market sale AUD 1.79 -10,094 FPS 10,094
23-Apr-12 MBL On market sale AUD 1.79 -283 FPS 283
23-Apr-12 MBL
MBL
On market purchase AUD 1.79 1,044 FPS 1,044
284
23-Apr-12
23-Apr-12
MBL On market sale
On market purchase
AUD 1.79
AUD 1.79
-284
283
FPS
FPS
283
23-Apr-12 MBL On market sale AUD 1.79 -18,498 FPS 18,498
23-Apr-12 MBL On market sale AUD 1.79 -266 FPS 266
23-Apr-12 MBL On market sale AUD 1.79 -701 FPS 701
23-Apr-12 MBL
MBL
On market purchase AUD 1.79 848 FPS 848
1,669
23-Apr-12
23-Apr-12
MBL On market sale
On market purchase
AUD 1.79
AUD 1.79
-1,669
424
FPS
FPS
424
23-Apr-12 MBL On market sale AUD 1.79 -425 FPS 425
23-Apr-12 MBL On market purchase AUD 1.79 424 FPS 424
23-Apr-12 MBL On market purchase AUD 1.79 689 FPS 689
23-Apr-12 MBL On market purchase AUD 1.79 1,044 FPS 1,044
23-Apr-12
23-Apr-12
MBL
MBL
On market sale
On market purchase
AUD 1.79
AUD 1.80
-2,106
2,220
FPS
FPS
2,106
2,220
23-Apr-12 MBL On market purchase AUD 1.80 7,095 FPS 7,095
24-Apr-12 MBL On market purchase AUD 1.84 1,802 FPS 1,802
24-Apr-12 MBL On market purchase AUD 1.84 857 FPS 857
24-Apr-12 MBL On market purchase AUD 1.83 100 FPS 100
24-Apr-12
24-Apr-12
MBL
MBL
On market purchase
On market purchase
AUD 1.84
AUD 1.84
2,433
85
FPS
FPS
2,433
85
24-Apr-12 MBL On market purchase AUD 1.84 555 FPS 555
24-Apr-12 MBL On market purchase AUD 1.84 10,186 FPS 10,186
24-Apr-12 MBL On market sale AUD 1.84 -200 FPS 200
24-Apr-12 MBL On market sale AUD 1.84 -1,634 FPS 1,634
24-Apr-12
24-Apr-12
MBL
MBL
On market sale
On market purchase
AUD 1.84
AUD 1.79
-190
435
FPS
FPS
190
435
24-Apr-12 MBL On market purchase AUD 1.79 515 FPS 515
24-Apr-12 MBL On market purchase AUD 1.79 28 FPS 28
24-Apr-12 MBL On market sale AUD 1.83 -1,031 FPS 1,031
24-Apr-12 MBL On market sale AUD 1.83 -976 FPS 976
24-Apr-12
24-Apr-12
MBL
MBL
On market sale
On market sale
AUD 1.83
AUD 1.83
-61
-3,519
FPS
FPS
61
3,519
24-Apr-12 MBL On market sale AUD 1.83 -2 FPS 2
24-Apr-12 MBL On market sale AUD 1.83 -348 FPS 348
24-Apr-12 MBL On market sale AUD 1.83 -799 FPS 799
24-Apr-12 MBL On market sale AUD 1.83 -155 FPS 155
24-Apr-12
24-Apr-12
MBL
MBL
On market purchase
On market purchase
AUD 1.84
AUD 1.79
294
1,043
FPS
FPS
294
1,043
24-Apr-12 MBL On market purchase AUD 1.79 1,043 FPS 1,043
24-Apr-12 MBL On market purchase AUD 1.80 836 FPS 836
24-Apr-12 MBL On market sale AUD 1.80 -840 FPS 840
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
24-Apr-12 MBL On market purchase AUD 1.80 212 FPS 212
24-Apr-12 MBL On market purchase AUD 1.80 1,043 FPS 1,043
24-Apr-12 MBL On market purchase AUD 1.81 352 FPS 352
24-Apr-12 MBL On market sale AUD 1.81 -557 FPS 557
24-Apr-12 MBL On market sale AUD 1.81 -344 FPS 344
24-Apr-12 MBL On market sale AUD 1.82 -330 FPS 330
24-Apr-12 MBL On market sale AUD 1.82 -350 FPS 350
24-Apr-12 MBL On market purchase AUD 1.82 1,043 FPS 1,043
24-Apr-12 MBL On market purchase AUD 1.82 698 FPS 698
24-Apr-12 MBL On market sale AUD 1.83 -349 FPS 349
24-Apr-12 MBL On market purchase AUD 1.83 348 FPS 348
24-Apr-12 MBL On market purchase AUD 1.83 348 FPS 348
24-Apr-12 MBL On market sale AUD 1.83 -698 FPS 698
24-Apr-12 MBL On market sale AUD 1.83 -349 FPS 349
24-Apr-12 MBL On market purchase AUD 1.83 696 FPS 696
24-Apr-12 MBL On market sale AUD 1.83 -349 FPS 349
24-Apr-12 MBL On market sale AUD 1.83 -327 FPS 327
24-Apr-12 MBL
MBL
On market purchase AUD 1.84 346 FPS 346
2,086
24-Apr-12
24-Apr-12
MBL On market purchase
On market sale
AUD 1.84
AUD 1.84
2,086
-2,445
FPS
FPS
2,445
24-Apr-12 MBL On market sale AUD 1.84 -555 FPS 555
24-Apr-12 MBL On market purchase AUD 1.84 3,041 FPS 3,041
24-Apr-12 MBL On market purchase AUD 1.84 1,044 FPS 1,044
24-Apr-12 MBL On market purchase AUD 1.84 625 FPS 625
24-Apr-12 MBL On market sale AUD 1.84 -1,599 FPS 1,599
24-Apr-12 MBL On market purchase AUD 1.84 2,215 FPS 2,215
26-Apr-12 MBL On market sale AUD 1.83 -688 FPS 688
26-Apr-12 MBL On market purchase AUD 1.83 52 FPS 52
26-Apr-12 MBL On market purchase AUD 1.83 47 FPS 47
26-Apr-12 MBL On market purchase AUD 1.83 540 FPS 540
26-Apr-12 MBL On market purchase AUD 1.83 24 FPS 24
26-Apr-12 MBL On market purchase AUD 1.83 612 FPS 612
26-Apr-12 MBL On market sale AUD 1.84 -1,430 FPS 1,430
26-Apr-12 MBL On market sale AUD 1.84 -1,325 FPS 1,325
26-Apr-12
26-Apr-12
MBL
MBL
On market sale
On market sale
AUD 1.83
AUD 1.84
-669
-1,579
FPS
FPS
669
1,579
26-Apr-12 MBL On market purchase AUD 1.83 37 FPS 37
26-Apr-12 MBL On market purchase AUD 1.83 721 FPS 721
26-Apr-12 MBL On market purchase AUD 1.83 39 FPS 39
26-Apr-12 MBL On market purchase AUD 1.83 960 FPS 960
26-Apr-12 MBL On market purchase AUD 1.83 250 FPS 250
26-Apr-12 MBL On market purchase AUD 1.84 1,043 FPS 1,043
26-Apr-12 MBL On market purchase AUD 1.84 424 FPS 424
26-Apr-12 MBL On market sale AUD 1.84 -635 FPS 635
26-Apr-12 MBL On market purchase AUD 1.84 1,043 FPS 1,043
26-Apr-12 MBL On market purchase AUD 1.83 552 FPS 552
26-Apr-12
26-Apr-12
MBL
MBL
On market purchase
On market sale
AUD 1.83
AUD 1.83
355
-512
FPS
FPS
355
512
26-Apr-12 MBL On market sale AUD 1.84 -195 FPS 195
26-Apr-12 MBL On market purchase AUD 1.83 353 FPS 353
26-Apr-12 MBL On market purchase AUD 1.83 1,043 FPS 1,043
26-Apr-12 MBL On market sale AUD 1.84 -1,643 FPS 1,643
26-Apr-12 MBL On market purchase AUD 1.83 2,086 FPS 2,086
26-Apr-12 MBL On market purchase AUD 1.83 1,668 FPS 1,668
26-Apr-12 MBL On market purchase AUD 1.82 1,042 FPS 1,042
26-Apr-12 MBL On market sale AUD 1.82 -1,993 FPS 1,993
26-Apr-12 MBL On market purchase AUD 1.82 1,122 FPS 1,122
26-Apr-12
26-Apr-12
MBL
MBL
On market sale
On market purchase
AUD 1.83
AUD 1.83
-1,124
1,704
FPS
FPS
1,124
1,704
26-Apr-12 MBL On market sale AUD 1.83 -1,121 FPS 1,121
26-Apr-12 MBL On market purchase AUD 1.83 1,138 FPS 1,138
26-Apr-12 MBL On market purchase AUD 1.83 1,043 FPS 1,043
26-Apr-12 MBL On market sale AUD 1.83 -1,142 FPS 1,142
26-Apr-12 MBL On market sale AUD 1.82 -2,371 FPS 2,371
26-Apr-12 MBL On market sale AUD 1.83 -840 FPS 840
26-Apr-12 MBL On market purchase AUD 1.83 4,260 FPS 4,260
26-Apr-12 MBL On market purchase AUD 1.83 8,031 FPS 8,031
27-Apr-12 MBL On market sale AUD 1.85 -2,540 FPS 2,540
27-Apr-12
27-Apr-12
MBL
MBL
On market sale
On market sale
AUD 1.85
AUD 1.84
-4,016
-1,304
FPS
FPS
4,016
1,304
27-Apr-12 MBL On market sale AUD 1.84 -1,456 FPS 1,456
27-Apr-12 MBL On market sale AUD 1.84 -1,860 FPS 1,860
27-Apr-12 MBL On market sale AUD 1.84 -845 FPS 845
27-Apr-12 MBL On market sale AUD 1.84 -7,376 FPS 7,376
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
27-Apr-12 MBL On market sale AUD 1.84 -4,441 FPS 4,441
27-Apr-12 MBL On market sale AUD 1.84 -258 FPS 258
27-Apr-12 MBL On market sale AUD 1.84 -1,851 FPS 1,851
27-Apr-12 MBL
MBL
On market sale AUD 1.84 -1,190 FPS 1,190
959
27-Apr-12
27-Apr-12
MBL On market sale
On market sale
AUD 1.84
AUD 1.84
-959
-349
FPS
FPS
349
27-Apr-12 MBL On market sale AUD 1.85 -869 FPS 869
27-Apr-12 MBL On market sale AUD 1.85 -31 FPS 31
27-Apr-12 MBL On market sale AUD 1.85 -2,222 FPS 2,222
27-Apr-12 MBL On market sale AUD 1.85 -5,151 FPS 5,151
27-Apr-12 MBL
MBL
On market sale AUD 1.85 -405 FPS 405
5,666
27-Apr-12
27-Apr-12
MBL On market sale
On market sale
AUD 1.85
AUD 1.83
-5,666
-658
FPS
FPS
658
27-Apr-12 MBL On market sale AUD 1.83 -1,851 FPS 1,851
27-Apr-12 MBL On market sale AUD 1.83 -2,759 FPS 2,759
27-Apr-12 MBL On market sale AUD 1.83 -1,530 FPS 1,530
27-Apr-12 MBL On market sale AUD 1.83 -1,738 FPS 1,738
27-Apr-12
27-Apr-12
MBL
MBL
On market sale
On market sale
AUD 1.83
AUD 1.83
-25
-3,637
FPS
FPS
25
3,637
27-Apr-12 MBL On market sale AUD 1.83 -1,302 FPS 1,302
27-Apr-12 MBL On market sale AUD 1.85 -1,332 FPS 1,332
27-Apr-12 MBL On market sale AUD 1.85 -1,365 FPS 1,365
27-Apr-12 MBL On market sale AUD 1.85 -68 FPS 68
27-Apr-12
27-Apr-12
MBL
MBL
On market sale
On market sale
AUD 1.85
AUD 1.85
-174
-62
FPS
FPS
174
62
27-Apr-12 MBL On market sale AUD 1.85 -185 FPS 185
27-Apr-12 MBL On market sale AUD 1.85 -3,305 FPS 3,305
27-Apr-12 MBL On market sale AUD 1.85 -3,151 FPS 3,151
27-Apr-12 MBL On market sale AUD 1.85 -1,300 FPS 1,300
27-Apr-12
27-Apr-12
MBL
MBL
On market sale
On market sale
AUD 1.85
AUD 1.85
-945
-557
FPS
FPS
945
557
27-Apr-12 MBL On market sale AUD 1.85 -2,132 FPS 2,132
27-Apr-12 MBL On market sale AUD 1.85 -5,666 FPS 5,666
27-Apr-12 MBL On market sale AUD 1.85 -391 FPS 391
27-Apr-12 MBL On market sale AUD 1.85 -928 FPS 928
27-Apr-12 MBL
MBL
On market sale AUD 1.85 -1,300 FPS 1,300
474
27-Apr-12
27-Apr-12
MBL On market sale
On market sale
AUD 1.85
AUD 1.85
-474
-48
FPS
FPS
48
27-Apr-12 MBL On market sale AUD 1.85 -2,934 FPS 2,934
27-Apr-12 MBL On market sale AUD 1.84 -574 FPS 574
27-Apr-12 MBL On market sale AUD 1.85 -2,729 FPS 2,729
27-Apr-12 MBL On market sale AUD 1.85 -1,628 FPS 1,628
27-Apr-12
27-Apr-12
MBL
MBL
On market sale
On market sale
AUD 1.85
AUD 1.85
-465
-133
FPS
FPS
465
133
27-Apr-12 MBL On market sale AUD 1.85 -630 FPS 630
27-Apr-12 MBL On market sale AUD 1.85 -347 FPS 347
27-Apr-12 MBL On market sale AUD 1.85 -3,561 FPS 3,561
27-Apr-12 MBL On market sale AUD 1.85 -791 FPS 791
27-Apr-12
27-Apr-12
MBL
MBL
On market sale
On market sale
AUD 1.85
AUD 1.85
-1,432
-2,836
FPS
FPS
1,432
2,836
27-Apr-12 MBL On market sale AUD 1.85 -240 FPS 240
27-Apr-12 MBL On market sale AUD 1.85 -4,977 FPS 4,977
27-Apr-12 MBL On market sale AUD 1.85 -911 FPS 911
27-Apr-12 MBL On market sale AUD 1.83 -1,043 FPS 1,043
27-Apr-12
27-Apr-12
MBL
MBL
On market purchase
On market purchase
AUD 1.83
AUD 1.85
1,043
1,042
FPS
FPS
1,043
1,042
27-Apr-12 MBL On market purchase AUD 1.85 1,812 FPS 1,812
27-Apr-12 MBL On market purchase AUD 1.85 1,044 FPS 1,044
27-Apr-12 MBL On market sale AUD 1.84 -2,729 FPS 2,729
27-Apr-12 MBL On market purchase AUD 1.84 3,840 FPS 3,840
27-Apr-12
27-Apr-12
MBL
MBL
On market sale
On market purchase
AUD 1.84
AUD 1.83
-4,905
420
FPS
FPS
4,905
420
27-Apr-12 MBL On market purchase AUD 1.84 6,570 FPS 6,570
Borrow Return under Stock
Lending Agreement - refer to
AUD 1.93
27-Apr-12 MBL Annex G -1,550,000 FPS 1,550,000
28-Apr-12 MBL On market purchase AUD 1.85 1,088 FPS 1,088
28-Apr-12 MBL On market purchase AUD 1.85 557 FPS 557
28-Apr-12 MBL On market sale AUD 1.85 -1,116 FPS 1,116
28-Apr-12
28-Apr-12
MBL
MBL
On market sale
On market purchase
AUD 1.85
AUD 1.85
-349
327
FPS
FPS
349
327
28-Apr-12 MBL On market sale AUD 1.85 -348 FPS 348
28-Apr-12 MBL On market purchase AUD 1.85 348 FPS 348
28-Apr-12 MBL On market sale AUD 1.85 -323 FPS 323
Date of Person whose relevant Nature of change Consideration Number of securities Class Person's votes
change interest changed affected affected
28-Apr-12 MBL On market purchase AUD 1.83 501 FPS 501
28-Apr-12 MBL On market purchase AUD 1.83 700 FPS 700
28-Apr-12 MBL On market purchase AUD 1.84 1,028 FPS 1,028
28-Apr-12 MBL On market sale AUD 1.84 -1,050 FPS 1,050
28-Apr-12 MBL On market purchase AUD 1.85 335 FPS 335
28-Apr-12 MBL On market sale AUD 1.85 -679 FPS 679
28-Apr-12 MBL On market sale AUD 1.83 -151 FPS 151
28-Apr-12 MBL On market sale AUD 1.83 -35 FPS 35
28-Apr-12 MBL On market sale AUD 1.83 -315 FPS 315
30-Apr-12 MBL On market purchase AUD 1.85 521 FPS 521
30-Apr-12 MBL On market sale AUD 1.85 -282 FPS 282
30-Apr-12 MBL On market sale AUD 1.85 -846 FPS 846
30-Apr-12 MBL On market purchase AUD 1.85 844 FPS 844
30-Apr-12 MBL On market sale AUD 1.85 -1,269 FPS 1,269
30-Apr-12 MBL On market purchase AUD 1.85 2,058 FPS 2,058
30-Apr-12 MBL On market purchase AUD 1.85 422 FPS 422
30-Apr-12 MBL On market purchase AUD 1.85 1,042 FPS 1,042
30-Apr-12 MBL On market sale AUD 1.85 -1,249 FPS 1,249
30-Apr-12 MBL On market sale AUD 1.85 -406 FPS 406
30-Apr-12 MBL On market sale AUD 1.85 -564 FPS 564
30-Apr-12 MBL On market sale AUD 1.85 -1,915 FPS 1,915
30-Apr-12 MBL On market purchase AUD 1.85 3,207 FPS 3,207
30-Apr-12 MBL On market purchase AUD 1.85 7,507 FPS 7,507
01-May-12 MBL On market sale AUD 1.89 -1,219 FPS 1,219
01-May-12 MBL On market sale AUD 1.89 -397 FPS 397
01-May-12 MBL On market sale AUD 1.89 -5,145 FPS 5,145
01-May-12 MBL On market sale AUD 1.88 -1,528 FPS 1,528
01-May-12 MBL On market sale AUD 1.90 -100 FPS 100
01-May-12 MBL On market sale AUD 1.91 -1,256 FPS 1,256
01-May-12 MBL On market sale AUD 1.91 -1,789 FPS 1,789
01-May-12 MBL On market sale AUD 1.91 -1,428 FPS 1,428
01-May-12 MBL On market sale AUD 1.90 -333 FPS 333
01-May-12 MBL On market sale AUD 1.89 -7,467 FPS 7,467
01-May-12 MBL On market sale AUD 1.89 -1,269 FPS 1,269
01-May-12 MBL On market sale AUD 1.90 -100 FPS 100
01-May-12 MBL On market sale AUD 1.86 -1,746 FPS 1,746
01-May-12 MBL On market sale AUD 1.90 -100 FPS 100
01-May-12 MBL On market sale AUD 1.86 -416 FPS 416
01-May-12 MBL On market sale AUD 1.86 -1,368 FPS 1,368
01-May-12 MBL On market sale AUD 1.86 -145 FPS 145
01-May-12 MBL On market sale AUD 1.91 -1,416 FPS 1,416
01-May-12 MBL On market sale AUD 1.89 -2,311 FPS 2,311
01-May-12 MBL On market sale AUD 1.89 -1,509 FPS 1,509
01-May-12 MBL On market sale AUD 1.89 -1,326 FPS 1,326
01-May-12 MBL On market sale AUD 1.89 -940 FPS 940
01-May-12 MBL On market sale AUD 1.89 -1,107 FPS 1,107
01-May-12 MBL On market sale AUD 1.89 -1,269 FPS 1,269
01-May-12 MBL
MBL
On market sale AUD 1.88 -1,549 FPS 1,549
521
01-May-12
01-May-12
MBL On market purchase
On market sale
AUD 1.85
AUD 1.86
521
-530
FPS
FPS
530
01-May-12 MBL On market purchase AUD 1.87 276 FPS 276
01-May-12 MBL On market sale AUD 1.87 -254 FPS 254
01-May-12 MBL On market purchase AUD 1.88 275 FPS 275
01-May-12 MBL On market purchase AUD 1.89 2,606 FPS 2,606
01-May-12 MBL On market purchase AUD 1.89 409 FPS 409
01-May-12 MBL On market sale AUD 1.89 -669 FPS 669
01-May-12 MBL On market purchase AUD 1.89 1,202 FPS 1,202
01-May-12 MBL On market purchase AUD 1.89 1,043 FPS 1,043
01-May-12 MBL On market sale AUD 1.89 -794 FPS 794
01-May-12 MBL On market purchase AUD 1.89 1,586 FPS 1,586
01-May-12 MBL On market sale AUD 1.90 -2,407 FPS 2,407
01-May-12 MBL On market purchase AUD 1.90 1,042 FPS 1,042
01-May-12 MBL On market purchase AUD 1.91 1,182 FPS 1,182
01-May-12 MBL On market sale AUD 1.91 -813 FPS 813
01-May-12 MBL On market purchase AUD 1.91 3,650 FPS 3,650
01-May-12 MBL On market purchase AUD 1.90 374 FPS 374
01-May-12 MBL On market sale AUD 1.90 -408 FPS 408
01-May-12 MBL On market purchase AUD 1.90 516 FPS 516
01-May-12 MBL On market purchase AUD 1.89 1,907 FPS 1,907
01-May-12 MBL On market sale AUD 1.89 -1,604 FPS 1,604
01-May-12 MBL On market sale AUD 1.90 -291 FPS 291
01-May-12 MBL On market purchase AUD 1.90 268 FPS 268
01-May-12 MBL On market purchase AUD 1.90 103 FPS 103
01-May-12 MBL On market purchase AUD 1.90 14,014 FPS 14,014
Date of Person whose relevant Nature of change Consideration Number of securities Class Person's votes
change interest changed affected affected
01-May-12 MBL On market sale
Borrow Delivery under Stock
AUD 1.90
AUD 1.75
-14,014 FPS 14,014
Lending Agreement - Refer to
01-May-12 MBL Annex D 500,000 FPS 500,000
02-May-12 MBL On market sale AUD 1.88 -2,164 FPS 2,164
02-May-12 MBL On market sale AUD 1.88 -3,000 FPS 3,000
02-May-12 MBL On market sale AUD 1.88 -2,411 FPS 2,411
02-May-12 MBL On market sale AUD 1.88 -10,371 FPS 10,371
02-May-12
02-May-12
MBL
MBL
On market sale
On market sale
AUD 1.88
AUD 1.88
-48
-3,462
FPS
FPS
48
3,462
02-May-12 MBL On market sale AUD 1.88 -5,840 FPS 5,840
02-May-12 MBL On market sale AUD 1.88 -305 FPS 305
02-May-12 MBL On market sale AUD 1.88 -3,695 FPS 3,695
02-May-12 MBL On market sale AUD 1.88 -2,023 FPS 2,023
02-May-12 MBL On market sale AUD 1.88 -228 FPS 228
02-May-12
02-May-12
MBL
MBL
On market sale
On market sale
AUD 1.88
AUD 1.88
-380
-6,540
FPS
FPS
380
6,540
02-May-12 MBL On market sale AUD 1.88 -826 FPS 826
02-May-12 MBL On market sale AUD 1.88 -1,227 FPS 1,227
02-May-12 MBL On market sale AUD 1.88 -1,416 FPS 1,416
02-May-12 MBL On market sale AUD 1.88 -5,960 FPS 5,960
02-May-12 MBL
MBL
On market sale AUD 1.88 -2,759 FPS 2,759
600
02-May-12
02-May-12
MBL On market sale
On market sale
AUD 1.88
AUD 1.88
-600
-1,631
FPS
FPS
1,631
02-May-12 MBL On market sale AUD 1.88 -4,107 FPS 4,107
02-May-12 MBL On market sale AUD 1.88 -2,306 FPS 2,306
02-May-12 MBL On market sale AUD 1.88 -4,386 FPS 4,386
02-May-12 MBL On market sale AUD 1.88 -302 FPS 302
02-May-12 MBL On market sale AUD 1.88 -5,000 FPS 5,000
02-May-12
02-May-12
MBL
MBL
On market sale
On market sale
AUD 1.88
AUD 1.88
-602
-105
FPS
FPS
602
105
02-May-12 MBL On market sale AUD 1.88 -2,106 FPS 2,106
02-May-12 MBL On market sale AUD 1.88 -104 FPS 104
02-May-12 MBL On market sale AUD 1.88 -105 FPS 105
02-May-12 MBL
MBL
On market sale AUD 1.88 -2,067 FPS 2,067
2,917
02-May-12
02-May-12
MBL On market sale
On market sale
AUD 1.88
AUD 1.88
-2,917
-1,188
FPS
FPS
1,188
02-May-12 MBL On market sale AUD 1.88 -1,685 FPS 1,685
02-May-12 MBL On market sale AUD 1.88 -7,686 FPS 7,686
02-May-12 MBL On market sale AUD 1.88 -4,000 FPS 4,000
02-May-12 MBL
MBL
On market sale AUD 1.88 -4,930 FPS 4,930
9,858
02-May-12
02-May-12
MBL On market sale
On market sale
AUD 1.88
AUD 1.88
-9,858
-6,661
FPS
FPS
6,661
02-May-12 MBL On market sale AUD 1.88 -228 FPS 228
02-May-12 MBL On market sale AUD 1.88 -4,058 FPS 4,058
02-May-12 MBL On market sale AUD 1.88 -98 FPS 98
02-May-12 MBL On market sale AUD 1.88 -3 FPS 3
02-May-12
02-May-12
MBL
MBL
On market sale
On market sale
AUD 1.88
AUD 1.88
-3,528
-5,000
FPS
FPS
3,528
5,000
02-May-12 MBL On market sale AUD 1.88 -13,157 FPS 13,157
02-May-12 MBL On market sale AUD 1.88 -2,614 FPS 2,614
02-May-12 MBL On market sale AUD 1.88 -2,150 FPS 2,150
02-May-12 MBL On market sale AUD 1.88 -1,000 FPS 1,000
02-May-12
02-May-12
MBL
MBL
On market sale
On market sale
AUD 1.88
AUD 1.88
-370
-2,873
FPS
FPS
370
2,873
02-May-12 MBL On market sale AUD 1.88 -9,000 FPS 9,000
02-May-12 MBL On market sale AUD 1.88 -3,064 FPS 3,064
02-May-12 MBL On market sale AUD 1.88 -2,524 FPS 2,524
02-May-12 MBL On market sale AUD 1.88 -235 FPS 235
02-May-12
02-May-12
MBL
MBL
On market sale
On market sale
AUD 1.88
AUD 1.88
-1,851
-5,909
FPS
FPS
1,851
5,909
02-May-12 MBL On market sale AUD 1.88 -10,961 FPS 10,961
02-May-12 MBL On market purchase AUD 1.89 624 FPS 624
02-May-12 MBL On market sale AUD 1.89 -521 FPS 521
02-May-12 MBL On market purchase AUD 1.89 5,263 FPS 5,263
02-May-12 MBL On market sale AUD 1.88 -317 FPS 317
02-May-12
02-May-12
MBL
MBL
On market sale
On market purchase
AUD 1.88
AUD 1.88
-175
1,041
FPS
FPS
175
1,041
02-May-12 MBL On market purchase AUD 1.88 190 FPS 190
02-May-12 MBL On market sale AUD 1.88 -351 FPS 351
02-May-12 MBL On market sale AUD 1.88 -55 FPS 55
02-May-12 MBL On market sale AUD 1.88 -1,041 FPS 1,041
02-May-12
02-May-12
MBL
MBL
On market sale
On market sale
AUD 1.88
AUD 1.88
-211
-415
FPS
FPS
211
415
Date of Person whose relevant Nature of change Consideration Number of securities Class Person's votes
change interest changed affected affected
02-May-12 MBL On market purchase AUD 1.88 2,083 FPS 2,083
02-May-12 MBL On market purchase AUD 1.88 1,041 FPS 1,041
02-May-12 MBL On market sale AUD 1.88 -192 FPS 192
02-May-12 MBL On market sale AUD 1.88 -269 FPS 269
02-May-12 MBL On market purchase AUD 1.88 1,041 FPS 1,041
02-May-12 MBL On market sale AUD 1.88 -443 FPS 443
02-May-12 MBL On market sale AUD 1.88 -211 FPS 211
02-May-12 MBL On market sale AUD 1.88 -211 FPS 211
02-May-12 MBL On market sale AUD 1.88 -259 FPS 259
02-May-12 MBL On market purchase AUD 1.88 211 FPS 211
02-May-12 MBL On market sale AUD 1.88 -140 FPS 140
02-May-12 MBL On market purchase AUD 1.88 1,042 FPS 1,042
02-May-12 MBL On market sale AUD 1.88 -252 FPS 252
02-May-12 MBL On market sale AUD 1.88 -77 FPS 77
02-May-12 MBL On market sale AUD 1.88 -206 FPS 206
02-May-12 MBL On market sale AUD 1.88 -267 FPS 267
02-May-12 MBL On market sale AUD 1.88 -291 FPS 291
02-May-12 MBL On market sale AUD 1.88 -313 FPS 313
02-May-12 MBL On market sale AUD 1.88 -697 FPS 697
02-May-12 MBL On market sale AUD 1.88 -2,373 FPS 2,373
02-May-12 MBL On market purchase AUD 1.88 1,122 FPS 1,122
02-May-12
02-May-12
MBL
MBL
On market sale
On market purchase
AUD 1.89
AUD 1.89
-750
1,065
FPS
FPS
750
1,065
02-May-12 MBL On market purchase AUD 1.89 4,373 FPS 4,373
03-May-12 MBL On market purchase AUD 1.88 1,041 FPS 1,041
03-May-12 MBL On market sale AUD 1.88 -1,388 FPS 1,388
03-May-12 MBL On market purchase AUD 1.88 1,055 FPS 1,055
03-May-12 MBL On market purchase AUD 1.87 1,041 FPS 1,041
03-May-12 MBL On market sale AUD 1.88 -1,354 FPS 1,354
03-May-12 MBL On market purchase AUD 1.87 1,060 FPS 1,060
03-May-12 MBL On market purchase AUD 1.88 1,042 FPS 1,042
03-May-12 MBL On market purchase AUD 1.88 556 FPS 556
03-May-12 MBL On market purchase AUD 1.87 2,082 FPS 2,082
03-May-12 MBL On market purchase AUD 1.87 762 FPS 762
03-May-12 MBL On market sale AUD 1.87 -724 FPS 724
03-May-12 MBL On market sale AUD 1.87 -207 FPS 207
03-May-12 MBL On market purchase AUD 1.87 209 FPS 209
03-May-12 MBL On market sale AUD 1.87 -1,229 FPS 1,229
03-May-12 MBL On market purchase AUD 1.87 192 FPS 192
03-May-12 MBL On market purchase AUD 1.89 23,352 FPS 23,352
03-May-12 MBL On market sale AUD 1.87 -180 FPS 180
03-May-12 MBL On market sale AUD 1.87 -9,658 FPS 9,658
03-May-12 MBL On market purchase AUD 1.87 9,658 FPS 9,658
03-May-12 MBL On market purchase AUD 1.87 1,041 FPS 1,041
03-May-12 MBL On market purchase AUD 1.87 1,041 FPS 1,041
03-May-12 MBL On market purchase AUD 1.87 348 FPS 348
03-May-12 MBL On market sale AUD 1.87 -1,190 FPS 1,190
03-May-12 MBL On market sale AUD 1.87 -2,100 FPS 2,100
03-May-12 MBL On market purchase AUD 1.87 699 FPS 699
03-May-12 MBL On market purchase AUD 1.87 3,491 FPS 3,491
03-May-12 MBL On market purchase AUD 1.87 7,601 FPS 7,601
Borrow Return under Stock AUD 2.00
03-May-12 MBL Lending Agreement - Annex
D
-865,000 FPS 865,000
04-May-12 MBL On market sale AUD 1.87 -1,507 FPS 1,507
04-May-12 MBL On market purchase AUD 1.87 547 FPS 547
04-May-12 MBL On market sale AUD 1.86 -710 FPS 710
04-May-12 MBL On market purchase AUD 1.86 268 FPS 268
04-May-12 MBL On market purchase AUD 1.86 1,041 FPS 1,041
04-May-12 MBL On market purchase AUD 1.85 265 FPS 265
04-May-12 MBL On market purchase AUD 1.85 1,041 FPS 1,041
04-May-12 MBL On market purchase AUD 1.85 420 FPS 420
04-May-12 MBL On market purchase AUD 1.85 3,235 FPS 3,235
04-May-12 MBL On market sale AUD 1.85 -421 FPS 421
04-May-12 MBL On market purchase AUD 1.85 441 FPS 441
04-May-12 MBL On market purchase AUD 1.84 1,041 FPS 1,041
04-May-12 MBL On market purchase AUD 1.84 707 FPS 707
04-May-12 MBL On market sale AUD 1.84 -3,483 FPS 3,483
04-May-12 MBL On market purchase AUD 1.84 707 FPS 707
04-May-12 MBL On market purchase AUD 1.83 936 FPS 936
04-May-12 MBL On market sale AUD 1.83 -469 FPS 469
04-May-12 MBL On market sale AUD 1.83 -177 FPS 177
07-May-12 MBL On market purchase AUD 1.83 42 FPS 42
07-May-12 MBL On market sale AUD 1.83 -37,096 FPS 37,096
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
07-May-12 MBL On market sale AUD 1.83 -16,922 FPS 16,922
07-May-12 MBL On market purchase AUD 1.82 1,041 FPS 1,041
07-May-12 MBL On market sale AUD 1.83 -599 FPS 599
07-May-12 MBL On market purchase AUD 1.83 833 FPS 833
07-May-12 MBL On market sale AUD 1.83 -209 FPS 209
07-May-12 MBL On market purchase AUD 1.83 208 FPS 208
07-May-12 MBL On market sale AUD 1.84 -1,323 FPS 1,323
07-May-12 MBL On market purchase AUD 1.83 1,323 FPS 1,323
07-May-12 MBL On market sale AUD 1.83 -2,082 FPS 2,082
07-May-12 MBL On market purchase AUD 1.83 693 FPS 693
07-May-12
07-May-12
MBL
MBL
On market sale
On market purchase
AUD 1.83
AUD 1.84
-1,020
346
FPS
FPS
1,020
346
07-May-12 MBL On market sale AUD 1.84 -694 FPS 694
07-May-12 MBL On market purchase AUD 1.83 2,410 FPS 2,410
07-May-12 MBL On market purchase AUD 1.83 951 FPS 951
07-May-12 MBL On market sale AUD 1.83 -836 FPS 836
07-May-12 MBL On market purchase AUD 1.83 3,122 FPS 3,122
07-May-12 MBL On market purchase AUD 1.83 350 FPS 350
07-May-12 MBL On market purchase AUD 1.83 1,706 FPS 1,706
07-May-12 MBL On market sale AUD 1.83 -1,387 FPS 1,387
07-May-12
07-May-12
MBL
MBL
On market purchase
On market sale
AUD 1.83
AUD 1.82
2,700
-5,306
FPS
FPS
2,700
5,306
07-May-12 MBL On market sale AUD 1.82 -5,452 FPS 5,452
07-May-12 MBL On market sale AUD 1.82 -15 FPS 15
Borrow Return under Stock AUD 1.78
Lending Agreement - Refer to
07-May-12 MBL Annex F -10,105 FPS 10,105
Borrow Return under Stock AUD 1.78
Lending Agreement - Refer to
07-May-12 MBL Annex F -18,196 FPS 18,196
08-May-12
08-May-12
MBL
MBL
On market sale
On market sale
AUD 1.83
AUD 1.83
-1,138
-35
FPS
FPS
1,138
35
08-May-12 MBL On market sale AUD 1.83 -1,314 FPS 1,314
08-May-12 MBL On market sale AUD 1.83 -903 FPS 903
08-May-12 MBL On market purchase AUD 1.83 840 FPS 840
08-May-12 MBL On market sale AUD 1.83 -1,040 FPS 1,040
08-May-12 MBL On market purchase AUD 1.83 630 FPS 630
08-May-12 MBL On market purchase AUD 1.82 230 FPS 230
08-May-12 MBL
MBL
On market sale AUD 1.83 -426 FPS 426
1,041
08-May-12
08-May-12
MBL On market sale
On market sale
AUD 1.83
AUD 1.83
-1,041
-568
FPS
FPS
568
08-May-12 MBL On market sale AUD 1.83 -532 FPS 532
08-May-12 MBL On market purchase AUD 1.83 566 FPS 566
08-May-12 MBL On market sale AUD 1.83 -1,592 FPS 1,592
08-May-12 MBL On market sale AUD 1.83 -14,772 FPS 14,772
08-May-12 MBL On market purchase AUD 1.82 24,074 FPS 24,074
08-May-12 MBL On market purchase AUD 1.82 24,074 FPS 24,074
08-May-12 MBL On market purchase AUD 1.83 407 FPS 407
08-May-12
08-May-12
MBL
MBL
On market sale
On market purchase
AUD 1.83
AUD 1.83
-595
445
FPS
FPS
595
445
08-May-12 MBL On market sale AUD 1.83 -445 FPS 445
09-May-12 MBL On market sale AUD 1.85 -185 FPS 185
09-May-12 MBL On market sale AUD 1.85 -201 FPS 201
09-May-12 MBL On market sale AUD 1.85 -8 FPS 8
09-May-12 MBL On market purchase AUD 1.84 281 FPS 281
09-May-12 MBL
MBL
On market purchase AUD 1.84 265 FPS 265
308
09-May-12
09-May-12
MBL On market purchase
On market purchase
AUD 1.84
AUD 1.84
308
10,116
FPS
FPS
10,116
09-May-12 MBL On market sale AUD 1.86 -40,675 FPS 40,675
09-May-12 MBL On market purchase AUD 1.84 107 FPS 107
09-May-12 MBL On market purchase AUD 1.84 124 FPS 124
09-May-12 MBL On market sale AUD 1.84 -11 FPS 11
09-May-12 MBL On market sale AUD 1.84 -86 FPS 86
09-May-12
09-May-12
MBL
MBL
On market sale
On market sale
AUD 1.84
AUD 1.84
-8
-22
FPS
FPS
8
22
09-May-12 MBL On market purchase AUD 1.84 37 FPS 37
09-May-12 MBL On market sale AUD 1.84 -1,665 FPS 1,665
09-May-12 MBL On market purchase AUD 1.84 1,117 FPS 1,117
09-May-12 MBL On market sale AUD 1.84 -680 FPS 680
09-May-12 MBL On market sale AUD 1.84 -2,080 FPS 2,080
09-May-12 MBL On market purchase AUD 1.84 845 FPS 845
09-May-12
09-May-12
MBL
MBL
On market purchase
On market sale
AUD 1.84
AUD 1.84
523
-565
FPS
FPS
523
565
09-May-12 MBL On market sale AUD 1.84 -528 FPS 528
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
09-May-12 MBL On market purchase AUD 1.84 548 FPS 548
09-May-12 MBL On market purchase AUD 1.84 452 FPS 452
09-May-12 MBL On market purchase AUD 1.83 24,001 FPS 24,001
09-May-12 MBL On market sale AUD 1.84 -496 FPS 496
09-May-12 MBL On market sale AUD 1.84 -1,040 FPS 1,040
09-May-12 MBL On market sale AUD 1.84 -1,040 FPS 1,040
09-May-12 MBL On market purchase AUD 1.84 423 FPS 423
09-May-12 MBL On market sale AUD 1.84 -424 FPS 424
09-May-12 MBL On market purchase AUD 1.84 1,193 FPS 1,193
09-May-12 MBL On market sale AUD 1.84 -425 FPS 425
09-May-12 MBL On market sale AUD 1.84 -1,040 FPS 1,040
09-May-12 MBL On market sale AUD 1.84 -1,040 FPS 1,040
09-May-12 MBL On market sale AUD 1.84 -1,971 FPS 1,971
09-May-12 MBL On market purchase AUD 1.84 1,416 FPS 1,416
09-May-12 MBL On market sale AUD 1.84 -2,075 FPS 2,075
09-May-12 MBL On market purchase AUD 1.84 2,092 FPS 2,092
09-May-12 MBL On market purchase AUD 1.84 705 FPS 705
09-May-12 MBL On market sale AUD 1.85 -1,707 FPS 1,707
09-May-12 MBL On market sale AUD 1.86 -6,136 FPS 6,136
09-May-12
10-May-12
MBL
MBL
On market purchase
On market purchase
AUD 1.86
AUD 1.88
1,222
100
FPS
FPS
1,222
100
10-May-12 MBL On market purchase AUD 1.87 805 FPS 805
10-May-12 MBL On market purchase AUD 1.87 58 FPS 58
10-May-12 MBL On market sale AUD 1.88 -1,780 FPS 1,780
10-May-12 MBL On market sale AUD 1.89 -2,702 FPS 2,702
10-May-12 MBL On market sale AUD 1.87 -2,815 FPS 2,815
10-May-12 MBL On market sale AUD 1.87 -2,307 FPS 2,307
10-May-12 MBL On market sale AUD 1.88 -2,819 FPS 2,819
10-May-12 MBL On market purchase AUD 1.88 3,806 FPS 3,806
10-May-12 MBL On market purchase AUD 1.88 7 FPS 7
10-May-12 MBL On market purchase AUD 1.88 145 FPS 145
10-May-12 MBL On market purchase AUD 1.88 283 FPS 283
10-May-12 MBL On market purchase AUD 1.88 149 FPS 149
10-May-12 MBL On market purchase AUD 1.88 3,268 FPS 3,268
10-May-12 MBL On market sale AUD 1.88 -2,248 FPS 2,248
10-May-12 MBL On market purchase AUD 1.86 417 FPS 417
10-May-12 MBL On market purchase AUD 1.86 166 FPS 166
10-May-12 MBL
MBL
On market purchase AUD 1.87 273 FPS 273
585
10-May-12
10-May-12
MBL On market sale
On market sale
AUD 1.88
AUD 1.88
-585
-150
FPS
FPS
150
10-May-12 MBL On market purchase AUD 1.86 520 FPS 520
10-May-12 MBL On market sale AUD 1.87 -1,100 FPS 1,100
10-May-12 MBL On market sale AUD 1.87 -2,080 FPS 2,080
10-May-12 MBL On market sale AUD 1.88 -283 FPS 283
10-May-12 MBL On market purchase AUD 1.87 1,118 FPS 1,118
10-May-12 MBL On market purchase AUD 1.88 271 FPS 271
10-May-12 MBL On market purchase AUD 1.88 277 FPS 277
10-May-12 MBL On market purchase AUD 1.88 281 FPS 281
10-May-12 MBL On market sale AUD 1.88 -282 FPS 282
10-May-12 MBL On market sale AUD 1.88 -283 FPS 283
10-May-12 MBL On market sale AUD 1.88 -283 FPS 283
10-May-12 MBL On market purchase AUD 1.88 552 FPS 552
10-May-12 MBL On market purchase AUD 1.88 282 FPS 282
10-May-12 MBL On market sale AUD 1.88 -1,040 FPS 1,040
10-May-12 MBL On market sale AUD 1.88 -566 FPS 566
10-May-12 MBL On market purchase AUD 1.88 564 FPS 564
10-May-12
10-May-12
MBL
MBL
On market sale
On market sale
AUD 1.88
AUD 1.89
-281
-2,169
FPS
FPS
281
2,169
10-May-12 MBL On market purchase AUD 1.90 1,902 FPS 1,902
10-May-12 MBL On market purchase AUD 1.90 9,048 FPS 9,048
10-May-12 MBL On market purchase AUD 1.86 24,221 FPS 24,221
Borrow Return under Stock AUD 1.92
10-May-12 MBL Lending Agreement - refer to
Annex G
-105,000 FPS 105,000
Borrow Return under Stock
Lending Agreement - refer to
AUD 1.92
10-May-12 MBL Annex G -90,000 FPS 90,000
Borrow Return under Stock AUD 1.92
Lending Agreement - refer to
10-May-12 MBL Annex G -80,000 FPS 80,000
Borrow Return under Stock
Lending Agreement - refer to
AUD 1.92
10-May-12 MBL Annex G -160,000 FPS 160,000
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
Borrow Return under Stock AUD 1.92
Lending Agreement - refer to
10-May-12 MBL Annex G -200,000 FPS 200,000
Borrow Return under Stock AUD 1.92
Lending Agreement - refer to
10-May-12 MBL Annex G -60,000 FPS 60,000
Borrow Return under Stock AUD 1.92
Lending Agreement - refer to
10-May-12 MBL Annex G
Borrow Return under Stock
AUD 1.92 -105,000 FPS 105,000
Lending Agreement - refer to
10-May-12 MBL Annex G -90,000 FPS 90,000
Borrow Return under Stock AUD 1.92
Lending Agreement - refer to
10-May-12 MBL Annex G -120,000 FPS 120,000
Borrow Return under Stock AUD 1.92
Lending Agreement - refer to
10-May-12 MBL Annex G -135,000 FPS 135,000
Borrow Return under Stock
Lending Agreement - refer to
AUD 1.92
10-May-12 MBL Annex G -135,000 FPS 135,000
Borrow Return under Stock AUD 1.92
Lending Agreement - refer to
10-May-12 MBL Annex G -140,000 FPS 140,000
Borrow Return under Stock AUD 1.92
Lending Agreement - refer to
10-May-12 MBL Annex G -75,000 FPS 75,000
Borrow Return under Stock
Lending Agreement - refer to
AUD 1.92
10-May-12 MBL Annex G -200,000 FPS 200,000
Borrow Return under Stock AUD 1.92
Lending Agreement - refer to
10-May-12 MBL Annex G -160,000 FPS 160,000
Borrow Return under Stock AUD 1.92
Lending Agreement - refer to
10-May-12 MBL Annex G
Borrow Return under Stock
AUD 1.92 -190,000 FPS 190,000
Lending Agreement - refer to
10-May-12 MBL Annex G -160,000 FPS 160,000
11-May-12 MBL On market sale AUD 1.89 -1,458 FPS 1,458
11-May-12 MBL On market sale AUD 1.87 -1,950 FPS 1,950
11-May-12
11-May-12
MBL
MBL
On market sale
On market sale
AUD 1.87
AUD 1.88
-1,773
-2,063
FPS
FPS
1,773
2,063
11-May-12 MBL On market sale AUD 1.90 -1,045 FPS 1,045
11-May-12 MBL On market sale AUD 1.90 -2,960 FPS 2,960
11-May-12 MBL On market sale AUD 1.87 -1,721 FPS 1,721
11-May-12 MBL On market sale AUD 1.87 -100 FPS 100
11-May-12
11-May-12
MBL
MBL
On market purchase
On market sale
AUD 1.90
AUD 1.87
3,374
-32,863
FPS
FPS
3,374
32,863
11-May-12 MBL On market sale AUD 1.88 -3 FPS 3
11-May-12 MBL On market sale AUD 1.91 -449 FPS 449
11-May-12 MBL On market sale AUD 1.88 -3,693 FPS 3,693
11-May-12 MBL On market purchase AUD 1.85 7,058 FPS 7,058
11-May-12 MBL
MBL
On market sale AUD 1.86 -1,600 FPS 1,600
16
11-May-12
11-May-12
MBL On market purchase
On market purchase
AUD 1.85
AUD 1.85
16
626
FPS
FPS
626
11-May-12 MBL On market purchase AUD 1.87 386 FPS 386
11-May-12 MBL On market sale AUD 1.88 -1,796 FPS 1,796
11-May-12 MBL On market purchase AUD 1.90 1,040 FPS 1,040
11-May-12 MBL On market purchase AUD 1.89 1,964 FPS 1,964
11-May-12 MBL On market sale AUD 1.89 -3,070 FPS 3,070
11-May-12
11-May-12
MBL
MBL
On market purchase
On market sale
AUD 1.89
AUD 1.89
1,691
-544
FPS
FPS
1,691
544
11-May-12 MBL On market purchase AUD 1.88 1,040 FPS 1,040
11-May-12 MBL On market purchase AUD 1.87 1,139 FPS 1,139
11-May-12 MBL On market sale AUD 1.87 -909 FPS 909
11-May-12 MBL On market purchase AUD 1.88 614 FPS 614
11-May-12 MBL On market sale AUD 1.88 -616 FPS 616
11-May-12
11-May-12
MBL
MBL
On market sale
On market purchase
AUD 1.88
AUD 1.88
-1,040
892
FPS
FPS
1,040
892
11-May-12 MBL On market purchase AUD 1.88 307 FPS 307
11-May-12 MBL On market sale AUD 1.88 -616 FPS 616
11-May-12 MBL On market purchase AUD 1.88 1,040 FPS 1,040
11-May-12 MBL On market purchase AUD 1.88 461 FPS 461
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
11-May-12 MBL On market sale AUD 1.88 -760 FPS 760
11-May-12 MBL On market purchase AUD 1.87 1,040 FPS 1,040
11-May-12 MBL On market purchase AUD 1.87 1,035 FPS 1,035
11-May-12 MBL On market sale AUD 1.85 -7,649 FPS 7,649
11-May-12
11-May-12
MBL
MBL
On market purchase
On market sale
AUD 1.86
AUD 1.85
1,225
-76,467
FPS
FPS
1,225
76,467
11-May-12 MBL On market sale AUD 1.85 -3,657 FPS 3,657
11-May-12 MBL On market purchase AUD 1.86 92,030 FPS 92,030
11-May-12 MBL On market sale AUD 1.86 -232 FPS 232
11-May-12 MBL On market purchase AUD 1.86 1,229 FPS 1,229
11-May-12 MBL On market sale AUD 1.86 -1,246 FPS 1,246
11-May-12 MBL On market purchase AUD 1.86 620 FPS 620
11-May-12 MBL On market sale AUD 1.86 -101,620 FPS 101,620
11-May-12 MBL
MBL
On market sale AUD 1.86 -2,230 FPS 2,230
397
11-May-12
11-May-12
MBL On market sale
On market purchase
AUD 1.87
AUD 1.86
-397
50,000
FPS
FPS
50,000
11-May-12 MBL On market purchase AUD 1.87 925 FPS 925
11-May-12 MBL On market sale AUD 1.87 -85,000 FPS 85,000
11-May-12 MBL On market purchase AUD 1.87 75,000 FPS 75,000
11-May-12 MBL On market sale AUD 1.87 -50,000 FPS 50,000
11-May-12 MBL On market purchase AUD 1.87 75,000 FPS 75,000
11-May-12 MBL On market purchase AUD 1.87 1,039 FPS 1,039
11-May-12
11-May-12
MBL
MBL
On market sale
On market purchase
AUD 1.87
AUD 1.86
-75,000
1,779
FPS
FPS
75,000
1,779
11-May-12 MBL On market purchase AUD 1.86 103,938 FPS 103,938
11-May-12 MBL On market sale AUD 1.86 -2,477 FPS 2,477
11-May-12 MBL On market sale AUD 1.87 -258 FPS 258
11-May-12 MBL On market purchase AUD 1.86 2,641 FPS 2,641
11-May-12 MBL On market purchase AUD 1.87 7,383 FPS 7,383
14-May-12 MBL On market sale AUD 1.87 -5,127 FPS 5,127
14-May-12 MBL On market sale AUD 1.87 -116 FPS 116
14-May-12
14-May-12
MBL
MBL
On market purchase
On market purchase
AUD 1.87
AUD 1.87
841
321
FPS
FPS
841
321
14-May-12 MBL On market purchase AUD 1.87 211 FPS 211
14-May-12 MBL On market purchase AUD 1.86 3,704 FPS 3,704
14-May-12 MBL On market purchase AUD 1.88 1,039 FPS 1,039
14-May-12 MBL On market purchase AUD 1.88 1,040 FPS 1,040
14-May-12 MBL On market purchase AUD 1.87 1,039 FPS 1,039
14-May-12 MBL
MBL
On market purchase AUD 1.86 1,039 FPS 1,039
11,224
14-May-12
15-May-12
MBL On market purchase
On market sale
AUD 1.87
AUD 1.88
11,224
-1,903
FPS
FPS
1,903
15-May-12 MBL On market purchase AUD 1.86 1,039 FPS 1,039
15-May-12 MBL On market purchase AUD 1.88 1,039 FPS 1,039
15-May-12 MBL On market purchase AUD 1.87 1,039 FPS 1,039
15-May-12 MBL On market purchase AUD 1.88 1,039 FPS 1,039
15-May-12 MBL On market sale AUD 1.88 -2,157 FPS 2,157
15-May-12
15-May-12
MBL
MBL
On market purchase
On market sale
AUD 1.88
AUD 1.88
1,039
-2,272
FPS
FPS
1,039
2,272
15-May-12 MBL On market purchase AUD 1.88 2,183 FPS 2,183
15-May-12 MBL On market purchase AUD 1.88 4,429 FPS 4,429
16-May-12 MBL On market sale AUD 1.88 -41 FPS 41
16-May-12 MBL On market purchase AUD 1.88 23 FPS 23
16-May-12
16-May-12
MBL
MBL
On market sale
On market sale
AUD 1.88
AUD 1.88
-263
-6
FPS
FPS
263
6
16-May-12 MBL On market sale AUD 1.88 -120 FPS 120
16-May-12 MBL On market sale AUD 1.89 -426 FPS 426
16-May-12 MBL On market purchase AUD 1.88 429 FPS 429
16-May-12 MBL On market sale AUD 1.88 -294 FPS 294
16-May-12 MBL On market purchase AUD 1.87 423 FPS 423
16-May-12 MBL On market purchase AUD 1.88 294 FPS 294
16-May-12
16-May-12
MBL
MBL
On market sale
On market purchase
AUD 1.88
AUD 1.87
-442
1,039
FPS
FPS
442
1,039
16-May-12 MBL On market sale AUD 1.87 -1,039 FPS 1,039
16-May-12 MBL On market purchase AUD 1.87 510 FPS 510
16-May-12 MBL On market sale AUD 1.87 -439 FPS 439
16-May-12 MBL On market sale AUD 1.88 -875 FPS 875
16-May-12
16-May-12
MBL
MBL
On market purchase
On market sale
AUD 1.88
AUD 1.88
661
-221
FPS
FPS
661
221
16-May-12 MBL On market purchase AUD 1.88 220 FPS 220
16-May-12 MBL On market sale AUD 1.88 -221 FPS 221
16-May-12 MBL On market purchase AUD 1.88 1,039 FPS 1,039
16-May-12 MBL On market purchase AUD 1.87 940 FPS 940
16-May-12
16-May-12
MBL
MBL
On market sale
On market purchase
AUD 1.87
AUD 1.87
-1,457
1,476
FPS
FPS
1,457
1,476
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
16-May-12 MBL On market sale AUD 1.87 -740 FPS 740
16-May-12 MBL On market purchase AUD 1.87 738 FPS 738
16-May-12 MBL On market sale AUD 1.87 -702 FPS 702
16-May-12 MBL On market purchase AUD 1.88 441 FPS 441
16-May-12 MBL On market sale AUD 1.88 -807 FPS 807
16-May-12 MBL On market sale AUD 1.88 -1,531 FPS 1,531
16-May-12 MBL On market sale AUD 1.88 -1,039 FPS 1,039
16-May-12
16-May-12
MBL
MBL
On market sale
On market purchase
AUD 1.88
AUD 1.88
-1,105
2,484
FPS
FPS
1,105
2,484
16-May-12 MBL On market purchase AUD 1.88 644 FPS 644
16-May-12 MBL On market sale AUD 1.88 -4,779 FPS 4,779
17-May-12 MBL On market sale AUD 1.90 -870 FPS 870
17-May-12 MBL On market sale AUD 1.90 -31 FPS 31
17-May-12 MBL On market sale AUD 1.90 -464 FPS 464
17-May-12 MBL On market sale AUD 1.90 -464 FPS 464
17-May-12 MBL On market sale AUD 1.90 -990 FPS 990
17-May-12 MBL On market sale AUD 1.90 -736 FPS 736
17-May-12
17-May-12
MBL
MBL
On market sale
On market sale
AUD 1.89
AUD 1.90
-1,000
-900
FPS
FPS
1,000
900
17-May-12 MBL On market sale AUD 1.90 -309 FPS 309
17-May-12 MBL On market purchase AUD 1.91 1,000 FPS 1,000
17-May-12 MBL On market sale AUD 1.90 -1,305 FPS 1,305
17-May-12 MBL On market sale AUD 1.89 -2,432 FPS 2,432
17-May-12 MBL On market sale AUD 1.89 -342 FPS 342
17-May-12 MBL On market sale AUD 1.89 -2,545 FPS 2,545
17-May-12 MBL On market sale AUD 1.89 -467 FPS 467
17-May-12
17-May-12
MBL
MBL
On market sale
On market sale
AUD 1.89
AUD 1.89
-1,000
-1,000
FPS
FPS
1,000
1,000
17-May-12 MBL On market sale AUD 1.89 -1,000 FPS 1,000
17-May-12 MBL On market sale AUD 1.89 -1,000 FPS 1,000
17-May-12 MBL On market sale AUD 1.89 -998 FPS 998
17-May-12 MBL On market purchase AUD 1.91 879 FPS 879
17-May-12 MBL On market purchase AUD 1.91 104 FPS 104
17-May-12
17-May-12
MBL
MBL
On market purchase
On market purchase
AUD 1.91
AUD 1.91
2,008
484
FPS
FPS
2,008
484
17-May-12 MBL On market sale AUD 1.91 -616 FPS 616
17-May-12 MBL On market purchase AUD 1.91 1,558 FPS 1,558
17-May-12 MBL On market sale AUD 1.91 -10,698 FPS 10,698
17-May-12 MBL
MBL
On market sale AUD 1.90 -1,090 FPS 1,090
1,471
17-May-12
17-May-12
MBL On market purchase
On market sale
AUD 1.89
AUD 1.89
1,471
-422
FPS
FPS
422
17-May-12 MBL On market purchase AUD 1.89 433 FPS 433
17-May-12 MBL On market sale AUD 1.89 -1,039 FPS 1,039
17-May-12 MBL On market purchase AUD 1.89 362 FPS 362
17-May-12 MBL On market purchase AUD 1.89 2,078 FPS 2,078
17-May-12
17-May-12
MBL
MBL
On market sale
On market sale
AUD 1.89
AUD 1.89
-1,089
-726
FPS
FPS
1,089
726
17-May-12 MBL On market purchase AUD 1.89 698 FPS 698
17-May-12 MBL On market sale AUD 1.90 -1,039 FPS 1,039
17-May-12 MBL On market purchase AUD 1.89 713 FPS 713
17-May-12 MBL On market sale AUD 1.89 -748 FPS 748
17-May-12
17-May-12
MBL
MBL
On market sale
On market purchase
AUD 1.89
AUD 1.89
-763
730
FPS
FPS
763
730
17-May-12 MBL On market purchase AUD 1.91 10,698 FPS 10,698
17-May-12 MBL On market sale AUD 1.91 -10,698 FPS 10,698
17-May-12 MBL On market purchase AUD 1.90 927 FPS 927
17-May-12 MBL On market sale AUD 1.90 -930 FPS 930
17-May-12
17-May-12
MBL
MBL
On market sale
On market purchase
AUD 1.90
AUD 1.90
-310
309
FPS
FPS
310
309
17-May-12 MBL On market purchase AUD 1.89 308 FPS 308
17-May-12 MBL On market sale AUD 1.90 -310 FPS 310
17-May-12 MBL On market purchase AUD 1.90 464 FPS 464
17-May-12 MBL On market sale AUD 1.90 -854 FPS 854
17-May-12
17-May-12
MBL
MBL
On market purchase
On market sale
AUD 1.90
AUD 1.90
464
-932
FPS
FPS
464
932
17-May-12 MBL On market purchase AUD 1.90 1,392 FPS 1,392
17-May-12 MBL On market sale AUD 1.90 -1,833 FPS 1,833
17-May-12 MBL On market purchase AUD 1.90 928 FPS 928
17-May-12 MBL On market sale AUD 1.91 -1,689 FPS 1,689
17-May-12
17-May-12
MBL
MBL
On market purchase
On market sale
AUD 1.90
AUD 1.91
2,466
-3,261
FPS
FPS
2,466
3,261
17-May-12 MBL On market sale AUD 1.91 -5,193 FPS 5,193
17-May-12 MBL On market purchase AUD 1.91 3,292 FPS 3,292
18-May-12 MBL On market purchase AUD 1.86 1,883 FPS 1,883
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
18-May-12 MBL On market sale AUD 1.89 -42 FPS 42
18-May-12 MBL On market sale AUD 1.89 -82 FPS 82
18-May-12 MBL On market sale AUD 1.89 -2,753 FPS 2,753
18-May-12 MBL On market sale AUD 1.89 -87 FPS 87
18-May-12 MBL On market purchase AUD 1.86 1,917 FPS 1,917
18-May-12 MBL On market purchase AUD 1.89 216 FPS 216
18-May-12 MBL On market purchase AUD 1.86 2,292 FPS 2,292
18-May-12 MBL On market purchase AUD 1.86 839 FPS 839
18-May-12 MBL On market sale AUD 1.89 -13 FPS 13
18-May-12 MBL On market sale AUD 1.89 -100 FPS 100
18-May-12 MBL On market sale AUD 1.89 -352 FPS 352
18-May-12 MBL On market purchase AUD 1.89 1,061 FPS 1,061
18-May-12 MBL On market purchase AUD 1.89 1,582 FPS 1,582
18-May-12 MBL On market purchase AUD 1.89 925 FPS 925
18-May-12 MBL On market purchase AUD 1.89 29 FPS 29
18-May-12 MBL On market purchase AUD 1.86 130 FPS 130
18-May-12 MBL On market sale AUD 1.89 -517 FPS 517
18-May-12 MBL On market sale AUD 1.89 -1,000 FPS 1,000
18-May-12 MBL On market sale AUD 1.89 -19 FPS 19
18-May-12 MBL On market purchase AUD 1.86 9 FPS 9
18-May-12 MBL On market sale AUD 1.89 -2,511 FPS 2,511
18-May-12 MBL On market purchase AUD 1.88 1,295 FPS 1,295
18-May-12 MBL On market sale AUD 1.89 -1,154 FPS 1,154
18-May-12 MBL On market purchase AUD 1.89 1,038 FPS 1,038
18-May-12 MBL On market purchase AUD 1.89 472 FPS 472
18-May-12 MBL On market sale AUD 1.89 -2,131 FPS 2,131
18-May-12 MBL On market purchase AUD 1.89 435 FPS 435
18-May-12
18-May-12
MBL
MBL
On market sale
On market purchase
AUD 1.89
AUD 1.89
-339
236
FPS
FPS
339
236
18-May-12 MBL On market sale AUD 1.89 -472 FPS 472
18-May-12 MBL On market purchase AUD 1.89 343 FPS 343
18-May-12 MBL On market sale AUD 1.89 -344 FPS 344
18-May-12 MBL On market purchase AUD 1.89 948 FPS 948
18-May-12 MBL On market purchase AUD 1.88 1,181 FPS 1,181
18-May-12 MBL On market sale AUD 1.88 -795 FPS 795
18-May-12 MBL On market purchase AUD 1.90 392 FPS 392
18-May-12 MBL On market sale AUD 1.90 -2,669 FPS 2,669
18-May-12 MBL On market sale AUD 1.89 -242 FPS 242
18-May-12 MBL On market purchase AUD 1.91 24,888 FPS 24,888
18-May-12 MBL On market purchase AUD 1.89 434 FPS 434
18-May-12 MBL On market purchase AUD 1.87 394 FPS 394
18-May-12 MBL On market purchase AUD 1.86 5,274 FPS 5,274
18-May-12 MBL On market sale AUD 1.87 -6,403 FPS 6,403
18-May-12 MBL On market purchase AUD 1.86 4,207 FPS 4,207
18-May-12 MBL On market sale AUD 1.86 -8,274 FPS 8,274
18-May-12 MBL On market purchase AUD 1.86 2,977 FPS 2,977
18-May-12 MBL On market sale AUD 1.86 -2,977 FPS 2,977
18-May-12 MBL On market purchase AUD 1.86 7,212 FPS 7,212
18-May-12 MBL
MBL
On market sale AUD 1.86 -10,071 FPS 10,071
149
21-May-12
21-May-12
MBL On market purchase
On market purchase
AUD 1.87
AUD 1.86
149
177
FPS
FPS
177
21-May-12 MBL On market purchase AUD 1.86 66 FPS 66
21-May-12 MBL On market purchase AUD 1.86 4,176 FPS 4,176
21-May-12 MBL On market sale AUD 1.87 -296 FPS 296
21-May-12 MBL On market sale AUD 1.86 -299 FPS 299
21-May-12 MBL On market purchase AUD 1.86 447 FPS 447
21-May-12 MBL On market purchase AUD 1.86 875 FPS 875
21-May-12 MBL On market sale AUD 1.86 -598 FPS 598
21-May-12 MBL On market sale AUD 1.86 -299 FPS 299
21-May-12 MBL On market purchase AUD 1.86 299 FPS 299
21-May-12 MBL On market purchase AUD 1.86 275 FPS 275
21-May-12 MBL On market sale AUD 1.86 -898 FPS 898
21-May-12 MBL On market sale AUD 1.86 -300 FPS 300
21-May-12 MBL On market sale AUD 1.86 -451 FPS 451
21-May-12 MBL On market purchase AUD 1.86 524 FPS 524
21-May-12 MBL On market sale AUD 1.86 -526 FPS 526
21-May-12 MBL On market purchase AUD 1.86 524 FPS 524
21-May-12 MBL On market purchase AUD 1.86 521 FPS 521
21-May-12 MBL
MBL
On market sale AUD 1.86 -526 FPS 526
523
21-May-12
21-May-12
MBL On market purchase
On market sale
AUD 1.86
AUD 1.86
523
-599
FPS
FPS
599
21-May-12 MBL On market purchase AUD 1.87 1,292 FPS 1,292
21-May-12 MBL On market sale AUD 1.87 -1,644 FPS 1,644
21-May-12 MBL On market purchase AUD 1.87 2,012 FPS 2,012
Date of Person whose relevant Nature of change Consideration Number of securities Class Person's votes
change interest changed affected affected
21-May-12 MBL On market sale AUD 1.87 -2,230 FPS 2,230
21-May-12 MBL On market purchase AUD 1.87 1,374 FPS 1,374
21-May-12 MBL On market purchase AUD 1.87 6,644 FPS 6,644
Borrow Return under Stock AUD 1.81
21-May-12 MBL Lending Agreement - Refer to
Annex C
-1,093,000 FPS 1,093,000
22-May-12 MBL On market purchase AUD 1.87 100 FPS 100
22-May-12 MBL On market purchase AUD 1.87 1,528 FPS 1,528
22-May-12 MBL On market sale AUD 1.87 -1,250 FPS 1,250
22-May-12 MBL On market sale AUD 1.87 -596 FPS 596
22-May-12 MBL On market sale AUD 1.87 -596 FPS 596
22-May-12 MBL On market sale AUD 1.87 -346 FPS 346
22-May-12 MBL On market purchase AUD 1.86 861 FPS 861
22-May-12 MBL On market sale AUD 1.86 -731 FPS 731
22-May-12 MBL On market sale AUD 1.87 -414 FPS 414
22-May-12 MBL On market purchase AUD 1.87 888 FPS 888
22-May-12 MBL On market purchase AUD 1.87 1,038 FPS 1,038
22-May-12 MBL On market sale AUD 1.87 -519 FPS 519
22-May-12 MBL On market purchase AUD 1.87 592 FPS 592
22-May-12 MBL On market sale AUD 1.87 -369 FPS 369
22-May-12 MBL On market purchase AUD 1.87 938 FPS 938
22-May-12 MBL On market sale AUD 1.87 -357 FPS 357
22-May-12 MBL On market purchase AUD 1.87 25,400 FPS 25,400
22-May-12 MBL
MBL
On market purchase AUD 1.87 459 FPS 459
882
22-May-12
22-May-12
MBL On market sale
On market sale
AUD 1.87
AUD 1.87
-882
-460
FPS
FPS
460
22-May-12 MBL On market sale AUD 1.87 -451 FPS 451
22-May-12 MBL On market purchase AUD 1.87 459 FPS 459
22-May-12 MBL On market sale AUD 1.87 -1,073 FPS 1,073
22-May-12 MBL On market purchase AUD 1.87 2,864 FPS 2,864
22-May-12 MBL On market sale AUD 1.87 -1,845 FPS 1,845
22-May-12 MBL On market purchase AUD 1.87 40 FPS 40
22-May-12 MBL On market purchase AUD 1.87 12,767 FPS 12,767
22-May-12 MBL Borrow Return under Stock
Lending Agreement - refer to
Annex G
AUD 1.95 -500,000 FPS 500,000
Borrow Return under Stock
Lending Agreement - refer to
AUD 1.95
22-May-12 MBL Annex G
Borrow Return under Stock
AUD 1.95 -655,000 FPS 655,000
22-May-12 MBL Lending Agreement - refer to
Annex G
-340,000 FPS 340,000
Borrow Return under Stock
Lending Agreement - refer to
AUD 1.95
22-May-12 MBL Annex G -215,000 FPS 215,000
Borrow Return under Stock
Lending Agreement - refer to
AUD 1.95
22-May-12 MBL Annex G -260,000 FPS 260,000
23-May-12 MBL On market purchase AUD 1.86 100 FPS 100
23-May-12 MBL On market purchase AUD 1.86 286 FPS 286
23-May-12
23-May-12
MBL
MBL
On market purchase
On market purchase
AUD 1.86
AUD 1.86
181
148
FPS
FPS
181
148
23-May-12 MBL On market purchase AUD 1.86 68 FPS 68
23-May-12 MBL On market purchase AUD 1.86 4,039 FPS 4,039
23-May-12 MBL On market purchase AUD 1.86 314 FPS 314
23-May-12 MBL On market purchase AUD 1.86 195 FPS 195
23-May-12 MBL On market purchase AUD 1.86 286 FPS 286
23-May-12 MBL On market purchase AUD 1.86 69 FPS 69
23-May-12 MBL On market sale AUD 1.86 -98 FPS 98
23-May-12 MBL On market purchase AUD 1.86 1,190 FPS 1,190
23-May-12 MBL On market purchase AUD 1.86 184 FPS 184
23-May-12
23-May-12
MBL
MBL
On market purchase
On market purchase
AUD 1.86
AUD 1.86
1
148
FPS
FPS
1
148
23-May-12 MBL On market purchase AUD 1.86 13 FPS 13
23-May-12 MBL On market purchase AUD 1.86 100 FPS 100
23-May-12 MBL On market purchase AUD 1.86 1,184 FPS 1,184
23-May-12 MBL On market purchase AUD 1.86 89 FPS 89
23-May-12 MBL On market sale AUD 1.86 -100 FPS 100
23-May-12 MBL On market sale AUD 1.86 -791 FPS 791
23-May-12
23-May-12
MBL
MBL
On market sale
On market purchase
AUD 1.86
AUD 1.86
-1,000
102
FPS
FPS
1,000
102
23-May-12 MBL On market purchase AUD 1.86 559 FPS 559
23-May-12 MBL On market purchase AUD 1.86 75 FPS 75
23-May-12 MBL On market purchase AUD 1.86 2,752 FPS 2,752
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
23-May-12 MBL On market sale AUD 1.86 -100 FPS 100
23-May-12 MBL On market sale AUD 1.86 -2,023 FPS 2,023
23-May-12 MBL On market sale AUD 1.86 -1,403 FPS 1,403
23-May-12 MBL On market sale AUD 1.86 -313 FPS 313
23-May-12 MBL On market sale AUD 1.86 -147 FPS 147
23-May-12 MBL On market sale AUD 1.86 -4,600 FPS 4,600
23-May-12 MBL On market sale AUD 1.86 -74 FPS 74
23-May-12
23-May-12
MBL
MBL
On market sale
On market purchase
AUD 1.86
AUD 1.86
-4,838
286
FPS
FPS
4,838
286
23-May-12 MBL On market sale AUD 1.87 -484 FPS 484
23-May-12 MBL On market sale AUD 1.86 -2,451 FPS 2,451
23-May-12 MBL On market sale AUD 1.86 -5,062 FPS 5,062
23-May-12 MBL On market purchase AUD 1.86 913 FPS 913
23-May-12 MBL On market sale AUD 1.86 -1,352 FPS 1,352
23-May-12 MBL On market sale AUD 1.86 -100 FPS 100
23-May-12 MBL On market sale AUD 1.86 -1,100 FPS 1,100
23-May-12 MBL On market sale AUD 1.86 -100 FPS 100
23-May-12 MBL On market sale AUD 1.86 -837 FPS 837
23-May-12 MBL On market sale AUD 1.86 -100 FPS 100
23-May-12
23-May-12
MBL
MBL
On market purchase
On market purchase
AUD 1.85
AUD 1.86
1,923
200
FPS
FPS
1,923
200
23-May-12 MBL On market sale AUD 1.86 -7,477 FPS 7,477
23-May-12 MBL On market purchase AUD 1.86 421 FPS 421
23-May-12 MBL On market sale AUD 1.86 -727 FPS 727
23-May-12 MBL On market purchase AUD 1.86 586 FPS 586
23-May-12 MBL On market sale AUD 1.86 -438 FPS 438
23-May-12 MBL On market purchase AUD 1.86 444 FPS 444
23-May-12 MBL On market sale AUD 1.86 -444 FPS 444
23-May-12 MBL On market purchase AUD 1.86 444 FPS 444
23-May-12 MBL On market sale AUD 1.86 -296 FPS 296
23-May-12 MBL
MBL
On market purchase AUD 1.85 366 FPS 366
1,038
23-May-12
23-May-12
MBL On market sale
On market sale
AUD 1.85
AUD 1.85
-1,038
-875
FPS
FPS
875
23-May-12 MBL On market sale AUD 1.86 -1,038 FPS 1,038
23-May-12 MBL On market sale AUD 1.86 -279 FPS 279
23-May-12 MBL On market purchase AUD 1.85 297 FPS 297
23-May-12 MBL On market sale AUD 1.86 -892 FPS 892
23-May-12 MBL On market purchase AUD 1.86 1,774 FPS 1,774
23-May-12 MBL On market purchase AUD 1.86 403 FPS 403
23-May-12 MBL On market sale AUD 1.86 -445 FPS 445
23-May-12
23-May-12
MBL
MBL
On market purchase
On market sale
AUD 1.86
AUD 1.86
593
-589
FPS
FPS
593
589
23-May-12 MBL On market sale AUD 1.86 -2,076 FPS 2,076
23-May-12 MBL On market purchase AUD 1.86 2,594 FPS 2,594
23-May-12 MBL On market sale AUD 1.85 -3,734 FPS 3,734
23-May-12 MBL On market sale AUD 1.85 -2,937 FPS 2,937
23-May-12 MBL Borrow Delivery under Stock
Lending Agreement - Refer to
Annex D
AUD 1.78 3,200,000 FPS 3,200,000
Borrow Return under Stock AUD 1.96
Lending Agreement - refer to
23-May-12 MBL Annex G
Borrow Return under Stock
AUD 1.96 -675,000 FPS 675,000
Lending Agreement - refer to
23-May-12 MBL Annex G -570,000 FPS 570,000
Borrow Return under Stock AUD 1.96
Lending Agreement - refer to
23-May-12 MBL Annex G -2,370,000 FPS 2,370,000
24-May-12 MBL
MBL
On market purchase AUD 1.85 132 FPS 132
100
24-May-12
24-May-12
MBL On market sale
On market purchase
AUD 1.84
AUD 1.85
-100
20
FPS
FPS
20
24-May-12 MBL On market sale AUD 1.84 -770 FPS 770
24-May-12 MBL On market sale AUD 1.85 -100 FPS 100
24-May-12 MBL On market purchase AUD 1.85 367 FPS 367
24-May-12 MBL On market purchase AUD 1.85 3,012 FPS 3,012
24-May-12 MBL On market sale AUD 1.85 -1,212 FPS 1,212
24-May-12 MBL On market sale AUD 1.85 -1,193 FPS 1,193
24-May-12 MBL On market sale AUD 1.86 -138 FPS 138
24-May-12
24-May-12
MBL
MBL
On market purchase
On market sale
AUD 1.85
AUD 1.85
363
-438
FPS
FPS
363
438
24-May-12 MBL On market purchase AUD 1.85 222 FPS 222
24-May-12 MBL On market sale AUD 1.85 -426 FPS 426
24-May-12 MBL On market purchase AUD 1.85 209 FPS 209
24-May-12 MBL On market sale AUD 1.85 -746 FPS 746
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
24-May-12 MBL On market sale AUD 1.85 -361 FPS 361
24-May-12 MBL On market purchase AUD 1.85 669 FPS 669
24-May-12 MBL On market purchase AUD 1.85 297 FPS 297
24-May-12 MBL On market purchase AUD 1.84 1,142 FPS 1,142
24-May-12 MBL On market sale AUD 1.84 -597 FPS 597
24-May-12 MBL On market sale AUD 1.84 -299 FPS 299
24-May-12 MBL On market purchase AUD 1.84 298 FPS 298
24-May-12 MBL On market purchase AUD 1.84 285 FPS 285
24-May-12 MBL On market sale AUD 1.84 -900 FPS 900
24-May-12 MBL On market sale AUD 1.84 -274 FPS 274
24-May-12 MBL On market purchase AUD 1.83 1,138 FPS 1,138
24-May-12 MBL On market purchase AUD 1.83 450 FPS 450
24-May-12 MBL On market sale AUD 1.83 -757 FPS 757
24-May-12 MBL On market sale AUD 1.84 -112 FPS 112
24-May-12 MBL On market purchase AUD 1.83 995 FPS 995
24-May-12 MBL On market purchase AUD 1.83 2,698 FPS 2,698
24-May-12 MBL On market sale AUD 1.83 -1,020 FPS 1,020
25-May-12 MBL On market purchase AUD 1.88 10,923 FPS 10,923
25-May-12 MBL On market purchase AUD 1.88 1,039,013 FPS 1,039,013
25-May-12 MBL On market purchase AUD 1.84 25 FPS 25
25-May-12 MBL On market purchase AUD 1.87 100 FPS 100
25-May-12 MBL On market sale AUD 1.88 -1,039,013 FPS 1,039,013
25-May-12 MBL On market sale AUD 1.86 -531 FPS 531
25-May-12 MBL On market purchase AUD 1.84 75 FPS 75
25-May-12 MBL On market purchase AUD 1.83 1,327 FPS 1,327
25-May-12 MBL On market purchase AUD 1.83 746 FPS 746
25-May-12 MBL On market purchase AUD 1.83 142 FPS 142
25-May-12
25-May-12
MBL
MBL
On market sale
On market purchase
AUD 1.88
AUD 1.83
-6
100
FPS
FPS
6
100
25-May-12 MBL On market purchase AUD 1.83 139 FPS 139
25-May-12 MBL On market sale AUD 1.86 -4 FPS 4
25-May-12 MBL On market sale AUD 1.84 -25 FPS 25
25-May-12 MBL On market sale AUD 1.87 -100 FPS 100
25-May-12 MBL On market purchase AUD 1.86 531 FPS 531
25-May-12 MBL On market purchase AUD 1.88 6 FPS 6
25-May-12 MBL On market sale AUD 1.86 -96 FPS 96
25-May-12 MBL On market sale AUD 1.84 -75 FPS 75
25-May-12 MBL On market sale AUD 1.83 -746 FPS 746
25-May-12 MBL On market sale AUD 1.83 -142 FPS 142
25-May-12 MBL On market sale AUD 1.85 -3,375 FPS 3,375
25-May-12 MBL On market sale AUD 1.83 -100 FPS 100
25-May-12 MBL On market sale AUD 1.83 -139 FPS 139
25-May-12 MBL On market purchase AUD 1.86 4 FPS 4
25-May-12 MBL On market purchase AUD 1.86 96 FPS 96
25-May-12 MBL On market purchase AUD 1.85 3,375 FPS 3,375
25-May-12 MBL On market purchase AUD 1.86 425 FPS 425
25-May-12 MBL On market sale AUD 1.86 -425 FPS 425
25-May-12 MBL On market sale AUD 1.86 -531 FPS 531
25-May-12 MBL
MBL
On market sale AUD 1.88 -10,923 FPS 10,923
469
25-May-12
25-May-12
MBL On market sale
On market purchase
AUD 1.83
AUD 1.83
-469
447
FPS
FPS
447
25-May-12 MBL On market sale AUD 1.84 -270 FPS 270
25-May-12 MBL On market purchase AUD 1.84 294 FPS 294
25-May-12 MBL On market purchase AUD 1.84 143 FPS 143
25-May-12 MBL On market sale AUD 1.85 -148 FPS 148
25-May-12 MBL On market purchase AUD 1.85 222 FPS 222
25-May-12 MBL On market sale AUD 1.86 -852 FPS 852
25-May-12 MBL On market purchase AUD 1.86 1,037 FPS 1,037
25-May-12 MBL On market purchase AUD 1.86 433 FPS 433
25-May-12 MBL On market sale AUD 1.86 -221 FPS 221
25-May-12 MBL On market purchase AUD 1.86 639 FPS 639
25-May-12 MBL On market sale AUD 1.86 -221 FPS 221
25-May-12 MBL On market purchase AUD 1.86 220 FPS 220
25-May-12 MBL On market sale AUD 1.86 -442 FPS 442
25-May-12 MBL On market purchase AUD 1.86 220 FPS 220
25-May-12 MBL On market sale AUD 1.87 -808 FPS 808
25-May-12 MBL On market sale AUD 1.87 -367 FPS 367
25-May-12 MBL On market sale AUD 1.87 -441 FPS 441
25-May-12 MBL
MBL
On market sale AUD 1.87 -418 FPS 418
2,039
25-May-12
25-May-12
MBL On market purchase
On market purchase
AUD 1.88
AUD 1.88
2,039
5,811
FPS
FPS
5,811
28-May-12 MBL On market sale AUD 1.87 -302 FPS 302
28-May-12 MBL On market sale AUD 1.87 -1,293 FPS 1,293
28-May-12 MBL On market sale AUD 1.87 -1,734 FPS 1,734
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
28-May-12 MBL On market purchase AUD 1.86 4,200 FPS 4,200
28-May-12 MBL On market sale AUD 1.88 -325 FPS 325
28-May-12 MBL On market purchase AUD 1.87 450 FPS 450
28-May-12 MBL On market purchase AUD 1.87 225 FPS 225
28-May-12 MBL On market sale AUD 1.88 -151 FPS 151
28-May-12
28-May-12
MBL
MBL
On market sale
On market purchase
AUD 1.88
AUD 1.87
-1,037
225
FPS
FPS
1,037
225
28-May-12 MBL On market sale AUD 1.87 -378 FPS 378
28-May-12 MBL On market sale AUD 1.87 -530 FPS 530
28-May-12 MBL On market purchase AUD 1.87 793 FPS 793
28-May-12 MBL On market sale AUD 1.87 -292 FPS 292
28-May-12 MBL On market purchase AUD 1.87 453 FPS 453
28-May-12 MBL On market purchase AUD 1.86 606 FPS 606
28-May-12
28-May-12
MBL
MBL
On market sale
On market sale
AUD 1.87
AUD 1.87
-758
-377
FPS
FPS
758
377
28-May-12 MBL On market sale AUD 1.87 -1,037 FPS 1,037
28-May-12 MBL On market sale AUD 1.87 -1,038 FPS 1,038
28-May-12 MBL On market sale AUD 1.87 -2,662 FPS 2,662
28-May-12 MBL On market purchase AUD 1.87 1,135 FPS 1,135
28-May-12 MBL On market sale AUD 1.87 -681 FPS 681
28-May-12 MBL On market purchase AUD 1.87 454 FPS 454
28-May-12 MBL On market purchase AUD 1.87 101 FPS 101
28-May-12
28-May-12
MBL
MBL
On market sale
On market sale
AUD 1.87
AUD 1.88
-1,038
-1,334
FPS
FPS
1,038
1,334
28-May-12 MBL On market sale AUD 1.88 -897 FPS 897
28-May-12 MBL On market sale AUD 1.88 -906 FPS 906
28-May-12 MBL On market sale AUD 1.88 -2,178 FPS 2,178
28-May-12 MBL On market purchase AUD 1.88 4,524 FPS 4,524
29-May-12 MBL On market sale AUD 1.93 -900 FPS 900
29-May-12
29-May-12
MBL
MBL
On market sale
On market purchase
AUD 1.95
AUD 1.93
-7,683
8,551
FPS
FPS
7,683
8,551
29-May-12 MBL On market purchase AUD 1.93 808 FPS 808
29-May-12 MBL On market sale AUD 1.93 -6,950 FPS 6,950
29-May-12 MBL On market sale AUD 1.93 -14,839 FPS 14,839
29-May-12 MBL On market sale AUD 1.92 -4,877 FPS 4,877
29-May-12 MBL On market sale AUD 1.90 -4,261 FPS 4,261
29-May-12
29-May-12
MBL
MBL
On market sale
On market sale
AUD 1.93
AUD 1.90
-1
-2,315
FPS
FPS
1
2,315
29-May-12 MBL On market purchase AUD 1.94 23 FPS 23
29-May-12 MBL On market sale AUD 1.94 -12,128 FPS 12,128
29-May-12 MBL On market sale AUD 1.92 -17,112 FPS 17,112
29-May-12 MBL On market sale AUD 1.89 -447 FPS 447
29-May-12 MBL On market purchase AUD 1.90 663 FPS 663
29-May-12
29-May-12
MBL
MBL
On market purchase
On market sale
AUD 1.90
AUD 1.90
219
-221
FPS
FPS
219
221
29-May-12 MBL On market purchase AUD 1.90 294 FPS 294
29-May-12 MBL On market sale AUD 1.91 -556 FPS 556
29-May-12 MBL On market sale AUD 1.92 -557 FPS 557
29-May-12 MBL On market purchase AUD 1.92 568 FPS 568
29-May-12 MBL On market sale AUD 1.92 -564 FPS 564
29-May-12
29-May-12
MBL
MBL
On market purchase
On market sale
AUD 1.92
AUD 1.93
582
-554
FPS
FPS
582
554
29-May-12 MBL On market purchase AUD 1.93 580 FPS 580
29-May-12 MBL On market sale AUD 1.93 -290 FPS 290
29-May-12 MBL On market purchase AUD 1.93 580 FPS 580
29-May-12 MBL On market sale AUD 1.93 -580 FPS 580
29-May-12 MBL On market purchase AUD 1.93 1,156 FPS 1,156
29-May-12 MBL
MBL
On market sale AUD 1.94 -1,403 FPS 1,403
1,036
29-May-12
29-May-12
MBL On market purchase
On market purchase
AUD 1.95
AUD 1.94
1,036
1,133
FPS
FPS
1,133
29-May-12 MBL On market sale AUD 1.95 -576 FPS 576
29-May-12 MBL On market sale AUD 1.94 -289 FPS 289
29-May-12 MBL On market purchase AUD 1.94 576 FPS 576
29-May-12 MBL On market purchase AUD 1.94 266 FPS 266
29-May-12 MBL On market sale AUD 1.93 -2,007 FPS 2,007
29-May-12
29-May-12
MBL
MBL
On market purchase
On market purchase
AUD 1.93
AUD 1.93
1,449
2,596
FPS
FPS
1,449
2,596
29-May-12 MBL On market sale AUD 1.93 -2,618 FPS 2,618
29-May-12 MBL On market purchase AUD 1.93 2,799 FPS 2,799
Borrow Delivery under Stock AUD 1.79
Lending Agreement - Refer to
29-May-12 MBL Annex C 800,000 FPS 800,000
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
Borrow Return under Stock AUD 1.97
Lending Agreement - refer to
29-May-12 MBL Annex G -1,100,000 FPS 1,100,000
30-May-12 MBL On market sale AUD 1.92 -2,966 FPS 2,966
30-May-12 MBL On market sale AUD 1.91 -833 FPS 833
30-May-12 MBL On market sale AUD 1.92 -1,656 FPS 1,656
30-May-12 MBL On market sale AUD 1.91 -7,900 FPS 7,900
30-May-12
30-May-12
MBL
MBL
On market sale
On market sale
AUD 1.92
AUD 1.92
-1,974
-8,443
FPS
FPS
1,974
8,443
30-May-12 MBL On market sale AUD 1.92 -1,192 FPS 1,192
30-May-12 MBL On market sale AUD 1.91 -1,043 FPS 1,043
30-May-12 MBL On market purchase AUD 1.92 3,648 FPS 3,648
30-May-12 MBL On market sale AUD 1.93 -207 FPS 207
30-May-12 MBL On market purchase AUD 1.92 584 FPS 584
30-May-12 MBL On market sale AUD 1.93 -430 FPS 430
30-May-12 MBL On market sale AUD 1.92 -424 FPS 424
30-May-12 MBL On market purchase AUD 1.91 581 FPS 581
30-May-12
30-May-12
MBL
MBL
On market sale
On market sale
AUD 1.91
AUD 1.91
-320
-161
FPS
FPS
320
161
30-May-12 MBL On market purchase AUD 1.91 322 FPS 322
30-May-12 MBL On market sale AUD 1.91 -1,036 FPS 1,036
30-May-12 MBL On market purchase AUD 1.91 644 FPS 644
30-May-12 MBL On market sale AUD 1.91 -626 FPS 626
30-May-12 MBL On market purchase AUD 1.91 242 FPS 242
30-May-12 MBL On market sale AUD 1.91 -3,108 FPS 3,108
30-May-12 MBL
MBL
On market sale AUD 1.91 -458 FPS 458
467
30-May-12
30-May-12
MBL On market purchase
On market sale
AUD 1.91
AUD 1.91
467
-242
FPS
FPS
242
30-May-12 MBL On market sale AUD 1.91 -1,036 FPS 1,036
30-May-12 MBL On market purchase AUD 1.91 241 FPS 241
30-May-12 MBL On market sale AUD 1.91 -469 FPS 469
30-May-12 MBL On market sale AUD 1.92 -218 FPS 218
30-May-12
30-May-12
MBL
MBL
On market purchase
On market sale
AUD 1.92
AUD 1.92
240
-535
FPS
FPS
240
535
30-May-12 MBL On market purchase AUD 1.92 1,730 FPS 1,730
30-May-12 MBL On market sale AUD 1.92 -936 FPS 936
30-May-12 MBL On market purchase AUD 1.91 322 FPS 322
30-May-12 MBL On market sale AUD 1.92 -589 FPS 589
30-May-12 MBL On market purchase AUD 1.92 638 FPS 638
30-May-12
30-May-12
MBL
MBL
On market purchase
On market sale
AUD 1.91
AUD 1.92
318
-1,270
FPS
FPS
318
1,270
30-May-12 MBL On market purchase AUD 1.91 2,225 FPS 2,225
30-May-12 MBL On market sale AUD 1.92 -805 FPS 805
30-May-12 MBL On market sale AUD 1.92 -1,071 FPS 1,071
30-May-12 MBL On market sale AUD 1.92 -1,762 FPS 1,762
31-May-12
31-May-12
MBL
MBL
On market purchase
On market sale
AUD 1.91
AUD 1.91
100
-439
FPS
FPS
100
439
31-May-12 MBL On market purchase AUD 1.94 498 FPS 498
31-May-12 MBL On market purchase AUD 1.93 171 FPS 171
31-May-12 MBL On market purchase AUD 1.94 3,168 FPS 3,168
31-May-12 MBL On market sale AUD 1.92 -3,826 FPS 3,826
31-May-12 MBL
MBL
On market sale AUD 1.90 -518 FPS 518
136
31-May-12
31-May-12
MBL On market sale
On market purchase
AUD 1.91
AUD 1.91
-136
483
FPS
FPS
483
31-May-12 MBL On market purchase AUD 1.93 1,036 FPS 1,036
31-May-12 MBL On market sale AUD 1.92 -1,256 FPS 1,256
31-May-12 MBL On market purchase AUD 1.92 1,114 FPS 1,114
31-May-12 MBL On market sale AUD 1.93 -786 FPS 786
31-May-12
31-May-12
MBL
MBL
On market purchase
On market purchase
AUD 1.93
AUD 1.93
638
24,859
FPS
FPS
638
24,859
31-May-12 MBL On market purchase AUD 1.93 141 FPS 141
31-May-12 MBL On market sale AUD 1.94 -942 FPS 942
31-May-12 MBL On market sale AUD 1.95 -358 FPS 358
31-May-12 MBL On market purchase AUD 1.95 48 FPS 48
31-May-12
31-May-12
MBL
MBL
On market purchase
On market purchase
AUD 1.94
AUD 1.94
479
237
FPS
FPS
479
237
31-May-12 MBL On market purchase AUD 1.94 2,072 FPS 2,072
31-May-12 MBL On market purchase AUD 1.95 99,952 FPS 99,952
31-May-12 MBL On market sale AUD 1.94 -360 FPS 360
31-May-12 MBL On market purchase AUD 1.94 557 FPS 557
31-May-12 MBL
MBL
On market sale AUD 1.94 -125,000 FPS 125,000
38,080
31-May-12
31-May-12
MBL On market purchase
On market sale
AUD 1.94
AUD 1.94
38,080
-360
FPS
FPS
360
31-May-12 MBL On market sale AUD 1.94 -55,000 FPS 55,000
Date of Person whose relevant Nature of change Consideration Number of securities Class Person's votes
change interest changed affected affected
31-May-12 MBL On market purchase AUD 1.94 16,363 FPS 16,363
31-May-12 MBL On market purchase AUD 1.94 474 FPS 474
31-May-12 MBL On market sale AUD 1.94 -240 FPS 240
31-May-12 MBL
MBL
On market purchase AUD 1.94 948 FPS 948
1,036
31-May-12 MBL On market purchase AUD 1.94 1,036 FPS 239
31-May-12 On market purchase AUD 1.94 239 FPS
31-May-12 MBL On market sale AUD 1.94 -827 FPS 827
31-May-12 MBL On market purchase AUD 1.94 98,730 FPS 98,730
31-May-12 MBL On market purchase AUD 1.94 1,270 FPS 1,270
31-May-12 MBL On market sale AUD 1.94 -240 FPS 240
31-May-12 MBL On market purchase AUD 1.94 457 FPS 457
31-May-12 MBL On market sale AUD 1.94 -100,000 FPS 100,000
31-May-12 MBL On market sale AUD 1.94 -240 FPS 240
31-May-12 MBL On market purchase AUD 1.94 703 FPS 703
31-May-12
31-May-12
MBL
MBL
On market purchase
On market sale
AUD 1.94
AUD 1.94
480
-621
FPS
FPS
480
621
31-May-12 MBL On market purchase AUD 1.94 1,198 FPS 1,198
31-May-12 MBL On market sale AUD 1.94 -1,188 FPS 1,188
31-May-12 MBL On market purchase AUD 1.94 878 FPS 878
31-May-12 MBL On market sale AUD 1.94 -774 FPS 774
31-May-12 MBL On market purchase AUD 1.94 13,291 FPS 13,291
31-May-12 MBL On market purchase AUD 1.94 13,778 FPS 13,778
31-May-12 MBL On market sale AUD 1.94 -13,291 FPS 13,291
01-Jun-12 MBL On market purchase AUD 1.93 4 FPS 4
01-Jun-12 MBL On market purchase AUD 1.93 1,400 FPS 1,400
01-Jun-12 MBL On market sale AUD 1.93 -311 FPS 311
01-Jun-12 MBL On market sale AUD 1.93 -7,764 FPS 7,764
01-Jun-12 MBL On market sale AUD 1.93 -115 FPS 115
01-Jun-12 MBL On market purchase AUD 1.93 1,945 FPS 1,945
01-Jun-12 MBL On market sale AUD 1.93 -5,441 FPS 5,441
01-Jun-12 MBL On market sale AUD 1.91 -518 FPS 518
01-Jun-12 MBL On market purchase AUD 1.91 333 FPS 333
01-Jun-12 MBL On market sale AUD 1.93 -628 FPS 628
01-Jun-12 MBL On market purchase AUD 1.92 553 FPS 553
01-Jun-12 MBL On market sale AUD 1.92 -799 FPS 799
01-Jun-12 MBL On market purchase AUD 1.92 900 FPS 900
01-Jun-12 MBL On market sale AUD 1.93 -491 FPS 491
01-Jun-12 MBL On market sale AUD 1.93 -285 FPS 285
01-Jun-12 MBL On market purchase AUD 1.93 373 FPS 373
01-Jun-12 MBL On market purchase AUD 1.93 1,825 FPS 1,825
01-Jun-12 MBL On market sale AUD 1.93 -1,870 FPS 1,870
01-Jun-12 MBL On market purchase AUD 1.93 1,036 FPS 1,036
01-Jun-12 MBL On market purchase AUD 1.93 737 FPS 737
01-Jun-12 MBL On market sale AUD 1.93 -374 FPS 374
01-Jun-12 MBL On market purchase AUD 1.93 1,036 FPS 1,036
01-Jun-12 MBL On market sale AUD 1.93 -703 FPS 703
01-Jun-12 MBL On market purchase AUD 1.93 1,036 FPS 1,036
01-Jun-12 MBL
MBL
On market sale AUD 1.93 -449 FPS 449
643
01-Jun-12
01-Jun-12
MBL On market purchase
On market purchase
AUD 1.93
AUD 1.93
643
2,195
FPS
FPS
2,195
01-Jun-12 MBL On market sale AUD 1.93 -2,432 FPS 2,432
01-Jun-12 MBL On market purchase AUD 1.93 1,017 FPS 1,017
01-Jun-12 MBL On market sale AUD 1.93 -1,050 FPS 1,050
01-Jun-12 MBL On market sale AUD 1.93 -1,764 FPS 1,764
01-Jun-12 MBL On market purchase AUD 1.93 1,035 FPS 1,035
01-Jun-12 MBL On market sale AUD 1.93 -786 FPS 786
01-Jun-12 MBL On market purchase AUD 1.93 524 FPS 524
01-Jun-12 MBL On market purchase AUD 1.93 1,036 FPS 1,036
01-Jun-12 MBL On market purchase AUD 1.93 513 FPS 513
01-Jun-12 MBL On market sale AUD 1.94 -749 FPS 749
01-Jun-12 MBL On market purchase AUD 1.93 3,315 FPS 3,315
01-Jun-12 MBL On market purchase AUD 1.93 5,076 FPS 5,076
01-Jun-12 MBL On market purchase AUD 1.93 2,767 FPS 2,767
Borrow Return under Stock AUD 1.82
Lending Agreement - Refer to
01-Jun-12 MBL Annex C -490,000 FPS 490,000
04-Jun-12 MBL On market sale AUD 1.92 -24,055 FPS 24,055
04-Jun-12 MBL On market purchase AUD 1.91 20,322 FPS 20,322
04-Jun-12 MBL On market sale AUD 1.89 -518 FPS 518
04-Jun-12 MBL On market sale AUD 1.91 -239 FPS 239
04-Jun-12 MBL On market purchase AUD 1.91 243 FPS 243
04-Jun-12 MBL On market sale AUD 1.92 -320 FPS 320
04-Jun-12
04-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.91
AUD 1.92
557
-1,035
FPS
FPS
557
1,035
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
04-Jun-12 MBL On market sale AUD 1.92 -480 FPS 480
04-Jun-12 MBL On market purchase AUD 1.92 162 FPS 162
04-Jun-12 MBL On market sale AUD 1.93 -1,036 FPS 1,036
04-Jun-12 MBL
MBL
On market purchase AUD 1.93 324 FPS 324
721
04-Jun-12
04-Jun-12
MBL On market sale
On market sale
AUD 1.92
AUD 1.93
-721
-1,036
FPS
FPS
1,036
04-Jun-12 MBL On market purchase AUD 1.92 807 FPS 807
04-Jun-12 MBL On market purchase AUD 1.92 378 FPS 378
04-Jun-12 MBL On market sale AUD 1.92 -409 FPS 409
04-Jun-12 MBL On market purchase AUD 1.91 408 FPS 408
04-Jun-12 MBL On market sale AUD 1.91 -1,036 FPS 1,036
04-Jun-12
04-Jun-12
MBL
MBL
On market sale
On market sale
AUD 1.91
AUD 1.92
-1,640
-1,036
FPS
FPS
1,640
1,036
04-Jun-12 MBL On market sale AUD 1.91 -902 FPS 902
04-Jun-12 MBL On market purchase AUD 1.91 1,844 FPS 1,844
04-Jun-12 MBL On market purchase AUD 1.91 442 FPS 442
04-Jun-12 MBL On market sale AUD 1.91 -1,502 FPS 1,502
04-Jun-12 MBL On market purchase AUD 1.91 572 FPS 572
04-Jun-12
04-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.91
AUD 1.91
-574
2,383
FPS
FPS
574
2,383
04-Jun-12 MBL On market purchase AUD 1.91 1,050 FPS 1,050
05-Jun-12 MBL On market sale AUD 1.92 -4,554 FPS 4,554
05-Jun-12 MBL On market purchase AUD 1.90 695 FPS 695
05-Jun-12 MBL On market sale AUD 1.91 -100 FPS 100
05-Jun-12
05-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.92
AUD 1.91
96
-112
FPS
FPS
96
112
05-Jun-12 MBL On market sale AUD 1.91 -11,073 FPS 11,073
05-Jun-12 MBL On market sale AUD 1.93 -668 FPS 668
05-Jun-12 MBL On market purchase AUD 1.92 787 FPS 787
05-Jun-12 MBL On market purchase AUD 1.92 1,036 FPS 1,036
05-Jun-12
05-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.92
AUD 1.92
-585
298
FPS
FPS
585
298
05-Jun-12 MBL On market purchase AUD 1.92 1,035 FPS 1,035
05-Jun-12 MBL On market purchase AUD 1.92 300 FPS 300
05-Jun-12 MBL On market sale AUD 1.92 -226 FPS 226
05-Jun-12 MBL On market sale AUD 1.91 -511 FPS 511
05-Jun-12 MBL On market purchase AUD 1.91 365 FPS 365
05-Jun-12
05-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.91
AUD 1.91
604
-453
FPS
FPS
604
453
05-Jun-12 MBL On market purchase AUD 1.91 477 FPS 477
05-Jun-12 MBL On market sale AUD 1.91 -227 FPS 227
05-Jun-12 MBL On market sale AUD 1.91 -113 FPS 113
05-Jun-12 MBL On market purchase AUD 1.91 113 FPS 113
05-Jun-12
05-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.91
AUD 1.91
113
-211
FPS
FPS
113
211
05-Jun-12 MBL On market purchase AUD 1.91 226 FPS 226
05-Jun-12 MBL On market sale AUD 1.91 -226 FPS 226
05-Jun-12 MBL On market sale AUD 1.91 -63 FPS 63
05-Jun-12 MBL On market purchase AUD 1.91 162 FPS 162
05-Jun-12
05-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.91
AUD 1.91
873
-448
FPS
FPS
873
448
05-Jun-12 MBL On market purchase AUD 1.91 298 FPS 298
05-Jun-12 MBL On market purchase AUD 1.91 1,036 FPS 1,036
05-Jun-12 MBL On market purchase AUD 1.91 356 FPS 356
05-Jun-12 MBL On market sale AUD 1.91 -339 FPS 339
05-Jun-12 MBL
MBL
On market purchase AUD 1.91 761 FPS 761
1,814
05-Jun-12
05-Jun-12
MBL On market sale
On market purchase
AUD 1.91
AUD 1.91
-1,814
868
FPS
FPS
868
05-Jun-12 MBL On market sale AUD 1.91 -680 FPS 680
05-Jun-12 MBL On market sale AUD 1.91 -416 FPS 416
05-Jun-12 MBL On market sale AUD 1.91 -4,557 FPS 4,557
05-Jun-12 MBL On market purchase AUD 1.91 1,414 FPS 1,414
05-Jun-12
06-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.91
AUD 1.93
5,178
-446
FPS
FPS
5,178
446
06-Jun-12 MBL On market sale AUD 1.92 -8,829 FPS 8,829
06-Jun-12 MBL On market sale AUD 1.93 -152 FPS 152
06-Jun-12 MBL On market purchase AUD 1.92 3,466 FPS 3,466
06-Jun-12 MBL On market purchase AUD 1.94 518 FPS 518
06-Jun-12
06-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.93
AUD 1.92
-405
393
FPS
FPS
405
393
06-Jun-12 MBL On market sale AUD 1.92 -242 FPS 242
06-Jun-12 MBL On market purchase AUD 1.92 398 FPS 398
06-Jun-12 MBL On market purchase AUD 1.93 202 FPS 202
06-Jun-12 MBL On market sale AUD 1.93 -283 FPS 283
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
06-Jun-12 MBL On market sale AUD 1.93 -202 FPS 202
06-Jun-12 MBL On market purchase AUD 1.93 304 FPS 304
06-Jun-12 MBL On market sale AUD 1.93 -355 FPS 355
06-Jun-12 MBL On market purchase AUD 1.92 1,035 FPS 1,035
06-Jun-12 MBL On market purchase AUD 1.92 228 FPS 228
06-Jun-12 MBL On market sale AUD 1.92 -191 FPS 191
06-Jun-12 MBL On market purchase AUD 1.92 1,035 FPS 1,035
06-Jun-12 MBL On market purchase AUD 1.92 78 FPS 78
06-Jun-12 MBL On market sale AUD 1.92 -234 FPS 234
06-Jun-12 MBL On market sale AUD 1.93 -191 FPS 191
06-Jun-12 MBL On market sale AUD 1.93 -1,035 FPS 1,035
06-Jun-12 MBL On market purchase AUD 1.93 1,035 FPS 1,035
06-Jun-12 MBL On market sale AUD 1.93 -202 FPS 202
06-Jun-12 MBL On market purchase AUD 1.92 117 FPS 117
06-Jun-12 MBL On market sale AUD 1.93 -117 FPS 117
06-Jun-12 MBL On market sale AUD 1.93 -234 FPS 234
06-Jun-12 MBL On market sale AUD 1.93 -1,118 FPS 1,118
06-Jun-12 MBL On market sale AUD 1.93 -51 FPS 51
06-Jun-12 MBL On market purchase AUD 1.93 233 FPS 233
06-Jun-12 MBL On market purchase AUD 1.93 778 FPS 778
06-Jun-12 MBL On market sale AUD 1.93 -3,510 FPS 3,510
06-Jun-12 MBL On market sale AUD 1.94 -403 FPS 403
06-Jun-12 MBL On market purchase AUD 1.94 4,604 FPS 4,604
06-Jun-12
07-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.94
AUD 1.94
3,623
-8,110
FPS
FPS
3,623
8,110
07-Jun-12 MBL On market sale AUD 1.93 -12,158 FPS 12,158
07-Jun-12 MBL On market purchase AUD 1.92 1,035 FPS 1,035
07-Jun-12 MBL On market sale AUD 1.92 -664 FPS 664
07-Jun-12 MBL On market purchase AUD 1.92 438 FPS 438
07-Jun-12 MBL On market purchase AUD 1.92 74 FPS 74
07-Jun-12 MBL On market sale AUD 1.93 -292 FPS 292
07-Jun-12 MBL On market purchase AUD 1.92 1,034 FPS 1,034
07-Jun-12 MBL On market purchase AUD 1.93 111 FPS 111
07-Jun-12 MBL On market purchase AUD 1.93 2,069 FPS 2,069
07-Jun-12 MBL On market sale AUD 1.93 -334 FPS 334
07-Jun-12 MBL On market purchase AUD 1.93 186 FPS 186
07-Jun-12 MBL On market sale AUD 1.93 -449 FPS 449
07-Jun-12 MBL On market purchase AUD 1.94 25,480 FPS 25,480
07-Jun-12 MBL On market sale AUD 1.93 -186 FPS 186
07-Jun-12 MBL On market sale AUD 1.93 -450 FPS 450
07-Jun-12 MBL On market purchase AUD 1.93 391 FPS 391
07-Jun-12 MBL On market purchase AUD 1.93 1,035 FPS 1,035
07-Jun-12 MBL On market sale AUD 1.93 -391 FPS 391
07-Jun-12 MBL
MBL
On market purchase AUD 1.94 2,069 FPS 2,069
390
07-Jun-12
07-Jun-12
MBL On market purchase
On market sale
AUD 1.94
AUD 1.94
390
-1,340
FPS
FPS
1,340
07-Jun-12 MBL On market purchase AUD 1.94 2,516 FPS 2,516
07-Jun-12 MBL On market purchase AUD 1.94 1,966 FPS 1,966
07-Jun-12 MBL On market purchase AUD 1.94 25,480 FPS 25,480
08-Jun-12 MBL On market purchase AUD 1.94 4,544 FPS 4,544
08-Jun-12 MBL On market purchase AUD 1.96 2,219 FPS 2,219
08-Jun-12 MBL On market purchase AUD 1.94 5,877 FPS 5,877
08-Jun-12 MBL On market purchase AUD 1.96 3,729 FPS 3,729
08-Jun-12 MBL On market purchase AUD 1.94 1,052 FPS 1,052
08-Jun-12 MBL On market purchase AUD 1.94 231 FPS 231
08-Jun-12 MBL On market sale AUD 1.94 -77 FPS 77
08-Jun-12 MBL On market sale AUD 1.94 -77 FPS 77
08-Jun-12 MBL On market sale AUD 1.94 -77 FPS 77
08-Jun-12 MBL On market sale AUD 1.94 -532 FPS 532
08-Jun-12 MBL On market purchase AUD 1.94 460 FPS 460
08-Jun-12 MBL On market sale AUD 1.94 -232 FPS 232
08-Jun-12 MBL On market purchase AUD 1.94 547 FPS 547
08-Jun-12 MBL On market sale AUD 1.95 -229 FPS 229
08-Jun-12
08-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.95
AUD 1.95
231
-225
FPS
FPS
231
225
08-Jun-12 MBL On market purchase AUD 1.95 231 FPS 231
08-Jun-12 MBL On market sale AUD 1.95 -998 FPS 998
08-Jun-12 MBL On market purchase AUD 1.95 1,035 FPS 1,035
08-Jun-12 MBL On market purchase AUD 1.96 689 FPS 689
08-Jun-12 MBL On market sale AUD 1.96 -1,134 FPS 1,134
08-Jun-12 MBL On market purchase AUD 1.96 1,530 FPS 1,530
08-Jun-12 MBL On market purchase AUD 1.96 307 FPS 307
08-Jun-12 MBL On market sale AUD 1.96 -614 FPS 614
08-Jun-12 MBL On market sale AUD 1.96 -288 FPS 288
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
08-Jun-12 MBL On market purchase AUD 1.96 614 FPS 614
08-Jun-12 MBL On market purchase AUD 1.95 1,034 FPS 1,034
08-Jun-12 MBL On market purchase AUD 1.95 1,488 FPS 1,488
08-Jun-12 MBL On market purchase AUD 1.94 386 FPS 386
08-Jun-12
08-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.95
AUD 1.94
-772
541
FPS
FPS
772
541
08-Jun-12 MBL On market sale AUD 1.94 -929 FPS 929
08-Jun-12 MBL On market sale AUD 1.94 -1,071 FPS 1,071
08-Jun-12 MBL On market sale AUD 1.94 -8,172 FPS 8,172
12-Jun-12 MBL On market sale AUD 1.96 -177 FPS 177
12-Jun-12 MBL On market sale AUD 1.97 -1 FPS 1
12-Jun-12 MBL On market sale AUD 1.94 -200 FPS 200
12-Jun-12 MBL On market sale AUD 1.97 -384 FPS 384
12-Jun-12
12-Jun-12
MBL
MBL
On market sale
On market sale
AUD 1.97
AUD 1.94
-7,968
-21,490
FPS
FPS
7,968
21,490
12-Jun-12 MBL On market purchase AUD 1.94 1,034 FPS 1,034
12-Jun-12 MBL On market purchase AUD 1.94 332 FPS 332
12-Jun-12 MBL On market sale AUD 1.95 -287 FPS 287
12-Jun-12 MBL On market sale AUD 1.95 -324 FPS 324
12-Jun-12 MBL On market purchase AUD 1.95 2,069 FPS 2,069
12-Jun-12 MBL On market purchase AUD 1.95 528 FPS 528
12-Jun-12 MBL On market sale AUD 1.95 -848 FPS 848
12-Jun-12
12-Jun-12
MBL
MBL
On market purchase
On market purchase
AUD 1.95
AUD 1.94
370
1,034
FPS
FPS
370
1,034
12-Jun-12 MBL On market purchase AUD 1.94 351 FPS 351
12-Jun-12 MBL On market purchase AUD 1.94 871 FPS 871
12-Jun-12 MBL On market sale AUD 1.94 -886 FPS 886
12-Jun-12 MBL On market purchase AUD 1.95 444 FPS 444
12-Jun-12 MBL On market sale AUD 1.95 -492 FPS 492
12-Jun-12
12-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.95
AUD 1.95
-276
1,981
FPS
FPS
276
1,981
12-Jun-12 MBL On market sale AUD 1.97 -1,427 FPS 1,427
12-Jun-12 MBL On market purchase AUD 1.96 542 FPS 542
12-Jun-12 MBL On market sale AUD 1.96 -14,350 FPS 14,350
12-Jun-12 MBL On market sale AUD 1.96 -9,900 FPS 9,900
12-Jun-12 MBL
MBL
On market sale AUD 1.96 -295 FPS 295
1,180
12-Jun-12
12-Jun-12
MBL On market purchase
On market sale
AUD 1.96
AUD 1.96
1,180
-296
FPS
FPS
296
12-Jun-12 MBL On market purchase AUD 1.96 2,069 FPS 2,069
12-Jun-12 MBL On market purchase AUD 1.95 296 FPS 296
12-Jun-12 MBL On market sale AUD 1.96 -9,900 FPS 9,900
12-Jun-12 MBL On market sale AUD 1.96 -560 FPS 560
12-Jun-12
12-Jun-12
MBL
MBL
On market purchase
On market purchase
AUD 1.96
AUD 1.96
560
1,471
FPS
FPS
560
1,471
12-Jun-12 MBL On market purchase AUD 1.97 480 FPS 480
12-Jun-12 MBL On market sale AUD 1.97 -637 FPS 637
12-Jun-12 MBL On market sale AUD 1.98 -6,309 FPS 6,309
12-Jun-12 MBL On market sale AUD 1.98 -3,078 FPS 3,078
12-Jun-12
12-Jun-12
MBL
MBL
On market sale
On market purchase
N/A
N/A
-4,951
9,900
FPS
FPS
4,951
9,900
12-Jun-12 MBL On market purchase N/A 4,450 FPS 4,450
12-Jun-12 MBL On market purchase N/A 9,900 FPS 9,900
12-Jun-12 MBL On market purchase N/A 9,900 FPS 9,900
12-Jun-12 MBL On market sale N/A -9,900 FPS 9,900
12-Jun-12
12-Jun-12
MBL
MBL
On market sale
On market sale
N/A
N/A
-4,450
-9,900
FPS
FPS
4,450
9,900
12-Jun-12 MBL On market sale N/A -9,900 FPS 9,900
Borrow Delivery under Stock
Lending Agreement - Refer
AUD 1.84
12-Jun-12 MBL to Annex F 1,000,000 FPS 1,000,000
13-Jun-12 MBL On market sale AUD 1.98 -804 FPS 804
13-Jun-12 MBL On market purchase AUD 1.98 957 FPS 957
13-Jun-12
13-Jun-12
MBL
MBL
On market sale
On market sale
AUD 2.00
AUD 1.97
-1,194
-34
FPS
FPS
1,194
34
13-Jun-12 MBL On market sale AUD 1.98 -8,498 FPS 8,498
13-Jun-12 MBL On market sale AUD 1.99 -6,061 FPS 6,061
13-Jun-12 MBL On market purchase AUD 2.00 1,034 FPS 1,034
13-Jun-12 MBL On market sale AUD 2.00 -634 FPS 634
13-Jun-12
13-Jun-12
MBL
MBL
On market purchase
On market purchase
AUD 1.99
AUD 1.99
673
345
FPS
FPS
673
345
13-Jun-12 MBL On market sale AUD 1.99 -160 FPS 160
13-Jun-12 MBL On market sale AUD 2.00 -687 FPS 687
13-Jun-12 MBL On market purchase AUD 2.00 713 FPS 713
13-Jun-12 MBL On market purchase AUD 1.99 160 FPS 160
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
13-Jun-12 MBL On market purchase AUD 1.98 387 FPS 387
13-Jun-12 MBL On market sale AUD 1.98 -1,034 FPS 1,034
13-Jun-12 MBL On market sale AUD 1.98 -161 FPS 161
13-Jun-12 MBL On market purchase AUD 1.97 404 FPS 404
13-Jun-12 MBL On market sale AUD 1.97 -163 FPS 163
13-Jun-12
13-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.97
AUD 1.98
581
-1,034
FPS
FPS
581
1,034
13-Jun-12 MBL On market sale AUD 1.98 -470 FPS 470
13-Jun-12 MBL On market purchase AUD 1.98 464 FPS 464
13-Jun-12 MBL On market sale AUD 1.98 -243 FPS 243
13-Jun-12 MBL On market sale AUD 1.98 -1,034 FPS 1,034
13-Jun-12 MBL On market sale AUD 1.97 -6,767 FPS 6,767
13-Jun-12 MBL On market purchase AUD 1.98 243 FPS 243
13-Jun-12
13-Jun-12
MBL
MBL
On market sale
On market sale
AUD 1.98
AUD 1.98
-243
-243
FPS
FPS
243
243
13-Jun-12 MBL On market purchase AUD 1.98 486 FPS 486
13-Jun-12 MBL On market purchase AUD 1.98 972 FPS 972
13-Jun-12 MBL On market sale AUD 1.98 -2,424 FPS 2,424
13-Jun-12 MBL On market purchase AUD 1.98 3,929 FPS 3,929
13-Jun-12 MBL On market purchase N/A 6,767 FPS 6,767
13-Jun-12 MBL On market sale N/A -6,767 FPS 6,767
14-Jun-12
14-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.97
AUD 1.99
98
-100
FPS
FPS
98
100
14-Jun-12 MBL On market sale AUD 1.98 -900 FPS 900
14-Jun-12 MBL On market sale AUD 1.98 -100 FPS 100
14-Jun-12 MBL On market sale AUD 2.00 -333 FPS 333
14-Jun-12 MBL On market purchase AUD 1.98 435 FPS 435
14-Jun-12
14-Jun-12
MBL
MBL
On market sale
On market sale
AUD 1.99
AUD 1.99
-580
-1,034
FPS
FPS
580
1,034
14-Jun-12 MBL On market sale AUD 1.99 -149 FPS 149
14-Jun-12 MBL On market purchase AUD 1.98 356 FPS 356
14-Jun-12 MBL On market sale AUD 1.97 -1,008 FPS 1,008
14-Jun-12 MBL On market sale AUD 1.98 -222 FPS 222
14-Jun-12 MBL On market purchase AUD 1.97 448 FPS 448
14-Jun-12
14-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.98
AUD 1.97
-224
224
FPS
FPS
224
224
14-Jun-12 MBL On market sale AUD 1.97 -727 FPS 727
14-Jun-12 MBL On market sale AUD 1.97 -307 FPS 307
14-Jun-12 MBL On market sale AUD 1.97 -214 FPS 214
14-Jun-12 MBL On market purchase AUD 1.96 436 FPS 436
14-Jun-12
14-Jun-12
MBL
MBL
On market purchase
On market purchase
AUD 1.96
AUD 1.97
218
2,068
FPS
FPS
218
2,068
14-Jun-12 MBL On market purchase AUD 1.97 298 FPS 298
14-Jun-12 MBL On market purchase AUD 1.96 994 FPS 994
14-Jun-12 MBL On market sale AUD 1.96 -3,412 FPS 3,412
14-Jun-12 MBL On market purchase AUD 1.96 1,408 FPS 1,408
14-Jun-12
14-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.97
AUD 1.97
405
-13,982
FPS
FPS
405
13,982
14-Jun-12 MBL On market purchase AUD 1.97 372 FPS 372
14-Jun-12 MBL On market sale AUD 1.97 -372 FPS 372
14-Jun-12 MBL On market purchase AUD 1.97 551 FPS 551
14-Jun-12 MBL On market sale AUD 1.97 -3,415 FPS 3,415
14-Jun-12
14-Jun-12
MBL
MBL
On market purchase
On market purchase
N/A
N/A
5,000
4,454
FPS
FPS
5,000
4,454
14-Jun-12 MBL On market purchase N/A 4,900 FPS 4,900
14-Jun-12 MBL On market sale N/A -4,454 FPS 4,454
14-Jun-12 MBL On market sale N/A -5,000 FPS 5,000
14-Jun-12 MBL On market sale N/A -4,900 FPS 4,900
15-Jun-12 MBL
MBL
On market purchase AUD 1.95 806 FPS 806
44,235
15-Jun-12
15-Jun-12
MBL On market purchase
On market purchase
AUD 1.94
AUD 1.94
44,235
4,516
FPS
FPS
4,516
15-Jun-12 MBL On market sale AUD 1.95 -1 FPS 1
15-Jun-12 MBL On market sale AUD 1.95 -17 FPS 17
15-Jun-12 MBL On market purchase AUD 1.94 2,524 FPS 2,524
15-Jun-12 MBL On market purchase AUD 1.94 562 FPS 562
15-Jun-12
15-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.94
AUD 1.95
-658
320
FPS
FPS
658
320
15-Jun-12 MBL On market purchase AUD 1.96 112 FPS 112
15-Jun-12 MBL On market sale AUD 1.95 -323 FPS 323
15-Jun-12 MBL On market purchase AUD 1.94 324 FPS 324
15-Jun-12 MBL On market sale AUD 1.94 -431 FPS 431
15-Jun-12
15-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.94
AUD 1.95
-2,067
112
FPS
FPS
2,067
112
15-Jun-12 MBL On market sale AUD 1.95 -323 FPS 323
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
15-Jun-12 MBL On market purchase AUD 1.95 2,067 FPS 2,067
15-Jun-12 MBL On market purchase AUD 1.95 768 FPS 768
15-Jun-12 MBL On market sale AUD 1.94 -330 FPS 330
15-Jun-12 MBL On market sale AUD 1.95 -113 FPS 113
15-Jun-12 MBL On market sale AUD 1.95 -378 FPS 378
15-Jun-12 MBL On market purchase AUD 1.95 221 FPS 221
15-Jun-12 MBL On market purchase AUD 1.95 110 FPS 110
15-Jun-12 MBL On market sale AUD 1.95 -1,034 FPS 1,034
15-Jun-12 MBL On market purchase AUD 1.95 185 FPS 185
15-Jun-12 MBL On market sale AUD 1.95 -356 FPS 356
15-Jun-12 MBL On market sale AUD 1.95 -188 FPS 188
15-Jun-12 MBL On market sale AUD 1.95 -1,070 FPS 1,070
15-Jun-12 MBL On market sale AUD 1.95 -122 FPS 122
15-Jun-12 MBL On market purchase AUD 1.95 188 FPS 188
15-Jun-12 MBL On market purchase AUD 1.95 263 FPS 263
15-Jun-12 MBL On market purchase AUD 1.95 2,068 FPS 2,068
15-Jun-12 MBL On market sale AUD 1.95 -451 FPS 451
15-Jun-12 MBL On market sale AUD 1.95 -564 FPS 564
15-Jun-12 MBL On market purchase AUD 1.94 2,142 FPS 2,142
15-Jun-12 MBL On market sale AUD 1.94 -5,680 FPS 5,680
15-Jun-12 MBL On market sale AUD 1.94 -4,560 FPS 4,560
15-Jun-12
15-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.94
AUD 1.94
-1,094
26,432
FPS
FPS
1,094
26,432
15-Jun-12 MBL On market purchase AUD 1.94 15,174 FPS 15,174
15-Jun-12 MBL On market purchase AUD 1.94 60,404 FPS 60,404
15-Jun-12 MBL On market sale AUD 1.94 -60,404 FPS 60,404
15-Jun-12 MBL On market sale N/A -4,951 FPS 4,951
18-Jun-12 MBL On market purchase AUD 1.95 10,800 FPS 10,800
18-Jun-12 MBL On market purchase AUD 1.95 44,659 FPS 44,659
18-Jun-12 MBL On market purchase AUD 1.95 3,909 FPS 3,909
18-Jun-12 MBL On market sale AUD 1.95 -428 FPS 428
18-Jun-12 MBL On market purchase AUD 1.95 8,553 FPS 8,553
18-Jun-12 MBL On market purchase AUD 1.95 5,220 FPS 5,220
18-Jun-12 MBL On market purchase AUD 1.95 1,749 FPS 1,749
18-Jun-12 MBL On market purchase AUD 1.95 1,032 FPS 1,032
18-Jun-12 MBL On market sale AUD 1.95 -444 FPS 444
18-Jun-12 MBL On market purchase AUD 1.95 429 FPS 429
18-Jun-12 MBL On market sale AUD 1.95 -296 FPS 296
18-Jun-12
18-Jun-12
MBL
MBL
On market purchase
On market purchase
AUD 1.95
AUD 1.95
575
148
FPS
FPS
575
148
18-Jun-12 MBL On market sale AUD 1.94 -26,432 FPS 26,432
18-Jun-12 MBL On market sale AUD 1.95 -663 FPS 663
18-Jun-12 MBL On market purchase AUD 1.95 2,064 FPS 2,064
18-Jun-12 MBL On market purchase AUD 1.95 133 FPS 133
18-Jun-12 MBL On market sale AUD 1.95 -286 FPS 286
18-Jun-12 MBL On market purchase AUD 1.95 1,549 FPS 1,549
18-Jun-12 MBL On market purchase AUD 1.95 351 FPS 351
18-Jun-12 MBL On market sale AUD 1.95 -424 FPS 424
18-Jun-12 MBL On market purchase AUD 1.95 212 FPS 212
18-Jun-12 MBL On market sale AUD 1.95 -339 FPS 339
18-Jun-12 MBL On market purchase AUD 1.95 1,548 FPS 1,548
18-Jun-12 MBL
MBL
On market sale AUD 1.95 -333 FPS 333
333
18-Jun-12
18-Jun-12
MBL On market sale
On market sale
AUD 1.95
AUD 1.95
-333
-62
FPS
FPS
62
18-Jun-12 MBL On market purchase AUD 1.95 2,064 FPS 2,064
18-Jun-12 MBL On market sale AUD 1.95 -444 FPS 444
18-Jun-12 MBL On market purchase AUD 1.95 2,684 FPS 2,684
18-Jun-12 MBL On market purchase AUD 1.95 1,776 FPS 1,776
18-Jun-12 MBL On market sale N/A -4,951 FPS 4,951
18-Jun-12 MBL On market purchase AUD 1.94 5,680 FPS 5,680
18-Jun-12 MBL On market sale AUD 1.94 -5,680 FPS 5,680
18-Jun-12 MBL On market purchase AUD 1.94 4,560 FPS 4,560
18-Jun-12 MBL On market sale AUD 1.94 -4,560 FPS 4,560
18-Jun-12 MBL On market purchase AUD 1.94 5,680 FPS 5,680
18-Jun-12 MBL On market purchase AUD 1.94 4,560 FPS 4,560
18-Jun-12
18-Jun-12
MBL
MBL
On market sale
On market sale
AUD 1.94
AUD 1.94
-5,680
-4,560
FPS
FPS
5,680
4,560
18-Jun-12 MBL On market sale AUD 1.94 -15,174 FPS 15,174
18-Jun-12 MBL On market purchase AUD 1.94 4,560 FPS 4,560
18-Jun-12 MBL On market sale AUD 1.94 -19,734 FPS 19,734
18-Jun-12 MBL On market sale AUD 1.94 -19,734 FPS 19,734
18-Jun-12 MBL On market purchase AUD 1.94 19,734 FPS 19,734
18-Jun-12 MBL On market purchase AUD 1.94 19,734 FPS 19,734
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
Borrow Return under Stock AUD 1.86
18-Jun-12 MBL Lending Agreement - Refer to
Annex F
-683,200 FPS 683,200
19-Jun-12 MBL On market purchase AUD 1.96 100 FPS 100
19-Jun-12 MBL On market sale AUD 1.96 -17 FPS 17
19-Jun-12 MBL On market sale AUD 1.96 -100 FPS 100
19-Jun-12 MBL On market purchase AUD 1.95 571 FPS 571
19-Jun-12 MBL On market sale AUD 1.94 -1,548 FPS 1,548
19-Jun-12
19-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.96
AUD 1.96
-378
393
FPS
FPS
378
393
19-Jun-12 MBL On market purchase AUD 1.96 79 FPS 79
19-Jun-12 MBL On market purchase AUD 1.96 159 FPS 159
19-Jun-12 MBL On market sale AUD 1.96 -318 FPS 318
19-Jun-12 MBL On market sale AUD 1.96 -160 FPS 160
19-Jun-12
19-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.96
AUD 1.96
-319
636
FPS
FPS
319
636
19-Jun-12 MBL On market sale AUD 1.96 -159 FPS 159
19-Jun-12 MBL On market purchase AUD 1.96 238 FPS 238
19-Jun-12 MBL On market sale AUD 1.96 -473 FPS 473
19-Jun-12 MBL On market sale AUD 1.97 -223 FPS 223
19-Jun-12
19-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.96
AUD 1.96
709
-798
FPS
FPS
709
798
19-Jun-12 MBL On market purchase AUD 1.96 466 FPS 466
19-Jun-12 MBL On market sale AUD 1.96 -704 FPS 704
19-Jun-12 MBL On market purchase AUD 1.96 702 FPS 702
19-Jun-12 MBL On market purchase AUD 1.95 1,492 FPS 1,492
19-Jun-12
19-Jun-12
MBL
MBL
On market sale
On market sale
AUD 1.95
AUD 1.95
-1,042
-300
FPS
FPS
1,042
300
19-Jun-12 MBL On market sale AUD 1.95 -2,271 FPS 2,271
20-Jun-12 MBL On market purchase AUD 1.97 22 FPS 22
20-Jun-12 MBL On market purchase AUD 1.97 1,261 FPS 1,261
20-Jun-12 MBL On market purchase AUD 1.96 2,718 FPS 2,718
20-Jun-12
20-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.97
AUD 1.96
-1,058
2,558
FPS
FPS
1,058
2,558
20-Jun-12 MBL On market purchase AUD 1.97 4,681 FPS 4,681
20-Jun-12 MBL On market purchase AUD 1.96 566 FPS 566
20-Jun-12 MBL On market purchase AUD 1.97 2,368 FPS 2,368
20-Jun-12 MBL
MBL
On market purchase AUD 1.97 516 FPS 516
212
20-Jun-12
20-Jun-12
MBL On market purchase
On market sale
AUD 1.97
AUD 1.97
212
-341
FPS
FPS
341
20-Jun-12 MBL On market purchase AUD 1.97 282 FPS 282
20-Jun-12 MBL On market purchase AUD 1.97 108 FPS 108
20-Jun-12 MBL On market sale AUD 1.97 -650 FPS 650
20-Jun-12 MBL
MBL
On market purchase AUD 1.97 283 FPS 283
545
20-Jun-12
20-Jun-12
MBL On market sale
On market purchase
AUD 1.97
AUD 1.97
-545
629
FPS
FPS
629
20-Jun-12 MBL On market sale AUD 1.97 -545 FPS 545
20-Jun-12 MBL On market purchase AUD 1.97 830 FPS 830
20-Jun-12 MBL On market sale AUD 1.97 -763 FPS 763
20-Jun-12 MBL On market purchase AUD 1.97 423 FPS 423
20-Jun-12
20-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.96
AUD 1.96
433
-1,554
FPS
FPS
433
1,554
20-Jun-12 MBL On market purchase AUD 1.97 1,011 FPS 1,011
20-Jun-12 MBL On market purchase AUD 1.96 3,041 FPS 3,041
20-Jun-12 MBL On market sale AUD 1.97 -2,476 FPS 2,476
20-Jun-12 MBL On market purchase AUD 1.96 1,238 FPS 1,238
20-Jun-12
20-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.96
AUD 1.96
1,817
-2,195
FPS
FPS
1,817
2,195
21-Jun-12 MBL On market purchase AUD 1.96 652 FPS 652
21-Jun-12 MBL On market purchase AUD 1.93 306 FPS 306
21-Jun-12 MBL On market purchase AUD 1.96 16 FPS 16
21-Jun-12 MBL On market purchase AUD 1.93 5,201 FPS 5,201
21-Jun-12
21-Jun-12
MBL
MBL
On market purchase
On market purchase
AUD 1.95
AUD 1.96
5,326
1,940
FPS
FPS
5,326
1,940
21-Jun-12 MBL On market purchase AUD 1.93 54 FPS 54
21-Jun-12 MBL On market purchase AUD 1.96 3,847 FPS 3,847
21-Jun-12 MBL On market purchase AUD 1.96 10,717 FPS 10,717
21-Jun-12 MBL On market purchase AUD 1.96 52,025 FPS 52,025
21-Jun-12
21-Jun-12
MBL
MBL
On market purchase
On market purchase
AUD 1.96
AUD 1.96
52,025
96,082
FPS
FPS
52,025
96,082
21-Jun-12 MBL On market purchase AUD 1.96 72 FPS 72
21-Jun-12 MBL On market sale AUD 1.96 -90 FPS 90
21-Jun-12 MBL On market purchase AUD 1.96 247 FPS 247
21-Jun-12 MBL On market sale AUD 1.96 -326 FPS 326
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
21-Jun-12 MBL On market sale AUD 1.96 -341 FPS 341
21-Jun-12 MBL On market sale AUD 1.95 -67 FPS 67
21-Jun-12 MBL On market purchase AUD 1.95 286 FPS 286
21-Jun-12 MBL On market sale AUD 1.95 -144 FPS 144
21-Jun-12 MBL On market sale AUD 1.95 -75 FPS 75
21-Jun-12
21-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.94
AUD 1.93
-677
221
FPS
FPS
677
221
21-Jun-12 MBL On market purchase AUD 1.93 8,000 FPS 8,000
21-Jun-12 MBL On market purchase AUD 1.93 148 FPS 148
21-Jun-12 MBL On market sale AUD 1.93 -1,038 FPS 1,038
21-Jun-12 MBL On market purchase AUD 1.93 297 FPS 297
21-Jun-12 MBL On market sale AUD 1.93 -1,645 FPS 1,645
21-Jun-12 MBL On market sale AUD 1.92 -2,289 FPS 2,289
21-Jun-12
21-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.92
N/A
3,132
-4,951
FPS
FPS
3,132
4,951
Borrow Return under Stock AUD 1.85
Lending Agreement - Refer to
21-Jun-12 MBL Annex C -310,000 FPS 310,000
22-Jun-12 MBL On market purchase AUD 1.90 5,811 FPS 5,811
22-Jun-12 MBL On market purchase AUD 1.93 8,056 FPS 8,056
22-Jun-12
22-Jun-12
MBL
MBL
On market purchase
On market purchase
AUD 1.93
AUD 1.92
15,733
4,661
FPS
FPS
15,733
4,661
22-Jun-12 MBL On market sale AUD 1.92 -497 FPS 497
22-Jun-12 MBL On market purchase AUD 1.92 504 FPS 504
22-Jun-12 MBL On market sale AUD 1.90 -366 FPS 366
22-Jun-12 MBL On market purchase AUD 1.90 277 FPS 277
22-Jun-12 MBL On market sale AUD 1.91 -399 FPS 399
22-Jun-12
22-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.93
AUD 1.93
-147
146
FPS
FPS
147
146
22-Jun-12 MBL On market sale AUD 1.93 -33 FPS 33
22-Jun-12 MBL On market purchase AUD 1.93 183 FPS 183
22-Jun-12 MBL On market purchase AUD 1.93 182 FPS 182
22-Jun-12 MBL On market sale AUD 1.94 -1,010 FPS 1,010
22-Jun-12
22-Jun-12
MBL
MBL
On market sale
On market sale
AUD 1.94
AUD 1.94
-376
-222
FPS
FPS
376
222
22-Jun-12 MBL On market sale AUD 1.94 -882 FPS 882
22-Jun-12 MBL On market purchase AUD 1.92 20,190 FPS 20,190
22-Jun-12 MBL On market sale AUD 1.94 -876 FPS 876
22-Jun-12 MBL On market sale AUD 1.93 -7,283 FPS 7,283
22-Jun-12 MBL On market purchase AUD 1.93 3,516 FPS 3,516
Borrow Return under Stock
Lending Agreement - Refer to
AUD 1.86
22-Jun-12 MBL Annex F -316,800 FPS 316,800
25-Jun-12
25-Jun-12
MBL
MBL
On market purchase
On market purchase
AUD 1.85
AUD 1.85
1,581
6,893
FPS
FPS
1,581
6,893
25-Jun-12 MBL On market purchase AUD 1.85 3,443 FPS 3,443
25-Jun-12 MBL On market purchase AUD 1.86 3,871 FPS 3,871
25-Jun-12 MBL On market purchase AUD 1.86 271 FPS 271
25-Jun-12 MBL On market purchase AUD 1.86 7,300 FPS 7,300
25-Jun-12
25-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.86
AUD 1.89
6,201
-1,040
FPS
FPS
6,201
1,040
25-Jun-12 MBL On market purchase AUD 1.86 378 FPS 378
25-Jun-12 MBL On market purchase AUD 1.86 77 FPS 77
25-Jun-12 MBL On market sale AUD 1.86 -455 FPS 455
25-Jun-12 MBL On market sale AUD 1.86 -147 FPS 147
25-Jun-12 MBL
MBL
On market purchase AUD 1.86 77 FPS 77
77
25-Jun-12
25-Jun-12
MBL On market sale
On market sale
AUD 1.86
AUD 1.86
-77
-1,040
FPS
FPS
1,040
25-Jun-12 MBL On market sale AUD 1.86 -155 FPS 155
25-Jun-12 MBL On market sale AUD 1.86 -1,040 FPS 1,040
25-Jun-12 MBL On market purchase AUD 1.86 610 FPS 610
25-Jun-12 MBL On market sale AUD 1.86 -465 FPS 465
25-Jun-12
25-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.85
AUD 1.85
-156
307
FPS
FPS
156
307
25-Jun-12 MBL On market sale AUD 1.85 -1,040 FPS 1,040
25-Jun-12 MBL On market purchase AUD 1.85 155 FPS 155
25-Jun-12 MBL On market sale AUD 1.85 -312 FPS 312
25-Jun-12 MBL On market sale AUD 1.85 -234 FPS 234
25-Jun-12
25-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.85
AUD 1.85
155
-595
FPS
FPS
155
595
25-Jun-12 MBL On market purchase AUD 1.85 311 FPS 311
25-Jun-12 MBL On market purchase AUD 1.85 2,164 FPS 2,164
25-Jun-12 MBL On market purchase AUD 1.84 782 FPS 782
25-Jun-12 MBL On market sale AUD 1.85 -2,170 FPS 2,170
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
25-Jun-12 MBL On market sale AUD 1.84 -250 FPS 250
25-Jun-12 MBL On market sale AUD 1.84 -936 FPS 936
26-Jun-12 MBL On market purchase AUD 1.83 746 FPS 746
26-Jun-12 MBL On market purchase AUD 1.83 910 FPS 910
26-Jun-12 MBL On market purchase AUD 1.83 822 FPS 822
26-Jun-12 MBL On market purchase AUD 1.83 1,339 FPS 1,339
26-Jun-12 MBL On market purchase AUD 1.83 8,135 FPS 8,135
26-Jun-12 MBL On market purchase AUD 1.82 1,808 FPS 1,808
26-Jun-12 MBL On market purchase AUD 1.83 4,329 FPS 4,329
26-Jun-12 MBL On market purchase AUD 1.83 1,784 FPS 1,784
26-Jun-12 MBL On market sale AUD 1.83 -1,040 FPS 1,040
26-Jun-12 MBL On market purchase AUD 1.83 560 FPS 560
26-Jun-12 MBL On market sale AUD 1.83 -782 FPS 782
26-Jun-12 MBL On market sale AUD 1.84 -524 FPS 524
26-Jun-12 MBL On market purchase AUD 1.83 544 FPS 544
26-Jun-12 MBL On market purchase AUD 1.83 1,040 FPS 1,040
26-Jun-12 MBL On market sale AUD 1.83 -375 FPS 375
26-Jun-12
26-Jun-12
MBL
MBL
On market purchase
On market purchase
AUD 1.84
AUD 1.84
908
187
FPS
FPS
908
187
26-Jun-12 MBL On market sale AUD 1.84 -374 FPS 374
26-Jun-12 MBL On market sale AUD 1.84 -740 FPS 740
26-Jun-12 MBL On market purchase AUD 1.83 187 FPS 187
26-Jun-12 MBL On market sale AUD 1.83 -282 FPS 282
26-Jun-12 MBL On market sale AUD 1.83 -437 FPS 437
26-Jun-12 MBL On market sale AUD 1.83 -117 FPS 117
26-Jun-12 MBL On market purchase AUD 1.82 179 FPS 179
26-Jun-12 MBL On market sale AUD 1.82 -185 FPS 185
26-Jun-12 MBL On market sale AUD 1.83 -923 FPS 923
26-Jun-12 MBL On market sale AUD 1.83 -755 FPS 755
26-Jun-12
26-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.82
AUD 1.83
979
-3,536
FPS
FPS
979
3,536
26-Jun-12 MBL On market purchase AUD 1.83 910 FPS 910
Borrow Delivery under Stock AUD 1.93
Lending Agreement - Refer to
26-Jun-12 MBL Annex D 220,000 FPS 220,000
Borrow Delivery under Stock AUD 1.83
Lending Agreement - Refer to
26-Jun-12 MBL Annex D 3,700,000 FPS 3,700,000
Borrow Return under Stock AUD 1.83
Lending Agreement - Refer to
26-Jun-12 MBL Annex E -500,000 FPS 500,000
Borrow Return under Stock
Lending Agreement - Refer to
AUD 1.83
26-Jun-12 MBL Annex E -3,200,000 FPS 3,200,000
27-Jun-12 MBL On market purchase AUD 1.83 100 FPS 100
27-Jun-12 MBL On market purchase AUD 1.83 75 FPS 75
27-Jun-12 MBL On market sale AUD 1.83 -520 FPS 520
27-Jun-12 MBL On market purchase AUD 1.83 75 FPS 75
27-Jun-12 MBL On market sale AUD 1.83 -223 FPS 223
27-Jun-12 MBL On market purchase AUD 1.83 144 FPS 144
27-Jun-12 MBL On market purchase AUD 1.82 72 FPS 72
27-Jun-12
27-Jun-12
MBL
MBL
On market sale
On market sale
AUD 1.82
AUD 1.83
-75
-73
FPS
FPS
75
73
27-Jun-12 MBL On market sale AUD 1.83 -1,040 FPS 1,040
27-Jun-12 MBL On market sale AUD 1.83 -583 FPS 583
27-Jun-12 MBL On market purchase AUD 1.83 576 FPS 576
27-Jun-12 MBL On market purchase AUD 1.83 1,299 FPS 1,299
27-Jun-12 MBL On market sale AUD 1.83 -188 FPS 188
27-Jun-12 MBL On market purchase AUD 1.83 781 FPS 781
27-Jun-12 MBL On market purchase AUD 1.83 173 FPS 173
27-Jun-12 MBL On market sale AUD 1.83 -186 FPS 186
27-Jun-12 MBL On market purchase AUD 1.83 173 FPS 173
27-Jun-12 MBL
MBL
On market purchase AUD 1.83 1,040 FPS 1,040
177
27-Jun-12
27-Jun-12
MBL On market purchase
On market sale
AUD 1.82
AUD 1.83
177
-2,080
FPS
FPS
2,080
27-Jun-12 MBL On market sale AUD 1.83 -393 FPS 393
27-Jun-12 MBL On market purchase AUD 1.83 661 FPS 661
27-Jun-12 MBL On market sale AUD 1.83 -792 FPS 792
27-Jun-12 MBL On market purchase AUD 1.83 582 FPS 582
27-Jun-12 MBL On market sale AUD 1.83 -301 FPS 301
27-Jun-12 MBL On market purchase AUD 1.83 652 FPS 652
27-Jun-12 MBL On market sale AUD 1.83 -546 FPS 546
27-Jun-12 MBL On market sale AUD 1.83 -2,183 FPS 2,183
27-Jun-12 MBL On market sale AUD 1.83 -354 FPS 354
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
27-Jun-12 MBL On market sale N/A -4,951 FPS 4,951
28-Jun-12 MBL On market purchase AUD 1.84 4,414 FPS 4,414
28-Jun-12 MBL On market purchase AUD 1.84 757 FPS 757
28-Jun-12 MBL On market purchase AUD 1.85 889 FPS 889
28-Jun-12 MBL On market purchase AUD 1.84 1,039 FPS 1,039
28-Jun-12 MBL On market purchase AUD 1.84 68 FPS 68
28-Jun-12 MBL On market sale AUD 1.84 -296 FPS 296
28-Jun-12 MBL On market purchase AUD 1.84 511 FPS 511
28-Jun-12 MBL On market sale AUD 1.85 -216 FPS 216
28-Jun-12 MBL On market purchase AUD 1.85 147 FPS 147
28-Jun-12 MBL On market purchase AUD 1.85 1,039 FPS 1,039
28-Jun-12 MBL On market purchase AUD 1.85 714 FPS 714
28-Jun-12
28-Jun-12
MBL
MBL
On market purchase
On market purchase
AUD 1.85
AUD 1.85
62
1,040
FPS
FPS
62
1,040
28-Jun-12 MBL On market purchase AUD 1.85 246 FPS 246
28-Jun-12 MBL On market purchase AUD 1.85 1,039 FPS 1,039
28-Jun-12 MBL On market sale AUD 1.85 -291 FPS 291
28-Jun-12 MBL On market sale AUD 1.84 -208 FPS 208
28-Jun-12 MBL On market purchase AUD 1.84 250 FPS 250
28-Jun-12 MBL On market purchase AUD 1.84 3,118 FPS 3,118
28-Jun-12 MBL On market sale AUD 1.84 -500 FPS 500
28-Jun-12 MBL On market sale AUD 1.84 -1,220 FPS 1,220
28-Jun-12 MBL On market purchase AUD 1.84 3,741 FPS 3,741
28-Jun-12
28-Jun-12
MBL
MBL
On market purchase
On market sale
AUD 1.84
N/A
733
-7,426
FPS
FPS
733
7,426
28-Jun-12 MBL On market sale N/A -7,426 FPS 7,426
28-Jun-12 MBL On market purchase N/A 7,426 FPS 7,426
Borrow Return under Stock AUD 1.73
Lending Agreement - Refer to
28-Jun-12 MBL Annex E -3,700,000 FPS 3,700,000
29-Jun-12 MBL On market sale AUD 1.85 -151 FPS 151
29-Jun-12 MBL On market sale AUD 1.84 -4,092 FPS 4,092
29-Jun-12 MBL
MBL
On market purchase AUD 1.84 42 FPS 42
1,872
29-Jun-12
29-Jun-12
MBL On market sale
On market purchase
AUD 1.85
AUD 1.84
-1,872
73
FPS
FPS
73
29-Jun-12 MBL On market sale AUD 1.83 -1,039 FPS 1,039
29-Jun-12 MBL On market purchase AUD 1.82 123 FPS 123
29-Jun-12 MBL On market sale AUD 1.82 -428 FPS 428
29-Jun-12 MBL On market purchase AUD 1.82 148 FPS 148
29-Jun-12 MBL On market purchase AUD 1.83 81 FPS 81
29-Jun-12 MBL On market purchase AUD 1.82 395 FPS 395
29-Jun-12 MBL On market purchase AUD 1.82 1,955 FPS 1,955
29-Jun-12
29-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.83
AUD 1.82
-320
904
FPS
FPS
320
904
29-Jun-12 MBL On market sale AUD 1.83 -283 FPS 283
29-Jun-12 MBL On market purchase AUD 1.83 1,174 FPS 1,174
29-Jun-12 MBL On market purchase AUD 1.83 404 FPS 404
29-Jun-12 MBL On market purchase AUD 1.83 159 FPS 159
29-Jun-12 MBL On market sale AUD 1.84 -75 FPS 75
29-Jun-12 MBL On market purchase AUD 1.84 255 FPS 255
29-Jun-12
29-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.85
AUD 1.84
-111
501
FPS
FPS
111
501
29-Jun-12 MBL On market purchase AUD 1.86 241 FPS 241
29-Jun-12 MBL On market purchase AUD 1.85 637 FPS 637
29-Jun-12 MBL On market sale AUD 1.85 -1,363 FPS 1,363
29-Jun-12 MBL On market purchase AUD 1.86 1,837 FPS 1,837
29-Jun-12 MBL On market purchase AUD 1.85 1,663 FPS 1,663
29-Jun-12
29-Jun-12
MBL
MBL
On market purchase
On market purchase
AUD 1.85
AUD 1.85
100,000
415
FPS
FPS
100,000
415
29-Jun-12 MBL On market sale AUD 1.85 -98,133 FPS 98,133
29-Jun-12 MBL On market sale AUD 1.85 -1,867 FPS 1,867
29-Jun-12 MBL On market purchase AUD 1.85 1,040 FPS 1,040
29-Jun-12 MBL On market purchase AUD 1.84 1,039 FPS 1,039
29-Jun-12 MBL On market purchase AUD 1.84 158 FPS 158
29-Jun-12 MBL On market sale AUD 1.84 -162 FPS 162
29-Jun-12
29-Jun-12
MBL
MBL
On market sale
On market purchase
AUD 1.84
AUD 1.84
-893
1,202
FPS
FPS
893
1,202
29-Jun-12 MBL On market purchase AUD 1.84 2,850 FPS 2,850
29-Jun-12 MBL On market sale AUD 1.84 -1,840 FPS 1,840
29-Jun-12 MBL On market sale AUD 1.84 -1,315 FPS 1,315
29-Jun-12 MBL On market purchase AUD 1.84 12,054 FPS 12,054
29-Jun-12 MBL On market sale N/A -5,453 FPS 5,453
29-Jun-12 MBL On market sale N/A -5,453 FPS 5,453
29-Jun-12 MBL On market purchase N/A 5,453 FPS 5,453
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
Borrow Delivery under Stock AUD 1.92
Lending Agreement - refer to
29-Jun-12
02-Jul-12
MBL
MBL
Annex G
On market sale
AUD 1.88 380,000
-10,092
FPS
FPS
380,000
10,092
02-Jul-12 MBL On market sale AUD 1.85 -300 FPS 300
02-Jul-12 MBL On market sale AUD 1.86 -3,445 FPS 3,445
02-Jul-12 MBL On market sale AUD 1.86 -15,725 FPS 15,725
02-Jul-12
02-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.85
AUD 1.87
-75
-3,000
FPS
FPS
75
3,000
02-Jul-12 MBL On market sale AUD 1.85 -88 FPS 88
02-Jul-12 MBL On market sale AUD 1.84 -9,900 FPS 9,900
02-Jul-12
02-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.84
AUD 1.86
9,900
1,039
FPS
FPS
9,900
1,039
02-Jul-12 MBL On market purchase AUD 1.83 1,039 FPS 1,039
02-Jul-12 MBL On market purchase AUD 1.83 400 FPS 400
02-Jul-12
02-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.84
AUD 1.84
-139
109
FPS
FPS
139
109
02-Jul-12 MBL On market purchase AUD 1.84 930 FPS 930
02-Jul-12 MBL On market sale AUD 1.84 -249 FPS 249
02-Jul-12
02-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.84
AUD 1.84
218
-9,900
FPS
FPS
218
9,900
02-Jul-12 MBL On market purchase AUD 1.84 9,900 FPS 9,900
02-Jul-12 MBL On market sale AUD 1.85 -146 FPS 146
02-Jul-12
02-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.84
AUD 1.84
73
2,078
FPS
FPS
73
2,078
02-Jul-12 MBL On market purchase AUD 1.84 218 FPS 218
02-Jul-12 MBL On market sale AUD 1.85 -9,900 FPS 9,900
02-Jul-12
02-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.85
AUD 1.85
-164
-18
FPS
FPS
164
18
02-Jul-12 MBL On market purchase AUD 1.85 18 FPS 18
02-Jul-12 MBL On market sale AUD 1.85 -183 FPS 183
02-Jul-12
02-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.85
AUD 1.85
-163
-204
FPS
FPS
163
204
02-Jul-12 MBL On market sale AUD 1.85 -203 FPS 203
02-Jul-12 MBL On market sale AUD 1.85 -407 FPS 407
02-Jul-12 MBL
MBL
On market sale AUD 1.85 -105 FPS 105
105
02-Jul-12
02-Jul-12
MBL On market purchase
On market purchase
AUD 1.85
AUD 1.85
105
935
FPS
FPS
935
02-Jul-12 MBL On market sale AUD 1.85 -571 FPS 571
02-Jul-12
02-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.85
AUD 1.85
2,078
-74
FPS
FPS
2,078
74
02-Jul-12 MBL On market sale AUD 1.85 -311 FPS 311
02-Jul-12 MBL On market sale AUD 1.85 -328 FPS 328
02-Jul-12
02-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.85
AUD 1.85
210
172
FPS
FPS
210
172
02-Jul-12 MBL On market sale AUD 1.86 -30 FPS 30
02-Jul-12 MBL On market sale AUD 1.85 -221 FPS 221
02-Jul-12
02-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.85
AUD 1.86
-275
-109
FPS
FPS
275
109
02-Jul-12 MBL On market sale AUD 1.86 -92 FPS 92
02-Jul-12 MBL On market purchase AUD 1.86 85 FPS 85
02-Jul-12
02-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.86
AUD 1.86
373
-339
FPS
FPS
373
339
02-Jul-12 MBL On market sale AUD 1.86 -367 FPS 367
02-Jul-12 MBL On market purchase AUD 1.86 513 FPS 513
02-Jul-12
02-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.88
AUD 1.86
-87
-59
FPS
FPS
87
59
02-Jul-12 MBL On market sale AUD 1.87 -760 FPS 760
02-Jul-12 MBL On market purchase AUD 1.87 1,140 FPS 1,140
02-Jul-12
02-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.87
AUD 1.86
-153
1,334
FPS
FPS
153
1,334
02-Jul-12 MBL On market sale AUD 1.87 -77 FPS 77
02-Jul-12 MBL On market sale AUD 1.87 -2,175 FPS 2,175
02-Jul-12
03-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.87
AUD 1.87
5,299
-56,683
FPS
FPS
5,299
56,683
03-Jul-12 MBL On market sale AUD 1.85 -1,039 FPS 1,039
03-Jul-12 MBL On market purchase AUD 1.85 237 FPS 237
03-Jul-12
03-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.86
AUD 1.86
10
-315
FPS
FPS
10
315
03-Jul-12 MBL On market purchase AUD 1.87 10 FPS 10
03-Jul-12 MBL On market sale AUD 1.87 -20 FPS 20
03-Jul-12
03-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.87
AUD 1.87
305
1,039
FPS
FPS
305
1,039
03-Jul-12 MBL On market sale AUD 1.87 -393 FPS 393
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
03-Jul-12 MBL On market purchase AUD 1.88 89 FPS 89
03-Jul-12 MBL On market sale AUD 1.88 -79 FPS 79
03-Jul-12 MBL On market sale AUD 1.88 -144 FPS 144
03-Jul-12 MBL On market purchase AUD 1.87 225 FPS 225
03-Jul-12 MBL On market sale AUD 1.88 -118 FPS 118
03-Jul-12 MBL On market purchase AUD 1.87 1,039 FPS 1,039
03-Jul-12 MBL On market purchase AUD 1.87 10 FPS 10
03-Jul-12 MBL On market purchase AUD 1.87 1,039 FPS 1,039
03-Jul-12 MBL On market sale AUD 1.87 -10 FPS 10
03-Jul-12 MBL On market purchase AUD 1.87 347 FPS 347
03-Jul-12 MBL On market sale AUD 1.87 -169 FPS 169
03-Jul-12 MBL On market sale AUD 1.88 -144 FPS 144
03-Jul-12 MBL On market purchase AUD 1.87 46 FPS 46
03-Jul-12 MBL On market sale AUD 1.87 -174 FPS 174
03-Jul-12 MBL On market purchase AUD 1.87 278 FPS 278
03-Jul-12 MBL On market purchase AUD 1.87 10 FPS 10
03-Jul-12 MBL On market purchase AUD 1.87 637 FPS 637
03-Jul-12 MBL On market sale AUD 1.87 -238 FPS 238
03-Jul-12 MBL On market purchase AUD 1.87 402 FPS 402
03-Jul-12 MBL
MBL
On market purchase AUD 1.87 330 FPS 330
10
03-Jul-12
03-Jul-12
MBL On market sale
On market purchase
AUD 1.87
AUD 1.87
-10
10
FPS
FPS
10
03-Jul-12 MBL On market sale AUD 1.87 -10 FPS 10
03-Jul-12 MBL On market sale AUD 1.87 -10 FPS 10
03-Jul-12 MBL On market sale AUD 1.87 -228 FPS 228
03-Jul-12 MBL On market sale AUD 1.87 -228 FPS 228
03-Jul-12 MBL On market purchase AUD 1.87 10 FPS 10
03-Jul-12 MBL On market sale AUD 1.87 -10 FPS 10
03-Jul-12 MBL On market sale AUD 1.87 -119 FPS 119
03-Jul-12 MBL On market sale AUD 1.87 -10 FPS 10
03-Jul-12 MBL On market purchase AUD 1.87 10 FPS 10
03-Jul-12 MBL On market sale AUD 1.87 -216 FPS 216
03-Jul-12 MBL On market sale AUD 1.87 -194 FPS 194
03-Jul-12 MBL On market sale AUD 1.87 -225 FPS 225
03-Jul-12
03-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.87
AUD 1.87
-109
-348
FPS
FPS
109
348
03-Jul-12 MBL On market sale AUD 1.87 -372 FPS 372
03-Jul-12 MBL On market purchase AUD 1.87 217 FPS 217
03-Jul-12 MBL On market purchase AUD 1.88 10 FPS 10
03-Jul-12 MBL On market sale AUD 1.88 -10 FPS 10
03-Jul-12 MBL On market sale AUD 1.88 -23 FPS 23
03-Jul-12 MBL On market sale AUD 1.88 -216 FPS 216
03-Jul-12 MBL On market purchase AUD 1.88 148 FPS 148
03-Jul-12 MBL On market purchase AUD 1.87 10 FPS 10
03-Jul-12 MBL On market sale AUD 1.88 -340 FPS 340
03-Jul-12 MBL On market sale AUD 1.88 -108 FPS 108
03-Jul-12 MBL On market sale AUD 1.88 -969 FPS 969
03-Jul-12 MBL On market purchase AUD 1.87 99 FPS 99
03-Jul-12
03-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.87
AUD 1.87
-107
-4,364
FPS
FPS
107
4,364
04-Jul-12 MBL On market sale AUD 1.89 -7,695 FPS 7,695
04-Jul-12 MBL On market sale AUD 1.90 -4,520 FPS 4,520
04-Jul-12 MBL On market sale AUD 1.90 -1,092 FPS 1,092
04-Jul-12 MBL On market sale AUD 1.91 -1,378 FPS 1,378
04-Jul-12 MBL On market sale AUD 1.90 -2,619 FPS 2,619
04-Jul-12 MBL On market sale AUD 1.90 -96 FPS 96
04-Jul-12 MBL On market sale AUD 1.90 -2,960 FPS 2,960
04-Jul-12 MBL On market sale AUD 1.90 -11,514 FPS 11,514
04-Jul-12 MBL On market sale AUD 1.88 -5,039 FPS 5,039
04-Jul-12 MBL On market sale AUD 1.89 -2,347 FPS 2,347
04-Jul-12
04-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.88
AUD 1.88
1,039
10
FPS
FPS
1,039
10
04-Jul-12 MBL On market purchase AUD 1.88 10 FPS 10
04-Jul-12 MBL On market sale AUD 1.88 -244 FPS 244
04-Jul-12 MBL On market sale AUD 1.88 -369 FPS 369
04-Jul-12 MBL On market sale AUD 1.88 -20 FPS 20
04-Jul-12 MBL On market purchase AUD 1.88 231 FPS 231
04-Jul-12 MBL On market purchase AUD 1.88 72 FPS 72
04-Jul-12 MBL On market purchase AUD 1.88 56 FPS 56
04-Jul-12 MBL On market sale AUD 1.88 -66 FPS 66
04-Jul-12 MBL On market sale AUD 1.89 -126 FPS 126
04-Jul-12 MBL On market sale AUD 1.89 -152 FPS 152
04-Jul-12 MBL On market sale AUD 1.89 -230 FPS 230
04-Jul-12 MBL On market purchase AUD 1.89 20 FPS 20
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
04-Jul-12 MBL On market sale AUD 1.89 -37 FPS 37
04-Jul-12 MBL On market purchase AUD 1.89 37 FPS 37
04-Jul-12 MBL On market purchase AUD 1.89 143 FPS 143
04-Jul-12 MBL
MBL
On market sale AUD 1.89 -82 FPS 82
216
04-Jul-12
04-Jul-12
MBL On market sale
On market sale
AUD 1.90
AUD 1.90
-216
-101
FPS
FPS
101
04-Jul-12 MBL On market purchase AUD 1.90 370 FPS 370
04-Jul-12 MBL On market sale AUD 1.90 -20 FPS 20
04-Jul-12 MBL On market sale AUD 1.90 -64 FPS 64
04-Jul-12 MBL On market purchase AUD 1.90 64 FPS 64
04-Jul-12 MBL On market purchase AUD 1.89 308 FPS 308
04-Jul-12
04-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.89
AUD 1.89
-20
-10
FPS
FPS
20
10
04-Jul-12 MBL On market purchase AUD 1.89 30 FPS 30
04-Jul-12 MBL On market sale AUD 1.89 -883 FPS 883
04-Jul-12 MBL On market sale AUD 1.89 -287 FPS 287
04-Jul-12 MBL On market sale AUD 1.89 -36 FPS 36
04-Jul-12 MBL On market purchase AUD 1.89 36 FPS 36
04-Jul-12
04-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.89
AUD 1.90
437
10
FPS
FPS
437
10
04-Jul-12 MBL On market sale AUD 1.90 -31 FPS 31
04-Jul-12 MBL On market purchase AUD 1.90 31 FPS 31
04-Jul-12 MBL On market sale AUD 1.90 -10 FPS 10
04-Jul-12 MBL On market sale AUD 1.90 -336 FPS 336
04-Jul-12
04-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.90
AUD 1.90
-285
-35
FPS
FPS
285
35
04-Jul-12 MBL On market sale AUD 1.90 -181 FPS 181
04-Jul-12 MBL On market purchase AUD 1.90 190 FPS 190
04-Jul-12 MBL On market sale AUD 1.90 -10 FPS 10
04-Jul-12 MBL On market purchase AUD 1.90 12 FPS 12
04-Jul-12 MBL On market purchase AUD 1.90 10 FPS 10
04-Jul-12
04-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.90
AUD 1.90
-101
190
FPS
FPS
101
190
04-Jul-12 MBL On market sale AUD 1.90 -73 FPS 73
04-Jul-12 MBL On market sale AUD 1.90 -189 FPS 189
04-Jul-12 MBL On market sale AUD 1.90 -370 FPS 370
04-Jul-12 MBL On market sale AUD 1.90 -54 FPS 54
04-Jul-12
04-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.90
AUD 1.90
-20
-479
FPS
FPS
20
479
04-Jul-12 MBL On market sale AUD 1.90 -9 FPS 9
04-Jul-12 MBL On market purchase AUD 1.90 144 FPS 144
04-Jul-12 MBL On market sale AUD 1.91 -109 FPS 109
04-Jul-12 MBL On market sale AUD 1.90 -121 FPS 121
04-Jul-12
04-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.90
AUD 1.90
-128
-63
FPS
FPS
128
63
04-Jul-12 MBL On market sale AUD 1.90 -12 FPS 12
04-Jul-12 MBL On market sale AUD 1.90 -12 FPS 12
04-Jul-12 MBL On market purchase AUD 1.90 131 FPS 131
04-Jul-12 MBL On market sale AUD 1.90 -7 FPS 7
04-Jul-12
04-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.90
AUD 1.90
7
10
FPS
FPS
7
10
04-Jul-12 MBL On market sale AUD 1.90 -10 FPS 10
04-Jul-12 MBL On market sale AUD 1.90 -243 FPS 243
04-Jul-12 MBL On market sale AUD 1.90 -10 FPS 10
04-Jul-12 MBL On market sale AUD 1.90 -10 FPS 10
04-Jul-12 MBL
MBL
On market purchase AUD 1.90 10 FPS 10
26
04-Jul-12
04-Jul-12
MBL On market sale
On market purchase
AUD 1.90
AUD 1.90
-26
26
FPS
FPS
26
04-Jul-12 MBL On market purchase AUD 1.90 298 FPS 298
04-Jul-12 MBL On market sale AUD 1.90 -257 FPS 257
04-Jul-12 MBL On market sale AUD 1.90 -289 FPS 289
04-Jul-12 MBL On market sale AUD 1.90 -10 FPS 10
04-Jul-12
04-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.91
AUD 1.91
-831
-342
FPS
FPS
831
342
04-Jul-12 MBL On market purchase AUD 1.91 20 FPS 20
04-Jul-12 MBL On market sale AUD 1.90 -498 FPS 498
04-Jul-12 MBL On market purchase AUD 1.90 783 FPS 783
05-Jul-12 MBL On market sale AUD 1.91 -4,539 FPS 4,539
05-Jul-12
05-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.89
AUD 1.91
898
37
FPS
FPS
898
37
05-Jul-12 MBL On market sale AUD 1.91 -11,131 FPS 11,131
05-Jul-12 MBL On market sale AUD 1.88 -15,089 FPS 15,089
05-Jul-12 MBL On market sale AUD 1.91 -3,053 FPS 3,053
05-Jul-12 MBL On market sale AUD 1.91 -21 FPS 21
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
05-Jul-12 MBL On market purchase AUD 1.91 21 FPS 21
05-Jul-12 MBL On market sale AUD 1.91 -297 FPS 297
05-Jul-12 MBL On market sale AUD 1.91 -1,038 FPS 1,038
05-Jul-12 MBL On market purchase AUD 1.91 318 FPS 318
05-Jul-12
05-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.91
AUD 1.91
-20
30
FPS
FPS
20
30
05-Jul-12 MBL On market sale AUD 1.91 -253 FPS 253
05-Jul-12 MBL On market sale AUD 1.91 -741 FPS 741
05-Jul-12 MBL On market purchase AUD 1.91 10 FPS 10
05-Jul-12 MBL On market sale AUD 1.91 -4,264 FPS 4,264
05-Jul-12 MBL On market sale AUD 1.91 -10 FPS 10
05-Jul-12 MBL On market purchase AUD 1.91 10 FPS 10
05-Jul-12 MBL
MBL
On market purchase AUD 1.91 82 FPS 82
92
05-Jul-12
05-Jul-12
MBL On market sale
On market purchase
AUD 1.91
AUD 1.90
-92
81
FPS
FPS
81
05-Jul-12 MBL On market sale AUD 1.91 -250 FPS 250
05-Jul-12 MBL On market sale AUD 1.91 -247 FPS 247
05-Jul-12 MBL On market purchase AUD 1.91 118 FPS 118
05-Jul-12 MBL On market sale AUD 1.91 -2,995 FPS 2,995
05-Jul-12
05-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.91
AUD 1.91
10
187
FPS
FPS
10
187
05-Jul-12 MBL On market sale AUD 1.91 -30 FPS 30
05-Jul-12 MBL On market sale AUD 1.91 -340 FPS 340
05-Jul-12 MBL On market sale AUD 1.91 -626 FPS 626
05-Jul-12 MBL On market sale AUD 1.90 -35 FPS 35
05-Jul-12 MBL
MBL
On market purchase AUD 1.90 35 FPS 35
67
05-Jul-12
05-Jul-12
MBL On market sale
On market purchase
AUD 1.91
AUD 1.91
-67
10
FPS
FPS
10
05-Jul-12 MBL On market sale AUD 1.91 -10 FPS 10
05-Jul-12 MBL On market sale AUD 1.91 -7 FPS 7
05-Jul-12 MBL On market purchase AUD 1.91 7 FPS 7
05-Jul-12 MBL On market purchase AUD 1.90 324 FPS 324
05-Jul-12
05-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.90
AUD 1.90
-20
143
FPS
FPS
20
143
05-Jul-12 MBL On market purchase AUD 1.89 10 FPS 10
05-Jul-12 MBL On market purchase AUD 1.89 10 FPS 10
05-Jul-12 MBL On market sale AUD 1.89 -10 FPS 10
05-Jul-12 MBL On market sale AUD 1.89 -159 FPS 159
05-Jul-12 MBL
MBL
On market purchase AUD 1.89 154 FPS 154
164
05-Jul-12
05-Jul-12
MBL On market sale
On market sale
AUD 1.89
AUD 1.89
-164
-401
FPS
FPS
401
05-Jul-12 MBL On market purchase AUD 1.89 33 FPS 33
05-Jul-12 MBL On market purchase AUD 1.89 595 FPS 595
05-Jul-12 MBL On market sale AUD 1.89 -14 FPS 14
05-Jul-12 MBL On market purchase AUD 1.89 10 FPS 10
05-Jul-12
05-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.89
AUD 1.89
262
20
FPS
FPS
262
20
05-Jul-12 MBL On market sale AUD 1.89 -20 FPS 20
05-Jul-12 MBL On market sale AUD 1.89 -88 FPS 88
05-Jul-12 MBL On market sale AUD 1.89 -169 FPS 169
05-Jul-12 MBL On market purchase AUD 1.89 10 FPS 10
05-Jul-12
05-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.89
AUD 1.88
301
-171
FPS
FPS
301
171
05-Jul-12 MBL On market purchase AUD 1.88 164 FPS 164
05-Jul-12 MBL On market sale AUD 1.88 -164 FPS 164
05-Jul-12 MBL On market purchase AUD 1.88 10 FPS 10
05-Jul-12 MBL On market sale AUD 1.88 -10 FPS 10
05-Jul-12
05-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.88
AUD 1.88
-328
199
FPS
FPS
328
199
05-Jul-12 MBL On market sale AUD 1.88 -199 FPS 199
05-Jul-12 MBL On market sale AUD 1.88 -174 FPS 174
05-Jul-12 MBL On market purchase AUD 1.89 10 FPS 10
05-Jul-12 MBL On market sale AUD 1.89 -72 FPS 72
05-Jul-12
05-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.89
AUD 1.88
72
-1,291
FPS
FPS
72
1,291
05-Jul-12 MBL On market sale AUD 1.89 -348 FPS 348
05-Jul-12 MBL On market sale AUD 1.89 -373 FPS 373
05-Jul-12 MBL On market sale AUD 1.89 -524 FPS 524
05-Jul-12 MBL On market purchase AUD 1.89 4,151 FPS 4,151
05-Jul-12
06-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.88
AUD 1.88
-23
-2
FPS
FPS
23
2
06-Jul-12 MBL On market sale AUD 1.87 -50 FPS 50
06-Jul-12 MBL On market sale AUD 1.87 -150 FPS 150
06-Jul-12 MBL On market sale AUD 1.87 -5 FPS 5
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
06-Jul-12 MBL On market sale AUD 1.87 -954 FPS 954
06-Jul-12 MBL On market sale AUD 1.87 -312 FPS 312
06-Jul-12 MBL On market sale AUD 1.88 -5,945 FPS 5,945
06-Jul-12 MBL On market sale AUD 1.87 -545 FPS 545
06-Jul-12 MBL On market sale AUD 1.88 -1,038 FPS 1,038
06-Jul-12
06-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.88
AUD 1.88
172
-20
FPS
FPS
172
20
06-Jul-12 MBL On market sale AUD 1.88 -156 FPS 156
06-Jul-12 MBL On market sale AUD 1.88 -10 FPS 10
06-Jul-12 MBL On market sale AUD 1.88 -190 FPS 190
06-Jul-12 MBL On market purchase AUD 1.88 30 FPS 30
06-Jul-12 MBL On market purchase AUD 1.88 166 FPS 166
06-Jul-12 MBL On market sale AUD 1.88 -80 FPS 80
06-Jul-12 MBL On market sale AUD 1.88 -202 FPS 202
06-Jul-12
06-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.87
AUD 1.87
-43
43
FPS
FPS
43
43
06-Jul-12 MBL On market sale AUD 1.87 -10 FPS 10
06-Jul-12 MBL On market sale AUD 1.87 -192 FPS 192
06-Jul-12 MBL On market purchase AUD 1.87 207 FPS 207
06-Jul-12 MBL On market purchase AUD 1.87 20 FPS 20
06-Jul-12 MBL On market sale AUD 1.87 -100 FPS 100
06-Jul-12
06-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.87
AUD 1.87
-179
10
FPS
FPS
179
10
06-Jul-12 MBL On market sale AUD 1.87 -1,038 FPS 1,038
06-Jul-12 MBL On market purchase AUD 1.87 231 FPS 231
06-Jul-12 MBL On market sale AUD 1.87 -241 FPS 241
06-Jul-12 MBL On market sale AUD 1.87 -435 FPS 435
06-Jul-12
06-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.87
AUD 1.87
-455
230
FPS
FPS
455
230
06-Jul-12 MBL On market sale AUD 1.87 -55 FPS 55
06-Jul-12 MBL On market purchase AUD 1.87 28 FPS 28
06-Jul-12 MBL On market sale AUD 1.87 -28 FPS 28
06-Jul-12 MBL On market purchase AUD 1.86 324 FPS 324
06-Jul-12
06-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.86
AUD 1.86
-20
-488
FPS
FPS
20
488
06-Jul-12 MBL On market purchase AUD 1.86 20 FPS 20
06-Jul-12 MBL On market purchase AUD 1.87 160 FPS 160
06-Jul-12 MBL On market purchase AUD 1.87 144 FPS 144
06-Jul-12 MBL
MBL
On market purchase AUD 1.87 143 FPS 143
143
06-Jul-12
06-Jul-12
MBL On market sale
On market sale
AUD 1.87
AUD 1.87
-143
-157
FPS
FPS
157
06-Jul-12 MBL On market sale AUD 1.87 -410 FPS 410
06-Jul-12 MBL On market purchase AUD 1.87 200 FPS 200
06-Jul-12 MBL On market sale AUD 1.87 -64 FPS 64
06-Jul-12 MBL On market purchase AUD 1.87 64 FPS 64
06-Jul-12
06-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.87
AUD 1.87
-201
-1,038
FPS
FPS
201
1,038
06-Jul-12 MBL On market sale AUD 1.87 -228 FPS 228
06-Jul-12 MBL On market sale AUD 1.87 -201 FPS 201
06-Jul-12 MBL On market sale AUD 1.87 -84 FPS 84
06-Jul-12 MBL On market sale AUD 1.87 -9 FPS 9
06-Jul-12
06-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.87
AUD 1.86
9
-2,698
FPS
FPS
9
2,698
06-Jul-12 MBL On market sale AUD 1.86 -20 FPS 20
06-Jul-12 MBL On market sale AUD 1.86 -396 FPS 396
06-Jul-12 MBL On market sale AUD 1.86 -640 FPS 640
06-Jul-12 MBL On market purchase AUD 1.87 283 FPS 283
06-Jul-12
09-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.87
AUD 1.88
-283
-2,536
FPS
FPS
283
2,536
09-Jul-12 MBL On market sale AUD 1.87 -27,081 FPS 27,081
09-Jul-12 MBL On market purchase AUD 1.87 244 FPS 244
09-Jul-12 MBL On market sale AUD 1.87 -28 FPS 28
09-Jul-12 MBL On market sale AUD 1.87 -167 FPS 167
09-Jul-12
09-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.87
AUD 1.87
28
77
FPS
FPS
28
77
09-Jul-12 MBL On market purchase AUD 1.87 14 FPS 14
09-Jul-12 MBL On market sale AUD 1.87 -14 FPS 14
09-Jul-12 MBL On market purchase AUD 1.87 14 FPS 14
09-Jul-12 MBL On market sale AUD 1.87 -205 FPS 205
09-Jul-12
09-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.87
AUD 1.87
-113
118
FPS
FPS
113
118
09-Jul-12 MBL On market sale AUD 1.87 -118 FPS 118
09-Jul-12 MBL On market purchase AUD 1.87 1,038 FPS 1,038
09-Jul-12 MBL On market sale AUD 1.87 -14 FPS 14
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
09-Jul-12 MBL On market purchase AUD 1.87 239 FPS 239
09-Jul-12 MBL On market sale AUD 1.87 -1,038 FPS 1,038
09-Jul-12 MBL On market purchase AUD 1.87 157 FPS 157
09-Jul-12 MBL On market purchase AUD 1.87 14 FPS 14
09-Jul-12 MBL On market sale AUD 1.87 -479 FPS 479
09-Jul-12 MBL On market purchase AUD 1.87 302 FPS 302
09-Jul-12 MBL On market purchase AUD 1.87 464 FPS 464
09-Jul-12
09-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.87
AUD 1.87
-14
-314
FPS
FPS
14
314
09-Jul-12 MBL On market purchase AUD 1.87 14 FPS 14
09-Jul-12 MBL On market sale AUD 1.87 -14 FPS 14
09-Jul-12 MBL On market sale AUD 1.87 -318 FPS 318
09-Jul-12 MBL On market sale AUD 1.87 -157 FPS 157
09-Jul-12 MBL On market purchase AUD 1.87 323 FPS 323
09-Jul-12 MBL On market sale AUD 1.87 -14 FPS 14
09-Jul-12 MBL On market purchase AUD 1.87 14 FPS 14
09-Jul-12 MBL On market purchase AUD 1.87 163 FPS 163
09-Jul-12 MBL On market sale AUD 1.87 -324 FPS 324
09-Jul-12
09-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.87
AUD 1.87
14
-14
FPS
FPS
14
14
09-Jul-12 MBL On market purchase AUD 1.87 328 FPS 328
09-Jul-12 MBL On market sale AUD 1.87 -314 FPS 314
09-Jul-12 MBL On market sale AUD 1.87 -197 FPS 197
09-Jul-12 MBL On market purchase AUD 1.87 305 FPS 305
09-Jul-12 MBL On market sale AUD 1.87 -14 FPS 14
09-Jul-12 MBL On market purchase AUD 1.87 5,914 FPS 5,914
10-Jul-12 MBL On market sale AUD 1.90 -439 FPS 439
10-Jul-12
10-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.88
AUD 1.89
-186
-9
FPS
FPS
186
9
10-Jul-12 MBL On market sale AUD 1.89 -2,066 FPS 2,066
10-Jul-12 MBL On market purchase AUD 1.87 1,556 FPS 1,556
10-Jul-12 MBL On market purchase AUD 1.88 14 FPS 14
10-Jul-12 MBL On market purchase AUD 1.87 316 FPS 316
10-Jul-12 MBL On market sale AUD 1.87 -28 FPS 28
10-Jul-12 MBL On market sale AUD 1.88 -371 FPS 371
10-Jul-12 MBL
MBL
On market purchase AUD 1.88 93 FPS 93
268
10-Jul-12
10-Jul-12
MBL On market sale
On market sale
AUD 1.89
AUD 1.89
-268
-28
FPS
FPS
28
10-Jul-12 MBL On market purchase AUD 1.90 2,075 FPS 2,075
10-Jul-12 MBL On market purchase AUD 1.90 501 FPS 501
10-Jul-12 MBL On market purchase AUD 1.90 56 FPS 56
10-Jul-12 MBL On market sale AUD 1.90 -342 FPS 342
10-Jul-12 MBL On market sale AUD 1.90 -42 FPS 42
10-Jul-12 MBL On market purchase AUD 1.90 14 FPS 14
10-Jul-12 MBL On market sale AUD 1.89 -246 FPS 246
10-Jul-12
10-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.89
AUD 1.89
180
-28
FPS
FPS
180
28
10-Jul-12 MBL On market purchase AUD 1.89 84 FPS 84
10-Jul-12 MBL On market purchase AUD 1.89 611 FPS 611
10-Jul-12 MBL On market purchase AUD 1.89 399 FPS 399
10-Jul-12 MBL On market purchase AUD 1.89 28 FPS 28
10-Jul-12
10-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.89
AUD 1.89
14
-384
FPS
FPS
14
384
10-Jul-12 MBL On market purchase AUD 1.89 42 FPS 42
10-Jul-12 MBL On market sale AUD 1.89 -42 FPS 42
10-Jul-12 MBL On market purchase AUD 1.89 194 FPS 194
10-Jul-12 MBL On market purchase AUD 1.89 638 FPS 638
10-Jul-12 MBL On market purchase AUD 1.89 14 FPS 14
10-Jul-12 MBL On market sale AUD 1.89 -56 FPS 56
10-Jul-12 MBL On market sale AUD 1.89 -166 FPS 166
10-Jul-12
10-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.90
AUD 1.90
-14
14
FPS
FPS
14
14
10-Jul-12 MBL On market sale AUD 1.90 -408 FPS 408
10-Jul-12 MBL On market purchase AUD 1.89 1,038 FPS 1,038
10-Jul-12 MBL On market purchase AUD 1.89 249 FPS 249
10-Jul-12 MBL On market purchase AUD 1.89 512 FPS 512
10-Jul-12 MBL On market sale AUD 1.89 -56 FPS 56
10-Jul-12 MBL On market purchase AUD 1.89 56 FPS 56
10-Jul-12
10-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.89
AUD 1.90
-513
-146
FPS
FPS
513
146
10-Jul-12 MBL On market purchase AUD 1.89 1,037 FPS 1,037
10-Jul-12 MBL On market sale AUD 1.89 -14 FPS 14
10-Jul-12 MBL On market purchase AUD 1.89 167 FPS 167
10-Jul-12 MBL On market purchase AUD 1.89 72 FPS 72
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
10-Jul-12 MBL On market sale AUD 1.89 -107 FPS 107
10-Jul-12 MBL On market purchase AUD 1.89 28 FPS 28
10-Jul-12 MBL On market purchase AUD 1.89 76 FPS 76
10-Jul-12 MBL On market purchase AUD 1.89 1,038 FPS 1,038
10-Jul-12 MBL On market sale AUD 1.89 -14 FPS 14
10-Jul-12 MBL On market purchase AUD 1.89 89 FPS 89
10-Jul-12 MBL On market purchase AUD 1.88 525 FPS 525
10-Jul-12 MBL On market purchase AUD 1.88 1,452 FPS 1,452
10-Jul-12
11-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.88
AUD 1.87
-676
1,153
FPS
FPS
676
1,153
11-Jul-12 MBL On market purchase AUD 1.88 17,072 FPS 17,072
11-Jul-12 MBL On market purchase AUD 1.87 1,130 FPS 1,130
11-Jul-12 MBL On market purchase AUD 1.88 2,158 FPS 2,158
11-Jul-12 MBL On market purchase AUD 1.88 1,980 FPS 1,980
11-Jul-12 MBL On market sale AUD 1.88 -519 FPS 519
11-Jul-12 MBL On market purchase AUD 1.89 68 FPS 68
11-Jul-12 MBL On market purchase AUD 1.89 71 FPS 71
11-Jul-12 MBL On market purchase AUD 1.89 73 FPS 73
11-Jul-12 MBL On market purchase AUD 1.89 14 FPS 14
11-Jul-12
11-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.89
AUD 1.88
-87
-14
FPS
FPS
87
14
11-Jul-12 MBL On market sale AUD 1.89 -73 FPS 73
11-Jul-12 MBL On market purchase AUD 1.88 1,037 FPS 1,037
11-Jul-12 MBL On market purchase AUD 1.88 14 FPS 14
11-Jul-12 MBL On market sale AUD 1.88 -212 FPS 212
11-Jul-12 MBL On market purchase AUD 1.88 2 FPS 2
11-Jul-12 MBL On market purchase AUD 1.88 255 FPS 255
11-Jul-12 MBL On market sale AUD 1.88 -14 FPS 14
11-Jul-12 MBL On market purchase AUD 1.87 68 FPS 68
11-Jul-12
11-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.88
AUD 1.87
-73
-14
FPS
FPS
73
14
11-Jul-12 MBL On market purchase AUD 1.87 14 FPS 14
11-Jul-12 MBL On market purchase AUD 1.87 161 FPS 161
11-Jul-12 MBL On market purchase AUD 1.87 14 FPS 14
11-Jul-12 MBL On market sale AUD 1.87 -161 FPS 161
11-Jul-12 MBL On market purchase AUD 1.88 14 FPS 14
11-Jul-12 MBL On market purchase AUD 1.88 204 FPS 204
11-Jul-12 MBL On market sale AUD 1.87 -11 FPS 11
11-Jul-12 MBL
MBL
On market sale AUD 1.88 -147 FPS 147
12
11-Jul-12
11-Jul-12
MBL On market sale
On market purchase
AUD 1.87
AUD 1.87
-12
147
FPS
FPS
147
11-Jul-12 MBL On market sale AUD 1.87 -4 FPS 4
11-Jul-12 MBL On market sale AUD 1.87 -1 FPS 1
11-Jul-12 MBL On market sale AUD 1.87 -846 FPS 846
11-Jul-12 MBL On market purchase AUD 1.87 5,227 FPS 5,227
11-Jul-12 MBL On market sale AUD 1.88 -135 FPS 135
11-Jul-12
11-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.87
AUD 1.87
161
-161
FPS
FPS
161
161
12-Jul-12 MBL On market purchase AUD 1.87 176 FPS 176
12-Jul-12 MBL On market purchase AUD 1.87 6,119 FPS 6,119
12-Jul-12 MBL On market purchase AUD 1.87 2,112 FPS 2,112
12-Jul-12 MBL On market purchase AUD 1.87 2,740 FPS 2,740
12-Jul-12 MBL On market sale AUD 1.88 -18 FPS 18
12-Jul-12 MBL On market purchase AUD 1.88 18 FPS 18
12-Jul-12 MBL On market purchase AUD 1.88 1,554 FPS 1,554
12-Jul-12 MBL
MBL
On market sale AUD 1.88 -237 FPS 237
160
12-Jul-12
12-Jul-12
MBL On market purchase
On market purchase
AUD 1.88
AUD 1.88
160
73
FPS
FPS
73
12-Jul-12 MBL On market purchase AUD 1.88 66 FPS 66
12-Jul-12 MBL On market purchase AUD 1.88 71 FPS 71
12-Jul-12 MBL On market purchase AUD 1.88 1,036 FPS 1,036
12-Jul-12 MBL On market purchase AUD 1.87 1,037 FPS 1,037
12-Jul-12 MBL On market sale AUD 1.87 -18 FPS 18
12-Jul-12
12-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.87
AUD 1.87
18
-303
FPS
FPS
18
303
12-Jul-12 MBL On market purchase AUD 1.87 91 FPS 91
12-Jul-12 MBL On market sale AUD 1.87 -18 FPS 18
12-Jul-12 MBL On market purchase AUD 1.87 18 FPS 18
12-Jul-12 MBL On market purchase AUD 1.87 238 FPS 238
12-Jul-12 MBL On market sale AUD 1.87 -128 FPS 128
12-Jul-12 MBL On market purchase AUD 1.87 110 FPS 110
12-Jul-12
12-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.87
AUD 1.87
-101
1,036
FPS
FPS
101
1,036
12-Jul-12 MBL On market purchase AUD 1.87 146 FPS 146
Date of Person whose relevant Nature of change Consideration Number of securities Class Person's votes
change interest changed affected affected
12-Jul-12 MBL On market purchase AUD 1.87 220 FPS 220
12-Jul-12
12-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.87
AUD 1.87
-368
58
FPS
FPS
368
58
12-Jul-12 MBL On market sale AUD 1.87 -178 FPS 178
12-Jul-12 MBL On market sale AUD 1.88 -172 FPS 172
12-Jul-12 MBL On market purchase AUD 1.87 947 FPS 947
12-Jul-12 MBL On market purchase AUD 1.87 34 FPS 34
12-Jul-12 MBL On market purchase AUD 1.87 98 FPS 98
12-Jul-12 MBL On market sale AUD 1.87 -825 FPS 825
12-Jul-12 MBL On market purchase AUD 1.87 6,424 FPS 6,424
13-Jul-12 MBL On market purchase AUD 1.89 1,259 FPS 1,259
13-Jul-12 MBL On market purchase AUD 1.89 2,100 FPS 2,100
13-Jul-12
13-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.88
AUD 1.88
1,303
2,072
FPS
FPS
1,303
2,072
13-Jul-12 MBL On market purchase AUD 1.88 21 FPS 21
13-Jul-12 MBL On market sale AUD 1.89 -21 FPS 21
13-Jul-12 MBL On market sale AUD 1.89 -88 FPS 88
13-Jul-12 MBL On market sale AUD 1.88 -90 FPS 90
13-Jul-12 MBL On market purchase AUD 1.88 1,037 FPS 1,037
13-Jul-12 MBL On market purchase AUD 1.88 73 FPS 73
13-Jul-12 MBL On market purchase AUD 1.88 71 FPS 71
13-Jul-12 MBL
MBL
On market purchase AUD 1.88 1,036 FPS 1,036
109
13-Jul-12
13-Jul-12
MBL On market sale
On market purchase
AUD 1.88
AUD 1.89
-109
40
FPS
FPS
40
13-Jul-12 MBL On market purchase AUD 1.88 211 FPS 211
13-Jul-12 MBL On market sale AUD 1.89 -144 FPS 144
13-Jul-12 MBL On market purchase AUD 1.89 1,036 FPS 1,036
13-Jul-12 MBL On market sale AUD 1.89 -14 FPS 14
13-Jul-12 MBL On market sale AUD 1.89 -19 FPS 19
13-Jul-12 MBL On market sale AUD 1.89 -109 FPS 109
13-Jul-12 MBL On market purchase AUD 1.89 14 FPS 14
13-Jul-12
13-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.89
AUD 1.89
123
14
FPS
FPS
123
14
13-Jul-12 MBL On market sale AUD 1.89 -14 FPS 14
13-Jul-12 MBL On market purchase AUD 1.89 2,072 FPS 2,072
13-Jul-12 MBL On market purchase AUD 1.89 210 FPS 210
13-Jul-12 MBL On market purchase AUD 1.89 326 FPS 326
13-Jul-12 MBL On market sale AUD 1.89 -109 FPS 109
13-Jul-12 MBL On market purchase AUD 1.89 1,037 FPS 1,037
13-Jul-12
13-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.89
AUD 1.89
268
1,036
FPS
FPS
268
1,036
13-Jul-12 MBL On market sale AUD 1.89 -109 FPS 109
13-Jul-12 MBL On market purchase AUD 1.89 14 FPS 14
13-Jul-12 MBL On market sale AUD 1.89 -14 FPS 14
13-Jul-12 MBL On market purchase AUD 1.89 422 FPS 422
13-Jul-12 MBL On market purchase AUD 1.89 1,036 FPS 1,036
13-Jul-12 MBL On market sale AUD 1.89 -14 FPS 14
13-Jul-12
13-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.89
AUD 1.89
-731
3,315
FPS
FPS
731
3,315
13-Jul-12 MBL On market purchase AUD 1.89 28 FPS 28
13-Jul-12 MBL On market purchase AUD 1.89 141 FPS 141
13-Jul-12 MBL On market sale AUD 1.89 -391 FPS 391
16-Jul-12 MBL On market purchase AUD 1.89 21 FPS 21
16-Jul-12 MBL On market sale AUD 1.89 -165 FPS 165
16-Jul-12 MBL On market sale AUD 1.90 -21 FPS 21
16-Jul-12
16-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.90
AUD 1.90
93
-73
FPS
FPS
93
73
16-Jul-12 MBL On market sale AUD 1.90 -21 FPS 21
16-Jul-12 MBL On market purchase AUD 1.89 211 FPS 211
16-Jul-12 MBL On market sale AUD 1.90 -269 FPS 269
16-Jul-12 MBL On market purchase AUD 1.90 217 FPS 217
16-Jul-12 MBL On market purchase AUD 1.90 72 FPS 72
16-Jul-12 MBL On market purchase AUD 1.90 1,855 FPS 1,855
16-Jul-12
16-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.90
AUD 1.90
-51
-301
FPS
FPS
51
301
16-Jul-12 MBL On market purchase AUD 1.91 36 FPS 36
16-Jul-12 MBL On market sale AUD 1.91 -18 FPS 18
16-Jul-12 MBL On market purchase AUD 1.91 18 FPS 18
16-Jul-12 MBL On market sale AUD 1.91 -18 FPS 18
16-Jul-12
16-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.91
AUD 1.91
-18
36
FPS
FPS
18
36
16-Jul-12 MBL On market purchase AUD 1.91 18 FPS 18
16-Jul-12 MBL On market sale AUD 1.91 -18 FPS 18
16-Jul-12 MBL On market sale AUD 1.91 -18 FPS 18
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
16-Jul-12 MBL On market sale AUD 1.91 -18 FPS 18
16-Jul-12 MBL On market purchase AUD 1.91 36 FPS 36
16-Jul-12 MBL On market sale AUD 1.91 -18 FPS 18
16-Jul-12 MBL On market purchase AUD 1.90 72 FPS 72
16-Jul-12
16-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.90
AUD 1.91
1,036
-109
FPS
FPS
1,036
109
16-Jul-12 MBL On market purchase AUD 1.90 6,380 FPS 6,380
16-Jul-12 MBL On market purchase AUD 1.90 3,620 FPS 3,620
16-Jul-12 MBL On market sale AUD 1.90 -10,000 FPS 10,000
16-Jul-12 MBL On market sale AUD 1.90 -18 FPS 18
16-Jul-12 MBL On market purchase AUD 1.90 18 FPS 18
16-Jul-12 MBL On market purchase AUD 1.90 380 FPS 380
16-Jul-12 MBL On market sale AUD 1.90 -182 FPS 182
16-Jul-12 MBL On market purchase AUD 1.90 218 FPS 218
16-Jul-12
16-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.90
AUD 1.90
54
533
FPS
FPS
54
533
16-Jul-12 MBL On market sale AUD 1.90 -480 FPS 480
16-Jul-12 MBL On market purchase AUD 1.90 8,081 FPS 8,081
17-Jul-12 MBL On market sale AUD 1.91 -6,553 FPS 6,553
17-Jul-12 MBL On market sale AUD 1.92 -926 FPS 926
17-Jul-12 MBL On market sale AUD 1.93 -1,123 FPS 1,123
17-Jul-12 MBL On market sale AUD 1.91 -11,850 FPS 11,850
17-Jul-12
17-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.91
AUD 1.91
-2,170
-798
FPS
FPS
2,170
798
17-Jul-12 MBL On market sale AUD 1.90 -807 FPS 807
17-Jul-12 MBL On market sale AUD 1.92 -11,199 FPS 11,199
17-Jul-12 MBL On market sale AUD 1.92 -777 FPS 777
17-Jul-12 MBL On market purchase AUD 1.90 1,661 FPS 1,661
17-Jul-12 MBL On market sale AUD 1.89 -806 FPS 806
17-Jul-12
17-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.90
AUD 1.90
70
10
FPS
FPS
70
10
17-Jul-12 MBL On market sale AUD 1.90 -2,072 FPS 2,072
17-Jul-12 MBL On market sale AUD 1.90 -83 FPS 83
17-Jul-12 MBL On market sale AUD 1.91 -69 FPS 69
17-Jul-12 MBL On market sale AUD 1.91 -10 FPS 10
17-Jul-12 MBL
MBL
On market purchase AUD 1.91 83 FPS 83
219
17-Jul-12
17-Jul-12
MBL On market sale
On market purchase
AUD 1.90
AUD 1.90
-219
213
FPS
FPS
213
17-Jul-12 MBL On market purchase AUD 1.90 2,072 FPS 2,072
17-Jul-12 MBL On market purchase AUD 1.89 68 FPS 68
17-Jul-12 MBL On market sale AUD 1.89 -144 FPS 144
17-Jul-12 MBL On market purchase AUD 1.89 281 FPS 281
17-Jul-12
17-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.89
AUD 1.89
-70
165
FPS
FPS
70
165
17-Jul-12 MBL On market purchase AUD 1.90 155 FPS 155
17-Jul-12 MBL On market purchase AUD 1.89 1,917 FPS 1,917
17-Jul-12 MBL On market sale AUD 1.90 -358 FPS 358
17-Jul-12 MBL On market purchase AUD 1.90 437 FPS 437
17-Jul-12
17-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.90
AUD 1.90
109
-240
FPS
FPS
109
240
17-Jul-12 MBL On market purchase AUD 1.90 326 FPS 326
17-Jul-12 MBL On market sale AUD 1.90 -237 FPS 237
17-Jul-12 MBL On market purchase AUD 1.90 322 FPS 322
17-Jul-12 MBL On market sale AUD 1.91 -102 FPS 102
17-Jul-12
17-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.91
AUD 1.91
102
1,036
FPS
FPS
102
1,036
17-Jul-12 MBL On market purchase AUD 1.91 60 FPS 60
17-Jul-12 MBL On market purchase AUD 1.92 523 FPS 523
17-Jul-12 MBL On market purchase AUD 1.92 513 FPS 513
17-Jul-12 MBL On market sale AUD 1.92 -109 FPS 109
17-Jul-12
17-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.92
AUD 1.92
103
1,668
FPS
FPS
103
1,668
17-Jul-12 MBL On market sale AUD 1.92 -2,376 FPS 2,376
17-Jul-12 MBL On market sale AUD 1.92 -726 FPS 726
18-Jul-12 MBL On market sale AUD 1.91 -1,508 FPS 1,508
18-Jul-12 MBL On market sale AUD 1.92 -1,146 FPS 1,146
18-Jul-12
18-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.91
AUD 1.92
2,873
-1,463
FPS
FPS
2,873
1,463
18-Jul-12 MBL On market sale AUD 1.92 -1,139 FPS 1,139
18-Jul-12 MBL On market sale AUD 1.90 -1,252 FPS 1,252
18-Jul-12 MBL On market sale AUD 1.91 -1,284 FPS 1,284
18-Jul-12 MBL On market purchase AUD 1.90 40 FPS 40
18-Jul-12
18-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.91
AUD 1.92
-991
-1,445
FPS
FPS
991
1,445
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
18-Jul-12 MBL On market sale AUD 1.93 -2,071 FPS 2,071
18-Jul-12 MBL On market sale AUD 1.91 -453 FPS 453
18-Jul-12 MBL On market purchase AUD 1.91 171 FPS 171
18-Jul-12 MBL On market purchase AUD 1.91 282 FPS 282
18-Jul-12 MBL On market purchase AUD 1.90 36 FPS 36
18-Jul-12 MBL On market sale AUD 1.90 -36 FPS 36
18-Jul-12 MBL On market purchase AUD 1.90 1,036 FPS 1,036
18-Jul-12
18-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.90
AUD 1.90
1,035
432
FPS
FPS
1,035
432
18-Jul-12 MBL On market sale AUD 1.90 -465 FPS 465
18-Jul-12 MBL On market purchase AUD 1.90 1,036 FPS 1,036
18-Jul-12 MBL On market purchase AUD 1.90 321 FPS 321
18-Jul-12 MBL On market sale AUD 1.90 -137 FPS 137
18-Jul-12 MBL On market purchase AUD 1.90 281 FPS 281
18-Jul-12 MBL On market purchase AUD 1.91 1,036 FPS 1,036
18-Jul-12 MBL On market sale AUD 1.92 -108 FPS 108
18-Jul-12 MBL On market purchase AUD 1.92 162 FPS 162
18-Jul-12 MBL On market purchase AUD 1.92 30,000 FPS 30,000
18-Jul-12 MBL On market purchase AUD 1.91 162 FPS 162
18-Jul-12
18-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.92
AUD 1.92
33,335
66,665
FPS
FPS
33,335
66,665
18-Jul-12 MBL On market sale AUD 1.92 -6,500 FPS 6,500
18-Jul-12 MBL On market sale AUD 1.92 -23,500 FPS 23,500
18-Jul-12 MBL On market sale AUD 1.92 -65,873 FPS 65,873
18-Jul-12 MBL On market sale AUD 1.92 -34,127 FPS 34,127
18-Jul-12 MBL On market purchase AUD 1.92 30,000 FPS 30,000
18-Jul-12 MBL On market sale AUD 1.92 -13,436 FPS 13,436
18-Jul-12 MBL On market sale AUD 1.92 -10,945 FPS 10,945
18-Jul-12 MBL On market sale AUD 1.92 -270 FPS 270
18-Jul-12
18-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.92
AUD 1.92
1,047
1,024
FPS
FPS
1,047
1,024
18-Jul-12 MBL On market purchase AUD 1.92 270 FPS 270
18-Jul-12 MBL On market sale AUD 1.91 -648 FPS 648
18-Jul-12 MBL On market purchase AUD 1.91 213 FPS 213
18-Jul-12 MBL On market sale AUD 1.92 -196 FPS 196
18-Jul-12 MBL On market purchase AUD 1.92 324 FPS 324
18-Jul-12 MBL On market sale AUD 1.91 -341 FPS 341
18-Jul-12
18-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.91
AUD 1.92
-2,486
-5,619
FPS
FPS
2,486
5,619
19-Jul-12 MBL On market sale AUD 1.93 -2,694 FPS 2,694
19-Jul-12 MBL On market sale AUD 1.92 -2,046 FPS 2,046
19-Jul-12 MBL On market sale AUD 1.92 -1,296 FPS 1,296
19-Jul-12 MBL On market sale AUD 1.92 -1,013 FPS 1,013
19-Jul-12 MBL On market sale AUD 1.92 -1,439 FPS 1,439
19-Jul-12 MBL On market sale AUD 1.92 -3,001 FPS 3,001
19-Jul-12 MBL On market sale AUD 1.93 -1,486 FPS 1,486
19-Jul-12
19-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.92
AUD 1.93
-5,212
-1,542
FPS
FPS
5,212
1,542
19-Jul-12 MBL On market purchase AUD 1.91 37 FPS 37
19-Jul-12 MBL On market sale AUD 1.92 -37 FPS 37
19-Jul-12 MBL On market purchase AUD 1.92 58 FPS 58
19-Jul-12 MBL On market purchase AUD 1.92 79 FPS 79
19-Jul-12 MBL On market purchase AUD 1.91 73 FPS 73
19-Jul-12 MBL On market sale AUD 1.92 -79 FPS 79
19-Jul-12 MBL On market purchase AUD 1.91 3,106 FPS 3,106
19-Jul-12 MBL
MBL
On market purchase AUD 1.92 169 FPS 169
300
19-Jul-12
19-Jul-12
MBL On market purchase
On market sale
AUD 1.92
AUD 1.92
300
-300
FPS
FPS
300
19-Jul-12 MBL On market purchase AUD 1.92 735 FPS 735
19-Jul-12 MBL On market purchase AUD 1.92 153 FPS 153
19-Jul-12 MBL On market sale AUD 1.92 -75 FPS 75
19-Jul-12 MBL On market purchase AUD 1.92 1,035 FPS 1,035
19-Jul-12 MBL On market purchase AUD 1.92 195 FPS 195
19-Jul-12
19-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.92
AUD 1.92
1,036
273
FPS
FPS
1,036
273
19-Jul-12 MBL On market sale AUD 1.92 -273 FPS 273
19-Jul-12 MBL On market purchase AUD 1.92 762 FPS 762
19-Jul-12 MBL On market purchase AUD 1.92 1,035 FPS 1,035
19-Jul-12 MBL On market sale AUD 1.92 -58 FPS 58
19-Jul-12 MBL On market purchase AUD 1.92 292 FPS 292
19-Jul-12 MBL On market sale AUD 1.93 -38 FPS 38
19-Jul-12 MBL On market purchase AUD 1.92 38 FPS 38
19-Jul-12 MBL
MBL
On market purchase AUD 1.93 112 FPS 112
1,242
19-Jul-12 On market purchase AUD 1.94 1,242 FPS
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
19-Jul-12 MBL On market sale AUD 1.93 -346 FPS 346
20-Jul-12 MBL On market sale AUD 1.92 -92,977 FPS 92,977
20-Jul-12 MBL On market sale AUD 1.92 -1,553 FPS 1,553
20-Jul-12 MBL On market purchase AUD 1.92 1,035 FPS 1,035
20-Jul-12 MBL On market purchase AUD 1.93 68 FPS 68
20-Jul-12 MBL On market sale AUD 1.92 -68 FPS 68
20-Jul-12 MBL On market purchase AUD 1.92 1,035 FPS 1,035
20-Jul-12 MBL On market purchase AUD 1.92 1,035 FPS 1,035
20-Jul-12 MBL On market purchase AUD 1.92 70 FPS 70
20-Jul-12 MBL On market sale AUD 1.92 -70 FPS 70
20-Jul-12 MBL On market sale AUD 1.92 -35 FPS 35
20-Jul-12 MBL On market purchase AUD 1.92 26 FPS 26
20-Jul-12 MBL On market purchase AUD 1.92 9 FPS 9
20-Jul-12 MBL On market purchase AUD 1.93 2,071 FPS 2,071
20-Jul-12 MBL On market purchase AUD 1.93 1,035 FPS 1,035
20-Jul-12 MBL On market purchase AUD 1.94 3,830 FPS 3,830
23-Jul-12 MBL On market sale AUD 1.92 -69 FPS 69
23-Jul-12 MBL
MBL
On market sale AUD 1.91 -1,332 FPS 1,332
3,282
23-Jul-12
23-Jul-12
MBL On market sale
On market sale
AUD 1.91
AUD 1.92
-3,282
-1,867
FPS
FPS
1,867
23-Jul-12 MBL On market sale AUD 1.91 -1,415 FPS 1,415
23-Jul-12 MBL On market sale AUD 1.93 -2,070 FPS 2,070
23-Jul-12 MBL On market purchase AUD 1.93 35 FPS 35
23-Jul-12 MBL On market sale AUD 1.93 -35 FPS 35
23-Jul-12 MBL On market purchase AUD 1.92 91 FPS 91
23-Jul-12 MBL On market purchase AUD 1.92 58 FPS 58
23-Jul-12 MBL On market sale AUD 1.92 -173 FPS 173
23-Jul-12 MBL On market purchase AUD 1.92 10 FPS 10
23-Jul-12 MBL On market purchase AUD 1.92 97 FPS 97
23-Jul-12 MBL On market purchase AUD 1.92 12,000 FPS 12,000
23-Jul-12 MBL On market sale AUD 1.92 -54,817 FPS 54,817
23-Jul-12 MBL On market sale AUD 1.92 -5,000 FPS 5,000
23-Jul-12 MBL On market purchase AUD 1.91 55,564 FPS 55,564
23-Jul-12 MBL On market purchase AUD 1.92 3,000 FPS 3,000
23-Jul-12 MBL On market sale AUD 1.92 -10 FPS 10
23-Jul-12 MBL On market sale AUD 1.92 -11,657 FPS 11,657
23-Jul-12 MBL On market sale AUD 1.92 -268 FPS 268
23-Jul-12 MBL On market purchase AUD 1.92 237 FPS 237
23-Jul-12 MBL
MBL
On market purchase AUD 1.92 76 FPS 76
11,807
23-Jul-12
23-Jul-12
MBL On market sale
On market purchase
AUD 1.92
AUD 1.92
-11,807
12,000
FPS
FPS
12,000
23-Jul-12 MBL On market purchase AUD 1.92 10,000 FPS 10,000
23-Jul-12 MBL On market sale AUD 1.92 -10,561 FPS 10,561
23-Jul-12 MBL On market purchase AUD 1.91 193 FPS 193
23-Jul-12 MBL On market sale AUD 1.91 -233 FPS 233
23-Jul-12 MBL On market sale AUD 1.91 -114 FPS 114
23-Jul-12 MBL On market purchase AUD 1.91 119 FPS 119
23-Jul-12 MBL On market purchase AUD 1.91 110 FPS 110
23-Jul-12 MBL On market sale AUD 1.91 -193 FPS 193
23-Jul-12 MBL On market purchase AUD 1.91 197 FPS 197
23-Jul-12 MBL On market sale AUD 1.90 -151 FPS 151
23-Jul-12 MBL On market purchase AUD 1.90 394 FPS 394
23-Jul-12 MBL On market sale AUD 1.90 -96,000 FPS 96,000
23-Jul-12 MBL On market purchase AUD 1.90 101,000 FPS 101,000
23-Jul-12 MBL On market sale AUD 1.90 -4,000 FPS 4,000
23-Jul-12 MBL
MBL
On market purchase AUD 1.91 81 FPS 81
276
23-Jul-12
23-Jul-12
MBL On market sale
On market sale
AUD 1.90
AUD 1.91
-276
-92
FPS
FPS
92
23-Jul-12 MBL On market purchase AUD 1.91 14 FPS 14
23-Jul-12 MBL On market sale AUD 1.91 -216 FPS 216
23-Jul-12 MBL On market purchase AUD 1.91 18 FPS 18
23-Jul-12 MBL On market purchase AUD 1.91 495 FPS 495
23-Jul-12 MBL On market purchase AUD 1.91 192 FPS 192
23-Jul-12 MBL On market sale AUD 1.90 -8,073 FPS 8,073
23-Jul-12 MBL On market sale AUD 1.90 -32 FPS 32
23-Jul-12 MBL On market sale AUD 1.90 -346 FPS 346
24-Jul-12 MBL On market sale AUD 1.89 -17,438 FPS 17,438
24-Jul-12 MBL On market purchase AUD 1.89 2,699 FPS 2,699
24-Jul-12 MBL On market sale AUD 1.89 -77 FPS 77
24-Jul-12
24-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.89
AUD 1.89
115
117
FPS
FPS
115
117
24-Jul-12 MBL On market sale AUD 1.89 -135 FPS 135
24-Jul-12 MBL On market purchase AUD 1.89 95 FPS 95
24-Jul-12 MBL On market purchase AUD 1.89 11 FPS 11
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
24-Jul-12 MBL On market sale AUD 1.89 -11 FPS 11
24-Jul-12 MBL On market purchase AUD 1.90 15 FPS 15
24-Jul-12 MBL On market sale AUD 1.89 -200,000 FPS 200,000
24-Jul-12 MBL On market sale AUD 1.89 -282 FPS 282
24-Jul-12 MBL On market sale AUD 1.89 -4 FPS 4
24-Jul-12 MBL On market purchase AUD 1.90 281 FPS 281
24-Jul-12
24-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.89
AUD 1.89
200,000
-125
FPS
FPS
200,000
125
24-Jul-12 MBL On market sale AUD 1.89 -200,000 FPS 200,000
24-Jul-12 MBL On market purchase AUD 1.89 75 FPS 75
24-Jul-12 MBL On market purchase AUD 1.89 200,000 FPS 200,000
24-Jul-12 MBL On market sale AUD 1.89 -311 FPS 311
24-Jul-12 MBL On market purchase AUD 1.90 390 FPS 390
24-Jul-12 MBL On market sale AUD 1.90 -78 FPS 78
24-Jul-12
24-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.90
AUD 1.90
-179
292
FPS
FPS
179
292
24-Jul-12 MBL On market sale AUD 1.90 -118 FPS 118
24-Jul-12 MBL On market sale AUD 1.90 -249 FPS 249
24-Jul-12 MBL On market sale AUD 1.90 -288 FPS 288
24-Jul-12 MBL On market purchase AUD 1.90 171 FPS 171
24-Jul-12 MBL On market purchase AUD 1.89 295 FPS 295
24-Jul-12
25-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.90
AUD 1.89
-310
-2,587
FPS
FPS
310
2,587
25-Jul-12 MBL On market sale AUD 1.89 -1,035 FPS 1,035
25-Jul-12 MBL On market sale AUD 1.89 -38 FPS 38
25-Jul-12 MBL On market purchase AUD 1.89 97 FPS 97
25-Jul-12 MBL On market purchase AUD 1.89 11 FPS 11
25-Jul-12 MBL
MBL
On market purchase AUD 1.89 195 FPS 195
317
25-Jul-12
25-Jul-12
MBL On market purchase
On market purchase
AUD 1.89
AUD 1.89
317
246
FPS
FPS
246
25-Jul-12 MBL On market purchase AUD 1.89 338 FPS 338
25-Jul-12 MBL On market sale AUD 1.89 -11 FPS 11
25-Jul-12 MBL On market purchase AUD 1.89 295 FPS 295
25-Jul-12 MBL On market purchase AUD 1.89 49 FPS 49
25-Jul-12
25-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.88
AUD 1.89
19
59
FPS
FPS
19
59
25-Jul-12 MBL On market sale AUD 1.89 -1,035 FPS 1,035
25-Jul-12 MBL On market sale AUD 1.89 -19 FPS 19
25-Jul-12 MBL On market sale AUD 1.89 -59 FPS 59
25-Jul-12 MBL On market sale AUD 1.89 -2,386 FPS 2,386
25-Jul-12 MBL On market sale AUD 1.89 -1,492 FPS 1,492
25-Jul-12
25-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.89
AUD 1.89
-5,476
-870
FPS
FPS
5,476
870
25-Jul-12 MBL On market purchase AUD 1.89 310 FPS 310
26-Jul-12 MBL On market sale AUD 1.91 -138 FPS 138
26-Jul-12 MBL On market sale AUD 1.91 -4,151 FPS 4,151
26-Jul-12 MBL On market purchase AUD 1.91 38 FPS 38
26-Jul-12
26-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.90
AUD 1.90
-1,034
-115
FPS
FPS
1,034
115
26-Jul-12 MBL On market purchase AUD 1.91 190 FPS 190
26-Jul-12 MBL On market sale AUD 1.91 -38 FPS 38
26-Jul-12 MBL On market sale AUD 1.91 -1,034 FPS 1,034
26-Jul-12 MBL On market purchase AUD 1.91 77 FPS 77
26-Jul-12
26-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.91
AUD 1.91
-269
192
FPS
FPS
269
192
26-Jul-12 MBL On market sale AUD 1.91 -77 FPS 77
26-Jul-12 MBL On market purchase AUD 1.91 297 FPS 297
26-Jul-12 MBL On market sale AUD 1.91 -223 FPS 223
26-Jul-12 MBL On market sale AUD 1.91 -77 FPS 77
26-Jul-12 MBL
MBL
On market purchase AUD 1.91 2 FPS 2
2
26-Jul-12
26-Jul-12
MBL On market purchase
On market sale
AUD 1.90
AUD 1.91
2
-35
FPS
FPS
35
26-Jul-12 MBL On market purchase AUD 1.90 34 FPS 34
26-Jul-12 MBL On market sale AUD 1.90 -78 FPS 78
26-Jul-12 MBL On market purchase AUD 1.90 147 FPS 147
26-Jul-12 MBL On market purchase AUD 1.90 2,068 FPS 2,068
26-Jul-12
26-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.90
AUD 1.90
-73
302
FPS
FPS
73
302
26-Jul-12 MBL On market sale AUD 1.90 -296 FPS 296
26-Jul-12 MBL On market purchase AUD 1.90 8,890 FPS 8,890
Borrow Delivery under Stock AUD 1.79
26-Jul-12 MBL Lending Agreement - Annex F 600,000 FPS 600,000
27-Jul-12 MBL On market purchase AUD 1.89 47,232 FPS 47,232
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
27-Jul-12 MBL On market sale AUD 1.91 -124 FPS 124
27-Jul-12 MBL On market sale AUD 1.91 -117 FPS 117
27-Jul-12 MBL On market purchase AUD 1.91 3,101 FPS 3,101
27-Jul-12 MBL
MBL
On market purchase AUD 1.91 111 FPS 111
192
27-Jul-12
27-Jul-12
MBL On market purchase
On market purchase
AUD 1.91
AUD 1.91
192
1,034
FPS
FPS
1,034
27-Jul-12 MBL On market purchase AUD 1.91 192 FPS 192
27-Jul-12 MBL On market sale AUD 1.90 -610 FPS 610
27-Jul-12 MBL On market purchase AUD 1.91 232 FPS 232
27-Jul-12 MBL On market purchase AUD 1.91 19 FPS 19
27-Jul-12 MBL On market purchase AUD 1.90 1,033 FPS 1,033
27-Jul-12
27-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.90
AUD 1.91
35
-76
FPS
FPS
35
76
27-Jul-12 MBL On market sale AUD 1.90 -37 FPS 37
27-Jul-12 MBL On market purchase AUD 1.90 52 FPS 52
27-Jul-12 MBL On market purchase AUD 1.90 114 FPS 114
27-Jul-12 MBL On market purchase AUD 1.90 30 FPS 30
27-Jul-12 MBL On market sale AUD 1.90 -107 FPS 107
27-Jul-12
27-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.89
AUD 1.89
30,000
2,038
FPS
FPS
30,000
2,038
27-Jul-12 MBL On market purchase AUD 1.89 132 FPS 132
27-Jul-12 MBL On market sale AUD 1.89 -5,103 FPS 5,103
27-Jul-12 MBL On market sale AUD 1.89 -23,214 FPS 23,214
27-Jul-12 MBL On market sale AUD 1.89 -10,509 FPS 10,509
27-Jul-12
27-Jul-12
MBL
MBL
On market sale
On market sale
AUD 1.89
AUD 1.89
-39
-11,174
FPS
FPS
39
11,174
27-Jul-12 MBL On market sale AUD 1.89 -1,000 FPS 1,000
27-Jul-12 MBL On market purchase AUD 1.89 70,000 FPS 70,000
27-Jul-12 MBL On market purchase AUD 1.89 97 FPS 97
27-Jul-12 MBL On market sale AUD 1.89 -49,000 FPS 49,000
27-Jul-12
27-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.90
AUD 1.91
-171
138
FPS
FPS
171
138
27-Jul-12 MBL On market purchase AUD 1.90 2,068 FPS 2,068
27-Jul-12 MBL On market sale AUD 1.90 -891 FPS 891
27-Jul-12 MBL On market purchase AUD 1.90 543 FPS 543
27-Jul-12 MBL On market purchase AUD 1.91 329 FPS 329
27-Jul-12
30-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.91
AUD 1.93
9,615
-1,055
FPS
FPS
9,615
1,055
30-Jul-12 MBL On market sale AUD 1.95 -70 FPS 70
30-Jul-12 MBL On market sale AUD 1.94 -24,675 FPS 24,675
30-Jul-12 MBL On market purchase AUD 1.95 100 FPS 100
30-Jul-12 MBL On market purchase AUD 1.94 3,254 FPS 3,254
30-Jul-12
30-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.92
AUD 1.92
11,205
-7,206
FPS
FPS
11,205
7,206
30-Jul-12 MBL On market sale AUD 1.93 -739 FPS 739
30-Jul-12 MBL On market sale AUD 1.93 -12,774 FPS 12,774
30-Jul-12 MBL On market sale AUD 1.93 -38 FPS 38
30-Jul-12 MBL On market purchase AUD 1.93 38 FPS 38
30-Jul-12
30-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 1.93
AUD 1.93
2,067
-168
FPS
FPS
2,067
168
30-Jul-12 MBL On market purchase AUD 1.92 2,067 FPS 2,067
30-Jul-12 MBL On market purchase AUD 1.93 1,034 FPS 1,034
30-Jul-12 MBL On market purchase AUD 1.93 76 FPS 76
30-Jul-12 MBL On market purchase AUD 1.93 38 FPS 38
30-Jul-12
30-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.93
AUD 1.92
54
37
FPS
FPS
54
37
30-Jul-12 MBL On market purchase AUD 1.92 2,068 FPS 2,068
30-Jul-12 MBL On market sale AUD 1.92 -92 FPS 92
30-Jul-12 MBL On market purchase AUD 1.92 38 FPS 38
30-Jul-12 MBL On market sale AUD 1.93 -38 FPS 38
30-Jul-12
30-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.92
AUD 1.92
1,034
188
FPS
FPS
1,034
188
30-Jul-12 MBL On market purchase AUD 1.93 114 FPS 114
30-Jul-12 MBL On market sale AUD 1.93 -75 FPS 75
30-Jul-12 MBL On market purchase AUD 1.93 342 FPS 342
30-Jul-12 MBL On market sale AUD 1.93 -223 FPS 223
30-Jul-12
30-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.95
AUD 1.94
-72
224
FPS
FPS
72
224
30-Jul-12 MBL On market sale AUD 1.95 -75 FPS 75
30-Jul-12 MBL On market purchase AUD 1.95 82 FPS 82
30-Jul-12 MBL On market purchase AUD 1.94 1,033 FPS 1,033
30-Jul-12 MBL On market purchase AUD 1.93 112 FPS 112
30-Jul-12
30-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 1.94
AUD 1.94
350
1,034
FPS
FPS
350
1,034
Date of
change
Person whose relevant
interest changed
Nature of change Consideration Number of securities
affected
Class Person's votes
affected
30-Jul-12 MBL On market purchase AUD 1.94 11 FPS 11
30-Jul-12 MBL On market purchase AUD 1.94 33 FPS 33
30-Jul-12 MBL On market purchase AUD 1.94 233 FPS 233
30-Jul-12 MBL On market sale AUD 1.94 -22 FPS 22
30-Jul-12
30-Jul-12
MBL
MBL
On market sale
On market purchase
AUD 1.94
AUD 1.95
-125
11
FPS
FPS
125
11
30-Jul-12 MBL On market purchase AUD 1.94 11 FPS 11
30-Jul-12 MBL On market purchase AUD 1.94 125 FPS 125
30-Jul-12 MBL On market sale AUD 1.95 -44 FPS 44
30-Jul-12 MBL On market purchase AUD 1.95 2,791 FPS 2,791
30-Jul-12 MBL On market sale AUD 1.95 -1,145 FPS 1,145
Borrow Delivery under Stock
Lending Agreement - Refer to
AUD 1.81
30-Jul-12
31-Jul-12
MBL
MBL
Annex F
On market sale
AUD 1.99 400,000
-4,606
FPS
FPS
400,000
4,606
31-Jul-12 MBL On market sale AUD 2.03 -103 FPS 103
31-Jul-12 MBL On market sale AUD 2.05 -9,533 FPS 9,533
31-Jul-12 MBL On market sale AUD 2.01 -10,946 FPS 10,946
31-Jul-12 MBL On market sale AUD 2.06 -10,349 FPS 10,349
31-Jul-12 MBL On market sale AUD 2.03 -1,606 FPS 1,606
31-Jul-12 MBL On market sale AUD 2.07 -74 FPS 74
31-Jul-12
31-Jul-12
MBL
MBL
On market sale
On market sale
AUD 2.04
AUD 2.03
-3,195
-11,056
FPS
FPS
3,195
11,056
31-Jul-12 MBL On market sale AUD 2.06 -14 FPS 14
31-Jul-12 MBL On market sale AUD 2.06 -6 FPS 6
31-Jul-12 MBL On market sale AUD 2.04 -2 FPS 2
31-Jul-12 MBL On market sale AUD 2.08 -102,066 FPS 102,066
31-Jul-12 MBL On market sale AUD 2.01 -5,809 FPS 5,809
31-Jul-12
31-Jul-12
MBL
MBL
On market sale
On market sale
AUD 2.05
AUD 2.06
-6,606
-10,651
FPS
FPS
6,606
10,651
31-Jul-12 MBL On market purchase AUD 1.99 1,447 FPS 1,447
31-Jul-12 MBL On market purchase AUD 1.99 1,034 FPS 1,034
31-Jul-12 MBL On market purchase AUD 1.99 177 FPS 177
31-Jul-12 MBL On market sale AUD 2.01 -145 FPS 145
31-Jul-12 MBL On market sale AUD 2.00 -110 FPS 110
31-Jul-12 MBL
MBL
On market purchase AUD 2.01 72 FPS 72
129
31-Jul-12
31-Jul-12
MBL On market sale
On market purchase
AUD 2.01
AUD 2.01
-129
1,033
FPS
FPS
1,033
31-Jul-12 MBL On market purchase AUD 2.01 74 FPS 74
31-Jul-12 MBL On market purchase AUD 2.01 36 FPS 36
31-Jul-12 MBL On market sale AUD 2.02 -92 FPS 92
31-Jul-12 MBL On market purchase AUD 2.02 1,034 FPS 1,034
31-Jul-12
31-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 2.04
AUD 2.03
8
182
FPS
FPS
8
182
31-Jul-12 MBL On market sale AUD 2.03 -73 FPS 73
31-Jul-12 MBL On market purchase AUD 2.02 1,034 FPS 1,034
31-Jul-12 MBL On market purchase AUD 2.05 36 FPS 36
31-Jul-12 MBL On market sale AUD 2.05 -107 FPS 107
31-Jul-12
31-Jul-12
MBL
MBL
On market purchase
On market sale
AUD 2.05
AUD 2.05
104
-69
FPS
FPS
104
69
31-Jul-12 MBL On market purchase AUD 2.06 142 FPS 142
31-Jul-12 MBL On market sale AUD 2.06 -72 FPS 72
31-Jul-12 MBL On market sale AUD 2.06 -136 FPS 136
31-Jul-12 MBL On market sale AUD 2.06 -142 FPS 142
31-Jul-12
31-Jul-12
MBL
MBL
On market purchase
On market purchase
AUD 2.06
AUD 2.05
209
72
FPS
FPS
209
72
31-Jul-12 MBL On market purchase AUD 2.08 645 FPS 645
31-Jul-12 MBL On market sale AUD 2.06 -682 FPS 682
19-Apr-12 MCIML On Market Purchase AUD 1.80 269,592 FPS 269,592
20-Apr-12 MCIML On Market Purchase AUD 1.80 101,808 FPS 101,808
20-Apr-12
22-May-12
MCIML
MCIML
On Market Purchase
On Market Sale
AUD 1.80
AUD 1.87
33,574
-32,641
FPS
FPS
33,574
32,641
29-May-12 MCIML On Market Sale AUD 1.95 -131,765 FPS 131,765
30-May-12 MCIML On Market Sale AUD 1.92 -17,001 FPS 17,001
31-May-12 MCIML On Market Purchase AUD 1.94 93,061 FPS 93,061
05-Jun-12 MCIML On Market Sale AUD 1.90 -20,578 FPS 20,578
26-Jun-12
10-Jul-12
MCIML
MCIML
On Market Purchase
On Market Sale
AUD 1.83
AUD 1.89
127,281
-89,440
FPS
FPS
127,281
89,440
11-Jul-12 MCIML On Market Sale AUD 1.88 -19,374 FPS 19,374
02-Apr-12 MFMHK On Market Purchase AUD 1.84 12,812 FPS 12,812
04-Apr-12 MFMHK On Market Purchase AUD 1.83 11,061 FPS 11,061
04-Apr-12 MFMHK On Market Purchase AUD 1.84 12,217 FPS 12,217
18-Apr-12
26-Apr-12
MFMHK
MFMHK
On Market Sale
On Market Purchase
AUD 1.79
AUD 1.83
-2,728
37,774
FPS
FPS
2,728
37,774
Date of Person whose relevant Nature of change Consideration Number of securities Class Person's votes
change interest changed affected affected
01-May-12 MFMHK On Market Purchase AUD 1.89 44,378 FPS 44,378
01-May-12 MFMHK On Market Purchase AUD 1.89 19,748 FPS 19,748
02-May-12 MFMHK On Market Sale AUD 1.88 -10,508 FPS 10,508
02-May-12 MFMHK On Market Purchase AUD 1.88 7,436 FPS 7,436
9,174
02-May-12 MFMHK On Market Purchase AUD 1.88 9,174 FPS 30,000
02-May-12 MFMHK On Market Purchase AUD 1.88 30,000 FPS
02-May-12 MFMHK On Market Purchase AUD 1.88 50,247 FPS 50,247
2,704
09-May-12
09-May-12
MFMHK
MFMHK
On Market Purchase
On Market Purchase
AUD 1.84
AUD 1.84
2,704
7,248
FPS
FPS
7,248
16-May-12 MFMHK On Market Purchase AUD 1.88 5,252 FPS 5,252
01-Jun-12 MFMHK On Market Sale AUD 1.93 -7,644 FPS 7,644
01-Jun-12 MFMHK On Market Purchase AUD 1.93 10,312 FPS 10,312
01-Jun-12 MFMHK On Market Purchase AUD 1.93 17,431 FPS 17,431
08-Jun-12 MFMHK On Market Sale AUD 1.94 -9,079 FPS 9,079
20-Jun-12 MFMHK On Market Sale AUD 1.97 -63,007 FPS 63,007
27-Jun-12 MFMHK On Market Sale AUD 1.83 -3,868 FPS 3,868
02-Jul-12 MFMHK On Market Purchase AUD 1.85 15,119 FPS 15,119
04-Jul-12 MFMHK On Market Purchase AUD 1.90 4,659 FPS 4,659
04-Jul-12 MFMHK On Market Purchase AUD 1.90 7,214 FPS 7,214
13-Jul-12 MFMHK On Market Purchase AUD 1.88 8,928 FPS 8,928
27-Jul-12 MFMHK On Market Purchase AUD 1.90 5,269 FPS 5,269
27-Jul-12 MFMHK On Market Purchase AUD 1.90 4,920 FPS 4,920
27-Jul-12 MFMHK On Market Purchase AUD 1.90 20,000 FPS 20,000
27-Jul-12 MFMHK On Market Purchase AUD 1.90 5,583 FPS 5,583
30-Jul-12 MFMHK On Market Purchase AUD 1.94 85,535 FPS 85,535
30-Jul-12 MFMHK On Market Purchase AUD 1.94 23,876 FPS 23,876
30-Jul-12 MFMHK On Market Purchase AUD 1.94 22,536 FPS 22,536
30-Jul-12 MFMHK On Market Purchase AUD 1.94 21,040 FPS 21,040
17-Jul-12 MGSA On Market Sale AUD 1.91 -102,954 FPS 102,954
17-Jul-12 MGSA On Market Sale AUD 1.91 -650,231 FPS 650,231
18-Jul-12 MGSA On Market Sale AUD 1.91 -110,145 FPS 110,145
18-Jul-12 MGSA On Market Sale AUD 1.91 -695,643 FPS 695,643
19-Jul-12 MGSA On Market Sale AUD 1.92 -65,783 FPS 65,783
19-Jul-12 MGSA On Market Sale AUD 1.92 -415,468 FPS 415,468
04-Apr-12
05-Apr-12
MIML
MIML
On Market Purchase
On Market Sale
AUD 1.84
AUD 1.83
11,226
-187,965
FPS
FPS
11,226
187,965
05-Apr-12 MIML On Market Purchase AUD 1.84 2,584 FPS 2,584
10-Apr-12 MIML On Market Sale AUD 1.82 -575,000 FPS 575,000
10-Apr-12 MIML On Market Sale AUD 1.82 -720,105 FPS 720,105
12-Apr-12 MIML On Market Sale AUD 1.78 -61,495 FPS 61,495
16-Apr-12 MIML On Market Sale AUD 1.78 -50,988 FPS 50,988
20-Apr-12 MIML On Market Purchase AUD 1.80 347,119 FPS 347,119
24-Apr-12 MIML On Market Sale AUD 1.82 -7,242 FPS 7,242
26-Apr-12 MIML Inspecie transfer to client AUD 1.83 -439,014 FPS 439,014
26-Apr-12 MIML On Market Sale AUD 1.83 -38,113 FPS 38,113
26-Apr-12 MIML On Market Purchase AUD 1.83 192,241 FPS 192,241
26-Apr-12 MIML On Market Purchase AUD 1.82 1,325 FPS 1,325
27-Apr-12 MIML On Market Purchase AUD 1.85 835 FPS 835
30-Apr-12 MIML On Market Purchase AUD 1.85 1,354 FPS 1,354
03-May-12 MIML On Market Sale AUD 1.87 -24,958 FPS 24,958
03-May-12 MIML On Market Sale AUD 1.87 -8,139 FPS 8,139
07-May-12 MIML Inspecie transfer to client AUD 1.82 171,754 FPS 171,754
84,870
08-May-12
08-May-12
MIML
MIML
On Market Sale
On Market Sale
AUD 1.83
AUD 1.82
-84,870
-25,761
FPS
FPS
25,761
08-May-12 MIML On Market Sale AUD 1.82 -4,542 FPS 4,542
09-May-12 MIML On Market Purchase AUD 1.85 11,158 FPS 11,158
22-May-12 MIML Inspecie transfer to client AUD 1.87 -125,581 FPS 125,581
22-May-12 MIML On Market Sale AUD 1.87 -302,019 FPS 302,019
30-May-12 MIML On Market Sale AUD 1.92 -228,516 FPS 228,516
01-Jun-12 MIML On Market Sale AUD 1.93 -5,761 FPS 5,761
01-Jun-12 MIML On Market Sale AUD 1.92 -4,575 FPS 4,575
07-Jun-12 MIML On Market Sale AUD 1.93 -10,163 FPS 10,163
07-Jun-12 MIML On Market Sale AUD 1.93 -66,457 FPS 66,457
08-Jun-12 MIML On Market Sale AUD 1.94 -43,255 FPS 43,255
15-Jun-12 MIML On Market Sale AUD 1.94 -1,149 FPS 1,149
15-Jun-12 MIML On Market Sale AUD 1.94 -1,573 FPS 1,573
15-Jun-12 MIML On Market Sale AUD 1.94 -1,094 FPS 1,094
15-Jun-12 MIML On Market Sale AUD 1.95 -29,483 FPS 29,483
18-Jun-12 MIML On Market Sale AUD 1.95 -4,984 FPS 4,984
18-Jun-12 MIML On Market Sale AUD 1.95 -3,767 FPS 3,767
19-Jun-12 MIML Inspecie transfer to client AUD 1.95 -65,418 FPS 65,418
79
19-Jun-12
19-Jun-12
MIML
MIML
Off Market Crossing
On Market Sale
AUD 1.95
AUD 1.96
-79
-642
FPS
FPS
642
20-Jun-12 MIML On Market Sale AUD 1.96 -10,676 FPS 10,676
Date of Person whose relevant Nature of change Consideration Number of securities Class Person's votes
change interest changed affected affected
20-Jun-12 MIML On Market Sale AUD 1.96 -11,154 FPS 11,154
26-Jun-12 MIML On Market Sale AUD 1.82 -1,292 FPS 1,292
05-Jul-12 MIML On Market Sale AUD 1.88 -3,393 FPS 3,393
05-Jul-12 MIML On Market Sale AUD 1.88 -48,695 FPS 48,695
06-Jul-12 MIML Inspecie transfer to client AUD 1.86 -206,110 FPS 206,110
11-Jul-12 MIML On Market Sale AUD 1.87 -2,668 FPS 2,668
11-Jul-12 MIML On Market Sale AUD 1.87 -10,260 FPS 10,260
13-Jul-12 MIML On Market Sale AUD 1.89 -53,098 FPS 53,098
19-Jul-12 MIML On Market Sale AUD 1.92 -3,515 FPS 3,515
19-Jul-12 MIML On Market Sale AUD 1.92 -4,171 FPS 4,171
31-Jul-12 MIML On Market Sale AUD 2.03 -200,000 FPS 200,000
24-May-12 MLL On Market Sale AUD 1.83 -915 FPS 915
30-May-12 MLL On Market Sale AUD 1.91 -566 FPS 566
08-Jun-12 MLL On Market Sale AUD 1.94 -561 FPS 561
15-Jun-12 MLL On Market Sale AUD 1.94 -744 FPS 744
19-Jun-12 MLL Off Market Crossing AUD 1.95 79 FPS 79
03-Jul-12 MLL On Market Sale AUD 1.87 -1,250 FPS 1,250
30-May-12 MPPM On market purchase AUD 1.92 1,201 FPS 1,201
31-May-12 MPPM On market purchase AUD 1.94 2,039 FPS 2,039
01-Jun-12 MPPM On market purchase AUD 1.93 2,042 FPS 2,042
02-Jul-12 MPPM On market purchase AUD 1.84 359 FPS 359
09-Jul-12 MPPM On market purchase AUD 1.86 90 FPS 90
13-Jul-12 MPPM On market purchase AUD 1.88 1,605 FPS 1,605
02-May-12 MQSIML On Market Purchase AUD 1.87 1,743 FPS 1,743
01-Jun-12 MQSIML On Market Sale AUD 1.93 -17,902 FPS 17,902
02-Jul-12 MQSIML On Market Purchase AUD 1.85 10,146 FPS 10,146
27-Jul-12 MQSIML On Market Purchase AUD 1.90 1,084 FPS 1,084
30-Jul-12 MQSIML On Market Purchase AUD 1.94 4,638 FPS 4,638

ANNEXURE 'C'

This is the annexure marked 'C' of 38 pages referred to in the Notice of initial substantial holder.

ANNEXURE 'D'

This is the annexure marked 'D' of 35 pages referred to in the Notice of initial substantial holder.

ANNEXURE 'E'

This is the annexure marked 'E' of 42 pages referred to in the Notice of initial substantial holder.

ANNEXURE 'F'

This is the annexure marked 'F' of 42 pages referred to in the Notice of initial substantial holder.

ANNEXURE 'G'

This is the annexure marked 'G' of 40 pages referred to in the Notice of initial substantial holder.

ANNEXURE 'H'

This is the annexure marked 'H' of 33 pages referred to in the Notice of initial substantial holder.

Australian Securities Lending Association Limited

(ACN 054 944 482) Level 18,20 Bond Street Sydney NSW 2000 Tel: (02) 9220 141 3 Fax: (02) 9220 1379

(Version: 4 April 1997)

Covers heet t 0

AUSTRALIAN MASTER SECURITIES LENDING AGREEMENT*

dated as of 3 ~ebvc~w 2c3ev

Between: Salomon Smith Barney Australia Securities Pty Limited

And: Macquarie Bank Limited

* This agreement is adapted from the ISLA Overseas Securities Lender's Agreement (Version: December 1995, as amended by 1996 UK Tax Addendum), prepared by Clzfjord Chance, London, England for use by parties required to meet UK Inland Revenue tax requirements.

* This agreement is also subject to the "Warning and Disclaimer" on the coversheet to the User's Guide relating to this agreement.

Mallesons Stephen Jaques

SOLICITORS Governor Phillip Tower 1 Farrer Place Sydney NSW 2000 Telephone (02) 9296 2000 Fax (02) 9296 3999 DX 1 13 Sydney Ref JCK

Contents Agreement Page No
1 Interpretation
2 Loans of Securities
3 Delivery of Securities
4 Title, Distributions and Voting
5 Fees
6 Collateral
7 Redelivery of Equivalent Securities
8 Set-off etc.
9 Stamp duty, taxes etc and loss of tax benefits
10 Lender's warranties
11 Borrower's warranties
12 Events of Default
13 Outstanding payments
14 Transactions entered into as agent
15 Termination of course of dealings by notice 16
16 No reliance or tax or accounting representation
by other Party
16
17 Observance of procedures 17
18 Severance 17
19 Specific performance
20 Notices
21 Assignment
22 Non-Waiver
23 Time
24 Recording
25 Miscellaneous 18
26 Definitions 19
27 Governing Law and Jurisdiction 27
Schedule 1 - Particulars 28
Schedule 2 Specimen Form of Borrowing Request (see clause 2.1
and definition of "Borrowing Request" in clause 26)
32
Schedule 3 Supplementary Terms and Conditions (if any) 33

Australian Securities Lending Association Limited

(ACN 054 944 482) Level 18,20 Bond Street Sydney NSW 2000 Tel: (02) 9220 141 3 Fax: (02) 9220 1379

AUSTRALIAN MASTER SECURITIES LENDING AGREEMENT *

(Version: 4 April 1997)

dated as of 3 F&WW 2-

Between: (1) (Name of Company) Salomon Smith Barney Australia Securities Pty Limited

(ACN or ARBN (as applicable)) ACN 003 114 832

a company incorporated under the laws of New South Wales

of (Business address) Level 15, Grosvenor Place, 225 George Street, Sydney. NSW 2000

And: (2) (Name of Company) Macquarie Bank Limited

(ACN or ARBN (as applicable)) ACN 008 583 542

a company incorporated under the laws of New South Wales

of (Business address) Level 5,

1 Martin Place, Sydney. NSW 2000

* This agreement is adapted from the ISLA Overseas Securities Lender's Agreement (Version: December 1995, as amended by 1996 UK Tax Addendum), prepared by Clzflord Chance, London, England for use by parties required to meet UK Inland Revenue tax requirements.

* This agreement is also subject to the "Warning and Disclaimer" on the coversheet to the "User's Guide" relating to this agreement.

Mallesons Stephen Jaques

SOLICITORS Governor Phillip Tower 1 Farrer Place Sydney NSW 2000 Telephone (02) 9296 2000 Fax (02) 9296 399 DX 1 13 Sydney Ref: JCK

AGREEMENT

Recitals:

A. The Parties hereto are desirous of agreeing to a procedure whereby either one of them (the "Lender") will make available to the other of them (the "Borrower") from time to time Securities (as hereinafter defined).

B. All transactions carried out under this Agreement will be effected in accordance with the Rules (as hereinafter defined), if applicable, together with current market practices, customs and conventions, in so far as they are not inconsistent with the terms of this Agreement.

Operative provisions:

1 Interpretation

  • 1.1 [pefinitions] The terms defined in clause 26 and in Schedule 1 have the meanings therein specified for the purposes of this Agreement.
  • 1.2 [Inconsistency] In the event of any inconsistency between the provisions of Schedule 1 and the other provisions of this Agreement, Schedule 1 will prevail. In the event of any inconsistency between the provisions (if any) of Schedule 3 and the other provisions of this Agreement (including Schedule I), Schedule 3 will prevail. In the event of any inconsistency between the provisions of any Confirmation and this Agreement (including Schedules 1 and 3), such Confirmation will prevail for the purpose of the relevant transaction.
  • 1.3 [Single agreement] All transactions are entered into in reliance on the fact that this Agreement and all Confirmations form a single agreement between the Parties (collectively referred to as this "Agreement"), and the Parties would not otherwise enter into any transactions.
  • 1.4 [Interpretation] In this Agreement:
  • (a) Unless the context otherwise requires:

    • (i) The singular includes the plural and vice versa.
    • (ii) A person includes a corporation.
    • (iii) A corporation includes any body corporate and any statutory authority.
    • (iv) A reference to a statute, ordinance, code or other law or the Rules includes regulations or other instruments under it or them and consolidations, amendments, re-enactments or replacements of any of them.
  • (b) Notwithstanding the use of expressions such as "borrow9" ''Iena9, ""CsllateraY, "Margin", "redeliver" etc., which are used to reflect terminology used in the market for transactions of the kind provided for in this Agreement, title to Securities "borrowed" or "lent" and "Collateral" provided in accordance with this Agreement shall pass from one Party to another as provided for in this Agreement, the Party obtaining such title being obliged to redeliver Equivalent Securities or Equivalent Collateral, as the case may be.

  • 1.5 [Headings] All headings appear for convenience only and shall not affect the 5- interpretation of this Agreement.
  • [Currency conversion] For the purposes of clauses 6, 8.3 and 8.4, when a conversion into the Base Currency is required, all prices, sums or values (including any Value, Offer Value and Bid Value) of Securities, Equivalent Securities, Collateral or Equivalent Collateral (including Cash Collateral) stated in currencies other than the Base Currency shall be converted into the Base Currency at the rate quoted by an Australian bank selected by the Lender (or, if an Event of Default has occurred in relation to the Lender, by the Borrower) at or about 11.00arn (Sydney time) on the day of conversion as its spot rate for the sale by the bank of the Base Currency in exchange for the relevant other currency.
  • 1.7 [Other agreements] Where at any time there is in existence any other agreement between the Parties the terms of which make provision for the lending of Securities (as defined in this Agreement) as well as other securities, the terms of this Agreement shall apply to the lending of such Securities to the exclusion of any other * such agreement.
  • 1.8 [Nominees] If payment is to be made to a Party's nominee or otherwise in accordance with the directions of a Party (whether by the other Party or by a third party), it shall be deemed, for the purposes of this agreement, to have been paid or made to the first mentioned Party.

2 Loans of Securities

  • 2.1 [Borrowing Request and acceptance thereofg The Lender will lend Securities to the Borrower, and the Borrower will borrow Securities from the Lender, in accordance with the terms and conditions of this Agreement and with the Rules provided always that the Lender shall have received from the Borrower and accepted (by whatever means) a Borrowing Request.
  • 2.2 [Changes to a Borrowing Request] The Borrower has the right to reduce the amount of Securities referred to in, or otherwise vary, a Borrowing Request provided that:
  • (a) the Borrower has notified the Lender of such reduction or variation no later than midday Australian Eastern standard or summer (as appropriate) time on the day which is two Business Days prior to the Settlement Date, unless otherwise agreed between the Parties, and
  • (b) the Lender shall have accepted such reduction or variation (by whatever means).

[Delivery of Securities] The Lender shall procure the delivery of Securities to the Borrower or deliver such Securities in accordance with the relevant Borrowing Request together with appropriate instruments of transfer (where necessary) duly stamped (where necessary) and such other instruments (if any) as may be requisite to vest title thereto in the Borrower. Such Securities shall be deemed to have been delivered by the Lender to the Borrower on delivery to the Borrower or as it shall direct of the relevant instruments of transfer and certificates or other documents of title (if any), or in the case of Securities title to which is registered in a computer based system which provides for the recording and transfer of title to the same by way of electronic entries (such as CHESS), on the transfer of title in accordance with the rules and procedures of such system as in force from time to time, or by such other means as may be agreed.

4 Title, Distributions and Voting

  • 4.1 [Passing of title] The Parties shall execute and deliver all necessary documents and give all necessary instructions to procure that all right, title and interest in:
  • (a) any Securities borrowed pursuant to clause 2;
  • (b) any Equivalent Securities redelivered pursuant to clause 7;
  • (c) any Collateral delivered pursuant to clause 6;
  • (d) any Equivalent Collateral redelivered pursuant to clauses 6 or 7,

shall pass fiom one Party to the other, on delivery or redelivery of the same in accordance with this Agreement, free from all liens, charges, equities and encumbrances. In the case of Securities, Collateral, Equivalent Securities or Equivalent Collateral title to which is registered in a computer based system which provides for the recording and transfer of title to the same by way of electronic entries, delivery and transfer of title shall take place in accordance with the rules and procedures of such system as in force from time to time.

4.2 [Distributions]

  • (a) [Cash distributions] Unless otherwise agreed, where Income is paid in relation to any Securities on or by reference to an Income Payment Date on which such Securities are the subject of a loan under this Agreement, the Borrower shall, on the date of the payment of such Income, or on such other date as the Parties may from time to time agree, (the "Relevant Payment Date") pay and deliver a sum of money equivalent to the same to the Lender, irrespective of whether the Borrower received the same.
  • (b) [Non-cash distributions] Subject to paragraph (c) (unless otherwise agreed), where, in respect of any borrowed Securities or any Collateral, any rights relating to conversion, sub-division, consolidation, pre-emption, rights arising under a takeover offer or other rights, including those requiring election by the holder for the time being of such Securities or Collateral, become exercisable prior to the redelivery of Equivalent Securities or Equivalent Collateral, then the Lender or Borrower, as the case may be, may, within a reasonable time

before the latest time for the exercise of the right or option, give written notice to the other Party that, on redelivery of Equivalent Securities or Equivalent Collateral, as the case may be, it wishes to receive Equivalent Securities or Equivalent Collateral in such form as will arise if the right is exercised or, in the case of a right which may be exercised in more than one manner, is exercised as is specified in such written notice.

  • (c) [Tax Act ss 26BC(3)(c)(ii) and (v) requirements] Notwithstanding paragraph (b), where, in respect of any Borrowed Securities or any Collateral, the relevant issuer company, trustee, government or government authority issues any right or option in respect of the Borrowed Securities or Collateral, as the case may be, the Borrower or the Lender, respectively, must deliver or make, as the case may be, to the other Party on the date of such issue or on such other date as the Parties may from time to time agree:
  • (i) the right, or option; or
  • (ii) an identical right or option; or
  • (iii) a payment equal to the value to the Lender or the Borrower, respectively, of the right or option;

together with any such endorsements or assignments as shall be customary and appropriate.

(d) [Manner of payment] Any payment to be made by the Borrower under this clause shall be made in a manner to be agreed between the Parties.

[Voting] Unless paragraph 4 in Schedule 1 specifies that this clause 4.3 does not apply, each Party undertakes that, where it holds Securities of the same description as any Securities borrowed by it or transferred to it by way of Collateral at a time when a right to vote arises in respect of such Securities, it will use its best endeavours to arrange for the voting rights attached to such Securities to be exercised in accordance with the instructions of the Lender or Borrower (as the case may be) provided always that each Party shall use its best endeavours to notify the other of its instructions in writing no later than seven Business Days prior to the date upon which such votes are exercisable, or as otherwise agreed between the Parties, and that the Party concerned shall not be obliged so to exercise the votes in respect of the number of Securities greater than the number so lent or transferred to it. For the avoidance of doubt, the Parties agree that, subject as hereinbefore provided, any voting rights attaching to the relevant Securities, Equivalent Securities, Collateral andlor Equivalent Collateral shall be exercisable by the persons in whose name they are registered, or in the case of Securities, Equivalent Securities, collateral andlor Equivalent Collateral in bearer form by the persons by or on behalf of whom they are held, and not necessarily by the Borrower or the Lender (as the case may be).

  • 5 Fees
  • 5.1 [Fees] In respect of each loan of Securities:
  • (a) for which the Collateral is cash:

  • (i) the Lender must pay a fee to the Borrower in respect of the amount of that Collateral, calculated at the rate agreed between them; and

  • (ii) unless the Parties otherwise agree, the Borrower is not obliged to pay a fee to the Lender;
  • (b) a for which there is no Cash Collateral, the Borrower must pay a fee to the Lender, calculated at the rate agreed between them.
  • 5.2 [Where there are different types of Collateral] Where the Collateral comprises only partly cash, clause 5.1 is to be construed as if there were separate loans of Securities, one secured solely by Cash Collateral and the other secured solely by non-cash Collateral.
  • 5.3 [Calculation of fees] In respect of each loan of Securities, the payments referred to in clause 5.1 of this clause shall accrue daily in respect of the period commencing on and inclusive of the Settlement Day and terminating on and exclusive of the Business Day upon which Equivalent Securities are redelivered or Cash Collateral is repaid. Unless otherwise agreed, the sums so accruing in respect of each calendar month shall be paid in arrears by the Borrower to the Lender or to the Borrower by the Lender (as the case may be) not later than the Business Day which is one week after the last Business Day of the calendar month to which such payment relate or such other date as the Parties from time to time agree. Any payment made pursuant to clause 5.1 shall be in Australian currency, unless otherwise agreed, and shall be paid in such manner and at such place as shall be agreed between the Parties.

6 Collateral

6.1 [Borrower's obligation to provide Collateral] Unless otherwise agreed, subject to the other provisions of this clause 6, the Borrower undertakes to deliver to or deposit with the Lender (or in accordance with the Lender's instructions) Collateral of the kind specified in the relevant Borrowing Request or as otherwise agreed between the Parties (together with appropriate instruments of transfer duly stamped (where necessary) and such other instruments as may be requisite to vest title thereto in the Lender) simultaneously with delivery of the Borrowed Securities by the Lender.

6.2 [Global margining]

  • (a) [Adjustments to Collateral] Unless otherwise agreed between the Parties, subject to paragraph (b), clause 6.4 and paragraph 1.5 in Schedule 1 :
  • (i) The aggregate Value of the Collateral delivered to or deposited with the Lender or its nominated bank or depositary (excluding any Collateral repaid or redelivered under paragraph (ii) below (as the case may be)) in respect of all loans of Securities outstanding under this Agreement ("Posted Collateral") shall from day to day and at any time be at least the aggregate of the Required Collateral Values in respect of such loans.

(ii) If at any time the aggregate Value of the Posted Collateral in respect of all loans of Securities outstanding under this Agreement exceeds the aggregate of the Required Collateral Values in respect of such loans, the Lender shall (on demand) repay such Cash Collateral andlor

redeliver to the Borrower such Equivalent Collateral as will eliminate the excess.

  • (iii) If at any time the aggregate Value of the Posted Collateral in respect of all loans of Securities outstanding under this Agreement falls below the aggregate of Required Collateral Values in respect of all such loans, the Borrower shall (on demand) provide such further Collateral to the Lender as will eliminate the deficiency.
  • (b) [Netting of Collateral obligations where a Party is both Lender md Borrower] Unless otherwise agreed between the Parties, sub~ect to clause 6.4 and paragraph 1.5 in Schedule 1, where paragraph (a) applies, if a Party (the "first Party") would, but for this paragraph, be required under paragraph (a) to repay Cash Collateral, redeliver Equivalent Collateral or provide further Collateral in circumstances where the other Party (the "second Party") would, but for this paragraph, also be required to repay Cash Collateral, redeliver Equivalent Collateral or provide further Collateral under paragraph (a), then the Value of the Cash Collateral, Equivalent Collateral or further Collateral deliverable by the first Party ("X") shall be set-off against the Value of the Cash Collateral, Equivalent Collateral or further Collateral deliverable by the second Party ("Y") and the only obligation of the Parties under paragraph (a) shall be, where X exceeds Y, an obligation of the first Party, or where Y exceed X, an obligation of the second Party, (on demand) to repay Cash Collateral, redeliver Equivalent Collateral or deliver further Collateral having a Value equal to the difference between X and Y.
  • 6.3 [Required Collateral Value] For the purposes of clause 6.2(a), the Value of the Posted Collateral to be delivered or deposited in respect of any loan of Securities, while the loan of Securities continues, shall be equal to the aggregate of the Value of the borrowed Securities and the Margin applicable thereto (the "Required Collateral Value").
  • 6.4 [Time for paymentlrepayment of Collateral] Except as provided in clause 6.1 or clause 6.6, where any Cash Collateral is to be repaid, Equivalent Collateral is to be redelivered or further Collateral is to be provided under this clause 6, it shall be paid or delivered as stated in paragraph 1.4 in Schedule 1.
  • 6.5 [Substitution of Alternative Collateral] The Borrower may from time to time call for the repayment of Cash Collateral or the redelivery of Equivalent Collateral prior to the date on which the same would otherwise have been repayable or redeliverable, provided that, at the time of such repayment or redelivery, the Borrower shall have delivered or delivers Alternative Collateral acceptable to the Lender.

6.6 [Return of CollateraVEquivalent Collateral on redelivery of Equivalent Securities]

  • (a) Cash Collateral shall be repaid and Equivalent Collateral shall be redelivered at the same time as Equivalent Securities in respect of the Securities borrowed are redelivered.
  • (b) Where Collateral is provided through a book entry transfer system (such as Austraclear or RITS), the obligation of the Lender shall be to redeliver Equivalent Collateral through such book entry transfer system in accordance

with this Agreement. If the loan of Securities in respect of which Collateral was provided has not been discharged when the Equivalent Collateral is redelivered, any payment obligation generated within the book entry transfer system on such redelivery shall, until the loan of Securities is discharged or further Collateral is provided, be deemed to constitute an obligation to pay Cash Collateral.

  • 6.7 [Receipt by Lender of Income on Collateral] Where Collateral (other than Cash Collateral) is delivered in respect of which any Income may become payable and an I- Income Payment Date in respect of that Collateral occurs prior to the redelivery of Equivalent Collateral, then, unless such Income is paid directly to the Borrower, the Lender shall, on the date on which such Income is paid or on such other date as the Parties may from time to time agree, pay and deliver a sum of money or property equivalent to such Income (with any such endorsements or assignments as shall be customary and appropriate to effect the delivery) to the Borrower.
  • 6.8 [Borrower's rights re Collateral are not assignable] The Borrower may not assign, transfer or otherwise dispose of, or mortgage, charge or otherwise encumber, or otherwise deal with its rights in respect of any Collateral without the prior written consent of the Lender.
  • 6.9 [Lender may set off obligation to repay or return Equivalent Collateral] If the Borrower fails to comply with its obligation to redeliver Equivalent Securities, the obligation of the Lender in respect of any Collateral may be the subject of a set-off in accordance with clause 8.
  • 6.10 [Collateral provided to Lender's Nominee] Without limiting clause 1.8, where Collateral is provided to the Lender's nominee, any obligation under this Agreement to repay or redeliver or otherwise account for Equivalent Collateral shall be an obligation of the Lender, notwithstanding that any such repayment or redelivery may be effected in any particular case by the nominee.

7 Redelivery of Equivalent Securities

  • 7.1 [Borrower's obligation to redeliver Equivalent Securities] The Borrower undertakes to redeliver Equivalent Securities in accordance with this Agreement and the terms of the relevant Borrowing Request.
  • 7.2 [Lender may call for early redelivery of Equivalent Securities] Subject to clause 8 and the terms of the relevant Borrowing Request, the Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed Securities were originally delivered. The Borrower shall as hereinafter provided redeliver such Equivalent Securities not later than the expiry of such notice in accordance with the Lender's instructions.
  • 7.3 [Lender may terminate loan if Borrower defaults] If the Borrower does not redeliver Equivalent Securities in accordance with such call, the Lender may elect to continue the loan of Securities ; provided that, if the Lender does not elect to continue the loan, the Lender may by written notice to the Borrower elect to terminate the relevant loan. Upon the expiry of such notice the provisions of clauses 8.2 to 8.5 shall apply as if upon the expiry of such notice an Event of

Default had occurred in relation to the Borrower (who shall thus be the Defaulting Party for the purposes of this Agreement) and as if the relevant loan were the only loan outstanding.

  • 7.4 [Consequence of exercise of "buy-in" against Lender, as a result of Borrower default] In the event that, as a result of the failure of the Borrower to redeliver ~~uivalent Securities to the Lender in accordance with this Agreement, a "buy-in" is exercised against the Lender, then, provided that reasonable notice has been given to the Borrower of the likelihood of such a "buy-in", the Borrower shall account to x- the Lender for the total costs and expenses reasonably incurred by the Lender as a result of such "buy-in".
  • 7.5 [Right of Borrower to terminate loan early] Subject to the terms of the relevant Borrowing Request, the Borrower shall be entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions.

Set-off etc.

  • 8.1 [Requirement for simultaneous delivery] On the date and time that Equivalent Securities are required to be redelivered by the Borrower in accordance with the provisions of this Agreement the Lender shall simultaneously redeliver the Equivalent Collateral and repay any Cash Collateral held (in respect of the Equivalent Securities to be redelivered) to the Borrower. Neither Party shall be obliged to make delivery (or make a payment as the case may be) to the other unless it is satisfied that the other Party will make such delivery (or make an appropriate payment as the case may be) to it simultaneously. If it is not so satisfied (whether because an Event of Default has occurred in respect of the other Party or otherwise), it shall notify the other Party and, unless that other Party has made arrangements which are sufficient to assure full delivery (or the appropriate payment as the case may be) to the notifying Party, the notifying Party shall (provided it is itself in a position, and willing, to perform its own obligations) be entitled to withhold delivery (or payment, as the case may be) to the other Party.
  • 8.2 [Netting following occurrence of Event of Default] If an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations (and any other obligations they have under this Agreement) shall be accelerated so as to require performance thereof at the time such Event of Default occurs (the date of which shall be the "Performance Date" for the purposes of this clause), and in such event:
  • (a) the Relevant Value of the Securities to be delivered (or payment to be made, as the casemay be) by each Party shall be established in accordance with clause 8.3; and
  • (b) on the basis of the Relevant Values so established, an account shall be taken (as at the Performance Date) of what is due from each Party to the other and (on the basis that each Party's claim against the other in respect of delivery of Equivalent Securities or Equivalent Collateral or any cash payment equals the Relevant Value thereof) the sums due from one Party shall be set-off against the sums due from the other and only the balance of the account shall be payable (by the Party having the claim valued at the lower amount pursuant to the foregoing) and such balance shall be payable on the Performance Date.

  • 8.3 [Relevant Value] For the purposes of clause 8.2 the Relevant Value:

  • (a) of any cash payment obligation shall equal its par value (disregarding any amount taken into account under (b) or (c) below);
  • (b) of any Securities to be delivered by the Defaulting Party shall, subject to clause 8.4(b) and (c) below, equal the Offer Value thereof; and
  • . .- (c) of any Securities to be delivered to the Defaulting Party shall, subject to clause 1- 8.4(b) and (c) below, equal the Bid Value thereof.

8.4 [Bid ValueIOffer Value]

I 11' h, 1 'I' , I ,'I I 1;~

I., 1: 1 1 I

  • (a) For the purposes of clause 8.3, but subject to (b) and (c) below, the Bid Value and Offer Value of any Securities shall be calculated as at the Close of Business in the most appropriate market for Securities of the relevant description (as determined by the Non-Defaulting Party) on the first Business Day following the Performance Date, or, if the relevant Event of Default occurs outside the normal business hours of such market, on the second Business Day following the Performance Date (the "Default Valuation Time").
  • (b) Where the Non-Defaulting Party has, following the occurrence of an Event of Default but prior to the Default Valuation Time, purchased Securities forming part of the same issue and being of an identical type and description to those to be delivered by the Defaulting Party and in substantially the same amount as those Securities or sold Securities forming part of the same issue and being of an identical type and description to those to be delivered by him to the Defaulting Party and in substantially the same amount as those Securities, the cost of such purchase or the proceeds of such sale, as the case may be, (taking into account all reasonable costs, fees and expenses that would be incurred in connection therewith) shall be treated as the Offer Value or Bid Value, as the case may be, of the relevant Securities for the purposes of this clause 8.
  • (c) Where the amount of any Securities sold or purchased as mentioned in (b) above is not in substantially the same amount as those Securities to be valued for the purposes of clause 8.3, the Offer Value or the Bid Value (as the case may be) of those Securities shall be ascertained by:
  • (i) dividing the net proceeds of sale or cost of purchase by the amount of the Securities sold or purchased so as to obtain a net unit price; and
  • (ii) multiplying that net unit price by the amount of the Securities to be valued.
  • 8.5 [Interpretation: "Securities"] Any reference in this clause 8 to Securities shall include any asset other than cash provided by way of Collateral.
  • 8.6 [Interpretation: "Event of Default"] If the Borrower or the Lender for any reason fails to comply with its respective obligations under clause 6.6 in respect of the redelivery of Equivalent Collateral or the repayment of Cash Collateral, such failure shall be an Event of Default for the purposes of this clause 8, and the person failing to comply shall thus be the Defaulting Party.

    • 8.7 [Waiver of right to require simultaneous delivery] Subject to and without prejudice to its rights under clause 8.1, either Party may from time to time in accordance with market practice and in recognition of the practical difficulties in arranging simultaneous delivery of Securities, Collateral and cash transfers waive its right under this Agreement in respect of simultaneous delivery andlor payment; provided that no such waiver in respect of one transaction shall bind it in respect of any other transaction.

'9 Stamp duty, taxes etc and loss of tax benefits

9.1 [Stamp duty etc] The Borrower hereby undertakes promptly to pay and account for any transfer or similar duties or taxes, and any loan security or other stamp duties, (if any) chargeable in connection with any transaction effected pursuant to or contemplated by this Agreement, and shall indemnify and keep indemnified the Lender against any liability arising in respect thereof as a result of the Borrower's failure to do so.

9.2 [Borrower to give Transfer of Dividend Statement to Lender re franked dividends] If:

  • (a) an Income Payment Date occurs during an Income Determination Period in relation to a particular loan of Securities;
  • (b) had the Lender been the holder of those Securities on the relevant Income Payment Date, it would have received a Franked Dividend in respect of those Securities;
  • (c) the Agreement or the relevant Confirmation states that the Lender is an Australian Taxpayer;
  • (d) the failure of the Lender to receive a Franked Dividend is not due to any unreasonable act or omission by or on behalf of the Lender; and
  • (e) neither item 7 in Schedule 1 nor the relevant Confirmation states that the Lender is not entitled to compensation for the loss of fianking creditslrebates;

then:

  • (f) the Borrower must either:
  • (i) as soon as practicable, and in any event within [lo Business Days] after the relevant Income Payment Date, give to the Lender a Transfer of Dividend Statement in respect of those Securities (which the Borrower is to be taken as having warranted is correct in all material respects and is effective for the purposes of Division 6A of Part IIIAA of the Tax Act); or

(ii) on the [loth Business Day] after the relevant Income Payment Date pay to the Lender an amount equal to the franlung credit referable to the Franked Dividend.

  • -- 9.3 [Borrower to compensate corporate Lender for loss of intercorporate dividend rebate re unfranked dividends] If
  • (a) an Income Payment Date occurs during an Income Determination Period in relation to a particular loan of Securities;
  • (b) had the Lender been the holder of those Securities on the relevant Income Payment Date, it would have received an Unfranked Dividend in respect of those Securities;
  • (c) the Agreement or the relevant confirmation states the Lender is entitled to compensation for the loss of the intercorporate dividend rebate under the Tax Act;
  • (d) the failure of the Lender to qualify for that rebate is not due to any unreasonable act or omission by or on behalf of the Lender; and
  • (e) neither item 8 of the Agreement nor the relevant Confirmation states that the Lender is not entitled to compensation for the loss of that rebate;

then the Borrower must pay to the Lender an amount calculated as follows:

$$
P = \frac{DT}{1-T}
$$

Where:

P = the amount payable;

  • D = the amount of the Unfranked Dividend; and
  • T = the rate of income tax, expressed as a decimal, determined under the Tax Act at the relevant Income Payment Date as that payable in respect of the taxable income of a company (other than a private company, a company in the capacity of a trustee or a non-profit company that is a fkiendly society dispensary).
  • 9.4 ["Notifiable consideration'' for the purposes of s26BC(3)(d) of the Tax Act] For the purposes of section 26BC(3)(d) of the Tax Act, the notifiable consideration in respect of any loan of Securities is dissected as follows:
  • (a) a fee see clause 5.l(as applicable); and
  • (b) other consideration see clauses 4.2,6 and 9 and the definition of "Equivalent Securities" in clause 26.

I8 Lender's warranties

[Lender's warranties] Each Party hereby warrants and undertakes to the other on a continuing basis, to the intent that such warranties shall survive the completion of any transaction contemplated by this Agreement, that, where acting as a Lender:

(a) it is duly authorised and empowered to perform its duties and obligations under this Agreement;

  • (b) it is not restricted under the terms of its constitution or in any other manner from lending Securities in accordance with this Agreement or from otherwise performing its obligations under this Agreement;
  • (c) it is absolutely entitled to pass full legal and beneficial ownership of all Securities provided by it under this Agreement to the Borrower free from all liens, charges, equities and encumbrances; and
  • (d) where paragraph 3 in Schedule 1 specifies that this clause 10(d) applies, it is not resident in Australia for the purposes of the Tax Act and either:
  • (i) does not have a branch or other permanent establishment in Australia for the purposes of the Tax Act or of any applicable double tax agreement between Australia and its country of tax residence; or
  • (ii) if it does have such a branch or other permanent establishment in Australia, that the loan is not entered into in the course of carrying on business through such branch or permanent establishment.

11 Borrower's warranties

[Borrower's warranties] Each Party hereby warrants and undertakes to the other on a continuing basis, to the intent that such warranties shall survive the completion of any transaction contemplated by this Agreement, that, where acting as a Borrower:

  • (a) it has all necessary licences and approvals, and is duly authorised and empowered, to perform its duties and obligations under this Agreement and will do nothing prejudicial to the continuation of such authorisation, licences or approvals;
  • (b) it is not restricted under the terms of its constitution or in any other manner fiom borrowing Securities in accordance with this Agreement or from otherwise performing its obligations under this Agreement;
  • (c) it is absolutely entitled to pass full legal and beneficial ownership of all Collateral provided by it under this Agreement to the Lender free from all liens, charges, equities and encumbrances; and
  • (d) it is acting as principal in respect of this Agreement.

Events of Default

  • 12.1 [Events of Default] Each of the following events occurring in relation to either Party (the "Defaulting Party", the other Party being the "Non-Defaulting Party") shall be an Event of Default for the purpose of clause 8:
  • (a) the Borrower or Lender failing to pay or repay Cash Collateral or deliver or redeliver Collateral or Equivalent Collateral upon the due date, and the Non-Defaulting Party serves written notice on the Defaulting Party;
  • (b) the Lender or Borrower failing to comply with its obligations under clause 6, and the Non-Defaulting Party serves written notice on the Defaulting Party;

  • (c) the Borrower failing to comply with clause 4.2, clause 9.2 or clause 9.3 and the Non-Defaulting Party serves written notice on the Defaulting Party;

  • (d) an Act of Insolvency occurring with respect to the Lender or the Borrower and (except in the case of an Act of Insolvency which is the presentation of a petition for winding up or any analogous proceeding or the appointment of a liquidator or analogous officer of the Defaulting Party in which case no such notice shall be required) the Non-Defaulting Party serves written notice on the Defaulting Party;
  • (e) any representations or warranties made by the Lender or the Borrower being incorrect or untrue in any material respect when made or repeated or deemed to have been made or repeated, and the Non-Defaulting Party serves written notice on the Defaulting Party;
  • (f) the Lender or the Borrower admitting to the other that it is unable to, or it intends not to, perform any of its obligations hereunder and/or in respect of any loan hereunder, and the Non-Defaulting Party serves written notice on the Defaulting Party;
  • (g) the Lender (if appropriate) or the Borrower being declared in default by the appropriate authority under the Rules or being suspended or expelled fiom membership of or participation in any securities exchange or association or other self-regulatory organisation, or suspended from dealing in securities by any government agency, and the Non-Defaulting Party serves written notice on the Defaulting Party;-
  • (h) any of the assets of the Lender or the Borrower or the assets of investors held by or to the order of the Lender or the Borrower being ordered to be transferred to a trustee by a regulatory authority pursuant to any securities regulating legislation and the Non-Defaulting Party serves written notice on the Defaulting Party, or
  • (i) the Lender or the Borrower failing to perform any other of its obligations hereunder and not remedying such failure within 30 days after the Non-Defaulting Party serves written notice requiring it to remedy such failure, and the Non-Defaulting Party serves a further written notice on the Defaulting Party.
  • 12.2 [Obligation of each Party to notify its Event of Default] Each Party shall notify the other if an Event of Default occurs in relation to it.

13 Outstanding payments

[Default interest] In the event of either Party failing to remit sums in accordance with this Agreement, such Party hereby undertakes to pay to the other Party upon demand interest (before as well as after judgment) on the net balance due and outstanding, for the period commencing on and inclusive of the original due date for payment to (but excluding) the date of actual payment, in the same currency at a rate per annum equal to the cost (without proof or evidence of any actual cost) to the relevant payee (as certified by it in good faith) if it were to fund or of funding the relevant amount, plus 2% (or other agreed percentage) per annum.

14 Transactions entered into as agent

  • 14.1 [Agency Transactions] Subject to the following provisions of this clause, the Lender may enter into loans as agent (in such capacity, the "Agent") for a third person (a "Principal"), whether as custodian or investment manager or otherwise (a loan so entered into being referred to in this clause as an "Agency Transaction").
  • 14.2 [Conditions for Agency Transactions] A Lender may enter into an Agency _ .' Transaction if, but only if t
  • (a) it specifies that loan as an Agency Transaction at the time when it enters into it;
  • (b) it enters into that loan on behalf of a single Principal whose identity is disclosed to the Borrower (whether by name or by reference to a code or identifier which the Parties have agreed will be used to refer to a specified Principal) at the time when it enters into the loan; and
  • (c) it has at the time when the loan is entered into actual authority to enter into the loan and to perform on behalf of that Principal all of that Principal's obligations under the agreement referred to in clause 14.4(b) below.
  • 14.3 [Undertakings by Lender] The Lender undertakes that, if it enters as agent into an Agency Transaction, forthwith upon becoming aware:
    • (a) of any event which constitutes an Act of Insolvency with respect to the relevant Principal; or
    • (b) of any breach of any of the warranties given in clause 14.5 below or of any event or circumstance which has the result that any such warranty would be untrue if repeated by reference to the current facts,

it will inform the Borrower of that fact and will, if so required by the Borrower, furnish it with such additional information as it may reasonably request.

14.4 [Consequences of Agency Transaction]

  • (a) Each Agency Transaction shall be a transaction between the relevant Principal and the Borrower and no person other than the relevant Principal and the Borrower shall be a party to or have any rights or obligations under an Agency Transaction. Without limiting the foregoing, the Lender shall not be liable as principal for the performance of an Agency Transaction or for breach of any warranty contained in clause 10(d) of this Agreement, but this is without prejudice to any liability of the Lender under any other provision of this clause.
  • (b) All the provisions of the Agreement shall apply separately as between the Borrower and each Principal for whom the Agent has entered into an Agency Transaction or Agency Transactions as if each such Principal were a party to a separate agreement with the Borrower in all respects identical with this Agreement other than this paragraph and as if the Principal were Lender in respect of that agreement; provided that:
  • (i) if there occurs in relation to the Agent an Event or Default or an event which would constitute an Event of Default if the Borrower served

written notice under any paragraph of clause 12, the Borrower shall be entitled by giving written notice to the Principal (which notice shall be validly given to the Lender in accordance with clause 20) to declare that, by reason of that event, an Event of Default is to be treated as occurring in relation to the Principal. If the Borrower gives such a notice, then an Event of Default shall be treated as occurring in relation to the Principal at the time when the notice is deemed to be given; and

(ii) if the Principal is neither incorporated nor has established a place of business in Australia, the Principal shall for the purposes of the agreement referred to in the preamble in this paragraph (b) be deemed to have appointed as its agent to receive on its behalf service of process in the courts of Australia the Agent, or, if the Agent is neither incorporated nor has established a place of business in Australia, the person appointed by the Agent for the purposes of this Agreement, or such other person as the Principal may from time to time specify in a written notice given to the other party.

  • (c) The foregoing provisions of this clause do not affect the operation of the Agreement as between the Borrower and the Lender in respect of any transactions into which the Lender may enter on its own account as principal.
  • 14.5 [Warranty by Lender] The Lender warrants to the Borrower that it will, on every occasion on which it enters or purposes to enter into a transaction as an Agency Transaction, have been duly authorised to enter into that loan and perform the obligations arising thereunder on behalf of the person whom it specifies as the Principal in respect of that transaction and to perform on behalf of that person all the obligations of that person under the agreement referred to in clause 14.4(b).

15 Termination of course of dealings by notice

Each Party shall have the right to bring the course of dealing contemplated under this Agreement to an end by giving not less than 15 Business Days' notice in writing to the other Party (which notice shall specify the date of termination), subject to an obligation to ensure that all loans and which have been entered into but not discharged at the time such notice is given are duly discharged in accordance with this Agreement and with the Rules (if applicable).

16 No reliance or tax or accounting representations by other Party

Each Party acknowledges, represents and warrants to the other that, except as expressly stated in this Agreement or any Confirmation:

  • (a) it has not relied on any advice, statement, representation or conduct of any kind by or on behalf of the other Party in relation to any tax (including stamp duty) or accounting issues concerning this Agreement or any transactions effected under it; and
  • (b) it has made its own determination as to the tax (including stamp duty) and accounting consequences and treatment of any transaction effected under this

Agreement, including (without limitation) of any moneys paid or received or any property transferred or received in connection with any such transaction.

17 Observance of procedures

Each of the Parties hereto agrees that, in taking any action that may be required in accordance with this Agreement, it shall observe strictly the procedures and timetable applied by the Rules (if and to the extent applicable) and, further, shall .- observe strictly any agreement (oral or otherwise) as to the time for delivery or redelivery of any money, Securities, Equivalent Securities, Collateral or Equivalent Collateral entered into pursuant to this Agreement.

18 Severance

If any provision of this Agreement is declared by any judicial or other competent authority to be void or otherwise unenforceable, that provision shall be severed from the Agreement and the remaining provisions of this Agreement shall remain in full force and effect. The Agreement shall, however, thereafter be amended by the Parties in such reasonable manner so as to achieve, without illegality, the intention of the Parties with respect to that severed provision.

19 Specific performance

Each Party agrees that, in relation to legal proceedings, it will not seek specific performance of the other Party's obligation to deliver or redeliver Securities, Equivalent Securities, Collateral or Equivalent Collateral, but without prejudice to any other rights it may have.

20 Notices

  • 20.1 [Effectiveness] Any notice or other communication in respect of this Agreement may be given in any manner set forth below (except that a notice or other communication under clause 12 or clause 15 may not be given by facsimile transmission or electronic messaging system) to the address or number or in accordance with the electronic messaging system details provided (see paragraph 6 in Schedule 1) and will be deemed effective as indicated:
  • (a) if in writing and delivered in person or by courier, on the date it is delivered;
  • (b) if sent by telex, on the date the recipient's answerback is received;
  • (c) if sent by facsimile transmission, on the date that transmission is received by a responsible employee of the recipient in legible form (it being agreed that the burden of proving receipt will be on the sender and will not be met by a transmission report generated by the sender's facsimile machine);
  • (d) if sent by certified or registered mail (airmail, if overseas) or the equivalent (return receipt requested), on the date that mail is delivered or its delivery is attempted; or

(e) if sent by electronic messaging system, on the date that electronic message is received,

unless the date of that delivery (or attempted delivery) or the receipt, as applicable, is not a Business Day or that communication is delivered (or attempted) or received, as applicable, after the close of business on a Business Day, in which case that commuriication shall be deemed given and effective on the first following day that is a Business Day.

' 20.2 [Change of Address] Either party may by notice to the other change the address, telex or facsimile number or electronic massaging system details at which notices or other communications are to be given to it.

21 Assignment

Neither Party may assign, transfer or otherwise dispose of all or any of its rights or obligations under this Agreement without the prior written consent of the other Party.

22 Non-Waiver

No failure or delay by either Party to exercise any right, power or privilege under this Agreement shall operate as a waiver thereof, nor shall any single or partial exercise of any right, power or privilege preclude any other or krther exercise thereof or the exercise of any other right, power or privilege as provided in this Agreement.

23 Time

Time shall be of the essence of the Agreement.

24 Recording

The Parties agree that each may electronically record all telephonic conversations between them.

25 Miscellaneous

  • 25.1 [Entire Agreement] This Agreement constitutes the entire agreement and understanding of the Parties with respect to its subject matter and supersedes all oral communication and prior writings with respect thereto.
  • 25.2 [Amendments] No amendment in respect of this Agreement will be effective unless in writing (including a writing evidenced by a facsimile transmission) and executed by each of the Parties or confirmed by an exchange of telexes or electronic messages on an electronic messaging system.
  • 25.3 [Survival of Obligations] The obligations of the Parties under this Agreement will survive the termination of any transaction.

  • 25.4 [Remedies Cumulative] Except as provided in this Agreement, the rights, powers, remedies and privileges provided in this Agreement are cumulative and not exclusive or any rights, powers, remedies and privileges provided by law.

  • 25.5 [Counterparts] This Agreement (and each amendment in respect of it) may be executed and delivered in counterparts (including by facsimile transmission), each of which will be deemed an original.
  • protection of its rights under this Agreement or by reason of the early termination of any transaction, including, but not limited to, costs of collection.

26 Definitions

In this Agreement:

Act of Insolvency means in relation to either Party:

  • (a) its making a general assignment for the benefit of, or entering into a reorganisation, arrangement, or composition with creditors; or
  • (b) its admitting in writing that it is unable to pay its debts as they become due; or
  • (c) its seeking, consenting to or acquiescing in the appointment of any trustee, administrator, receiver or liquidator or analogous officer of it or any material part of its property; or
  • (d) the presentation or filing of a petition in respect of it (other than by the other Party to this Agreement in respect of any obligation under this Agreement) in any court or before any agency alleging or for the bankruptcy, winding-up or insolvency of such Party (or any analogous proceeding) or seeking any reorganisation, arrangement, composition, re-adjustment, administration, liquidation, dissolution or similar relief under any present or future statute, law or regulation, such petition (except in the case of a petition for winding-up or any analogous proceeding in respect of which no such 30 day period shall apply) not having been stayed or dismissed within 30 days of its filing; or
  • (e) the appointment of a receiver, administrator, liquidator or trustee or analogous officer of such Party over all or any material part of such Party's property; or
  • (0 the convening of any meeting of its creditors for the purpose of considering a compromise or arrangement within Part 5.11 of the Corporations Law of Australia (or any analogous proceeding).

In this definition:

  • (g) "liquidator', shall be deemed to include a "provisional liquidator";
  • (h) "receivery' shall be deemed to include a "receiver and manageryy;

  • (i) "administrator" shall be deemed to include an "official manager";

  • (j) "arrangement" shall be deemed to include a "scheme of arrangement"; and
  • (k) "creditors" shall be deemed to include "any class of creditors".

Agent has the meaning given in clause 14.

Alternative Collateral means Collateral of a Value equal to the Collateral delivered pursuant to clause 6 and provided by way of substitution for Collateral originally delivered or previously substituted in accordance with the provisions of clause 6.5.

Australian Taxpayer means any person other than:

  • (a) a Party who is not a resident of Australia for the purposes of the Tax Act (whether that Party is acting as a trustee, nominee or agent or in some other capacity) at the time a Franked Dividend is paid; or
  • (b) a Party who is acting in the capacity of trustee, nominee or agent for a person who is not a resident of Australia for the purposes of the Tax Act at the time a Franked Dividend is paid.

Bankers Acceptances has the meaning given in paragraph l.l(d) in Schedule 1

Base Currency has the meaning given in paragraph 2 in Schedule 1

Bid Price, in relation to Equivalent Securities or Equivalent Collateral, means the best available bid price thereof on the most appropriate market in a standard size.

Bid Value, subject to clause 8.5, means

  • (a) in relation to Equivalent Collateral at a particular time:
  • (i) in relation to Collateral type (h) (more specifically referred to in paragraph 1.1 in Schedule I), the Value thereof as calculated in accordance with paragraph 1.2(d) in Schedule 1 ;
  • (ii) in relation to all other types of Collateral (more specifically referred to in paragraph 1.1 in Schedule I), the amount which would be received on a sale of such Collateral at the Bid Price thereof at such time less all costs, fees and expenses that would be incurred in connection with selling or otherwise realising such Equivalent Collateral, calculated on the assumption that the aggregate thereof is the least that could reasonably be expected to be paid in order to carry out such sale or realisation and adding thereto the amount of any interest, dividends, distributions or other amounts paid to the Lender and in respect of which equivalent amounts have not been paid to the Borrower in accordance with clause 6.7 prior to such time in respect of such Equivalent Collateral or the original Collateral held gross of all and any tax deducted or paid in respect thereof; and

(b) in relation to Equivalent Securities at a particular time, the amount which would be received on a sale of such Equivalent Securities at the Bid Price thereof at such time less all costs, fees and expenses that would be incurred in connection therewith, calculated on the assumption that the aggregate thereof is the least that could reasonably be expected to be paid in order to carry out the transaction.

Borrower, in relation to a particular loan of Securities, means the Borrower as referred to in Recital A of this Agreement.

Borrowing Request means a request made in writing (an example of which comprises Schedule 2 to this Agreement) by the Borrower to the Lender pursuant to clause 2.1 specifjmg, as necessary:

  • (a) the description, title and amount of the Securities required by the Borrower;
  • (b) the description (if other than Australian currency) and amount of any Collateral to be provided;
  • (c> the proposed Settlement Date;
  • (dl the duration of such loan (if other than indefinite);
  • (4 the mode and place of delivery, which shall, where relevant, include the bank, agent, clearing or settlement system and account to which delivery of the Securities and any Collateral is to be made;
  • (f) the Margin in respect of the transaction (if different from that stated in Schedule 1 or Schedule 3, as appropriate); and
  • (8) the Fee.

Business Day means a day on which banks and securities markets are open for business generally in each place stated in paragraph 5 in Schedule 1 and, in relation to the delivery or redelivery of any of the following in relation to any loan, in the place(s) where the relevant Securities, Equivalent Securities, Collateral (including Cash Collateral) or Equivalent Collateral are to be delivered.

Cash Collateral means Collateral that takes the form of a deposit of currency.

Close of Business means:

(a) in relation to any borrowing of Securities or redellvery of Equivalent Securities under this agreement, the final time on a Business Day at which settlement of the transfer of those Securities can take place in the Stock Exchange in order to constitute good delivery on that day; and,

in relation to the provision of Collateral or return of Equivalent Collateral or the making of any other payment under this agreement, the time at which trading banks close for general banking business in the place in which payment is to be made or

Collateral or Equivalent Collateral is to be delivered or redelivered.

Collateral means such securities or financial instruments or deposits of currency as are referred to in paragraph 1.1 in Schedule 1 or any combination thereof which are delivered by the Borrower to the Lender in accordance with this Agreement and includes the certificates or other documents of title (if any) and transfer in respect of the foregoing (as appropriate), and includes Alternative Collateral.

Confirmation means the Borrowing Request, as it may be amended pursuant to clause 2.2., or other confirming evidence exchanged between the Parties confirming the terms of a transaction.

Defaulting Party has the meaning given in clause 12.

Dividend means a dividend within the meaning of the definition of that term in section 6(1) (as affected by sections 6(4) and 6(5)) of the Tax Act.

Equivalent Collateral or Collateral equivalent to, in relation to any Collateral provided under this Agreement, means securities, cash or other property, as the case may be, of an identical type, nominal value, description and amount to particular Collateral so provided and shall include the certificates or other documents of title (if any) and transfer in respect of the foregoing (as appropriate). If and to the extent that such Collateral consists of securities that are partly paid or have been converted, subdivided, consolidated, redeemed, made the subject of a takeover, capitalisation issue, rights issue or event similar to any of the foregoing, the expression shall have the following meaning:

  • (a) in the case of conversion, subdivision or consolidation the securities into which the relevant Collateral has been converted, subdivided or consolidated provided that, if appropriate, notice has been giveai in accordance with clause 4.2(b);
  • (b) in the case of redemption, a sum of money equivalent to the proceeds of the redemption;
  • (c) in the case of a takeover, a sum of money or securities, being the consideration or alternative consideration of which the Borrower has given notice to the Lender in accordance with clause 4.2(b);
  • (d) in the case of a call on partly paid securities, the paid-up securities provided that the Borrower shall have paid to the Lender an amount of money equal to the sum due in respect of the call;
  • (e) in the case of a capitalisation issue, the relevant Collateral together with the securities allotted by way of a bonus thereon;

(0 in the case of a rights issue, the relevant Collateral together with the securities allotted thereon, provided that the Borrower has given notice to the Lender in accordance with clause 4.2(b), and has paid to the Lender all and any sums due in respect thereof;

(g) in the event that a payment or delivery of Income is made of the relevant Collateral in the form of securities or a certificate which may at a future date be exchanged for securities or in the event of an option to take Income in the form of securities or a certificate which may at a future date be exchanged for securities, notice has been given to the 1 Lender in accordance with clause 4.2(b) the relevant Collateral 1 together with securities or a certificate equivalent to those allotted; and

(h) in the case of any event similar to any of the foregoing, the relevant I I Collateral together with or replaced by a sum of money or securities 1 equivalent to that received in respect of such Collateral resulting from such event. i

For the avoidance of doubt, in the case of Bankers' Acceptances (Collateral type (d)), Equivalent Collateral must bear dates, acceptances and endorsements (if any) by the same entitles as the bill to which it is intended to be equivalent and, for the purposes of this definition, securities are equivalent to other securities where they are of an identical type, nominal value, description and amount and such term shall include the certificate and other documents of or evidencing title and transfer in respect of the foregoing (as appropriate).

Equivalent Securities means securities of an identical type, nominal value, description and amount to particular Securities borrowed and such term shall include the certificate and other documents of or evidencing title and transfer in respect of the foregoing (if appropriate). If and to the extent that such Securities are partly paid or have been converted, subdivided, consolidated, redeemed, made the subject of a takeover, capitalisation issue, rights issue or event similar to any of the foregoing, the expression shall have the following meaning:

  • (a) in the case of conversion, subdivision or consolidation the securities into which the borrowed Securities have been converted, subdivided or consolidated provided that if appropriate, notice has been given in accordance with clause 4.2(b);
  • (b) in the case of redemption, a sum of money equivalent to the proceeds of the redemption;
  • (c) in the case of a takeover, a sum of money or securities, being the consideration or alternative consideration of which the Lender has given notice to the Borrower in accordance with clause 4.2(b);
  • (d) in the case of a call on partly paid securities, the paid-up securities provided that the Lender shall have paid to the Borrower an amount of money equal to the sum due in respect of the call;
  • (e) in the case of a capitalisation issue, the borrowed Securities together with the securities allotted by way of a bonus thereon;
  • (f) in the case of a rights issue, the borrowed Securities together with the securities allotted thereon, provided that the Lender has given notice

23

I

to the Borrower in accordance with clause 4.2(b), and has paid to the Borrower all and any sums due in respect thereof; I

(g) in the event that a payment or delivery of Income is made in respect of the borrowed Securities in the form of securities or a certificate which may at a future date be exchanged for securities or in the event of an option to take Income in the form of securities or a certificate which may at a future date be exchanged for securities, notice has been given to the Borrower in accordance with clause 4.2(b) the borrowed Securities together with securities or a certificate equivalent to those allotted; and

(h) in the case of any event similar to any of the foregoing, the borrowed Securities together with or replaced by a sum of money or securities equivalent to that received in respect of such borrowed Securities resulting from such event.

For the purposes of this definition, securities are equivalent to other securities where they are of an identical type, nominal value, description and amount and such term shall include the certificate and other documents of or evidencing title and transfer in respect of the foregoing (as appropriate).

Event of Default has the meaning given in clause 12.

Fee, in respect of a transaction, means the fee payable by one Party to the other in respect of that transaction under clause 5.

Franked Dividend means a Dividend the whole or part of which is taken to have been franked in accordance with section 16OAQF of the Tax Act.

Income means any dividends, interest or other distributions of any kind whatsoever with respect to any Securities or Collateral.

Income Determination Period, in relation to a particular loan of Securities, means:

(a) in relation to the Securities, the period commencing when the Securities cease to be registered in the name of the Lender (or the relevant transferor) upon or before delivery of those Securities under clause 3 and ending when Equivalent Securities are registered in the name of the Lender (or the relevant transferee) upon or following redelivery of those Equivalent Securities under clause 7.1; and

(b) in relation to Collateral (other than Cash Collateral), the period commencing when the Collateral ceases to be registered in the name of the Borrower (or the relevant transferor) upon or before delivery of that Collateral under clause 6.1 and ending when Equivalent Collateral is registered in the name of the Borrower (or the relevant transferee) upon or following redelivery of that Equivalent Collateral under clause

Income Payment Date, in relation to any Securities or Collateral, means the date on which Income is paid in respect of such Securities or Collateral, or, in the case of registered Securities or Collateral, the date by reference to which

1 I E

particular registered holders are identified as being entitled to payment of Income.

Lender, in relation to a particular loan of Securities, means the Lender as referred to in Recital A of this Agreement.

Margin has the meaning in paragraph 1.3 in Schedule 1.

Nominee means an agent or a nominee appointed by either Party to accept delivery of, hold or deliver Securities, Equivalent Securities, Collateral andlor Equivalent Collateral on its behalf whose appointment has been notified to the other Party.

Non-Defaulting Party has the meaning given in clause 12.

Offer Price, in relation to Equivalent Securities or Equivalent Collateral, means the best available offer price thereof on the most appropriate market in a standard size.

Offer Value, subject to clause 8.5, means:

  • (a) in relation to Collateral equivalent to Collateral type (h) (more specifically referred to in paragraph 1.1 in Schedule I), the Value thereof as calculated in accordance with paragraph 1.2(d) in Schedule 1; and
  • (b) in relation to Equivalent Securities or Collateral equivalent to all other types of Collateral (more specifically referred to in paragraph 1.1 in Schedule I), the amount it would cost to buy such Equivalent Securities or ~~uivalent Collateral at the Offer Price thereof at such time plus all costs, fees and expenses that would be incurred in connection therewith, calculated on the assumption that the aggregate thereof is the least that could reasonably be expected to be paid in order to carry out the transaction.

paid, in relation to a Dividend, includes credited, distributed or issued and like terms are to be construed accordingly.

Parties means the Lender and the Borrower and Party shall be construed accordingly.

Performance Date has the meaning given in clause 8.

Posted Collateral has the meaning given in clause 6.2(a)(i).

Principal has the meaning given in clause 14.

Reference Price means:

(a) in relation to the valuation of Securities, Equivalent Securities, Collateral and/or Collateral equivalent to type (g) (more specifically referred to in paragraph 1.1 in Schedule I), such price as is equal to the mid market quotation of such Securities, Equivalent Securities, Collateral and/or Equivalent Collateral as derived from a reputable pricing information service (such as the services provided by SEATS

or Reuters) reasonably chosen in good faith by the Lender or if unavailable the market value thereof as derived fiom the prices or rates bid by a reputable dealer for the relevant instrument reasonably chosen in good faith by the Lender, in each case at Close of Business on the previous Business Day; and

(b) in relation to the valuation of Securities, Equivalent Securities, Collateral andlor Collateral equivalent to Collateral types (b)-(0 (more specifically referred to in paragraph 1.1 in Schedule I), the market \r value thereof as derived from the prices or rates bid by a market maker or reputable dealer for the relevant instrument reasonably chosen by the Lender in good faith or, in the absence of such a bid, the average of the rates bid by two leading market makers reasonably chosen in good faith by the Lender in each case at Close of Business on the previous Business Day.

Relevant Payment Date has the meaning given in clause 4.2(a).

Required Collateral Value has the meaning given in clause 6.3.

Rules means the rules for the time being of the Stock Exchange (where either Party is a member of the Stock Exchange) andlor any other regulatory authority whose rules and regulations shall from time to time affect the activities of the Parties pursuant to this Agreement (provided that in an Event of Default, where either Party is a member of the Stock Exchange, the Rules and Regulations of the Stock Exchange shall prevail).

Securities means "eligible securities" within the meaning of section 26BC(1) of the Tax Act which the Borrower is entitled to borrow from the Lender in accordance with the Rules and which are the subject of a loan pursuant to this Agreement and such term shall include the certificates or other documents of title (if any) in respect of the foregoing.

Settlement Date means the date upon which Securities are or are to be transferred to the Borrower in accordance with this Agreement.

Standard Settlement Time, in relation to Australian Securities, means T + 5 Australian business days on which the Australian Stock Exchange Limited is open for trading, or such lesser time in which transactions in Australia in listed securities are customarily required to be settled.

Stock Exchange means the Australian Stock Exchange Limited.

Tax Act means the Income Tax Assessment Act 1936 (Commonwealth of Australia).

Transfer of Dividend Statement, in relation to Dividends, means a properly completed document in the form, or substantially in the form, of Appendix 6.26 to the Rules or a properly completed statement in another approved form within the meaning of the definition of that term in section 160APA of the Tax Act.

Unfranked Dividend means a Dividend no part of which has been franked in accordance with the Tax Act.

Value at any particular time means, in relation to Securities and Equivalent Securities, the Reference Price thereof then current and in respect of Collateral and/or Equivalent Collateral such worth as determined in accordance with paragraph 1.2 in Schedule 1.

27 Governing Law and Jurisdiction

  • 27.1 [Governing law] This Agreement is governed by, and shall be construed in accordance with, the law in force in New South Wales, Australia.
  • 27.2 [Consent to jurisdiction] Each Party irrevocably and unconditionally submits to the non-exclusive jurisdiction of the courts of the State of New South Wales in respect of any dispute in connection with this Agreement.

EXECUTED as an agreement

. ,-

Schedule I - Particulars

1 COLLATERAL (see defivtition in clause 26, and also clause 6)

1. Types (see dejinition of "Collateral" in clause 26)

  • . +- Collateral acceptable under this Agreement may include the following or otherwise, as agreed between the Parties fi-om time to time, whether transferable by hand or within a depositary:
  • (a) Cash;
  • (b) Australian Government Inscribed Stock;
  • (c) Australian, State or Territory Government stock, bonds or promissory notes (including those issued by any statutory corporation such as Treasury Corporation of New South Wales);
  • (d) Bills of exchange accepted by any bank canying on business in Australia ("Bankers Acceptances");
  • (e) Promissory notes issued by any such bank;
  • (0 Certificates of Deposit issued by any such bank;
  • (g) Corporate bonds in registrable or bearer form;
  • (h) Irrevocable Standby Letters of Credit issued or confirmed by any such bank.

Valuation of Collateral (see definition of "Vahe" in clause 26 and clause 6.2)

Collateral provided in accordance with this Agreement shall be evaluated by reference to the following, or by such means as the Parties may from time to time agree:

  • (a) in respect of Collateral type (a), the amount thereof in, or converted into, the Base Currency;
  • (b) in respect of Collateral type (b), the value calculated by reference to the middle market price of each stock as determined daily by the Reserve Bank of Australia, adjusted to include the accumulated interest thereon;
  • (c) in respect of Collateral types (c) to (g), the Reference Price thereof;
  • (d) in respect of Collateral type (h), the value specified therein.

Margin (see definition in clause 26 and clause 6.3)

The Value of any Collateral delivered, or to be delivered, pursuant to clause 6 by the Borrower to the Lender under the terms and conditions of this Agreement shall on each Business Day represent not less than the Value of the borrowed Securities together with the following additional percentages, hereinbefore referred to as ("the Margin"), unless otherwise agreed between the Parties:

  • (a) in the case of Collateral type (a): 5%; or
  • @) in the case of Collateral types (b) to (0 and (h): 5% (except that, for Certificates of Deposit, the Margin shall be the accumulated interest thereon); or
  • (c) in the case of Collateral type (g): 5%.

If the Value of the borrowed Securities includes any margin over the mid market price of the borrowed Securities, this shall be taken into account in determining the Margin applicable.

Basis of Margin Maintenance (see clause 6.4)

Minimum period after demand for transferring Collateral or Equivalent Collateral:

  • (a) Cash Collateral: within one Business Day;
  • (b) Equivalent Collateral: not less than the Standard Settlement Time for such Collateral or the equivalent time on the exchange or clearing organisation through which the relevant Collateral is to be, or was originally, delivered;
  • (c) Other Collateral (ie a Letter of Credit): within two Business Days.

Minimum adjustments (see clauses 6.2(a) (ii) and (iii))

  • (a) The Lender may not demand that further Collateral be provided by the Borrower if the aggregate deficiency calculated in accordance with clause 6.2 is less than the greater of:
  • (i) \$5,000; and
  • (ii) 2% of the Value of the Required Collateral Value.
  • (b) The Borrower may not demand the return of Collateral provided to the Lender if the Borrower has committed an Event of Default in respect of any transaction or if the aggregate excess calculated in accordance with clause 6.2 is less than the greater of:
  • (i) \$5,000; and
  • (ii) 2% of the Required Collateral Value.

BASE CURRENCY (see definition in clause 26 and clause 1.6)

The Base Currency applicable to this Agreement is Australian Dollars.

LENDER'S WARRANTIES (see clause lo(@)

clause 10(d) shall apply to [# name of any Party which is not a resident of Australia and where any transaction is not entered into through any branch of that non-resident in Australia].

VOTING (see clause 4.3) Clause 4.3 does/- apply.

PLACE OF BUSINESS (see defnition of "Business Day" in clause 26)

Sydney, NSW

6 ADDRESS FOR NOTICES AND STATUS OF PARTIES (see clause 20.1)

6.1 Address for notices or communications to

Salomon Smith Barney Australia Securities Pty Limited

Address: Level 15, Grosvenor Place, 225 George Street, Sydney. NSW 2000

Attention: Head of Documentation

Facsimile No: (612) 9251-5229

Telephone No: (612) 9321-4771

Electronic Messaging System Details: [email protected] ;

which isW an Australian Taxpayer.

6.2 Address for notices or communications to

Macquarie Bank Limited

Address: Level 5, 1 Martin Place, Sydney. NSW 2000

Attention: Senior Lawyer

Facsimile No: (612) 8232-4540

Telephone No: (612) 8232-8364

Electronic Messaging System Details: [email protected]

which iskia.e4 * an Australian Taxpayer.

7 COMPENSATION FOR LOSS OF FRANKING CREDITS / REBATES (see clause 9.2)

Is not required by

and

[INSERT NAME OR RELEVANT AUSTRALIAN TAXPAYER PARTY (if applicable. OTHERWISE, DELETE THE PARAGRAPH OR LEAVE IT BLANK.

Note: There is no need to insert the name of any Party who is not an Australian Taxpayer, as such a party is not entitled to compensation in any event.]

8 COMPENSATION FOR LOSS OF INTERCORPORATE DIVIDEND REBATE (see clause 9.3)

Is not required by

and

[INSERT NAME OR RELEVANT PARTY (if applicable). OTHERWISE, DELETE

THE PARAGRAPH OR LEAVE IT BLANK. Note: Only the name of a resident company

(which is not a private company for the purposes of the Tax Act) or a trust estate that is treated as a resident company for the purposes of the Tax Act should be inserted in this item.]

* DELETE ONE ALTERNATIVE

Schedule 2 Specimen Form of Borrowing Request (see clause 2.1 and definition of "Borrowing Request" in clause 26)

To: mame and Address of Lender]

This is a Borrowing Request under the Master Securities Lending Agreement between us dated # - .- (the "Agreement") t.

  • 1 We wish to make the following borrowing of Securities:
  • (a) Description of Securities: # [eg "hlly paid ordinary shares in # "1
  • (b) Amount of Securities: # [eg "1 million"]
  • (c) Proposed Settlement Date of # [eg "today"] Borrowing:
  • (d) Time, Mode and Place of Delivery of Securities, including (as appropriate) settlement system and account to which

(f) Type of Collateral: # [eg "Cash"]

  • (g) Time, Mode and Place of # [eg "dvp on CHESS"] Delivery of Collateral:

delivery is to be made: # [eg "to the account of #, HIN #, in CHESS"]

(e) Duration of Loan: No longer than eleven months and 20 days after the Borrowed Securities are delivered under this Borrowing Request.

(h) Rates (see clause 5.1 of the #[eg (a) " #% per annum on the Cash t Agreement) : Collateral", or (b) "# % per annum on the daily value of the Borrowed Securities" as I appropriate]. 11

/

2 Please confirm your acceptance of this Borrowing Request by return fax.

Dated: #

For and on behalf of [Name of Borrower]

Signature of Authorised Representative

Name and title of Authorised Representative

Schedule 3 Supplementary Terms and Conditions (if anv)

This Schedule forms part of and amends the Australian Master Securities Lending Agreement (including Schedule 1) to which it is a Schedule, as follows:

  • (1) Clause 4.2(c) is amended by replacing the words "Borrowed Securities" in lines 2 and 4 with the words "borrowed Securities". - ..-
  • L (2) Clause 4.3 is amended by replacing the word "collateral" in line 15 with the word "Collateral".
  • (3) Clause 5.3 is amended by replacing the word "relate" in line 8 with the word "relates".
  • (4) The following new clause 6.1 1 is inserted:

"6.1 [Letters of Credit] If the Collateral in respect of any loan of Securities is or includes a letter of credit the Lender may only draw down under that letter of credit where the Borrower commits an Event of Default and upon and to the extent of the Lender drawing down, whether or not permitted under this clause 6.1 1, the amount drawn down becomes cash Collateral"

  • (5) Clause 9.2(f)(i) and (ii) are amended by deleting the square brackets around the words "10 Business Days" where they appear in each clause.
  • (6) Clause 9.3 (e) is amended by replacing the words "of the Agreement" in line 1 with the words "of Schedule 1 ".
  • (7) Clause 9.4(a) is amended by deleting the word "and"
  • (8) The following new clause 9.5 is inserted:

"9.5 [Equities as Collateral]

If and to the extent that Collateral of type (i) (as more specifically referred to in paragraph 1.1 of Schedule 1) is provided, then, if clause 6.7 applies to such Collateral, then clauses 9.2 and 9.3 will also apply (as if the Collateral involved a loan of those Securities under this Agreement), with necessary modifications thereto."

  • (9) Clause 12.1 (a) is amended by inserting ", Equivalent Securities " after the words "redeliver Collateral" in line 2.
  • (10) Clause 12.l(b) is amended by inserting "or clause 7" after "clause 6" in line 1.
  • (1 1) Clause 12.2 is amended by replacing the words in line 2 "an Event of Default occurs " with the words "an event occurs which would constitute an Event of Default with the giving of notice 'I.
  • (12) Clause 14.4(b)(i) is amended by replacing the word "or" in line 1 with the word "of '.
  • (1 3) Clause 15 is amended by deleting the word "and" in line 4.
  • (14) Clause 16 is amended by replacing the words "No reliance or tax" in the heading with the words "No reliance on tax".
  • (15) Clause 25.4 is amended by replacing the word "or" in line 3 with the word "ofy.

  • (16) Clause 25.6 is amended by replacing the word "defaulting" in line 1 with the word "Defaulting".

  • (17) The definition of Close of Business is to be amended by replacing the word "agreement" in subclauses (a) and (b) with the word "Agreement".
  • (1 8) The definition of Equivalent Collateral or Collateral equivalent to is amended by:
  • (a) inserting the words "in respect" after the word "made" in line 1 of sub-clause (g)
  • (b) inserting the word "and" after "securities, " in line 5 of sub-clause (g) " .. (c) inserting "," after "4.2 (b)" in line 6 of sub-clause (g)

  • (d) replacing the word "entitles" with the word "entities" in line 3 of the last paragraph.

  • (19) The definition of Equivalent Securities, sub clause (g), is amended by:
    • (a) inserting the word "and" after "securities, " in line 5
    • (b) inserting "," after "4.2 (b)" in line 6
  • (20) The definition of Reference Price is amended by inserting "or (i)" after "type (g)" in line 2 of paragraph (a)
  • (21) The definition of Standard Settlement Time is amended by deleting "5" after "T+" on the first line and replacing with "3"
  • (22) The definition of Stock Exchange is amended by deleting the word "the".
  • (23) Clause 1.1 of Schedule 1 is amended by inserting an additional sub-clause as follows :

" (i) Shares in companies listed on the Australian Stock Exchange. "

  • (24) Clause 1.2 (c) of Schedule 1 is amended by inserting " and (i) " after " (c) to (g) "
  • (25) Clause 1.3 of Schedule 1 is amended by inserting an additional sub-clause immediately after sub-clause (c) as follows:
  • " (d) in the case of Collateral type (i) : 10% "
  • (26) Clause 1.4 (b) of Schedule 1 is deleted and replaced with the following:

" (b) Equivalent Collateral: within one Business Day."

(27) Clause 1.5 (a) of Schedule 1 is deleted and replaced with the following:

" The Lender may not demand that further Collateral be provided by the Borrower if the aggregate deficiency calculated in accordance with Clause 6.2 is less than \$100,000.00."

(28) Clause 1.5 (b) of Schedule 1 is deleted and replaced with the following:

" The Borrower may not demand the return of Collateral provided to the Lender if the Borrower has committed an Event of Default in respect of any transaction or if the aggregate excess calculated in accordance with Clause 6.2 is less than \$100,000.00."

(29) Clause 3 in Schedule 1 is amended by replacing the word "clause" in line 1 with the word "Clause".

Execution page

b Executed by the parties as an agreement:

For and on behalf of SALOMON SMITH BARNEY AUSTRALIA SECURITIES PTY LIMITED

Name: T)*IRRYL k6

Title : Authorised Signatory Title : Authorised Signatory Date : t - d -ao.ao Date : \ - 2,~~-

٠
۔
٠

For and on behalf of MACQUARIE BANK LIMITED A

Name : bl /Chid& Name : e- ~U&J PHson Date : 3.2.2- - Date 1 3-2.2@7p3

Title : D~J, s; om Dir- Title : L~ wy-a- / AMILhmtW S@n'-y7

gc ~4862 1

I9343 Australian Securities Lending Association Limited

(ACN 054 944 482) Level 18, 20 Bond Street Sydney NSW 2000 Tel: (02) 9220 1413 Fax: (02) 9220 1379

AUSTRALIAN MASTER SECURITIES LENDING AGREEMENT *

(Version: 4 April 1997)

dated as of: (/ kdy , 19 97

Between:

And:

Bankers Trust Australia Limited ACN 003 01 7 221 of Level 15, The Chifley Tower, 2 Chifley Square, Sydney, NSW 2000

AMP Securities Pty Limited ACN 063 403 681 of Level 16, 33 Alfred Street, Sydney, NSW 2000

  • * This agreement is adaptedfiom the ISLA Overseas Securities Lender's Agreement (Version: December 1995, as amended by 1996 UK Tax Addendum), prepared by CltfSord Chance, London, England for use by parties required to meet UK Inland Revenue tax requirements.
  • * This agreement is also subject to the "Warning and Disclaimer" on the coversheet to the "User's Guide " relating to this agreement.

AGREEMENT

Recitals:

  • A. The Parties hereto are desirous of agreeing to a procedure whereby either one of them (the "Lenderyy) will make available to the other of them (the "Borrower") from time to time Securities (as hereinafter defined).
  • B. All transactions carried out under this Agreement will be effected in accordance with the Rules (as hereinafter defined), if applicable, together with current market practices, customs and conventions, in so far as they are not inconsistent with the terms of this Agreement.

Operative provisions:

1 Interpretation

  • 1.1 [Definitions] The terms defined in clause 26 and in Schedule 1 have the meanings therein specified for the purposes of this Agreement.
  • 1.2 [Inconsistency] In the event of any inconsistency between the provisions of Schedule 1 and the other provisions of this Agreement, Schedule 1 will prevail. In the event of any inconsistency between the provisions (if any) of Schedule 3 and the other provisions of this Agreement (including Schedule l), Schedule 3 will prevail. In the event of any inconsistency between the provisions of any Confirmation and this Agreement (including Schedules 1 and 3), such Confirmation will prevail for the purpose of the relevant transaction.
  • 1.3 [Single agreement] All transactions are entered into in reliance on the fact that this Agreement and all Confirmations form a single agreement between the Parties (collectively referred to as this "Agreement"), and the Parties would not otherwise enter into any transactions.
  • 1.4 [Interpretation] In this Agreement:
  • (a) Unless the context otherwise requires:

    • (i) The singular includes the plural and vice versa.
    • (ii) A person includes a corporation.
    • (iii) A corporation includes any body corporate and any statutory authority.
    • (iv) A reference to a statute, ordinance, code or other law or the Rules includes regulations or other instruments under it or them and consolidations, amendments, re-enactments or replacements of any of them.
  • (b) Notwithstanding the use of expressions such as "borrow", "lend", "Collateral", "Margin", "redeliver" etc., which are used to reflect terminology used in the market for transactions of the kind provided for in this Agreement, title to Securities "borrowed" or "lent" and "Collateral" provided in accordance with this Agreement shall pass from one Party to another as provided for in this Agreement, the Party obtaining such title being obliged to redeliver Equivalent Securities or Equivalent Collateral, as the case may be.

  • 1.5 [Headings] All headings appear for convenience only and shall not affect the interpretation of this Agreement.
  • 1.6 [Currency conversion] For the purposes of clauses 6, 8.3 and 8.4, when a conversion into the Base Currency is required, all prices, sums or values (including any Value, Offer Value and Bid Value) of Securities, Equivalent Securities, Collateral or Equivalent Collateral (including Cash Collateral) stated in currencies other than the Base Currency shall be converted into the Base Currency at the rate quoted by an Australian bank selected by the Lender (or, if an Event of Default has occurred in relation to the Lender, by the Borrower) at or about 1 1.00am (Sydney time) on the day of conversion as its spot rate for the sale by the bank of the Base Currency in exchange for the relevant other currency.
  • 1.7 [Other agreements] Where at any time there is in existence any other agreement between the Parties the terms of which make provision for the lending of Securities (as defined in this Agreement) as well as other securities, the terms of this Agreement shall apply to the lending of such Securities to the exclusion of any other such agreement.
  • 1.8 [Nominees] If payment is to be made to a Party's nominee or otherwise in accordance with the directions of a Party (whether by the other Party or by a third party), it shall be deemed, for the purposes of this agreement, to have been paid or made to the first mentioned Party.

Loans of Securities

  • 2.1 [Borrowing Request and acceptance thereof] The Lender will lend Securities to the Borrower, and the Borrower will borrow Securities from the Lender, in accordance with the terms and conditions of this Agreement and with the Rules provided always that the Lender shall have received from the Borrower and accepted (by whatever means) a Borrowing Request.
  • 2.2 [Changes to a Borrowing Request] The Borrower has the right to reduce the amount of Securities referred to in, or otherwise vary, a Borrowing Request provided that:
  • (a) the Borrower has notified the Lender of such reduction or variation no later than midday Australian Eastern standard or summer (as appropriate) time on the day which is two Business Days prior to the Settlement Date, unless otherwise agreed between the Parties, and
  • (b) the Lender shall have accepted such reduction or variation (by whatever means).

3 Delivery of Securities

[Delivery of Securities] The Lender shall procure the delivery of Securities to the Borrower or deliver such Securities in accordance with the relevant Borrowing Request together with appropriate instruments of transfer (where necessary) duly stamped (where necessary) and such other instruments (if any) as may be requisite to vest title thereto in the Borrower. Such Securities shall be deemed to have been delivered by the Lender to the Borrower on delivery to the Borrower or as it shall direct of the relevant instruments of transfer and certificates or other documents of title (if any), or in the case of Securities title to which is registered in a computer based system which provides for the recording and transfer of title to the same by way of electronic entries (such as CHESS), on the transfer of title in accordance with the rules and procedures of such system as in force from time to time, or by such other means as may be agreed.

4 Title, Distributions and Voting

  • 4.1 [Passing of title] The Parties shall execute and deliver all necessary documents and give all necessary instructions to procure that all right, title and interest in:
  • (a) any Securities borrowed pursuant to clause 2;
  • (b) any Equivalent Securities redelivered pursuant to clause 7;
  • (c) any Collateral delivered pursuant to clause 6;
  • (d) any Equivalent Collateral redelivered pursuant to clauses 6 or 7,

shall pass from one Party to the other, on delivery or redelivery of the same in accordance with this Agreement, free from all liens, charges, equities and encumbrances. In the case of Securities, Collateral, Equivalent Securities or Equivalent Collateral title to which is registered in a computer based system which provides for the recording and transfer of title to the same by way of electronic entries, delivery and transfer of title shall take place in accordance with the rules and procedures of such system as in force from time to time.

4.2 [Distributions]

  • (a) [Cash distributions] Unless otherwise agreed, where Income is paid in relation to any Securities on or by reference to an Income Payment Date on which such Securities are the subject of a loan under this Agreement, the Borrower shall, on the date of the payment of such Income, or on such other date as the Parties may from time to time agree, (the "Relevant Payment Date") pay and deliver a sum of money equivalent to the same to the Lender, irrespective of whether the Borrower received the same.
  • (b) [Non-cash distributions] Subject to paragraph (c) (unless otherwise agreed), where, in respect of any borrowed Securities or any Collateral, any rights relating to conversion, sub-division, consolidation, pre-emption, rights arising under a takeover offer or other rights, including those requiring election by the holder for the time being of such Securities or Collateral, become exercisable prior to the redelivery of Equivalent Securities or Equivalent Collateral, then the Lender or Borrower, as the case may be, may, within a reasonable time before the latest time for the exercise of the right or option, give written notice to the other Party that, on redelivery of

Equivalent Securities or Equivalent Collateral, as the case may be, it wishes to receive Equivalent Securities or Equivalent Collateral in such form as will arise if the right is exercised or, in the case of a right which may be exercised in more than one manner, is exercised as is specified in such written notice.

  • (c) [Tax Act ss 26BC(3)(c)(ii) and (v) requirements] Notwithstanding paragraph (b), where, in respect of any Borrowed Securities or any Collateral, the relevant issuer company, trustee, government or government authority issues any right or option in respect of the Borrowed Securities or Collateral, as the case may be, the Borrower or the Lender, respectively, must deliver or make, as the case may be, to the other Party on the date of such issue or on such other date as the Parties may from time to time agree:
  • (i) the right, or option; or
  • (ii) an identical right or option; or
  • (iii) a payment equal to the value to the Lender or the Borrower, respectively, of the right or option;

together with any such endorsements or assignments as shall be customary and appropriate.

  • (d) [Manner of payment] Any payment to be made by the Borrower under this clause shall be made in a manner to be agreed between the Parties.
  • 4.3 [Voting] Unless paragraph 4 in Schedule 1 specifies that this clause 4.3 does not apply, each Party undertakes that, where it holds Securities of the same description as any Securities borrowed by it or transferred to it by way of Collateral at a time when a right to vote arises in respect of such Securities, it will use its best endeavours to arrange for the voting rights attached to such Securities to be exercised in accordance with the instructions of the Lender or Borrower (as the case may be) provided always that each Party shall use its best endeavours to notify the other of its instructions in writing no later than seven Business Days prior to the date upon which such votes are exercisable, or as otherwise agreed between the Parties, and that the Party concerned shall not be obliged so to exercise the votes in respect of the number of Securities greater than the number so lent or transferred to it. For the avoidance of doubt, the Parties agree that, subject as hereinbefore provided, any voting rights attaching to the relevant Securities, Equivalent Securities, Collateral and/or Equivalent Collateral shall be exercisable by the persons in whose name they are registered, or in the case of Securities, Equivalent Securities, collateral and/or Equivalent Collateral in bearer form by the persons by or on behalf of whom they are held, and not necessarily by the Borrower or the Lender (as the case may be).

5 Fees

5.1 [Fees] In respect of each loan of Securities:

  • (a) for which the Collateral is cash:
  • (i) the Lender must pay a fee to the Borrower in respect of the amount of that Collateral, calculated at the rate agreed between them; and

  • (ii) unless the Parties otherwise agree, the Borrower is not obliged to pay a fee to the Lender;

  • (b) for which there is no Cash Collateral, the Borrower must pay a fee to the Lender, calculated at the rate agreed between them.
  • 5.2 [Where there are different types of Collateral] Where the Collateral comprises only partly cash, clause 5.1 is to be construed as if there were separate loans of Securities, one secured solely by Cash Collateral and the other secured solely by non-cash Collateral.
  • 5.3 [Calculation of fees] In respect of each loan of Securities, the payments referred to in clause 5.1 of this clause shall accrue daily in respect of the period commencing on and inclusive of the Settlement Day and terminating on and exclusive of the Business Day upon which Equivalent Securities are redelivered or Cash Collateral is repaid. Unless otherwise agreed, the sums so accruing in respect of each calendar month shall be paid in arrears by the Borrower to the Lender or to the Borrower by the Lender (as the case may be) not later than the Business Day which is one week after the last Business Day of the calendar month to which such payment relate or such other date as the Parties from time to time agree. Any payment made pursuant to clause 5.1 shall be in Australian currency, unless otherwise agreed, and shall be paid in such manner and at such place as shall be agreed between the Parties.

Collateral

6.1 [Borrower's obligation to provide Collateral] Unless otherwise agreed, subject to the other provisions of this clause 6, the Borrower undertakes to deliver to or deposit with the Lender (or in accordance with the Lender's instructions) Collateral of the kind specified in the relevant Borrowing Request or as otherwise agreed between the Parties (together with appropriate instruments of transfer duly stamped (where necessary) and such other instruments as may be requisite to vest title thereto in the Lender) simultaneously with delivery of the Borrowed Securities by the Lender.

6.2 [Global margining]

  • (a) [Adjustments to Collateral] Unless otherwise agreed between the Parties, subject to paragraph (b), clause 6.4 and paragraph 1.5 in Schedule 1 :
  • (i) The aggregate Value of the Collateral delivered to or deposited with the Lender or its nominated bank or depositary (excluding any Collateral repaid or redelivered under paragraph (ii) below (as the case may be)) in respect of all loans of Securities outstanding under this Agreement ("Posted Collateral") shall from day to day and at any time be at least the aggregate of the Required Collateral Values in respect of such loans.
  • (ii) If at any time the aggregate Value of the Posted Collateral in respect of all loans of Securities outstanding under this Agreement exceeds the aggregate of the Required Collateral Values in respect of such loans, the Lender shall (on demand) repay such Cash Collateral and/or redeliver to the Borrower such Equivalent Collateral as will eliminate the excess.

  • (iii) If at any time the aggregate Value of the Posted Collateral in respect of all loans of Securities outstanding under this Agreement falls below the aggregate of Required Collateral Values in respect of all such loans, the Borrower shall (on demand) provide such further Collateral to the Lender as will eliminate the deficiency.

  • (b) [Netting of Collateral obligations where a Party is both Lender and Borrower] Unless otherwise agreed between the Parties, subject to clause 6.4 and paragraph 1.5 in Schedule 1, where paragraph (a) applies, if a Party (the "first Party") would, but for this paragraph, be required under paragraph (a) to repay Cash Collateral, redeliver Equivalent Collateral or provide further Collateral in circumstances where the other Party (the "second Party") would, but for this paragraph, also be required to repay Cash Collateral, redeliver Equivalent Collateral or provide further Collateral under paragraph (a), then the Value of the Cash Collateral, Equivalent Collateral or further Collateral deliverable by the first Party ("X) shall be set-off against the Value of the Cash Collateral, Equivalent Collateral or further Collateral deliverable by the second Party ("Y) and the only obligation of the Parties under paragraph (a) shall be, where X exceeds Y, an obligation of the first Party, or where Y exceed X, an obligation of the second Party, (on demand) to repay Cash Collateral, redeliver Equivalent Collateral or deliver further Collateral having a Value equal to the difference between X and Y.
  • 6.3 [Required Collateral Value] For the purposes of clause 6.2(a), the Value of the Posted Collateral to be delivered or deposited in respect of any loan of Securities, while the loan of Securities continues, shall be equal to the aggregate of the Value of the borrowed Securities and the Margin applicable thereto (the "Required Collateral Value").
  • 6.4 [Time for paymentlrepayment of Collateral] Except as provided in clause 6.1 or clause 6.6, where any Cash Collateral is to be repaid, Equivalent Collateral is to be redelivered or further Collateral is to be provided under this clause 6, it shall be paid or delivered as stated in paragraph 1.4 in Schedule 1.
  • 6.5 [Substitution of Alternative Collateral] The Borrower may from time to time call for the repayment of Cash Collateral or the redelivery of Equivalent Collateral prior to the date on which the same would otherwise have been repayable or redeliverable, provided that, at the time of such repayment or redelivery, the Borrower shall have delivered or delivers Alternative Collateral acceptable to the Lender.

6.6 [Return of CollateraVEquivalent Collateral on redelivery of Equivalent Securities]

  • (a) Cash Collateral shall be repaid and Equivalent Collateral shall be redelivered at the same time as Equivalent Securities in respect of the Securities borrowed are redelivered.
  • (b) Where Collateral is provided through a book entry transfer system (such as Austraclear or RITS), the obligation of the Lender shall be to redeliver Equivalent Collateral through such book entry transfer system in accordance with this Agreement. If the loan of Securities in respect of which Collateral

was provided has not been discharged when the Equivalent Collateral is redelivered, any payment obligation generated within the book entry transfer system on such redelivery shall, until the loan of Securities is discharged or further Collateral is provided, be deemed to constitute an obligation to pay Cash Collateral.

  • 6.7 [Receipt by Lender of Income on Collateral] Where Collateral (other than Cash Collateral) is delivered in respect of which any Income may become payable and an Income Payment Date in respect of that Collateral occurs prior to the redelivery of Equivalent Collateral, then, unless such Income is paid directly to the Borrower, the Lender shall, on the date on which such Income is paid or on such other date as the Parties may from time to time agree, pay and deliver a sum of money or property equivalent to such Income (with any such endorsements or assignments as shall be customary and appropriate to effect the delivery) to the Borrower.
  • 6.8 [Borrower's rights re Collateral are not assignable] The Borrower may not assign, transfer or otherwise dispose of, or mortgage, charge or otherwise encumber, or otherwise deal with its rights in respect of any Collateral without the prior written consent of the Lender.
  • 6.9 [Lender may set off obligation to repay or return Equivalent Collateral] If the Borrower fails to comply with its obligation to redeliver Equivalent Securities, the obligation of the Lender in respect of any Collateral may be the subject of a set-off in accordance with clause 8.
  • 6.10 [Collateral provided to Lender's Nominee] Without limiting clause 1.8, where Collateral is provided to the Lender's nominee, any obligation under this Agreement to repay or redeliver or otherwise account for Equivalent Collateral shall be an obligation of the Lender, notwithstanding that any such repayment or redelivery may be effected in any particular case by the nominee.

Redelivery of Equivalent Securities

  • 7.1 [Borrower's obligation to redeliver Equivalent Securities] The Borrower undertakes to redeliver Equivalent Securities in accordance with this Agreement and the terms of the relevant Borrowing Request.
  • 7.2 [Lender may call for early redelivery of Equivalent Securities] Subject to clause 8 and the terms of the relevant Borrowing Request, the Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed Securities were originally delivered. The Borrower shall as hereinafter provided redeliver such Equivalent Securities not later than the expiry of such notice in accordance with the Lender's instructions.
  • 7.3 [Lender may terminate loan if Borrower defaults] If the Borrower does not redeliver Equivalent Securities in accordance with such call, the Lender may elect to continue the loan of Securities ; provided that, if the Lender does not elect to continue the loan, the Lender may by written notice to the Borrower elect to terminate the relevant loan. Upon the expiry of such notice the provisions of clauses 8.2 to 8.5 shall apply as if upon the expiry of such notice an Event of Default had occurred in relation to the Borrower (who shall thus be the Defaulting

Party for the purposes of this Agreement) and as if the relevant loan were the only loan outstanding.

  • 7.4 [Consequence of exercise of "buy-in" against Lender, as a result of Borrower default] In the event that, as a result of the failure of the Borrower to redeliver Equivalent Securities to the Lender in accordance with this Agreement, a "buy-in" is exercised against the Lender, then, provided that reasonable notice has been given to the Borrower of the likelihood of such a "buy-in", the Borrower shall account to the Lender for the total costs and expenses reasonably incurred by the Lender as a result of such "buy-in".
  • 7.5 [Right of Borrower to terminate loan early] Subject to the terms of the relevant Borrowing Request, the Borrower shall be entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions.

Set-off etc.

  • 8.1 [Requirement for simultaneous delivery] On the date and time that Equivalent Securities are required to be redelivered by the Borrower in accordance with the provisions of this Agreement the Lender shall simultaneously redeliver the Equivalent Collateral and repay any Cash Collateral held (in respect of the Equivalent Securities to be redelivered) to the Borrower. Neither Party shall be obliged to make delivery (or make a payment as the case may be) to the other unless it is satisfied that the other Party will make such delivery (or make an appropriate payment as the case may be) to it simultaneously. If it is not so satisfied (whether because an Event of Default has occurred in respect of the other Party or otherwise), it shall notify the other Party and, unless that other Party has made arrangements which are sufficient to assure full delivery (or the appropriate payment as the case may be) to the notifying Party, the notifying Party shall (provided it is itself in a position, and willing, to perform its own obligations) be entitled to withhold delivery (or payment, as the case may be) to the other Party.
  • 8.2 [Netting following occurrence of Event of Default] If an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations (and any other obligations they have under this Agreement) shall be accelerated so as to require performance thereof at the time such Event of Default occurs (the date of which shall be the "Performance Date" for the purposes of this clause), and in such event:
  • (a) the Relevant Value of the Securities to be delivered (or payment to be made, as the case may be) by each Party shall be established in accordance with clause 8.3; and
  • (b) on the basis of the Relevant Values so established, an account shall be taken (as at the Performance Date) of what is due from each Party to the other and (on the basis that each Party's claim against the other in respect of delivery of Equivalent Securities or Equivalent Collateral or any cash payment equals the Relevant Value thereof) the sums due from one Party shall be setoff against the sums due from the other and only the balance of the account shall be payable (by the Party having the claim valued at the lower amount pursuant to the foregoing) and such balance shall be payable on the Performance Date.

  • 8.3 [Relevant Value] For the purposes of clause 8.2 the Relevant Value:

  • (a) of any cash payment obligation shall equal its par value (disregarding any amount taken into account under (b) or (c) below);
  • (b) of any Securities to be delivered by the Defaulting Party shall, subject to clause 8.4(b) and (c) below, equal the Offer Value thereof; and
  • (c) of any Securities to be delivered to the Defaulting Party shall, subject to clause 8.4(b) and (c) below, equal the Bid Value thereof.

8.4 [Bid ValueIOffer Value]

  • (a) For the purposes of clause 8.3, but subject to (b) and (c) below, the Bid Value and Offer Value of any Securities shall be calculated as at the Close of Business in the most appropriate market for Securities of the relevant description (as determined by the Non-Defaulting Party) on the first Business Day following the Performance Date, or, if the relevant Event of Default occurs outside the normal business hours of such market, on the second Business Day following the Performance Date (the "Default Valuation Time").
  • (b) Where the Non-Defaulting Party has, following the occurrence of an Event of Default but prior to the Default Valuation Time, purchased Securities forming part of the same issue and being of an identical type and description to those to be delivered by the Defaulting Party and in substantially the same amount as those Securities or sold Securities forming part of the same issue and being of an identical type and description to those to be delivered by him to the Defaulting Party and in substantially the same amount as those Securities, the cost of such purchase or the proceeds of such sale, as the case may be, (taking into account all reasonable costs, fees and expenses that would be incurred in connection therewith) shall be treated as the Offer Value or Bid Value, as the case may be, of the relevant Securities for the purposes of this clause 8.
  • (c) Where the amount of any Securities sold or purchased as mentioned in (b) above is not in substantially the same amount as those Securities to be valued for the purposes of clause 8.3, the Offer Value or the Bid Value (as the case may be) of those Securities shall be ascertained by:
  • (i) dividing the net proceeds of sale or cost of purchase by the amount of the Securities sold or purchased so as to obtain a net unit price; and
  • (ii) multiplying that net unit price by the amount of the Securities to be valued.
  • 8.5 [Interpretation: "Securities"] Any reference in this clause 8 to Securities shall include any asset other than cash provided by way of Collateral.
  • 8.6 [Interpretation: "Event of Default"] If the Borrower or the Lender for any reason fails to comply with its respective obligations under clause 6.6 in respect of the redelivery of Equivalent Collateral or the repayment of Cash Collateral, such failure shall be an Event of Default for the purposes of this clause 8, and the person failing to comply shall thus be the Defaulting Party.

8.7 [Waiver of right to require simultaneous delivery] Subject to and without prejudice to its rights under clause 8.1, either Party may from time to time in accordance with market practice and in recognition of the practical difficulties in arranging simultaneous delivery of Securities, Collateral and cash transfers waive its right under this Agreement in respect of simultaneous delivery and/or payment; provided that no such waiver in respect of one transaction shall bind it in respect of any other transaction.

9 Stamp duty, taxes etc and loss of tax benefits

9.1 [Stamp duty etc] The Borrower hereby undertakes promptly to pay and account for any transfer or similar duties or taxes, and any loan security or other stamp duties, (if any) chargeable in connection with any transaction effected pursuant to or contemplated by this Agreement, and shall indemnify and keep indemnified the Lender against any liability arising in respect thereof as a result of the Borrower's failure to do so.

9.2 [Borrower to give Transfer of Dividend Statement to Lender re franked dividends] If:

  • (a) an Income Payment Date occurs during an Income Determination Period in relation to a particular loan of Securities;
  • (b) had the Lender been the holder of those Securities on the relevant Income Payment Date, it would have received a Franked Dividend in respect of those Securities;
  • (c) the Agreement or the relevant Confirmation states that the Lender is an Australian Taxpayer;
  • (d) the failure of the Lender to receive a Franked Dividend is not due to any unreasonable act or omission by or on behalf of the Lender; and
  • (e) neither item 7 in Schedule 1 nor the relevant Confirmation states that the Lender is not entitled to compensation for the loss of franking creditslrebates;

then:

  • (f) the Borrower must either:
  • (i) as soon as practicable, and in any event within 10 Business Days after the relevant Income Payment Date, give to the Lender a Transfer of Dividend Statement in respect of those Securities (which the Borrower is to be taken as having warranted is correct in all material respects and is effective for the purposes of Division 6A of Part IIIAA of the Tax Act); or
  • (ii) on the 10th Business Day after the relevant Income Payment Date pay to the Lender an amount equal to the franking credit referable to the Franked Dividend.
  • 9.3 [Borrower to compensate corporate Lender for loss of intercorporate dividend rebate re unfranked dividends] If:

  • (a) an Income Payment Date occurs during an Income Determination Period in relation to a particular loan of Securities;

  • (b) had the Lender been the holder of those Securities on the relevant Income Payment Date, it would have received an Unfranked Dividend in respect of those Securities;
  • (c) the Agreement or the relevant Confirmation states the Lender is entitled to compensation for the loss of the intercorporate dividend rebate under the Tax Act;
  • (d) the failure of the Lender to qualify for that rebate is not due to any unreasonable act or omission by or on behalf of the Lender; and
  • (e) neither item 8 of the Agreement nor the relevant Confirmation states that the Lender is not entitled to compensation for the loss of that rebate;

then the Borrower must pay to the Lender an amount calculated as follows:

$$
P = \frac{DT}{1-T}
$$

Where :

  • P = the amount payable;
  • D = the amount of the Unfranked Dividend; and
  • T = the rate of income tax, expressed as a decimal, determined under the Tax Act at the relevant Income Payment Date as that payable in respect of the taxable income of a company (other than a private company, a company in the capacity of a trustee or a non-profit company that is a friendly society dispensary).
  • 9.4 ["Notifiable consideration" for the purposes of s26BC(3)(d) of the Tax Act] For the purposes of section 26BC(3)(d) of the Tax Act, the notifiable consideration in respect of any loan of Securities is dissected as follows:
  • (a) a fee see clause 5.1 (as applicable); and
  • (b) other consideration see clauses 4.2,6 and 9 and the definition of "Equivalent Securities" in clause 26.

Lender's warranties

[Lender's warranties] Each Party hereby warrants and undertakes to the other on a continuing basis, to the intent that such warranties shall survive the completion of any transaction contemplated by this Agreement, that, where acting as a Lender:

(a) it is duly authorised and empowered to perform its duties and obligations under this Agreement;

  • (b) it is not restricted under the terms of its constitution or in any other manner from lending Securities in accordance with this Agreement or from otherwise performing its obligations under this Agreement;
  • (c) it is absolutely entitled to pass full legal and beneficial ownership of all Securities provided by it under this Agreement to the Borrower free from all liens, charges, equities and encumbrances; and
  • (d) where paragraph 3 in Schedule 1 specifies that this clause 10(d) applies, it is not resident in Australia for the purposes of the Tax Act and either:
  • (i) does not have a branch or other permanent establishment in Australia for the purposes of the Tax Act or of any applicable double tax agreement between Australia and its country of tax residence; or
  • (ii) if it does have such a branch or other permanent establishment in Australia, that the loan is not entered into in the course of carrying on business through such branch or permanent establishment.

Borrower's warranties

[Borrower's warranties] Each Party hereby warrants and undertakes to the other on a continuing basis, to the intent that such warranties shall survive the completion of any transaction contemplated by this Agreement, that, where acting as a Borrower:

  • (a) it has all necessary licences and approvals, and is duly authorised and empowered, to perform its duties and obligations under this Agreement and will do nothing prejudicial to the continuation of such authorisation, licences or approvals;
  • (b) it is not restricted under the terms of its constitution or in any other manner from borrowing Securities in accordance with this Agreement or from otherwise performing its obligations under this Agreement;
  • (c) it is absolutely entitled to pass full legal and beneficial ownership of all Collateral provided by it under this Agreement to the Lender free from all liens, charges, equities and encumbrances; and
  • (d) it is acting as principal in respect of this Agreement.

Events of Default

  • 12.1 [Events of Default] Each of the following events occurring in relation to either Party (the "Defaulting Party", the other Party being the "Non-Defaulting Party") shall be an Event of Default for the purpose of clause 8:
  • (a) the Borrower or Lender failing to pay or repay Cash Collateral or deliver or redeliver Collateral or Equivalent Collateral upon the due date, and the Non-Defaulting Party serves written notice on the Defaulting Party;
  • (b) the Lender or Borrower failing to comply with its obligations under clause 6, and the Non-Defaulting Party serves written notice on the Defaulting Party;

  • -- (c) the Borrower failing to comply with clause 4.2, clause 9.2 or clause 9.3 and the Non-Defaulting Party serves written notice on the Defaulting Party;

  • (d) an Act of Insolvency occurring with respect to the Lender or the Borrower and (except in the case of an Act of Insolvency which is the presentation of a petition for winding up or any analogous proceeding or the appointment of a liquidator or analogous officer of the Defaulting Party in which case no such notice shall be required) the Non-Defaulting Party serves written notice on the Defaulting Party;
  • (e) any representations or warranties made by the Lender or the Borrower being incorrect or untrue in any material respect when made or repeated or deemed to have been made or repeated, and the Non-Defaulting Party serves written notice on the Defaulting Party;
  • (f) the Lender or the Borrower admitting to the other that it is unable to, or it intends not to, perform any of its obligations hereunder and/or in respect of any loan hereunder, and the Non-Defaulting Party serves written notice on the Defaulting Party;
  • (g) the Lender (if appropriate) or the Borrower being declared in default by the appropriate authority under the Rules or being suspended or expelled from membership of or participation in any securities exchange or association or other self-regulatory organisation, or suspended from dealing in securities by any government agency, and the Non-Defaulting Party serves written notice on the Defaulting Party;
  • (h) any of the assets of the Lender or the Borrower or the assets of investors held by or to the order of the Lender or the Borrower being ordered to be transferred to a trustee by a regulatory authority pursuant to any securities regulating legislation and the Non-Defaulting Party serves written notice on the Defaulting Party, or
  • (i) the Lender or the Borrower failing to perform any other of its obligations hereunder and not remedying such failure within 30 days after the Non-Defaulting Party serves written notice requiring it to remedy such failure, and the Non-Defaulting Party serves a further written notice on the Defaulting Party.
  • 12.2 [Obligation of each Party to notify its Event of Default] Each Party shall notify the other if an Event of Default occurs in relation to it.

Outstanding payments

[Default interest] In the event of either Party failing to remit sums in accordance with this Agreement, such Party hereby undertakes to pay to the other Party upon demand interest (before as well as after judgment) on the net balance due and outstanding, for the period commencing on and inclusive of the original due date for payment to (but excluding) the date of actual payment, in the same currency at a rate per annum equal to the cost (without proof or evidence of any actual cost) to the relevant payee (as certified by it in good faith) if it were to fund or of funding the relevant amount, plus 2% (or other agreed percentage) per annum.

14 Transactions entered into as agent

  • 14.1 [Agency Transactions] Subject to the following provisions of this clause, the Lender may enter into loans as agent (in such capacity, the "Agent") for a third person (a "Principal"), whether as custodian or investment manager or otherwise (a loan so entered into being referred to in this clause as an "Agency Transaction").
  • 14.2 [Conditions for Agency Transactions] A Lender may enter into an Agency Transaction if, but only if:
  • (a) it specifies that loan as an Agency Transaction at the time when it enters into it;
  • (b) it enters into that loan on behalf of a single Principal whose identity is disclosed to the Borrower (whether by name or by reference to a code or identifier which the Parties have agreed will be used to refer to a specified Principal) at the time when it enters into the loan; and
  • (c) it has at the time when the loan is entered into actual authority to enter into the loan and to perform on behalf of that Principal all of that Principal's obligations under the agreement referred to in clause 14.4(b) below.
  • 14.3 [Undertakings by Lender] The Lender undertakes that, if it enters as agent into an Agency Transaction, forthwith upon becoming aware:
  • (a) of any event which constitutes an Act of Insolvency with respect to the relevant Principal; or
  • (b) of any breach of any of the warranties given in clause 14.5 below or of any event or circumstance which has the result that any such warranty would be untrue if repeated by reference to the current facts,

it will inform the Borrower of that fact and will, if so required by the Borrower, furnish it with such additional information as it may reasonably request.

14.4 [Consequences of Agency Transaction]

  • (a) Each Agency Transaction shall be a transaction between the relevant Principal and the Borrower and no person other than the relevant Principal and the Borrower shall be a party to or have any rights or obligations under an Agency Transaction. Without limiting the foregoing, the Lender shall not be liable as principal for the performance of an Agency Transaction or for breach of any warranty contained in clause 10(d) of this Agreement, but this is without prejudice to any liability of the Lender under any other provision of this clause.
  • (b) All the provisions of the Agreement shall apply separately as between the Borrower and each Principal for whom the Agent has entered into an Agency Transaction or Agency Transactions as if each such Principal were a party to a separate agreement with the Borrower in all respects identical with this Agreement other than this paragraph and as if the Principal were Lender in respect of that agreement; provided that:

  • (i) if there occurs in relation to the Agent an Event or Default or an event which would constitute an Event of Default if the Borrower served written notice under any paragraph of clause 12, the Borrower shall be entitled by giving written notice to the Principal (which notice shall be validly given to the Lender in accordance with clause 20) to declare that, by reason of that event, an Event of Default is to be treated as occurring in relation to the Principal. If the Borrower gives such a notice, then an Event of Default shall be treated as occurring in relation to the Principal at the time when the notice is deemed to be given; and

  • (ii) if the Principal is neither incorporated nor has established a place of business in Australia, the Principal shall for the purposes of the agreement referred to in the preamble in this paragraph (b) be deemed to have appointed as its agent to receive on its behalf service of process in the courts of Australia the Agent, or, if the Agent is neither incorporated nor has established a place of business in Australia, the person appointed by the Agent for the purposes of this Agreement, or such other person as the Principal may from time to time specify in a written notice given to the other party.
  • (c) The foregoing provisions of this clause do not affect the operation of the Agreement as between the Borrower and the Lender in respect of any transactions into which the Lender may enter on its own account as principal.
  • 14.5 [Warranty by Lender] The Lender warrants to the Borrower that it will, on every occasion on which it enters or purposes to enter into a transaction as an Agency Transaction, have been duly authorised to enter into that loan and perform the obligations arising thereunder on behalf of the person whom it specifies as the Principal in respect of that transaction and to perform on behalf of that person all the obligations of that person under the agreement referred to in clause 14.4(b).

15 Termination of course of dealings by notice

Each Party shall have the right to bring the course of dealing contemplated under this Agreement to an end by giving not less than 15 Business Days' notice in writing to the other Party (which notice shall specify the date of termination), subject to an obligation to ensure that all loans and which have been entered into but not discharged at the time such notice is given are duly discharged in accordance with this Agreement and with the Rules (if applicable).

16 No reliance or tax or accounting representations by other Party

Each Party acknowledges, represents and warrants to the other that, except as expressly stated in this Agreement or any Confirmation:

(a) it has not relied on any advice, statement, representation or conduct of any kind by or on behalf of the other Party in relation to any tax (including stamp duty) or accounting issues concerning this Agreement or any transactions effected under it; and

(b) it has made its own determination as to the tax (including stamp duty) and accounting consequences and treatment of any transaction effected under this Agreement, including (without limitation) of any moneys paid or received or any property transferred or received in connection with any such transaction.

17 Observance of procedures

Each of the Parties hereto agrees that, in taking any action that may be required in accordance with this Agreement, it shall observe strictly the procedures and timetable applied by the Rules (if and to the extent applicable) and, further, shall observe strictly any agreement (oral or otherwise) as to the time for delivery or redelivery of any money, Securities, Equivalent Securities, Collateral or Equivalent Collateral entered into pursuant to this Agreement.

18 Severance

If any provision of this Agreement is declared by any judicial or other competent authority to be void or otherwise unenforceable, that provision shall be severed from the Agreement and the remaining provisions of this Agreement shall remain in full force and effect. The Agreement shall, however, thereafter be amended by the Parties in such reasonable manner so as to achieve, without illegality, the intention of the Parties with respect to that severed provision.

19 Specific performance

Each Party agrees that, in relation to legal proceedings, it will not seek specific performance of the other Party's obligation to deliver or redeliver Securities, Equivalent Securities, Collateral or Equivalent Collateral, but without prejudice to any other rights it may have.

20 Notices

  • 20.1 [Effectiveness] Any notice or other communication in respect of this Agreement may be given in any manner set forth below (except that a notice or other communication under clause 12 or clause 15 may not be given by facsimile transmission or electronic messaging system) to the address or number or in accordance with the electronic messaging system details provided (see paragraph 6 in Schedule 1) and will be deemed effective as indicated:
  • (a) if in writing and delivered in person or by courier, on the date it is delivered;
  • (b) if sent by telex, on the date the recipient's answerback is received;
  • (c) if sent by facsimile transmission, on the date that transmission is received by a responsible employee of the recipient in legible form (it being agreed that the burden of proving receipt will be on the sender and will not be met by a transmission report generated by the sender's facsimile machine);
  • (d) if sent by certified or registered mail (airmail, if overseas) or the equivalent (return receipt requested), on the date that mail is delivered or its delivery is attempted; or

(e) if sent by electronic messaging system, on the date that electronic message is received,

unless the date of that delivery (or attempted delivery) or the receipt, as applicable, is not a Business Day or that communication is delivered (or attempted) or received, as applicable, after the close of business on a Business Day, in which case that communication shall be deemed given and effective on the first following day that is a Business Day.

20.2 [Change of Address] Either party may by notice to the other change the address, telex or facsimile number or electronic massaging system details at which notices or other communications are to be given to it.

Assignment

Neither Party may assign, transfer or otherwise dispose of all or any of its rights or obligations under this Agreement without the prior written consent of the other Party

22 Non-Waiver

No failure or delay by either Party to exercise any right, power or privilege under this Agreement shall operate as a waiver thereof, nor shall any single or partial exercise of any right, power or privilege preclude any other or further exercise thereof or the exercise of any other right, power or privilege as provided in this Agreement.

23 Time

Time shall be of the essence of the Agreement.

24 Recording

The Parties agree that each may electronically record all telephonic conversations between them.

25 Miscellaneous

  • 25.1 [Entire Agreement] This Agreement constitutes the entire agreement and understanding of the Parties with respect to its subject matter and supersedes all oral communication and prior writings with respect thereto.
  • 25.2 [Amendments] No amendment in respect of this Agreement will be effective unless in writing (including a writing evidenced by a facsimile transmission) and executed by each of the Parties or confirmed by an exchange of telexes or electronic messages on an electronic messaging system.
  • 25.3 [Survival of Obligations] The obligations of the Parties under this Agreement will survive the termination of any transaction.
  • 25.4 [Remedies Cumulative] Except as provided in this Agreement, the rights, powers, remedies and privileges provided in this Agreement are cumulative and not exclusive or any rights, powers, remedies and privileges provided by law.

  • 25.5 [Counterparts] This Agreement (and each amendment in respect of it) may be executed and delivered in counterparts (including by facsimile transmission), each of which will be deemed an original.

  • 25.6 [Expenses] A defaulting Party will, on demand, indemnify and hold harmless the other Party for and against all reasonable out-of-pocket expenses, including legal fees and stamp duty, incurred by such other Party by reason of the enforcement and protection of its rights under this Agreement or by reason of the early termination of any transaction, including, but not limited to, costs of collection.

26 Definitions

In this Agreement:

Act of Insolvency means in relation to either Party:

  • (a) its making a general assignment for the benefit of, or entering into a reorganisation, arrangement, or composition with creditors; or
  • (b) its admitting in writing that it is unable to pay its debts as they become due; or
  • (c) its seeking, consenting to or acquiescing in the appointment of any trustee, administrator, receiver or liquidator or analogous officer of it or any material part of its property; or
  • (d) the presentation or filing of a petition in respect of it (other than by the other Party to this Agreement in respect of any obligation under this Agreement) in any court or before any agency alleging or for the bankruptcy, winding-up or insolvency of such Party (or any analogous proceeding) or seeking any reorganisation, arrangement, composition, re-adjustment, administration, liquidation, dissolution or similar relief under any present or future statute, law or regulation, such petition (except in the case of a petition for winding-up or any analogous proceeding in respect of which no such 30 day period shall apply) not having been stayed or dismissed within 30 days of its filing; or
  • (e) the appointment of a receiver, administrator, liquidator or trustee or analogous officer of such Party over all or any material part of such Party's property; or
  • (f) the convening of any meeting of its creditors for the purpose of considering a compromise or arrangement within Part 5.1 of the Corporations Law of Australia (or any analogous proceeding).

In this definition:

  • (g) "liquidator" shall be deemed to include a "provisional liquidator";
  • (h) "receiver" shall be deemed to include a "receiver and manager";
  • (i) "administrator" shall be deemed to include an "official manager";

  • (i) "arrangement" shall be deemed to include a "scheme of arrangement"; and

  • (k) "creditors" shall be deemed to include "any class of creditors".

Agent has the meaning given in clause 14.

Alternative Collateral means Collateral of a Value equal to the Collateral delivered pursuant to clause 6 and provided by way of substitution for Collateral originally delivered or previously substituted in accordance with the provisions of clause 6.5.

Australian Taxpayer means any person other than:

  • (a) a Party who is not a resident of Australia for the purposes of the Tax Act (whether that Party is acting as a trustee, nominee or agent or in some other capacity) at the time a Franked Dividend is paid; or
  • (b) a Party who is acting in the capacity of trustee, nominee or agent for a person who is not a resident of Australia for the purposes of the Tax Act at the time a Franked Dividend is paid.

Bankers Acceptances has the meaning given in paragraph 1.1 (d) in Schedule 1.

Base Currency has the meaning given in paragraph 2 in Schedule 1.

Bid Price, in relation to Equivalent Securities or Equivalent Collateral, means the best available bid price thereof on the most appropriate market in a standard size.

Bid Value, subject to clause 8.5, means:

  • (a) in relation to Equivalent Collateral at a particular time:
  • (i) in relation to Collateral type (h) (more specifically referred to in paragraph 1.1 in Schedule l), the Value thereof as calculated in accordance with paragraph 1.2(d) in Schedule 1;
  • (ii) in relation to all other types of Collateral (more specifically referred to in paragraph 1 .I in Schedule I), the amount which would be received on a sale of such Collateral at the Bid Price thereof at such time less all costs, fees and expenses that would be incurred in connection with selling or otherwise realising such Equivalent Collateral, calculated on the assumption that the aggregate thereof is the least that could reasonably be expected to be paid in order to carry out such sale or realisation and adding thereto the amount of any interest, dividends, distributions or other amounts paid to the Lender and in respect of which equivalent amounts have not been paid to the Borrower in accordance with clause 6.7 prior to such time in respect of such Equivalent Collateral or the original Collateral held gross of all and any tax deducted or paid in respect thereof; and

(b) in relation to Equivalent Securities at a particular time, the amount which would be received on a sale of such Equivalent Securities at the Bid Price thereof at such time less all costs, fees and expenses that would be incurred in connection therewith, calculated on the assumption that the aggregate thereof is the least that could reasonably be expected to be paid in order to carry out the transaction.

Borrower, in relation to a particular loan of Securities, means the Borrower as referred to in Recital A of this Agreement.

Borrowing Request means a request made in writing (an example of which comprises Schedule 2 to this Agreement) by the Borrower to the Lender pursuant to clause 2.1 specifying, as necessary:

  • (a) the description, title and amount of the Securities required by the Borrower;
  • (b) the description (if other than Australian currency) and amount of any Collateral to be provided;
  • (c) the proposed Settlement Date;
  • (d) the duration of such loan (if other than indefinite);
  • (e) the mode and place of delivery, which shall, where relevant, include the bank, agent, clearing or settlement system and account to which delivery of the Securities and any Collateral is to be made;
  • (f) the Margin in respect of the transaction (if different from that stated in Schedule 1 or Schedule 3, as appropriate); and
  • (g) the Fee.

Business Day means a day on which banks and securities markets are open for business generally in each place stated in paragraph 5 in Schedule 1 and, in relation to the delivery or redelivery of any of the following in relation to any loan, in the place(s) where the relevant Securities, Equivalent Securities, Collateral (including Cash Collateral) or Equivalent Collateral are to be delivered.

Cash Collateral means Collateral that takes the form of a deposit of currency.

Close of Business means:

  • (a) in relation to any borrowing of Securities or redelivery of Equivalent Securities under this agreement, the final time on a Business Day at which settlement of the transfer of those Securities can take place in the Stock Exchange in order to constitute good delivery on that day; and
  • (b) in relation to the provision of Collateral or return of Equivalent Collateral or the making of any other payment under this agreement, the time at which trading banks close for general banking business in

the place in which payment is to be made or Collateral or Equivalent Collateral is to be delivered or redelivered.

Collateral means such securities or financial instruments or deposits of currency as are referred to in paragraph 1.1 in Schedule 1 or any combination thereof which are delivered by the Borrower to the Lender in accordance with this Agreement and includes the certificates or other documents of title (if any) and transfer in respect of the foregoing (as appropriate), and includes Alternative Collateral.

Confirmation means the Borrowing Request, as it may be amended pursuant to clause 2.2., or other confirming evidence exchanged between the Parties confirming the terms of a transaction.

Defaulting Party has the meaning given in clause 12.

Dividend means a dividend within the meaning of the definition of that term in section 6(1) (as affected by sections 6(4) and 6(5)) of the Tax Act.

Equivalent Collateral or Collateral equivalent to, in relation to any Collateral provided under this Agreement, means securities, cash or other property, as the case may be, of an identical type, nominal value, description and amount to particular Collateral so provided and shall include the certificates or other documents of title (if any) and transfer in respect of the foregoing (as appropriate). If and to the extent that such Collateral consists of securities that are partly paid or have been converted, subdivided, consolidated, redeemed, made the subject of a takeover, capitalisation issue, rights issue or event similar to any of the foregoing, the expression shall have the following meaning:

  • (a) in the case of conversion, subdivision or consolidation the securities into which the relevant Collateral has been converted, subdivided or consolidated provided that, if appropriate, notice has been given in accordance with clause 4.2(b);
  • (b) in the case of redemption, a sum of money equivalent to the proceeds of the redemption;
  • (c) in the case of a takeover, a sum of money or securities, being the consideration or alternative consideration of which the Borrower has given notice to the Lender in accordance with clause 4.2(b);
  • (d) in the case of a call on partly paid securities, the paid-up securities provided that the Borrower shall have paid to the Lender an amount of money equal to the sum due in respect of the call;
  • (e) in the case of a capitalisation issue, the relevant Collateral together with the securities allotted by way of a bonus thereon;
  • (f) in the case of a rights issue, the relevant Collateral together with the securities allotted thereon, provided that the Borrower has given notice to the Lender in accordance with clause 4.2(b), and has paid to the Lender all and any sums due in respect thereof;

(g) in the event that a payment or delivery of Income is made of the relevant Collateral in the form of securities or a certificate which may at a future date be exchanged for securities or in the event of an option to take Income in the form of securities or a certificate which may at a future date be exchanged for securities, notice has been given to the Lender in accordance with clause 4.2(b) the relevant Collateral together with securities or a certificate equivalent to those allotted; and

(h) in the case of any event similar to any of the foregoing, the relevant Collateral together with or replaced by a sum of money or securities equivalent to that received in respect of such Collateral resulting from such event.

For the avoidance of doubt, in the case of Bankers7 Acceptances (Collateral type (d)), Equivalent Collateral must bear dates, acceptances and endorsements (if any) by the same entitles as the bill to which it is intended to be equivalent and, for the purposes of this definition, securities are equivalent to other securities where they are of an identical type, nominal value, description and amount and such term shall include the certificate and other documents of or evidencing title and transfer in respect of the foregoing (as appropriate).

Equivalent Securities means securities of an identical type, nominal value, description and amount to particular Securities borrowed and such term shall include the certificate and other documents of or evidencing title and transfer in respect of the foregoing (if appropriate). If and to the extent that such Securities are partly paid or have been converted, subdivided, consolidated, redeemed, made the subject of a takeover, capitalisation issue, rights issue or event similar to any of the foregoing, the expression shall have the following meaning:

  • (a) in the case of conversion, subdivision or consolidation the securities into which the borrowed Securities have been converted, subdivided or consolidated provided that if appropriate, notice has been given in accordance with clause 4.2(b);
  • (b) in the case of redemption, a sum of money equivalent to the proceeds of the redemption;
  • (c) in the case of a takeover, a sum of money or securities, being the consideration or alternative consideration of which the Lender has given notice to the Borrower in accordance with clause 4.2(b);
  • (d) in the case of a call on partly paid securities, the paid-up securities provided that the Lender shall have paid to the Borrower an amount of money equal to the sum due in respect of the call;
  • (e) in the case of a capitalisation issue, the borrowed Securities together with the securities allotted by way of a bonus thereon;
  • (f) in the case of a rights issue, the borrowed Securities together with the securities allotted thereon, provided that the Lender has given notice

to the Borrower in accordance with clause 4.2(b), and has paid to the Borrower all and any sums due in respect thereof;

  • (g) in the event that a payment or delivery of Income is made in respect of the borrowed Securities in the form of securities or a certificate which may at a future date be exchanged for securities or in the event of an option to take Income in the form of securities or a certificate which may at a future date be exchanged for securities, notice has been given to the Borrower in accordance with clause 4.2(b) the borrowed Securities together with securities or a certificate equivalent to those allotted; and
  • (h) in the case of any event similar to any of the foregoing, the borrowed Securities together with or replaced by a sum of money or securities equivalent to that received in respect of such borrowed Securities resulting from such event.

For the purposes of this definition, securities are equivalent to other securities where they are of an identical type, nominal value, description and amount and such term shall include the certificate and other documents of or evidencing title and transfer in respect of the foregoing (as appropriate).

Event of Default has the meaning given in clause 12.

Fee, in respect of a transaction, means the fee payable by one Party to the other in respect of that transaction under clause 5.

Franked Dividend means a Dividend the whole or part of which is taken to have been franked in accordance with section 160AQF of the Tax Act.

Income means any dividends, interest or other distributions of any kind whatsoever with respect to any Securities or Collateral.

Income Determination Period, in relation to a particular loan of Securities, means:

  • (a) in relation to the Securities, the period commencing when the Securities cease to be registered in the name of the Lender (or the relevant transferor) upon or before delivery of those Securities under clause 3 and ending when Equivalent Securities are registered in the name of the Lender (or the relevant transferee) upon or following redelivery of those Equivalent Securities under clause 7.1 ; and
  • (b) in relation to Collateral (other than Cash Collateral), the period commencing when the Collateral ceases to be registered in the name of the Borrower (or the relevant transferor) upon or before delivery of that Collateral under clause 6.1 and ending when Equivalent Collateral is registered in the name of the Borrower (or the relevant transferee) upon or following redelivery of that Equivalent Collateral under clause 6.6.

Income Payment Date, in relation to any Securities or Collateral, means the date on which Income is paid in respect of such Securities or

Collateral, or, in the case of registered Securities or Collateral, the date by reference to which particular registered holders are identified as being entitled to payment of Income.

Lender, in relation to a particular loan of Securities, means the Lender as referred to in Recital A of this Agreement.

Margin has the meaning in paragraph 1.3 in Schedule 1.

Nominee means an agent or a nominee appointed by either Party to accept delivery of, hold or deliver Securities, Equivalent Securities, Collateral and/or Equivalent Collateral on its behalf whose appointment has been notified to the other Party.

Non-Defaulting Party has the meaning given in clause 12.

Offer Price, in relation to Equivalent Securities or Equivalent Collateral, means the best available offer price thereof on the most appropriate market in a standard size.

Offer Value, subject to clause 8.5, means:

  • (a) in relation to Collateral equivalent to Collateral type (h) (more specifically referred to in paragraph 1.1 in Schedule I), the Value thereof as calculated in accordance with paragraph 1.2(d) in Schedule 1 ; and
  • (b) in relation to Equivalent Securities or Collateral equivalent to all other types of Collateral (more specifically referred to in paragraph 1.1 in Schedule I), the amount it would cost to buy such Equivalent Securities or Equivalent Collateral at the Offer Price thereof at such time plus all costs, fees and expenses that would be incurred in connection therewith, calculated on the assumption that the aggregate thereof is the least that could reasonably be expected to be paid in order to carry out the transaction.

paid, in relation to a Dividend, includes credited, distributed or issued and like terms are to be construed accordingly.

Parties means the Lender and the Borrower and Party shall be construed accordingly.

Performance Date has the meaning given in clause 8.

Posted Collateral has the meaning given in clause 6.2(a)(i).

Principal has the meaning given in clause 14.

Reference Price means:

(a) in relation to the valuation of Securities, Equivalent Securities, Collateral and/or Collateral equivalent to type (g) (more specifically referred to in paragraph 1.1 in Schedule I), such price as is equal to the mid market quotation of such Securities, Equivalent Securities,

Collateral and/or Equivalent Collateral as derived from a reputable pricing information service (such as the services provided by SEATS or Reuters) reasonably chosen in good faith by the Lender or if unavailable the market value thereof as derived from the prices or rates bid by a reputable dealer for the relevant instrument reasonably chosen in good faith by the Lender, in each case at Close of Business on the previous Business Day; and

(b) in relation to the valuation of Securities, Equivalent Securities, Collateral and/or Collateral equivalent to Collateral types (b)-(f) (more specifically referred to in paragraph 1.1 in Schedule l), the market value thereof as derived from the prices or rates bid by a market maker or reputable dealer for the relevant instrument reasonably chosen by the Lender in good faith or, in the absence of such a bid, the average of the rates bid by two leading market makers reasonably chosen in good faith by the Lender in each case at Close of Business on the previous Business Day.

Relevant Payment Date has the meaning given in clause 4.2(a).

Required Collateral Value has the meaning given in clause 6.3.

Rules means the rules for the time being of the Stock Exchange (where either Party is a member of the Stock Exchange) and/or any other regulatory authority whose rules and regulations shall from time to time affect the activities of the Parties pursuant to this Agreement (provided that in an Event of Default, where either Party is a member of the Stock Exchange, the Rules and Regulations of the Stock Exchange shall prevail).

Securities means "eligible securities" within the meaning of section 26BC(l) of the Tax Act which the Borrower is entitled to borrow from the Lender in accordance with the Rules and which are the subject of a loan pursuant to this Agreement and such term shall include the certificates or other documents of title (if any) in respect of the foregoing.

Settlement Date means the date upon which Securities are or are to be transferred to the Borrower in accordance with this Agreement.

Standard Settlement Time, in relation to Australian Securities, means T + 5 Australian business days on which the Australian Stock Exchange Limited is open for trading, or such lesser time in which transactions in Australia in listed securities are customarily required to be settled.

Stock Exchange means the Australian Stock Exchange Limited.

Tax Act means the Income Tax Assessment Act 1936 (Commonwealth of Australia).

Transfer of Dividend Statement, in relation to Dividends, means a properly completed document in the form, or substantially in the form, of Appendix 6.26 to the Rules or a properly completed statement in another approved form within the meaning of the definition of that term in section 160APA of the Tax Act.

Unfranked Dividend means a Dividend no part of which has been franked in accordance with the Tax Act.

Value at any particular time means, in relation to Securities and Equivalent Securities, the Reference Price thereof then current and in respect of Collateral and/or Equivalent Collateral such worth as determined in accordance with paragraph 1.2 in Schedule 1.

27 Governing Law and Jurisdiction

  • 27.1 [Governing law] This Agreement is governed by, and shall be construed in accordance with, the law in force in New South Wales, Australia.
  • 27.2 [Consent to jurisdiction] Each Party irrevocably and unconditionally submits to the non-exclusive jurisdiction of the courts of New South Wales in respect of any dispute in connection with this Agreement.

EXECUTED as an agreement

Schedule 1 - Particulars

  • 1 COLLATERAL (see definition in clause 26, and also clause 6)
  • 1.1 Types (see defirzition of "Collateral" in clause 26)

Collateral acceptable under this Agreement may include the following or otherwise, as agreed between the Parties from time to time, whether transferable by hand or within a depositary:

  • (a) Cash;
  • (b) Australian Government Inscribed Stock;
  • (c) Australian, State or Territory Government stock, bonds or promissory notes (including those issued by any statutory corporation such as Treasury Corporation of New South Wales);
  • (d) Bills of exchange accepted by any bank carrying on business in Australia ("Bankers Acceptances");
  • (e) Promissory notes issued by any such bank;
  • (f) Certificates of Deposit issued by any such bank;
  • (g) Corporate bonds in registrable or bearer form;
  • (h) Irrevocable Standby Letters of Credit issued or confirmed by any such bank.

1.2 Valuation of Collateral (see definition of "Value" in clause 26 and clause 6.2)

Collateral provided in accordance with this Agreement shall be evaluated by reference to the following, or by such means as the Parties may from time to time agree:

  • (a) in respect of Collateral type (a), the amount thereof in, or converted into, the Base Currency;
  • (b) in respect of Collateral type (b), the value calculated by reference to the middle market price of each stock as determined daily by the Reserve Bank of Australia, adjusted to include the accumulated interest thereon;
  • (c) in respect of Collateral types (c) to (g), the Reference Price thereof;
  • (d) in respect of Collateral type (h), the value specified therein.

1.3 Margin (see definition in clause 26 and clause 6.3)

The Value of any Collateral delivered, or to be delivered, pursuant to clause 6 by the Borrower to the Lender under the terms and conditions of this Agreement shall on each Business Day represent not less than the Value of the borrowed Securities together with the following additional percentages, hereinbefore referred to as ("the Margin"), unless otherwise agreed between the Parties:

(a) in the case of Collateral type (a): 5%; or

  • (b) in the case of Collateral types (b) to (f) and (h): 5% (except that, for Certificates of Deposit, the Margin shall be the accumulated interest thereon); or
  • (c) in the case of Collateral type (g): 5%.

If the Value of the borrowed Securities includes any margin over the mid market price of the borrowed Securities, this shall be taken into account in determining the Margin applicable.

1.4 Basis of Margin Maintenance (see clause 6.4)

Minimum period after demand for transferring Collateral or Equivalent Collateral:

  • (a) Cash Collateral: within one Business Day;
  • (b) Equivalent Collateral: not less than the Standard Settlement Time for such Collateral or the equivalent time on the exchange or clearing organisation through which the relevant Collateral is to be, or was originally, delivered;
  • (c) Other Collateral (ie a Letter of Credit): within two Business Days.

1.5 Minimum adjustments (see clauses 6.2(a)(ii) and (iii))

  • (a) The Lender may not demand that further Collateral be provided by the Borrower if the aggregate deficiency calculated in accordance with clause 6.2 is less than the greater of:
  • (i) \$5,000; and
  • (ii) 2% of the Value of the Required Collateral Value.
  • (b) The Borrower may not demand the return of Collateral provided to the Lender if the Borrower has committed an Event of Default in respect of any transaction or if the aggregate excess calculated in accordance with clause 6.2 is less than the greater of:
  • (i) \$5,000; and
  • (ii) 2% of the Required Collateral Value.

2 BASE CURRENCY (see definition in clause 26 and clause 1.6)

The Base Currency applicable to this Agreement is Australian Dollars.

3 LENDER'S WARRANTIES (see clause 1 O(d))

clause 10(d) shall not apply.

4 VOTING (see clause 4.3)

Clause 4.3 does not apply.

5 PLACE OF BUSINESS (see definition of "Business Day" in clause 26)

Sydney.

6 ADDRESS FOR NOTICES AND STATUS OF PARTIES (see clause 20.1)

6.1 Address for notices or communications to Bankers Trust Australia Limited

Address: Level 15, The Chifley Tower, 2 Chifley Square, Sydney
NSW 2000
Attention: Sasha Conoplia
Facsimile No: 612 9259 9466
Telephone No: 612 9259 3057

which is an Australian Taxpayer.

6.2 Address for notices or communications to AMP Securities Pty Limited

Address: Level 16,33 Alfred Street, Sydney, NSW 2000

Attention: AMP Securities Pty Limited - Securities Lending Division

Facsimile No: 612 9257 5996

Telephone No: 612 9257 5238

Email:

which is an Australian Taxpayer.

7 COMPENSATION FOR LOSS OF FRANKING CREDITSIREBATES (see clause 9.2)

Is required by both parties unless expressly stated in a confirmation.

8 COMPENSATION FOR LOSS OF INTERCORPORATE DIVIDEND REBATE (see clause 9.3)

Is required by both parties unless expressly stated in a confirmation.

Schedule 2 Specimen Form of Borrowing Request (see clause 2.1 and definition of "Borrowing Request" in clause 26)

To: [Name and Address of Lender]

This is a Borrowing Request under the Master Securities Lending Agreement between us dated # (the "Agreement")

1 We wish to make the following borrowing of Securities: (a) Description of Securities: # [eg "fully paid ordinary shares in # "1 (b) Amount of Securities: # [eg "1 million"] (c) Proposed Settlement Date of # [eg "today"] Borrowing: (d) Time, Mode and Place of Delivery of Securities, including (as appropriate) settlement system and account to which delivery is to be made: # [eg "to the account of #, HIN #, in CHESS"] (e) Duration of Loan: No longer than eleven months and 20 days after the Borrowed Securities are delivered under this Borrowing Request. (f) Type of Collateral: # [eg "Cash"] (g) Time, Mode and Place of Delivery of # [eg "dvp on CHESS"] Collateral: (h) Rates (see clause 5.1 of the #[eg (a) " #% per annum on the Cash Agreement): Collateral", or (b) "# % per annum on the daily value of the Borrowed Securities" as appropriate]. 2 Please confirm your acceptance of this Borrowing Request by return fax.

Dated : #

For and on behalf of [Name of Borrower]

Signature of Authorised Representative

Name and title of Authorised Representative

Schedule 3 Supplementarv Terms and Conditions (if anv)

This Schedule forms part of and amends the Master Securities Lending Agreement (including Schedule 1) to which it is a Schedule, as follows:

  1. The following words should be added to the end of the existing clause 2.1 :

"The Borrowing Request may be made orally by the Borrower. Following receipt of the Borrowing Request the Lender, in its absolute discretion, may accept the Borrowing Request by serving on the Borrower a Confirmation."

  • 2. The following new clauses shall be added:
  • "2.3 [Securities Lending Agreement] The Borrower shall at all times not do any act or thing which may cause this Agreement to not qualify as a written agreement of the kind known as a securities lending agreement for the purposes of Section 26BC(3) of the Income Tax Assessment Act."
  • "4.4 [Other Corporate Actions] Each Party hereby undertakes to procure that all reasonable instructions received from the other Party in respect of conversions, subdivisions consolidations, redemption's, takeovers, and pre-emptions, are complied with in respect of such Securities, Equivalent Securities, Collateral and/ or Equivalent Collateral PROVIDED THAT each Party shall notify the other of its instructions in writing no later than five (5)Business Days prior to the date upon which such action is to be taken, unless otherwise agreed between the Parties."
  • "14.6 [Warranty as to Beneficial Ownership] When AMP lends or borrows as Agent, AMP hereby warrants to BTAL that, at the time of entering into and, at all times during, an Agency Transaction, the Principal on who's behalf the Agency Transaction has been entered into is authorised and entitled to, in the case of lending Securities, lend Securities and to deliver beneficial ownership of the Securities free from all liens, charges and encumbrances and, in the case of borrowing Securities, borrow Securities and deal with them as contemplated by this Agreement."
  • "14.7 [Warranty as to Authority of Principal] AMP, as Agent, warrants that each Principal on whose behalf AMP enters into Agency Transactions is authorised to and, has the power to, enter into the lending or borrowing of Securities as contemplated by this Agreement.
  • "14.8 [BTAL not act as Agent] If BTAL lends securities to AMP under this Agreement, it will at all times do so as principal, not as agent."
  • "14.9 [Restriction on Agency Transactions] When AMP acts as Lender or Borrower, it may only enter into Agency Transactions, as Agent for and on behalf of a Principal, with BTAL if the Principal is:
    • (a) AMP Life Limited Statutory Funds No. 1,2 or 3; or
    • (b) such other person as is agreed in writing between AMP and BTAL, which written agreement shall form part of this Agreement, whether or not such written agreement is physically attached to this Agreement"

"14.10 [Netting and set-off] Any netting or set-off rights operate separately in relation to Agency Transactions entered into in connection with each separate Principal."

  • 3. Clause 14.1 is amended by deleting the words "for a third person (a "Principal")" in the second and third lines and replacing them with "for a Principal".
    1. The definition of "Principal" in Clause 26 should be deleted and replaced with "means the persons referred to in clause 14.9(a) and (b)".
    1. New definitions should be added to Clause 26 of the Agreement as follows:

"BTAL means Bankers Trust Australia Limited ACN 003 01 7 22 1 of Level 15, The Chifley Tower, 2 Chifley Square, Sydney NSW 2000."

"AMP means AMP Securities Pty Limited ACN 063 403 681 of Level 16,33 Alfred Street, Sydney NSW 2000 as agent for the Principals as provided for in clause 14.9."

  1. An additional Event of Default is to be added to clause 12.1 as follows:

"12.l(j) If the making of any law or treaty or, a change in the interpretation or application by any governmental agency of any law or treaty, makes it unlawful or grossly impracticable for a Lender (whether as Agent or otherwise, including a Principal which is subject to the law or treaty) to lend Securities."

Execution page

-.

Executed as an agreement

SIGNED by Robert Woods 1 as attorney for Bankers Trust Australia ) Limited in the presence of: j

Signature of witness
SASHA CONOPLIA
Name of witness
SIGNED by
as attorney for AMP Securities Pty
Limited in the presence of:
Signature of witness
Name of witness

................................... Signature

Son

Dc &50 1'3 C~ l~ §UlSS-{ 1S l- eQi--LOA'J AV\'l eQvunt), L'i9 c 1

Australian Securities Lending Association Limited

(ACN 054 944 482) Level 18, 20 Bond Street Sydney NSW 2000 Tel: (61 2) 9259 5898 Fax:. (61 2) 9259 5432

AUSTRALIAN MASTER SECUTITIES LENDING AGREEMENT *

(Version: 4 April 1997)

dated as of:

December 8, 2000

Between: (1)

CREDIT SUISSE FIRST BOSTONAUSTRALIA EQUITIES LIMITED

ACN: 068232 708

a company incorporated under the laws of Victoria

of Level 27, 101 Collins Street

Melbourne VIC 3000

And: (2) MACQUARIE BANKLIMITED

ACN: 008 583 542

a company incorporated under the laws of Australian Capital Territory

of Level 2, No. 1 Martin Place

Sydney NSW 2000

* This agreement is adaptedfrom the ISLA Overseas Securities Lender's Agreement (Version: December 1995, as amended by 1996 UK Tax Addendum), prepared by Clifford Chance, London, Englandfor use by parties required to meet UK Inland Revenue tax requirements.

* This agreement is also subject to the "Warning and Disclaimer" on the coversheet to the "User's Guide" relating to this agreement.

© Mallesons StephenJaques

SOLICITORS

GovemorPhillip Tower 1 Farrer Place Sydney NSW 2000 Telephone (612) 9296 2000 Fax (61 2) 9296 3999 DX 113 Sydney Ref: JCK

t

AGREEMENT

Recitals:

A. The Parties hereto are desirous of agreeing to a procedure whereby either one ofthem (the 'Lender') will make available to the other ofthem (the 'Borrower') from time to time Securities (as hereinafter defmed).

B. All transactions carried out under this Agreement will be effected in accordance with the Rules (as hereinafter defmed), if applicable, together with current market practices, customs and conventions, in so far as they are not inconsistent with the terms ofthis Agreement.

Operative provisions:

1 Interpretation

  • 1J [Definitions] The terms defined in clause 26 and in Schedule 1 have the meanings therein specified for the purposes ofthis Agreement.
  • 1.2 [Inconsistency] In the event of any inconsistency between the provisions of Schedule 1 and the other provisions ofthis Agreement, Schedule 1 will prevail. In the event of any inconsistency between the provisions (if any) of Schedule 3 and the other provisions ofthis Agreement (including Schedule 1), Schedule 3 will prevail. In the event of any inconsistency between the provisions of any Confirmation and this Agreement (including Schedules 1 and·3), such Confirmation will prevail for the purpose ofthe relevant transaction.
  • 1.3 [Single agreement] All transactions are entered into in reliance on the fact that this Agreement and all Confirmations form a single agreement between the Parties (collectively referred to as this 'Agreement'), and the Parties would not otherwise enter into any transactions.
  • 1.4 [Interpretation] In this Agreement:

l

  • (a) Unless the context otherwise requires:
  • (i) The singular includes the plural and vice versa.
  • (ii) A person includes a corporation.
  • (iii) A corporation includes any body corporate and any statutory authority.
  • (iv) A reference to a statute, ordinance, code or other law or the Rules includes regulations or other instruments under it or them and consolidations, amendments, re-enactments or replacements of any of them.
  • (b) Notwithstanding the use of expressions such as "borrow", ''lend'', "Collateral", "Margin", "redeliver' etc., which are used to reflect terminology used in the

market for transactions ofthe kind provided for in this Agreement, title to Securities ''borrowed'' or 'tent" and "Collateral" provided in accordance with this Agreement shall pass from one Party to another as provided for in this Agreement, the Party obtaining such title being obliged to'edeliver Equivalent Securities or Equivalent Collateral, as the case may be.

3

  • 1.5 [Headings] All headings appear for convenience only and shall not affect the interpretation ofthis Agreement.
  • 1.6 [Currency conversion] For the purposes of clauses 6, 8.3 and 8.4, when a conversion jnto the Base Currency is required, all prices, sums or values (including any Value, Offer Value and Bid Value) of Securities, Equivalent Securities, Collateral or Equivalent Collateral (including Cash Collateral) stated in currencies other than the Base Currency shall be converted into the Base Currency at the rate quoted by an Australian bank selected by theLender (or, if an Event of Default has occurred in relation to the Lender, by the Borrower) at or about 11.00am (Sydney time) on the day of conversion as its spot rate for the sale by the bank ofthe Base Currency in exchange for the relevant other currency.
  • 1.7 [Other agreements] Where at any time there is in existence any other agreement between the Parties the terms ofwhich make provision for the lending of Securities (as defined in this Agreement) as well as other securities, the terms ofthis Agreement shall apply to the lending ofsuch Securities to the exclusion of any othersuch agreement.
  • 1.8 [Nominees] Ifpayment is to be made to a Partys nominee or otherwise in accordance with the directions of a Party (whether by the other Party or by a third party), it shall be deemed, for the purposes ofthis agreement, to have been paid or made to the frrst mentioned Party.

2 Loans of Securities

  • 2.1 [Borrowing Request and acceptance thereof] The Lender will lend Securities to the Borrower, and the Borrower will borrow Securities from the Lender, in accordance with the terms and conditions ofthis.Agreement and with the Rules provided always that the Lender shall have received from the Borrower and accepted (by whatever means) a Borrowing Request.
  • 2.2 [Changes to a Borrowing Request] The Borrower has the right to reduce the amount of Securities referred to in, or otherwise vary, a Borrowing Requesprovided that:
  • (a) the Borrower has notified the Lender ofsuch reduction or variation no later than midday Australian Eastern standard or summer (as appropriate) time on the day which is two Business Days prior to the Settlement Date, unless otherwise agreed between the Parties, and
  • (b) the Lender shall have accepted such reduction or variation (by whatever means).

3 Delivery of Securities

[Delivery of Securities] The Lender shall procure the delivery of Securities to the Borrower or deliver such Securities in accordance with the relevant Borrowing Requestogether with appropriate instruments oftransfer (where necessary) duly stamped (where necessary) and such other instruments (if any) as may be requisite to vest title thereto in the BorrowerSuch Securities shall be deemed to have been delivered by the Lender to the Borrower on delivery to the Borrower or as it shall direct ofthe relevant instruments oftransfer and certificates or other documents oftitle (if any), or in the case of Securities title to which is registered in a computer based system which provides for the recording and transfer oftitle to the same by way of electronic entries (such as CHESS), on the transfer oftitle in accordance with the rules and procedures ofsuch system as in force from time to time, or by such other means as may be agreed.

4 Title, Distributions and Voting

  • 4.1 [Passing of title] The Parties shall execute and deliver all I).ecessary documents and give all necessary instructions to procure that all right, title and interest in:
  • (a) any Securities borrowed pursuant to clause 2;
  • (b) any Equivalent Securitiesredelivered pursuant to clause 7;
  • (c) any Collateral delivered pursuant to clause 6;
  • (d) any Equivalent Collateralredelivered pursuant to clauses 6 or 7,

shall pass from one Party to the other, on delivery oredelivery ofthe same in accordance with this Agreement, free from all liens, charges, equities and encumbrancesln the case of Securities, Collateral, Equivalent Securities or Equivalent Collateral title to which isregistered in a computer based system which provides for the recording and transfer oftitle to the same by way of electronic entries, delivery and transfer oftitle shall take place in accordance with the rules and procedures ofsuch system as in force from time to time.

4.2 [Distributions]

  • (a) [Cash distributions] Unless otherwise agreed, where Income is paid in relation to any Securities on or by reference to an Income Payment Date on which such Securities are the subject of a loan under this Agreement, the Borrower shall, on the date ofthe payment ofsuch Income, or on such other date as the Parties may from time to time agree, (the Relevant Payment Date') pay and deliver a sum ofmoney equivalent to the same to the Lender, irrespective ofwhether the Borrower received the same.
  • (b) [Non-cash distributions] Subject to paragraph (c) (unless otherwise agreed), where, in respect of any borrowed Securities or any Collateral, any rights relating to conversion, sub-division, consolidation, pre-emption, rights arising under a takeover offer or other rights, including those requiring election by the holder for the time being ofsuch Securities or Collateral, become exercisable prior to the redelivery ofEquivalent Securities or Equivalent Collateral, then the Lender Or Borrower, as the case may be, may, within a reasonable time before the latest time for the exercise ofthe right or option, give written notice to the other Party that, onredelivery ofEquivalent Securities or Equivalent

Collateral, as the case may be, it wishes to receive Equivalent Securities or Equivalent Collateral in such form as will arise ifthe right is exercised or, in the case of a right which may be exercised in more than one manner, is exercised as is specified in such written notice.

  • (c) [Tax Act ss 26BC(3)(c)(ii) and (v) requirements] Notwithstanding paragraph (b), where, in respect of any Borrowed Securities or any Collateral, the relevant issuer company, trustee, government or government authority issues any right or option in respect ofthe Borrowed Securities or Collateral, as the case may be, the Borrower or the Lender, respectively, must deliver or make, as the case may be, to the other Party on the date ofsuch issue or on such other date as the Parties may from time to time agree:
  • (i) the right, or option; or
  • (ii) an identical right or option; or
  • (iii) a payment equal to the value to the Lender or the Borrower, respectively, ofthe right or option;

together with any such endorsements or assignments as shall be customary and appropriate.

(d) [Manner of payment] Any payment to be made by the Borrower under this clause shall be made in a manner to be agreed between the Parties.

4.3 [Voting] Unless paragraph 4 in Schedule 1 specifies that this clause 4.3 does not apply, each Party undertakes that, where it holds Securities ofthe same description as any Securities borrowed by it or transferred to it by way ofCollateral at a time when a right to vote arises in respect ofsuch Securities, it will use its best endeavours to arrange for the voting rights attached to such Securities to be exercised in accordance with the instructions ofthe Lender or Borrower (as the case may beprovided always that each Party shall use its best endeavours to notify the other ofits instructions in writing no later than seven Business Days prior to the date upon which such votes are exercisable, or as otherwise agreed between the Parties, and that the Party concerned shall not be obliged so to exercise the votesin respect ofthe number of Securities greater than the number so lent or transferred to it.For the avoidance of doubt, the Parties agree that, subject as hereinbefore provided, any voting rights attaching to the relevant Securities, Equivalent Securities, Collateral and/or Equivalent Collateral shall be exercisable by the persons in whose name they are registered, or in the case of Securities, Equivalent Securities, collateral and/or Equivalent Collateral in bearer form by the persons by or on behalf ofwhom they are held, and not necessarily by the Borrower orthe Lender (as the case may be).

5 Fees

  • 5.1 [Fees] In respect of each loan of Securities:
  • (a) for which the Collateral is cash:

    • (i) the Lender must pay a fee to the Borrower in respect ofthe amount of that Collateral, calculated at the rate agreed between them; and
  • (ii) unless the Parties otherwise agree, the Borrower is not obliged to pay a fee to the Lender;

  • (b) for which there is no Cash Collateral, the Borrower must pay a fee to the Lender, calculated at the rate agreed between them.
  • 5.2 [Where there are different types of Collateraij Where the Collateral comprises only partly cash, clause 5.1 is to be construed as ifthere were separate loans of Securities, one secured solely by Cash Collateral and the other secured solely by noncash Collateral.
  • 5.3 [Calculation of fees] In respect of each loan of Securities, the payments referred to in clause 5.1 ofthis clause shall accrue daily in respect ofthe period commencing on and inclusive ofthe Settlement Day and tenninating on and exclusive ofthe Business Day upon which Equivalent Securities areredelivered or Cash Collateral is repaid. Unless otherwise agreed, the sums so accruing in respect of each calendar month shall be paid in arrears by the Borrower to the Lender or to the Borrower by the Lender (as the case may be) not later than the Business Day which is one week after the last Business Day ofthe calendar month to which such payment relate or such other date as the Parties from time to time agree. Any payment made pursuant to clause 5.1 shall be in Australian currency, unless otherwise agreed, and shall be paid in such manner and at such place as shall be agreed between the Parties.

6 Collateral

  • 6.1 [Borrowers obligation to provide Collateral] Unless otherwise agreed, subject to the other provisions ofthis clause 6, the Borrower undertakes to deliver to or deposit with the Lender (or in accordance with the Lenders instructions) Collateral ofthe kind specified in the relevant Borrowing Request or as otherwise agreed between the Parties (together with appropriate instruments oftransfer duly stamped (where necessary) and such other instruments as may be requisite to vest title thereto in the Lender} simultaneously with delivery ofthe Borrowed Securities by the Lender.
  • 6.2 [Global margining]
  • (a) [Adjustments to Collateral] Unless otherwise agreed between the Parties, subject to paragraph (b), clause 6.4 and paragraph 1.5 in Schedule 1:

    • (i) The aggregate Value ofthe Collateral delivered to or deposited with the Lender or its nominated bank or depositary (excluding any Collateral repaid orredelivered under paragraph (ii) below (as the case may be» in respect ofall loans of Securities outstanding under this Agreement ("Posted Collateral') shall from day to day and at any time be at least the aggregate ofthe Required Collateral Values in respect of such loans.
    • (ii) If at any time the aggregate Value ofthe Posted Collateral in respect of all loans of Securities outstanding under this Agreement exceeds the aggregate ofthe Required Collateral Values in respect ofsuch loans, the Lender shall (on demand) repay such Cash Collateral and/or redeliverto the Borrower such Equivalent Collateral as will eliminate the excess.
  • (iii) If at any time the aggregate Value ofthe Posted Collateral in respect of all loans of Securities outstanding under this Agreement falls below the aggregate ofRequired Collateral Values in respect of all such loans, the Borrower shall (on demand) provide such further Collateral to the Lender as will eliminate the deficiency.

  • (b) [Netting of Collateral obligations where a Party is both Lender and Borrower] Unless otherwise agreed between the Parties, subject to clause 6.4 and paragraph 1.5 in Schedule 1, where paragraph (a) applies, if a Party (the "first Party') would, but for this paragraph, be required under paragraph (a) to repay Cash Collatera1,redeliver Equivalent Collateral or provide further Collateral in circumstances where the other Party (the'secoud Party') would, but for this paragraph, also be required to repay Cash Collateral, redeliver Equivalent Collateral or provide further Collateral under paragraph (a), then the Value ofthe Cash Collateral, Equivalent Collateral or further Collateral deliverable by the first Party (X') shall be set-off against the Value ofthe Cash Collateral, Equivalent Collateral or further Collateral deliverable by the second Party ey') and the only obligation ofthe Parties under paragraph (a) shall be, where X exceeds Y, an obligation ofthe fi;rst Party, or where Y exceed X, an obligation ofthe second Party, (on demand) to repay Cash Collateral,redeliver Equivalent Collateral or deliver further Collateral having a Value equal to the difference between X and Y.
  • 6.3 [Required Collateral Value] For the purposes of clause 6.2(a), the Value ofthe Posted Collateral to be delivered or deposited in respect ofany loan of Securities, while the loan of Securities continues, shall be equal to the aggregate ofthe Value of the borrowed Securities and the Margin applicable thereto (the Required Collateral Value').
  • 6.4 [Time for payment/repayment of Collateral] Except as provided in clause 6.1 or clause 6.6, where any Cash Collateral is to be repaid, Equivalent Collateral is to be rede1ivered or further Collateral is to be provided under this clause 6, it shall be paid or delivered as stated in paragraph 1.4 in Schedule 1.
  • 6.5 [Substitution ofAlternative Collatera~ The Borrower may from time to time call for the repayment ofCash Collateral or thcrede1ivery ofEquivalent Collateral prior to the date on which the same would otherwise have been repayable orede1iverable, provided that, at the time ofsuch repayment orrede1ivery, the Borrower shall have delivered or delivers Alternative Collateral acceptable to the Lender.

6.6 [Return of CollaterallEquivalent Collateral onredelivery ofEquivalent Securities]

  • (a) Cash Collateral shall be repaid and Equivalent Collateral shall bredelivered at the same time as Equivalent Securities in respect ofthe Securities borrowed are rede1ivered.
  • (b) Where Collateral is provided through a book entry transfer system (such as Austraclear or RITS), the obligation ofthe Lender shall be t<Jede1iver Equivalent Collateral through such book entry transfer system in accordance with this Agreement. Ifthe loan of Securities in respect ofwhich Collateral was provided has not been discharged when the Equivalent Collateral is redelivered, any payment obligation generated within the book entry transfer system on suchredelivery shall, until the loan of Securities is discharged or

further Collateral is provided, be deemed to constitute an obligation to pay Cash Collateral.

  • 6.7 [Receipt by Lender ofIncome on Collateral] Where Collateral (other than Cash Collateral) is delivered in respect ofwhich any Income may become payable and an Income Payment Date in respect ofthat Collateral occurs prior to theedeliveiy of Equivalent Collateral, then, unless such Income is paid directly to the Borrower, the Lender shall, on the date on which such Income is paid or on such other date as the Parties may from time to time agree, pay and deliver a sum ofmoney or property equivalent to such Income (with any such endorsements or assignments as shall be customary and appropriate to effect the delivery) to the Borrower.
  • 6.8 [Borrowers rights re Collateral are not assignable] The Borrower may not assign, transfer or otherwise dispose of, or mortgage, charge or otherwise encumber, or otherwise deal with its rights in respect of any Collateral without the prior written consent ofthe Lender.
  • 6.9 [Lender may set off obligation to repay or return Equivalent Collatera~ Ifthe Borrower fails to comply with its obligation tcredeliver Equivalent Securities, the obligation ofthe Lender in respect of any Collateral may be the subject of a set-offin accordance with clause 8.
  • 6.10 [Collateral provided to Lenders Nominee] Without limiting clause 1.8, where Collateral is provided to the Lenders nominee, any obligation under this Agreement to repay orredeliver or otherwise account for Equivalent Collateral shall be an obligation ofthe Lender, notwithstanding that any such repayment aredelivery may be effected in any particular case by the nominee.

7 Redelivery of Equivalent Securities

  • 7.1 [Borrowers obligation to redeliver Equivalent Securities] The Borrower undertakes to redeliver Equivalent Securities in accordance with this Agreement and the terms ofthe relevant Borrowing Request.
  • 7.2 [Lender may call for early redelivery of Equivalent Securities] Subject to clause 8 and the terms ofthe relevant Borrowing Request, the Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day ofnot less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed Securities were originally delivered. The Borrower shall as hereinafter providedredeliver such Equivalent Securities not later than the expiry ofsuch notice in accordance with the Lenders instructions.
  • 7.3 [Lender may terminate loan ifBorrower defaults] Ifthe Borrower does not redeliver Equivalent Securities in accordance with such call, the Lender may elect to continue the loan of Securities ;provided that, ifthe Lender does not elect to continue the loan, the Lender may by written notice to the Borrower elect to terminate the relevant loan. Upon the expiry ofsuch notice the provisions of clauses 8.2 to 8.5 shall apply as ifupon the expiry ofsuch notice an Event ofDefault had occurred in relation to the Borrower (who shall thus be the Defaulting Party for the purposes of this Agreement) and as ifthe relevant loan were the only loan outstanding.

  • 7.4 [Consequence of exercise of "buy-in" against Lender, as a result ofBorrower default] In the event that, as a result ofthe failure ofthe Borrowert<redeliver Equivalent Securities to the Lender in accordance with this Agreement, a ''buy-in''is exercised against the Lender, then, provided that reasonable notice has been given to the Borrower ofthe likelihood ofsuch a ''buy-in': the Borrower shall account to the Lender for the total costs and expenses reasonably incurred by the Lender as a result ofsuch ''buy-in''.

  • 7.5 [Right ofBorrower to terminate loan early] Subject to the terms ofthe relevant Borrowing Request, the Borrower shall be entitled at any time to terminate a particular loan·of Securities and toredeliver aU and any Equivalent Securities due and outstanding to the Lender in accordance with the Lenders instructions.

8 Set-off etc.

  • 8.1 [Requirement for simultaneous delivery] On the date and time that Equivalent Securities are required to beredelivered by the Borrower in accordance with the provisions ofthis Agreement the Lender shall simultaneouslyedeliver the Equivalent Collateral and repay any Cash Collateral held (in respect ofthe Equivalent Securities to be redelivered) to the Borrower. Neither Party shall be obliged to make delivery (or make a payment as the case may be) to the other unless it is satisfied that the other Party will make such delivery (or make an appropriate payment as the case may be)to it simultaneously. Ifit is not so satisfied (whether because an Event .ofDefaulthas occurred in respect ofthe other Party or otherwise), it shall notifY the other Party and, unless that other Party has made arrangements which are sufficient to assure full delivery (or the appropriate payment as the case may be) to the notifYing Party, the notifYing Party shall (provided it is itselfin a position, and willing, to perform its own obligations) be entitled to withhold delivery (or payment, as the case may be) to the other Party.
  • 8.2 [Netting following occurrence of Event of Defaul~ If an Event ofDefault occurs in relation to either Party, the Parties'delivery and payment obligations (and any other obligations they have under this Agreement) shall be accelerated so as to require performance thereof at the time such Event ofDefault occurs (the date ofwhich shall be the "Performance Date" for the purposes ofthis clause), and in such event:
  • (a) the Relevant Value ofthe Securities to be delivered (or payment to be made, as the case may be) by each Party shall be established in accordance with clause 8.3; and
  • (b) on the basis ofthe Relevant Values so established, an account shall be taken (as at the Performance Date) ofwhat is due from each Party to the other and (on the basis that each Partys claim against the other in respect of delivery of Equivalent Securities or Equivalent Collateral or any cash payment equals the Relevant Value thereof) the sums due from one Party shall be set-off against the sums due from the other and only the balance ofthe account shall be payable (by the Party having the claim valued at the lower amount pursuant to the foregoing) and such balance shall be payable on the Performance Date.
  • 8.3 [Relevant Value] For the purposes of clause 8.2 the Relevant Value:
  • (a) of any cash payment obligation shall equal its par value (disregarding any amount taken into account under (b) or (c) below);

"I'

  • (b) of any Securities to be delivered by the Defaulting Party shall, subject to clause 8.4(b) and (c) below, equal the Offer Value thereof; and
  • (c) of any Securities to be delivered to the Defaulting Party shall, subject to clause 8.4(b) and (c) below, equal the Bid Value thereof.

8.4 [Bid Value/Offer Value]

  • (a) For the purposes of clause 8.3, but subject to (b) and (c) below, the Bid Value and Offer Value of any Securities shall be calculated as at the Close of Business in the most appropriate market for Securities ofthe relevant description (as determined by the Non-Defaulting Party) on the first Business Day following the Performance Date, or, ifthe relevant Event ofDefault occurs outside the normal business hours ofsuch market, on the second Business Day following the Performance Date (the Default Valuation Time').
  • (b) Where the Non-Defaulting Party has, following the occwrence of an Event of Default but prior to the Default Valuation Time, purchasedSecurities forming part ofthe same issue and being of an identical ty,peand description to those to be delivered by the Defaulting Party and in substal)tially the same amount as those Securities or sold Securities forming part ofthe same issue and being of an identical type and description to those tobe delivered by himto the Defaulting party and in substantially the same amount as those Securities, the cost ofsuch purchase or the proceeds ofsuch sale, as! the case may be, (taking into account all reasonable costs, fees and expenses that would be incurred in connection therewith) shall be treated as the Offer Value or Bid Value, as the case may be, ofthe relevant Securities forthe purposes ofthis clause 8.
  • (c) Where the amolmt of any Securities sold or purchased as mentioned in (b) above is not in substantially the same amount as those Securities to be valued for the purposes of clause 8.3, the Offer Value or the Bid Value (as the case may be) ofthose Securities shall be ascertained by:
  • (i) dividing the net proceeds ofsale or cost ofpurchase by the amount of the Securities sold or purchased so as to obtain a net unit price; and
  • (ii) multiplying that net unit price by the amount ofthe Sicurities to be valued. .I
  • 8.5 [Interpretation: "Securities"] Any reference in this clause 8 to srcurities shall include any asset other than cash provided by way ofCollateral.
  • 8.6 [Interpretation: "Event of Default"] Ifthe Borrower or the Lender for any reason fails to comply with its respective obligations under clause 6.6 in rdspect ofthe redelivery ofEquivalent Collateral or the repayment ofCash Collat~ral, such failure shall be an Event ofDefault for the purposes ofthis clause 8, and tHe person failing to comply shall thus be the Defaulting Party. I
  • 8.7 [Waiver of right to require simultaneous deliveryJ Subject to and without prejudice to its rights under clause 8.1, either Party may from time to time in accordance with market practice and in recognition ofthe practical difficulties in arranging simultaneous delivery of Securities, Collateral and cash transfers waive its right under this Agreement in respect ofsimultaneous delivery and/or payment;

provided that no such waiver in respect of one transaction shall bind it in respect of any other transaction.

9 Stamp duty, taxes etc and loss of tax benefits

9.1 [Stamp duty etc] The Borrower hereby undertakes promptly to pay and account for any transfer or similar duties or taxes, and any loan security or other stamp duties, (if any) chargeable in connection with any transaction effected pursuant to ot contemplated by this Agreement, and shall indemnifY and keep indemnified the Lender against any liability arising in respect thereof as a result ofthe Borrowers failure to do so.

9.2 [Borrower to give Transfer of Dividend Statement to Lender re franked dividends] If:

  • (a) an Income Payment Date occurs during an Income Determination Period in relation to a particular loan of Securities;
  • (b) had the Lender been the holder ofthose Securities on the relevant Income Payment Date, it would have received a Franked Dividend in respect ofthose Securities;
  • (c) the Agreement or the relevant Confirmation states that the Lender is an Australian Taxpayer;
  • (d) the failure ofthe Lender to receive a Franked Dividend is not due to any unreasonable act or omission by or on behalf ofthe Lender; and
  • (e) neither item 7 in Schedule 1 nor the relevant Confirmation states that the Lender is not entitled to compensation for the loss offranking credits/rebates;

then:

  • (f) the Borrower must either:
  • (i) as soon as practicable, and in any event within [10 Business Days] after the relevant Income Payment Date, give to the Lender a Transfer of Dividend Statement in respect ofthose Securities (which the Borrower is to be taken as having warranted is correct in all material respects and is effective for the purposes ofDivision 6A·ofPart IIIAA ofthe Tax Act); or
  • (ii) on the [10th Business Day] after the relevant Income Payment Date pay to the Lender an amount equal to the franking credit referable to the Franked Dividend.

9.3 [Borrower to compensate corporate Lender for loss ofintercorporate dividend rebate re unfranked dividends] If:

(a) an Income Payment Date occurs during an Income Determination Period in relation to a particular loan of Securities;

  • (b) had the Lender been the holder ofthose Securities on the relevant Income Payment Date, it would have received an Unfranked Dividend in respect of those Securities;
  • (c) the Agreement or the relevant Confirmation states the Lender is entitled to compensation for the loss oftheintercorporate dividend rebate under the Tax Act;
  • (d) the failure ofthe Lender to qualify for that rebate is not due to any unreasonable act or omission by or on behalfofthe Lender; and
  • (e) neither item 8 ofthe Agreement nor the relevant Confirmation states thatthe Lender is not entitled to compensation for the loss ofthat rebate;

then the Borrower must pay to the Lender an amount calculated as follows:

$$
\mathbf{P} = \underline{\mathbf{DT}}_{1-T}
$$

Where:

P = the amount payable;

D = the amount ofthe Unfranked Dividend; and

  • T = the rate ofincome tax, expressed as a decimal, determined under the Tax Act at the relevant Income Payment Date as that payable in respect ofthe taxable income of a company (other than a private company, a company in the capacity of a trustee or a non-profit company that is a friendly society dispensary).
  • 9.4 ["Notifiable consideration" for the purposes of s26BC(3)(d) ofthe Tax Act] For the purposes ofsection 26BC(3)(d) ofthe Tax Act, the notifiable consideration in respect of any loan of Securities is dissected as follows:
  • (a) a fee see clause 5.1(as applicable); and
  • (b) other consideration see clauses 4.2, 6 and 9 and the definition of''Equivalent Securities" in clause 26.

10 Lenders warranties

[Lenders warranties] Each Party hereby warrants and undertakes to the other on a continuing basis, to the intent that such warranties shall survive the completion of any transaction contemplated by this Agreement, that, where acting as a Lender:

  • (a) it is duly authorised and empowered to perform its duties and obligations under this Agreement;
  • (b) it is not restricted under the terms ofits constitution or in any other manner from lending Securities in accordance with this Agreement or from otherwise performing its obligations under this Agreement;

  • (c) it is absolutely entitled to pass full legal and beneficial ownership of all Securities provided by it under this Agreement to the Borrower free from all liens, charges, equities and encumbrances; and

  • (d) where paragraph 3 in Schedule 1 specifies that this clause 1O(d) applies, it is not resident in Australia for the purposes ofthe Tax Act and either:
  • (i) does not have a branch or other permanent establishment in Australia for the purposes ofthe Tax Act or of any applicable double tax agreement between Australia and its country oftax residence; or
  • (ii) ifit does have such a branch or other permanent establishment in Australia, that the loan is not entered into in the course of carrying on business through such branch or permanent establishment.

11 Borrowers warranties

[Borrowers warranties] Each Party hereby warrants and undertakes to the other on a continuing basis, to the intent that such warranties shall survive the completion of any transaction contemplated by this Agreement, that, where acting as a Borrower:

  • (a) it has all necessary licences and approvals, and is duly authorised and empowered, to perform its duties and obligations under this Agreement and will do nothing prejudicial to the continuation ofsuch authorisation, licences or approvals;
  • (b) it is not restricted under the terms ofits constitution or in any other manner from borrowing Securities in accordance with this Agreement or from otherwise performing its obligations under this Agreement;
  • (c) it is absolutely entitled to pass full legal and beneficial ownership of all Collateral provided by it under this Agreement to the Lender free from all liens, charges, equities and encumbrances; and
  • (d) it is acting as principal in respect ofthis Agreement.

12 Events of Default

  • 12.1 [Events of Default] Each ofthe following events occurring in relation to either Party (the "Defaulting Party", the other Party being the ''Non-Defaulting Party') shall be an Event ofDefault for the purpose of clause 8:
  • (a) the Borrower or Lender failing to payor repay Cash Collateral or deliver or redeliver Collateral or Equivalent Collateral upon the due date, and the Non-Defaulting Party serves written notice on the Defaulting Party;
  • (b) the Lender or Borrower failing to comply with its obligations under clause 6, and the Non-Defaulting Party serves written notice on the Defaulting Party;
  • (c) the Borrower failing to comply with clause 4.2, clause 9.2 or clause 9.3 and the Non-Defaulting Party serves written notice on the Defaulting Party;

14 (d) an Act ofInsolvency occurring with respect to the Lender or the Borrower and (except in the case of an Act ofInsolvency which is the presentation of a petition for winding up or any analogous proceeding or the appointment ofa liquidator or analogous officer ofthe Defaulting Party in which case no such notice shall be required) the Non-Defaulting Party serves written notice on the Defaulting Party; (e) any representations or warranties made by the Lender or the Borrower being incorrect or untrue in any material respect when made or repeated or deemed to have been made or repeated, and the Non-Defaulting Party serves written notice on the Defaulting Party; (f) the Lender or the Borrower admitting to the other that it is unable to, or it intends not to, perform any ofits obligations hereunder and/or in respect of any loan hereunder, and the Non-Defaulting Party serves written notice on the Defaulting Party; (g) the Lender (if appropriate) or the Borrower being declared in default by the appropriate authority under the Rules or being suspended or expelled from membership of or participation in any securities exchange or association or other self-regulatory organisation, or suspended from dealing in securities by any government agency, and the Non-Defaulting Party serves written notice on the Defaulting Party; (h) any ofthe assets ofthe Lender or the Borrower or the .assets ofinvestors held by or to the order ofthe Lender or the Borrower being ordered to be transferred to a trustee by a regulatory authority pursuant to any securities regulating legislation and the Non-Defaulting Party serves written notice on the Defaulting Party, or (i) the Lender or the Borrower failing to perform any other ofits obligations hereunder and not remedying such failure within 30 days after the Non-Defaulting Party serves written notice requiring it to remedy such failure, and the Non-Defaulting Party serves a further written notice on the Defaulting Party. 12.2 [Obligation of each Party to notify its Event ofDefanl~ Each Party shall notify the other if an Event ofDefault occurs in relation to it. 13 Outstanding payments [Default interest] In the event of either Party failing to remit sums in accordance with this Agreement, such Party hereby undertakes to pay to the other Party upon demand interest (before as well as after judgment) on the net balance due and outstanding, for the period commencing on and inclusive ofthe original due date for payment to (but excluding) the date

[

I[

of actual payment, in the same currency at a rate per annum equal to the cost (without proof or evidence of any actual cost) to the relevant payee (as certified by it in good faith) ifit were to fund or offunding the relevant amount, plus 2% (or other agreed percentage) per annum.

14 Transactions entered into as agent

  • 14.1 [Agency Transactions] Subject to the following provisions ofthis clause, the Lender may enter into loans as agent (in such capacity, the 1\gent') for a third person (a "Principaf), whether as custodian or investment manager or otherwise (a loan so entered into being referred to in this clause as an ?\gency Transaction).
  • 14.2 [Conditions for Agency Transactions] A Lender may enter into an Agency Transaction if, but only if:
  • (a) it specifies that loan as an Agency Transaction at the time when it enters into it;
  • (b) it enters into that loan on behalf of a single Principal whose identity is disclosed to the Borrower (whether by name or by reference to a code or identifier which the Parties have agreed will be used to refer to a specified Principal) at the time when it enters into the loan; and
  • (c) it has at the time when the loan is entered into actual authority to enter into the loan and to perform on behalf ofthat Principal all ofthat Principals obligations under the agreement referred to in clause 14.4(b) below.
  • 14.3 [Undertakings by Lender] The Lender undertakes that, ifit enters as agent into an Agency Transaction, forthwith upon becoming aware:
  • (a) of any event which constitutes an Act ofInsolvency with respect to the relevant Principal; or
  • (b) of any breach of any ofthe warranties given in clause 14.5 below or of any event or circumstance which has the result that any such warranty would be untrue ifrepeated by reference to the current facts,

it will inform the Borrower ofthat fact and will, ifso required by the Borrower, furnish it with such additional information as it may reasonably request.

14.4 [Conseqnences of Agency Transaction]

  • (a) Each Agency Transaction shall be a transaction between the relevant Principal and the Borrower and no person other than the relevant Principal and the Borrower shall be a party to or have any rights or obligations under an Agency Transaction. Without limiting the foregoing, the Lender shall not be liable as principal for the performance Qf an Agency Transaction or for breach of any warranty contained in clause 1D(d) ofthis Agreement, but this is without prejudice to any liability ofthe Lender under any other provision ofthis clause.
  • (b) All the provisions ofthe Agreement shall apply separately as between the Borrower and each Principal for whom the Agent has entered into an Agency Transaction or Agency Transactions as if each such Principal were a party to a separate agreement with the Borrower in all respects identical with this Agreement other than this paragraph and as ifthe Principal were Lender in respect ofthat agreement;provided that:
  • (i) ifthere occurs in relation to the Agent an Event or Default or an event which would constitute an Event of Default ifthe Borrower served

.-

written notice under any paragraph of clause 12, the Borrower shall be entitled by giving written notice to the Principal (which notice shall be validly given to the Lender in accordance with clause 20) to declare that, by reason ofthat event, an Event ofDefault is to be treated as occurring in relation to the Principal. Ifthe Borrower gives such a notice, then an Event ofDefault shall be treated as occurring in relation to the Principal at the time when the notice is deemed to be given; and

  • (ii) ifthe Principal is neither incorporated nor has established a place of business in Australia, the Principal shall for the purposes ofthe agreement referred to in the preamble in this paragraph (b) be deemed to have appointed as its agent to receive on its behalfservice of process in the courts ofAustralia the Agent, or, ifthe Agent is neither incorporated nor has established a place ofbusiness in Australia, the person appointed by the Agent for the purposes ofthis Agreement, or such other person as the Principal may from time to time specify in a written notice given to the other party.
  • (c) The foregoing provisions ofthis clause do not affect the operation ofthe Agreement as between the Borrower and the Lender in respect ofany transactions into which the Lender may enter on its own account as principal.
  • 14.5 [Warranty by Lender] The Lender warrants to the Borrower that it will, on every occasion on which it enters or purposes to enter into a transaction as an Agency Transaction, have been duly authorised to enter into that loan and perform the obligations arising thereunder on behalf ofthe person whom it specifies as the Principal in respect ofthat transaction and to perform on behalf ofthat person all the obligations ofthat person under the agreement referred to in clause 14.4(b).

15 Termination of course of dealings by notice

Each Party shall have the right to bring the course of dealing contemplated under this Agreement to an end by giving not less than 15 Business Days'notice in writing to the other Party (which notice shall specify the date oftermination), subject to an obligation to ensure that all loans and which have been entered into but not discharged at the time such notice is given are du1y discharged in accordance with this Agreement and with the Rules (if applicable).

16 No reliance or tax or accounting representations by other Party

Each Party acknowledges, represents and warrants to the other that, except as expressly stated in this Agreement or any Confirmation:

  • (a) it has not relied on any advice, statement, representation or conduct of any kind by or on behalfofthe other Party in relation to any tax (including stamp duty) or accounting issues concerning this Agreement or any transactions effected under it; and
  • (b) it has made its own determination as to the tax (including stamp duty) and accounting consequences and treatment of any transaction effected under this

Agreement, including (without limitation) of any moneys paid or received or any property transferred or received in connection with any such transaction.

17 Observance of procedures

Each ofthe Parties hereto agrees that, in taking any action that may be required in accordance with this Agreement, it shall observe strictly the procedures and timetable applied by the Rules (if and to the extent applicable) and, further, shall observe strictly any agreement (oral or otherwise) as to the time for delivery orredeliveryofany money, Securities, Equivalent Securities, Collateral or Equivalent Collateral entered into pursuant to this Agreement.

18 Severance

If any provision ofthis Agreement is declared by any judicial or other competent authority to be void or otherwise unenforceable, that provision shall be severed from the Agreement and the remaining provisions ofthis Agreement shall remain in full force and effect. The Agreement shall, however, thereafter be amended by the Parties in such reasonable manner so as to achieve, without illegality, the intention ofthe Parties with respect to that severed provision.

19 Specific performance

Each Party agrees that, in relation to legal proceedings, it will not seek specific performance of the other Partys obligation to deliver orredeliver Securities, Equivalent Securities, Collateral or Equivalent Collateral, but without prejudice to any other rights it may have.

20 Notices

  • 20.1 [Effectiveness] Any notice or other communication in respect ofthis Agreement may be given in any manner set forth below (except that a notice or other communication under clause 12 or clause 15 may not be given by fac~imile transmission or electronic messaging system) to the address or number or in. accordance with the electronic messaging system details provided (see paragraph 6 in Schedule 1) and will be deemed effective as indicated:
  • (a) ifin writing and delivered in person or by courier, on the date it is delivered;
  • (b) ifsent by telex, on the date the recipientsanswerback is received;
  • (c) ifsent by facsimile transmission, on the date that transmission is received by a responsible employee ofthe recipient inlegible form(it being agreed that the burden ofproving receipt will be orr the sender and will not be met by a transmission report generated by the senders facsimile machine);
  • (d) ifsent by certified or registered mail (airmail, if overseas) or the equivalent (return receipt requested), on the date that mail is delivered or its delivery is attempted; or
  • (e) ifsent byelectronicmessaging system, on the date that electronic message is received,

unless the date ofthat delivery (or attempted delivery) or the receipt, as applicable, is not a Business Day or that communication is delivered (or attempted) or received, as applicable, after the close ofbusiness on a Business Day, in which case that communication shall be deemed given and effective on the first following day that is a Business Day.

20.2 [Change of Address] Either party may by notice to the other change the address, telex or facsimile number or electronic massaging system details at which notices or other communications are to be given to it.

21 Assignment

Neither Party may assign, transfer or otherwise dispose of all or any ofits rights or obligations under this Agreement without the prior written consent ofthe other Party.

22 Non-Waiver

No failure or delay by either Party to exercise any right, power or privilege under this Agreement shall operate as a waiver thereof, nor shall any single or partial exercise of any right, power or privilege preclude any other or further exercise thereof or the exercise of any other right, power or privilege as provided in this Agreement.

23 Time

Time shall be ofthe essence ofthe Agreement.

24 Recording

The Parties agree that each may electronically record all telephonic conversations between them.

25 'Miscellaneous

  • 25.1 [Entire Agreement] This Agreement constitutes the entire agreement and understanding ofthe Parties with respect to its subject matter and supersedes all oral communication and prior writings with respect thereto.
  • 25.2 [Amendments] No amendment in respect ofthis Agreement will be effective unless in writing (including a writing evidenced by a facsimile transmission) and executed by each ofthe Parties or confirmed by an exchange oftelexes or electronic messages on an electronicmessa~ingsystem.
  • 25.3 [Snrvival of Obligations] The obligations ofthe Parties under this Agreement will survive the termination of any transaction.
  • 25.4 [Remedies Cnmulative] Except as provided in this Agreement, the rights, powers, remedies and privileges provided in this Agreement are cumulative and not exclusive or any rights, powers, remedies and privileges provided by law.

  • 25.5 [Counterparts] This Agreement (and each amendment in respect ofit) may be executed and delivered in counterparts (including by facsimile transmission),. each of which will be deemed an original.

  • 25.6 [Expenses] A defaulting Party will, on demand, indemnify and hold harmless the other Party for and against all reasonable out-of-pocket expenses, including legal fees and stamp duty, incurred by such other Party by reason ofthe enforcement and protection ofits rights under this Agreement or by reason ofthe early termination of any transaction, including, but not limited to, costs of collection.

26 Definitions

In this Agreement: Act ofInsolvency means in relation to either Party: (a) its making a general assignment for the benefit of, or entering into a reorganisation, arrangement, or composition with creditors; or (b) its admitting in writing that it is unable to pay its debts as they become due; or (c) its seeking, consenting to or acquiescing in the appointment of any trustee, administrator, receiver or liquidator or analogous officer ofit or any material part ofits property; or (d) the presentation or filing of a petition in respect ofit (other than by the other Party to this Agreement in respect of any obligation under this Agreement) in any court or before anyagency alleging or for the bankruptcy, winding-up or insolvency ofsuch Party (or any analogous proceeding) or seeking any reorganisation, arrangement, composition, re-adjustment, administration, liquidation, dissolution or similar relief under any present or future statute, law or regulation, such petition (except in the case of a petition for winding-up or any analogous proceeding in respect ofwhich no such 30 day period shall apply) not having been stayed or dismissed within 30 days ofits filing; or (e) the appointment of a receiver, administrator, liquidator or trustee or analogous officer ofsuch Party over all or any material part ofsuch Partys property; or (f) the convening of any meeting ofits creditors for the purpose of considering a compromise or arrangement within Part 5.1 ofthe Corporations Law ofAustralia (or any analogous proceeding). In this defmition: (g) "liquidator" shall be deemed to include a "provisional liquidator"; (h) "receiver" shall be deemed to include a "receiver and manager"; (i) "administrator" shall be deemed to include an 'bfficial manager";

~I

  • (j) "arrangement" shall be deemed to include a "scheme of arrangement"; and
  • (k) "creditors" shall be deemed to include "any class of creditors".

Agent has the meaning given in clause 14.

Alternative Collateralmeans Collateral of a Value equal to the Collateral delivered pursuant to clause 6 and provided by way ofsubstitution for Collateral originally delivered or previously substituted in accordance with the provisions of clause 6.5.

Australian Taxpayer means any person other than:

  • (a) a Party who is not a resident ofAustralia for the purposes ofthe Tax Act (whether that Party is acting as a trustee, nominee or agent or in some other capacity) at the time a Franked Dividend is paid; or
  • (b) a Party who is acting in the capacity oftrustee, nominee or agent for a person who is not a resident ofAustralia for the purposes ofthe Tax Act at the time a Franked Dividend is paid.

Bankers Acceptauces has the meaning given in paragraph 1.1(d) in Schedule 1.

Base Currency has the meaning given in paragraph 2 in Schedulel.

Bid Price, in relation to Equivalent Securities or EquivalenCollateral, means the best available bid price thereof on the most appropriate market in it standard size.

Bid Value, subject to clause 8.5, means:

  • (a) in relation to Equivalent Collateral at a particular time:
  • (i) in relation to Collateral type (h) (more specifically referred to in paragraph 1.1 in Schedule 1), the Value thereof as calculated in accordance with paragraph 1.2(d) in Schedule 1;

(ii) in relation to all other types ofCollateral (more specifically referred to in paragraph 1.1 in Schedule 1), the amount which would be received on a sale ofsuch Collateral at the Bid Price thereof at such timeless all costs, fees and expenses that would be incurred in connection with selling or otherwise realising such Equivalent Collateral, calculated on the assumption that the aggregate thereofis the least that could reasonably be expected to be paid in order to carry out such sale or realisation and adding thereto the amount of any interest, dividends, distributions or other amounts paid to the Lender and in respect ofwhich equivalent amounts have not been paid to the Borrower in accordance with clause 6.7 prior to such time in respect of such Equivalent Collateral or the original Collateral held gross of all and any tax deducted or paid inrespect thereof; and

____-~._. _-m:l-- = ",;L,..,!IIl>:!. IlIIliJ;:d\$i _

Borrower, in relation to a particular loan of Securities, means the Borrower as referred to in Recital A ofthis Agreement.

Borrowing Request means a request made in writing (an example of which comprises Schedule 2 to this Agreement) by the Borrower to the Lender pursuant to clause 2.1 specifying, as necessary:

  • (a) the description, title and amount ofthe Securities required by the Borrower;
  • (b) the description (if otherthan Australian currency) and amount of any Collateral to be provided;
  • (c) the proposed Settlement Date;
  • (d) the duration ofsuch loan (ifother than indefmite);
  • (e) the mode and place of delivery, which shall, where relevant, include the bank, agent, clearing or settlement system and account to which delivery ofthe Securities and any Collateral is to be made;
  • (f) the Margin in respect ofthe transaction (if different from that stated in Schedule 1 or Schedule 3, as appropriate); and
  • (g) the Fee.

Business Day means a day on which banks and securities markets are open for business generally in each place stated in paragraph 5 in Schedule 1 and, in relation to the delivery orredeliveryof any ofthe following in relation to any loan, in the place(s) where the relevant Securities, Equivalent Securities, Collateral (including Cash Collateral) or Equivalent Collateral are to be delivered.

Cash Collateral means Collateral that takes the fonn of a deposit of currency.

Close of Business means:

(a) in relation to any borrowing of Securities oredelivery ofEquivalent Securities under this agreement, the fmal time on a Business Day at which settlement ofthe transfer ofthose Securities can take place in the Stock Exchange in order to constitute good delivery on that day; and

(b) in relation to the provision ofCollateral or return ofEquivalent Collateral or the making of any other payment under this agreement, the time at which trading banks close for general banking business in the place in which payment is to be made or Collateral or Equivalent Collateral is to be delivered orredelivered.

Collateral means such securities or financial instruments or deposits of currency as are referred to in paragraph 1.1 in Schedule 1 or any combination thereof which are delivered by the Borrower to the Lender in accordance with this Agreement and includes the certificates or other documents oftitle (if any) and transfer in respect ofthe foregoing (as appropriate), and includes Alternative Collateral.

Confirmation means the Borrowing Request, as it may be amended pursuant to clause 2.2., or other confirming evidence exchanged between the Parties confirming the terms of a transaction.

Defaulting Party has the meaning given in clause 12.

Dividend means a dividend within the meaning ofthedefmition ofthat term in section 6(1) (as affected by sections 6(4) and 6(5» ofthe Tax Act.

Equivalent Collateral or Collateral equivalent to, in relation to any Collateral provided under this Agreement, means securities, cash or other property, as the case may be, of an identical type, nominal va~ue, description and amount to particular Collateral so provided and shall inC;1ude the certificates or other documents oftitle (if any) and transfer in respect ofthe foregoing (as appropriate). If and to the extent that such Collateral consists.ofsecurities that are partly paid or have been converted, subdivided, consolidated, redeemed, made the subject of a takeover, capitalisation issue, rights issue or event similar to any ofthe foregoing, the expression shall have the following meaning:

  • (a) in the case of conversion, subdivision or consolidation the securities into which the relevant Collateral has been converted, subdivided or consolidatedprovided that, if appropriate, notice. has been given in accordance with clause 4.2(b);
  • (b) in the case ofredemption, a sum ofmoney equivalent to the proceeds of the redemption;
  • (c) in the case of a takeover, a sum ofmoney or securities, being the consideration or alternative consideration ofwhich the Borrower has given notice to the Lender in accordance with clause 4.2(b);
  • (d) in the case of a call on partly paid securities, the paid-up securities provided that the Borrower shall have paid to the Lender an amount of money equal to the sum due in respect ofthe call;
  • (e) in the case of a capitalisation issue, the relevant Collateratogether with the securities allotted by way of a bonus thereon;
  • (f) in the case of a rights issue, the relevant Collateratogether with the securities allotted thereon,provided that the Borrower has given notice to the Lender in accordance with clause 4.2(b), and has paid to the Lender all and any sums due in respect thereof;

(g) in the event that a payment or delivery ofIncome is made ofthe relevant Collateral in the form ofsecurities or a certificate which may at a future date be exchanged for securities or in the event ofan option to take Income in the form ofsecurities or a certificate which may at a future

date be exchanged for securities, notice has been given to the Lender in accordance with clause 4.2(b) the relevant Collateralogether with securities or a certificate equivalent to those allotted; and

(h) in the case of any event similar to any ofthe foregoing, the relevant Collateraltogether with or replaced by a sum ofmoney or securities equivalent to that received in respect ofsuch Collateral resulting from such event.

For the avoidance of doubt, in the case ofBankers'Acceptances (Collateral type (d)), Equivalent Collateral must bear dates, acceptances and endorsements (if any) by the same entitles as the bill to which it is intended to be equivalent and, for the purposes ofthis defmition, securities are equivalent to other securities where they are of an identical type, nominal value, description and amount and such term shall include the certificate and other documents of or evidencing title and transfer in respect ofthe foregoing (as appropriate).

Equivalent Securities means securities of an identical type, nominal value, description and amount to particular Securities borrowed and such term shall include the certificate and other documents of or evidencing title and transfer in respect ofthe foregoing (if appropriate). If and to the extent that such Securities are partly paid or have been converted, subdivided, consolidated, redeemed, made the subject of a takeover, capitalisation issue, rights issue or event similar to any ofthe foregoing, the expression shall have the following meanmg:

  • (a) in the case of conversion, subdivision or consolidation the securities into which the borrowed Securities have been converted, subdivided or consolidatedprovided that if appropriate, notice has been given in accordance with clause 4.2(b);
  • (b) in the case ofredemption, a sum ofmoney equivalent to the proceeds of the redemption;
  • (c) in the case of a takeover, a sum ofmoney or securities, being the consideration or alternative consideration ofwhich the Lender has given notice to the Borrower in accordance with clause 4.2(b);
  • (d) in the case of a call on partly paid securities, the paid-up securities provided that the Lender shall have paid to the Borrower an amount of money equal to the sum due in respect ofthe call;
  • (e) in the case of a capitalisation issue, the borrowedSecuritieitogether with the securities allotted by way of a bonus thereon;
  • (f) in the case ofa rights issue, the borrowed Securitieitogether with the securities allotted thereon,provided that the Lender has given notice to the Borrower in accordance with clause 4.2(b), and has paid to the Borrower all and any sums due in respect thereof;

(g) in the eventthat a payment or delivery ofIncome is made in respect of the borrowed Securities in the form ofsecurities or a certificate which may at a future date be exchanged for securities or in the event of an option to take Income in the form ofsecurities or a certificate which may at a future date be exchanged for securities, notice has been given to the Borrower in accordance with clause 4.2(b) the borrowed Securities together with securities or a certificate equivalent to those allotted; and

(h) in the case of any event similar to any ofthe foregoing, the borrowed Securities together with or replaced by a sum ofmoney or securities equivalent to that received in respect ofsuch borrowed Securities resulting from such event.

For the purposes ofthis defmition, securities are equivalent to other securities where they are of an identical type, nominal value, description and amount and such term shall include the certificate and other documents of or evidencing title and transfer in respect ofthe foregoing (as appropriate).

Event of Default has the meaning given in clause 12.

Fee, in respect of a transaction, means the fee payable by one Party to the other in respect ofthat transaction under clause 5.

Franked Dividend means a Dividend the whole or part ofwhichis taken to have been franked in accordance with section 160AQF ofthe Tax Act.

Income means any dividends, interest or other distributions of any kind whatsoever with respect to any Securities or Collateral.

Income Determination Period, in relation to a particular loan of Securities, means:

(a) in relation to the Securities, the period commencing when the Securities cease to be registered in the name ofthe Lender (or the relevant transferor) upon or before delivery ofthose Securities under clause 3 and ending when Equivalent Securities are registered in the name ofthe Lender (or the relevant transferee) upon or followingede1ivery ofthose Equivalent Securities under clause 7.1; and

(b) in relation to Collateral (other than Cash Collateral), the period commencing when the Collateral ceases to be registered in the name of the Borrower (or the relevant transferor) upon or before delivery ofthat Collateral under clause 6.1 and ending wh,en Equivalent Collateral is registered in the name ofthe Borrower (or the relevant transferee) upon or followingrede1ivery ofthat Equivalent Collateral under clause 6,6.

Income Payment Date, in relation to any Securities or Collateral, means the date on which Income is paid in respect ofsuch Securities or Collateral, or, in the case ofregistered Securities or Collateral, the date by reference to which particular registered holders are identified as being entitled to payment ofIncome.

Lender, in relation to a particular loan of Securities, means the Lender as referred to in Recital A ofthis Agreement.

Margin has the meaning in paragraph 1.3 in Schedule 1.

Nominee means an agent or a nominee appointed by either Party to accept delivery of, hold or deliver Securities, Equivalent Securities, Collateral and/or Equivalent Collateral on its behalfwhose appointment has been notified to the other Party.

Non-Defaulting Party has the meaning given in clause 12.

Offer Price, in relation to Equivalent Securities or Equivalent Collateral, means the best available offer price thereof on the most appropriate market in a standard size.

Offer Value, subject to clause 8.5, means:

(a) in relation to Collateral equivalent to Collateral type (h) (more specifically referred to in paragraph 1.1 in Schedule 1), the Value thereof as calculated in accordance with paragraphl.2(d) in Schedule 1; and

(b) in relation to Equivalent Securities.or Collateral equivalent to all other

types ofCollateral (more specifically referred to in paragrapH. 1 in Schedule 1), the amount it would cost to buy such Equivalent Securities or Equivalent Collateral at the Offer Price thereof at such tim~lus all costs, fees and expenses that would be incurred in connection therewith, calculated on the assumption that the aggregate thereof is the least that could reasonably be expected to be paid in order to carry out the transaction.

paid, in relation to a Dividend, includes credited, distributed or issued and like terms are to be construed accordingly.

Parties means the Lender and the Borrower andParty shall be construed accordingly.

Performance Date has the meaning given in clause 8.

Posted Collateral has the meaning given in clause 6.2(a)O.

Principal has the meaning given in clause 14.

Reference Price means:

(a) in relation to the valuation of Securities, Equivalent Securities, Collateral and/or Collateral equivalent to type (g) (more specifically referred to in paragraph 1.1 in Schedule 1), such price as is equal to the mid market quotation ofsuch Securities, Equivalent Securities, Collateral and/or Equivalent Collateral as derived from a reputable pricing information service (such as the services provided by SEATS o1Reuters) reasonably chosen in good faith by the Lender or ifUllavailable ~hemarket value thereof as derived from the prices or rates bid by a reputable dealer for the relevant instrument reasonably chosen ingood faith by the Lender, in each case at Close ofBusiness on the previous Business Day; and

(b) in relation to the valuation of Securities, Equivalent Securities, Collateral and/or Collateral equivalent to Collateral types (b)-(f) (more specifically

referred to in paragraph 1.1 in Schedule I), the market value thereof as derived from the prices or rates bid by a market maker or reputable dealer for the relevant instrument reasonably chosen by the Lender in good faith or, in the absence ofsuch a bid, the average ofthe rates bid by two leading market makers reasonably chosen in good faith by the Lender in each case at Close ofBusiness on the previous Business Day.

Relevant Payment Date has the meaning given in clause 4.2(a).

\$'Il\~ ±±_·_'.Jtl!Ji! "'"",_L """ _

Required Collateral Value has the meaning given in clause 6.3.

Rules means the rules for the time being ofthe Stock Exchange (where either Party is a member ofthe Stock Exchange) and/or any other regulatory authority whose rules and regulations shall from time to time affect the activities ofthe Parties pursuant to this Agreement provided that in an Event ofDefault, where either Party is a member ofthe Stock Exchange, the Rules and Regulations ofthe Stock Exchange shall prevail).

Securities means '~ligible securities" within the meaning ofsection 26BC(I) ofthe Tax Act which the Borrower is entitled to borrow from the Lender in accordance with the Rules and which are the subject of a loan pursuant to this Agreement and such term shall include the certificates or other documents oftitle (if any) in respect ofthe foregoing.

Settlement Date means the date upon which Securities are or are to be transferred to the Borrower in accordance with this Agreement.

Standard Settlement Time, in relation to Australian Securities, means T + 5 Australian business days on which the Australian Stock Exchange Limited is open for trading, or such lesser time in which transactions in Australia in listed securities are customarily required to be settled.

Stock Exchange means the Australian Stock Exchange Limited.

Tax Act means the Income Tax Assessment Act 1936 (Commonwealth ofAustralia).

Transfer of Dividend Statement, in relation to Dividends, means a properly completed document in the form, or substantially in the form, of Appendix 6.26 to the Rules or a properly completed statement in another approved form within the meaning ofthe definition ofthat term in section 160APA ofthe Tax Act.

Unfranked Dividend means a Dividend no part ofwhich has been franked in accordance with the Tax Act.

Value at any particular time means, in relation to Securities and Equivalent Securities, the Reference Price thereofthen current and in respect of Collateral and/or Equivalent Collateral such worth as determined in accordance with paragraph 1.2 in Schedule 1.

27 Governing Law and Jurisdiction

  • 27.1 [Governing law] This Agreement is governed by, and shall be construed in accordance with, the law in force in New South Wales, Australia.
  • 27.2 [Consent to jurisdiction] Each Party irrevocably and unconditionally submits to the non-exclusive jurisdiction ofthe courts ofNew South Wales in respect of any dispute in connection with this Agreement.

EXECUTED as an agreement

Schedule 1 • Particulars

1 COLLATERAL (see definition in clause 26, and also clause 6)

1.1 Types (see definition of"Collateral" in clause 26)

Collateral acceptable under this Agreement may include the following or otherwise, as agreed between the Parties from time to time, whether transferable by hand or within depositary:

  • (a) Cash;
  • (b) Australian Government Inscribed Stock;
  • (c) Australian, State or Territory Government stock, bonds or promissory notes (including those issued by any statutory corporation such as Treasury Corporation ofNew South Wales);
  • (d) Bills of exchange accepted by any bank carrying on business in Australia ~ankers Acceptances');
  • (e) Promissory notes issued by any such banl}:
  • (f) Certificates of Deposit issued by any such b~
  • (g) Corporate bonds inregistrable or bearer fo~
  • (h) Irrevocable Standby Letters ofCredit issued or confirmed by any such bank.

1.2 Valuation of Collateral (see definition of"Value" in clause 26 and clause 6.2)

Collateral provided in accordance with this Agreement shall be evaluated by reference to the following, or by such means as the Parties may from time to time agree:

  • (a) in respect ofCollateral type (a), the amount thereof in, or converted into, the Base Currency;
  • (b) in respect ofCollateral type (b), the value calculated by reference to the middle market price of each stock as determined daily by the Reserve Bank ofAustralia, adjusted to include the accumulated interest thereon;
  • (c) in respect ofCollateral types (c) to (g), the Reference Price thereof;
  • (d) in respect ofCollateral type (h), the value specified therein.

1.3 Margin (see definition in clause 26 and clause 6.3)

The Value of any Collateral delivered, or to be delivered, pursuant to clause 6 by the Borrower to the Lender under the terms and conditions ofthis Agreement shall on each Business Day represent not less than the Value ofthe borrowed Securities together with the following additional percentages,hereinbefore referred to as (''the Margin'), unless otherwise agreed between the Parties:

(a) in the case ofCollateral type (a): 5%; or

  • [ (b) in the case of Collateral types (b) to (f) and (h):5% (except that, for Certificates of Deposit, the Margin shall be the accumulated.interest thereon); or
  • (c) in the case ofCollateral type (g): 5%.

Ifthe Value ofthe borrowed Securities includes any margin ovethe mid market price ofthe borrowed Securities, this shall be taken into account in determining the Margin applicable.

[ 1.4 Basis of Margin Maintenance (see clause 6.4)

Minimum period after demand for transferring Collateral or Equivalent Collateral:

  • (a) Cash Collateral: withinone Business Day;
  • (b) Equivalent Collateral not less than the Standard Settlement Time for such Collateral or the equivalent time on the exchange or clearing organisation through which the relevant Collateral is to be, or was originally, delivered;
  • (c) Other Collateral ~e a Letter ofCredit} within two Business Days.

1.5 Minimum adjustments (see clauses 6.2(a)(ii) and (iii))

  • (a) The Lender may not demand that further Collateral be provided by the Borrower ifthe aggregate deficiency calculated in accordance with clause 6.2 is less than the greater of:
  • (i) \$5,000; and
  • (ii) 2% ofthe Value ofthe Required Collateral Value.
  • (b) The Borrower may not demand thereturn of Collateral provided to the Lender ifthe Borrower has committed an Event ofDefault in respect of any transaction or ifthe aggregate excess calculated in accordance with clause 6.2 is less than the greater of:
  • (i) \$5,000; and
  • (ii) 2% ofthe Required CollateralValue.

2 BASE CURRENCY (see definition in clause 26 and clause 1.6)

The Base Currency applicable to this Agreement is Australian Dollars.

3 LENDERS WARRANTIES (see clause lOrd))

clause 1O(d) shall apply to [# name of any Party which is not a resident ofAustralia and where any transaction is not entered into through any branch ofthat non-resident in Australia].

4 VOTING (see clause 4.3)

, Clause 4.3 does/does not* apply.

5 PLACE OF BUSINESS (see definition of "Business Day" in clause 26)

Sydney.

6.1 Address for notices or communications to Credit Suisse first Boston Australia Equities Limited:

Address: Attention: Facsimile No: Telephone No: Level 27, 101 Collins Street, Melbourne VIC 3000 Wayne Ibbott 613 9280 1892 613 9280 1896

Electronic Messaging System Details:

which is an Australian Taxpayer.

6.2 Address for notices or communications to Macquarie Bank Limited

Address: Attention: Facsimile No: Telephone No: Level 2, No.1 Martin Place, Sydney NSW 2000 Division Director, Equity Markets 612 82323433 61282323333

Electronic Messaging System Details:

which is an Australian Taxpayer.

7 COMPENSATION FOR LOSS OF FRANKING CREDITSIREBATES (see clause 9.2)

Is not required by not applicable

and

!.~

8 COMPENSATION FOR LOSS OF INTERCORPORATE DIVIDEND REBATE (see clause 9.3)

Is not required by not applicable

and

company (which is not a private company for the purposes ofthe Tax Act) or a trust estate that is treated as a resident company for the purposes ofthe Tax Act should be inserted in this item.}

* DELETE ONE ALTERNATIVE

Schedule 2 Specimen Form of Borrowing Request (see clause 2.1 and definition of "Borrowing Request" in clause 26)

To: [Name and Address ofLender]

This is a Borrowing Request under the Master Securities Lending Agreement between us dated # (the "Agreement')

  • 1 We wish to make the following borrowing of Securities:
  • (a) (b) (c) Description of Securities: Amount of Securities: Proposed Settlement Date of Borrowing: # [eg ''fully paid ordinary shares in # # [eg "1 million'] # reg 'today'] 'j (d) (e) (f) (g) (h) Time, Mode and Place of Delivery of Securities, including (as appropriate) settlement system and account to which delivery is to be made: Duration of Loan: Type of Collateral: Time, Mode and Place of Delivery of Collateral: Rates (see clause 5.1 ofthe Agreement): # [eg 'to the account of#, HlN #, in CHESS'] No longer than eleven.months and 20 days after the Borrowed Securities are delivered under this Borrowing Request. # [eg "Cash"] # [eg "dvp on CHESS'] #[eg (a) "#% per annum on the Cash Collateral", or (b) "# % per annum on the daily value ofthe Borrowed Securities" as appropriate].

2 Please confirm your acceptance ofthis Borrowing Request by return fax.

Dated: # _

For and on behalf of [Name ofBorrower]

Signature ofAuthorised Representative

Name and title ofAuthorised Representative

Schedule 3 Supplementary Terms and Conditions

This Schedule forms part of and amends the Master Securities Lending Agreement (including Schedule 1) to which it is a Schedule, as follows:

    1. The following new clause 2.3 is inserted:
  • ~'2.3 [Securities Lending Agreement] The Borrower shall at all times not do any act or thing which may cause this agreement to not qualify as a written agreement of the kind known as a securities lending agreement for the purpose of Section 26BC(3) of the Income Tax Assessment Act".
    1. Clause 4.2(c) shall be amended by inserting after the word "make" the word "available".
    1. Clause 4.2(c) is amended by replacing:
  • (i) the word "option" with the word "Option" and replacing the word "right" with the word "Right" for every occurrence within the paragraph, and:
  • (ii) inserting after the word "make" the word "available" and:
  • (iii) replacing the word "Borrowed" in lines 2 and 4 withthe word "borrowed".
    1. Clause 4.3 is amended by replacing the word "collateral" in line 15 with the word "Collateral".
    1. The following new clause 4.4 is inserted:
  • "4.4 [Other Corporate Actions] Each party hereby undertakes to procure that all reasonable instructions received from the other Party in respect of conversion~, subdivisions, consolidations, redemptions, takeovers, and preemptions, are complied with in respect ofsuch Securities, Equivalent Securities, Collateral and/or Equivalent Collateral PROVIDED THAT each party shall notify the other of its instructions in writing no later than five Business Days priorto the date upon which such action is to betaken, unless otherwise agreed between the Parties."
    1. The following new clause 4.5 is inserted:
  • "4.5 [Other Payments] Any payment to be made by the Borrower under this clause shall be made in a manner to be agreed between the Parties. In the event ofthe Borrower failing to remit either directly or by its Nominee the sai<i payment,the Borrower hereby undertakes to pay a relate to the Lender (upon demand)on the amount due and outstanding atthe rate provided for in Clause 13 hereof. Interest on such payment shall accrue daily commencing on and inclusive ofthe third Business Day after the Relevant Payment Date, unless otherwise agreed between the Parties.
    1. Clause 5.3 is amended by replacing the word "relate' in line 8 with the word "relates".
  • 7.4 Sub-clause 7.4 shall be amended by:

  • (a) inserting "(unless such a "buy~in" is automatic in which case no notice is required)" after the words ""buy-in"" in the fifth line; and
  • (b) adding the following words at the end of the sub-clause "such costs and expenses calculated according to the proportion the Equivalent Securities which the Borrower has failed to redeliver bears to the nominal amount of securities which the Lender has failed to re-deliver and which form the subject ofthe "buy-in" against the Lender."
    1. Clause 9.2(c) is amended by replacing the words "the Agreement" in Line 1 with the words "item 6 of Schedule 1".
    1. The following new sub-clause 9.2(f) is inserted and the current clause 9.2(f) is amended to read 9.2(g):
  • "(f) the Borrower is under an obligation to pay the Franked Dividend to the Lender,"
    1. Clause 9.2(f)(i) is amended by deleting "["and")" surrounding "10 Business Days" in the first line.

Clause 9.2(f)(ii) is amendedby deleting "[" and ")" surrounding "10 Business Days" in the first line.

    1. Clause 9.3(c) is amended by replacing the words "the Agreement" in Line 1 with the words "item 6 of Schedule 1".
    1. Clause 9.3(e) shall be amended by deleting the words "ofthe Agreement" and replacing it with the words "of Schedule 1".
    1. Clause 9.4(a) is amended by deleting the word "and".
    1. Clause 9.4(b) The following new clause is inserted and the current 9.4(b) is renamed Clause 9.4(c):

"(b) in the nature of an adjustment for variations in the market value of Securities, the promise to perform the obligations described in clauses 6.2 and 6.3; and"

    1. Clause 9.4(c) is amended by including the words "(other than 6.2 and 6.3)" after "4.2, 6".
    1. The following new Clause 9.5 is inserted:
  • "9.5 [Equities as Collateral] If and to the extent that Collateral of type (i) (as more specifically referred to in paragraph 1.1 of Schedule l)is provided, then, if clause 6.7 applies to such Collateral, the clauses 9.2 and 9.3 will also apply (as if the Collateral involved a loan of those Securities under this Agreement), with the necessary modifications thereto."

K:\Shannon\Andrew Bygrave\MCQ Bank Schedule 3 081200.doc

    1. The following new sub-clauses l1(e) and (f) were are inserted:
  • "(e) the Borrower shall at all times comply with all relevant taxation legislation concerning the taxation of securities lending arrangements; and nature of an adjustment for variations in the market vahle of Securities, the promise to perform the obligations described in clauses 6.2 and 6.3; and
  • (f) without limiting the generality of paragraph (e), the Borrower shall at an times return to the Lender Equivalent Securities not later than 185 days from the date of delivery by the Lender of the original Securities to the Borrower."
    1. Clause 12 shall be amended by:
  • (a) Inserting "Equivalent Securities" after the words "deliver or redeliver" in the second line of clause 12.1(a);
  • (b) inserting "and Clause 7" after the words "under clause 6" in the fIrst line of the clause 12.1(b);
  • (c) deleting "30 days" and inserting "5 Business Days" in sub-clause 12.1(i); and
  • (d) inserting the following as a new sub-clause 12.1(j) after sub-clause 12.1(i):
    • (j) the Borrower, the Agent or any relevant Principal or Lender as the case may be taking steps preparatory to any of the matters referred to in sub-clause 12.1(d)."
    1. Clause 12.2 is amended by including after the word "if' where it appears, the. words "an event occurs which would constitute an Event ofDefault with the giving of notice" should be inserted and the words "an Event ofDefault occurs" deleted.
    1. Clause 14.4(b)(i) is amended by deleting "or in line 1 and replacing it with "of'.
    1. Clause 14.5 is amended by deleting the word "purposes" and replacing it with the word "proposes".
    1. Clause 15 is amended by deleting the word "and" in line 4.
    1. Clause 16 is amended by replacing the words in the beading "No reliance or tax" in the heading with the words "No reliance on tax".
    1. Clause 25.4 is amended by deleting "or" in line 3 and replacing it with "of'.
    1. Clause 25.6 is amended by replacing he word "defaulting" where it appears in the rust line with the word "Defaulting".
    1. The defInition of "Australian Taxpayer" is amended by deleting "Franked" in the third line ofsub clause (a) and in the third line of sub clause (b).
    1. The defInition of "Bid Value" is amended by:
  • ."... (i) deleting the colon after "a particular time"

  • ~J (ii) deleting sub-clause (i) in its entirety
  • (iii) deleting "(ii)" preceding the remaining text in sub-clause (a)
  • 1''''' (iv) deleting "other" following "in relation to all" in the first line of the previous sub-clause (ii)
    1. The definition of "Close ofBusiness" is amended by deleting "the Stock Exchange in" on the fourth line.
    1. The definition of "Equivalent Collateral or Collateral equivalent to" is amended by:
    2. (i) inserting the words "in respect" after the word "made" in line 1 of sub-clause (g)
    3. (ii) inserting the word "and" after the word "securities" in line 5 ofsubclause (g)
    4. (iii) inserting "," after "4.2(b)" in line 6 ofsub-clause (g)
    5. (iv) deleting the word "entitles" in line 3 of the last paragraph and replacing it with the word "entities";
    1. The definition of "Equivalent Securities", Sub-clause (g), is amended by:
    2. (i) inserting the word "and" after "Securities" in line 5
    3. (ii) inserting "," after 4.2(b)" in line 6
    1. The definition of "Offer Value" is amended by:
    2. (i) deleting the colon at the end of line 1
    3. (ii) deleting sub-clause (a) in its entirety
    4. (iii) deleting "(b)" preceding the remaining text
    5. (iv) deleting "other" following "Collateral equivalent to all" in the first line of the previous sub-clause (b)
    1. "Option" for the purposes ofdause 4.2(c) has the same meaning as the term is defined in section 26BC of the Tax Act."
    1. The. definition of "Reference Price" is amended by deleting "(g)" after "type" in line 2 of paragraph (a) and replacing with "(f)", and by deleting "b-f" after "type" in line 2 of paragraph (b) and replacing with "(b) to (e)".
    1. The following new definition is inserted:

"Right for the purposes of clause 4.2(c) has the same meaning as the term is defined in section 26BC of the Tax Act."

    1. The definition of "Standard Settlement Time" is amended by deleting "5" after "T+" on the first line and replacing with "3".
    1. Clause 1.1(d) in Schedule 1 is amended by adding ,,,,, immediately after Bankers" and adding "with an S&P rating of Al+ or a Moody's rating of PI" after ""Bankers' Acceptances)"".
    1. Delete Clauses 1.1(e), (g) and (h) in Schedule 1 and amend Clause 1.1(f) to read 1.1(e) and add" Negotiable" prior to "Certificates ofDeposit".
  • The following new Clause 1.1(t) in Schedule 1 is inserted:

"Equities Securities in Companies listed on the Australian StockExchange as agreed by the parties to the Agreement".

    1. Clause 1.2(c) in Schedule 1 is amended by deleting "(g)" and replacing it with "(e)".
    1. Delete Clause 1.2(d) in Schedule 1.
    1. Clause 1.3(b) in Schedule 1 is amended by deleting "5%" in line 1 and replacing it with "10%".
    1. Clause 1.3(b) in Schedule 1 is amended by deleting "(t) and (h)" in Line 1 and replacing it with "(e)" and inserting "Negotiable" prior to "Certificates of DeposiC.
    1. Clause 1.2(c) in Schedule 1 is amended by deleting "(g)" and replacing it with "(t)".
    1. Delete Clause 1.4(c) in Schedule 1.
    1. Clause 3 in Schedule 1 is amended by deleting "clause" and replacing it with "Clause".
    1. Clause 7 in Schedule 1 is amended by deleting the words "Is.not required by" and replacing with the words "Is required unless the Lender notifies the Borrower as at the time of the Borrowing Request that compensation is not required."
    1. Clause 8 in Schedule 1 is amended by deleting the words "Is not required by" and replacing with the words "Is required unless the Lender notifies the Borrower as at the time of the Borrowing Request that compensation is not required."

-. ..~.~.b.{ .. Signature of witness ....~.v~.~.~\,).~.~~ . Name of witness (block letters) SIGNED by Credit Suisse First Boston ) Australia Equities Limited in the presence of: ) ) ) ) ) ) ) ) ) ) ) ) ) ) l~.~..~.:;:~~ J> I~"'(c:e. .<.eJ.QL..g,Jr:~~.~ ... ... Address of witness <::J2...~'t:::IQ...~ .?t2.~~.'9;~.~~b ..A-!:J;:,-.~~:J ..... Occupation of witness •·••••••••• ·••.••• 1 .••' •••••••.••••••••••••· ••••••••••••••••••• Address of witness James Kruger Lawyer . . "Limited Macquane BaoW.· Signature of ) } ) ) ) ) ) ) ) ) ) ........................................................ ) ) ) ) ) ) Name of witness (block letters) Occupation of witness

39

K:\Shannon\Andrew Bygrave\Execution Page 111200.doc

Draft 4, 4 April 1997 (showing change from Draft 3) Australian Securities Lending Association Limited

(ACN 054 944 482) Level 18, 20 Bond Street Sydney NSW 2000 Tel: (61 2) 9259 5898 ,Fax: (61 2) 92595432

Coversheet to

AUSTRALIAN MASTER SECURITIES LENDING AGREEMENT*

(Version: 4 April 1997)

dated as of:

And:

December 8, 2000

Between: Credit Suisse First Boston Australia Equities Limited

Macguaire Bank Limited

  • * This agreement is adaptedfrom the ISLA Overseas Securities Lender's Agreement (Version: December 1995, as amended by 1996 UK Tax Addendum), prepared by Clifford Chance, London, Englandfor use by parties required to meet UK Inland Revenue tax requirements.
  • * This agreement is also subject to the "Warning and Disclaimer" on the coversheet to the User's Guide relating to this agreement.

© Mallesons StephenJaques

SOLICITORS Governor Phillip Tower 1 Farrer Place Sydney NSW 2000 Telephone (61 2) 92962000 Fax (612) 9296 3999 DX 113 Sydney Ref: JCK

Contents Agreement Page
No
1 Interpretation 2
of
2 Loans
Securities
3
3 Delivery of
Securities
4
4 Title, Distributions and
Voting
4
5 Fees 5
6 Collateral 6
7 Redelivery of
Equivalent
Securities
8
8 Set-off etc. 9
duty, taxes etc and
loss of
tax
9 Stamp
benefits
11
10 Lenders
warranties
12
11 Borrowers
warranties
13
12 Events of
Default
13
13 Outstanding
payments
14
14 Transactions
entered
into as agent
15
of
course of
15 Termination
dealings by
notice
16
16 No reliance or
or
tax
accounting representations
Party
by
other
16
17 Observance of
procedures
17
18 Severance 17
19 Specific performance 17
20 Notices 17
21 Assignment 18
22 Non-Waiver 18
23 Time 18
24 Recording 18
25 Miscellaneous 18

Ii.riJtt;l

26 Definitions 19
27 Governing Law
and
Jurisdiction
27
Schedule 1 - Particulars 28
Schedule 2 Specimen Form
of
Borrowing
Request
(see clause 2.1
and
definition of
"Borrowing
Request"
in
clause 26)
32

Schedule 3 Supplementary Terms and Conditions (if any) 34

--_._-----------_.......-------------------------

Australian
Association
Securities
Lending
Limited
(ACN 054 944 482)
Level 18, 20 Bond Street
Sydney
NSW
2000
(02)92201413
Tel:
(02) 92201379
Fax:
AUSTRALIAN MASTER
SECURITIES
AGREEMENT·
LENDING
dated
as
of:
"""",3"
.A0.j'V).!::
(Version:
November
2003)
,;Jp.\,t!""",
,,,,,,,,,,,.,,,.,,,,,,
,,,.,,,,.,,,
Between: (I) (Name
a/Company)
Australia
Securities
Limited
Morgan
Stanley
or
(ACN
ARBN(as
applicable))
ACN
078
652
276
_
a
company
incorporated
ofNew
under
the
laws
South
Wales
_
of
New
(Business
address)
Level
South
Wales,
2000,
Australia,
39
Chifley
Tower,
2
Chifley
Square,
Sydney,
_
And: (2) (Name
a/Company)
Limited
Macquarie
Bank
or
ARBN(as
(ACN
applicable))
ACN
008
583
542
a
company
incorporated
of
under
the
laws
Australian
Capital
Territory
of
(Business
address)
Level
2,
No.1
Martin
Place,
Sydney,
NSW,
2000
Australia
  • * TIle original (Version: 4 April 1997) version ofthis agreement was adapted/rom the ISLA Overseas Securities Lender's Agreement (Version: December 1995, as amended by 1996 UK Tax Addendum), prepared by Clifford Chance, London, England/or lise by parties required tu meet UK Inland Revenue tax requirements. The 4 April 1997 version has been updated in December 2002 and November 2003 to take accolint of, among other things, intervening Australian tax, stamp duty and regulatory changes, and also to better reflect Australian market practice.
  • * The original and updated versions (if this agreement are both also subject to the"Wanting and Disclaimer" on the coversheet to the original (Versiun: 4 April 1997) and updated (Version: November 2003) "User's Guide" relating to this agreement.

©m Governor Phillip Tower I FalTer Place Sydney NSW 2000 Telephone (02) 9296 2000 Pax (02) 9296 3999 DX t 13 Sydney Ref: JCK

Contents Australian Master Securities Lending Agreement
$\mathbf{1}$ Interpretation
$\mathbf{2}$ Loans of Securities
3 Delivery of Securities
4 Title, Distributions and Voting
5 Fees
6 Collateral
7 Redelivery of Equivalent Securities
7A Suspended Securities
8 Set-off etc.
9 Stamp duty, taxes etc and loss of tax benefits
10 Lender's warranties
11 Borrower's warranties
12 Events of Default 16
13 Outstanding payments 17
14 Transactions entered into as agent 17

Page No

No reliance on tax or accounting representations by other Party 19

The remained on this or accounting representations by only really to
17 Observance of procedures 19
18 Severance 19
19 Specific performance 19
20 Notices 19
21 Assignment 20
22 Non-Waiver 20
23 Time 20
24 Recording 20
25 Miscellaneous 20

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Termination of course of dealings by notice

26
Definitions
21
Governing Law and Jurisdiction
27
29
Particulars
Schedule 1
30
Schedule 2
Specimen Form of Borrowing Request (see clause 2.1
and definition of "Borrowing Request" in clause 26)
33
Schedule 3
Supplementary Terms and Conditions (if any)
34
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AGREEMENT

Recitals:

  • A The Parties hereto are desirous of agreeing to a procedure whereby either one ofthem (the "Lender") will make available to the other ofthem (the "Borrower") from time to time Securities (as hereinafter defined).
  • B. All transactions carried out under this Agreement will be effected in accordance with the Rules (as hereinafter defmed), if applicable, together with current market practices, customs and conventions, in so far as they are not inconsistent with the terms ofthis Agreement.

Operative provisions:

1 Interpretation

  • 1.1 [Definitions] The terms defined in clause 26 and in Schedule 1 have the meanings therein specified for the purposes ofthis Agreement.
  • 1.2 [Inconsistency] In the event of any inconsistency between the provisions of Schedule 1 and the other provisions oftbis Agreement, Schedule I will prevail. In the event of any inconsistency between the provisions (if any) of Schedule 3 and the other provisions ofthis Agreement (including Schedule I), Schedule 3 will prevail. In the event of any inconsistency between the provisions of any Confmnation and this Agreement (including Schedules I and 3), such Confinnation will prevail for the purpose ofthe relevant transaction.
  • 1.3 [Single agreement] All transactions are entered into in reliance on the fact that this Agreement and all Confinnations fonn a single agreement between the Parties (collectively referred to as this "Agreement"), and the Parties would not otherwise enter into any transactions.
  • 1.4 [Interpretation] In this Agreement
  • (a) Unless the context otherwise requires:
    • (i) The singular includes the plural and vice versa.
    • (ii) A person includes a corporation.
    • (iii) A corporation includes any body corporate and any statutory authority.
    • (iv) A reference to a statute, ordinance, code or other law or the Rules includes regulations or other instruments under it or them and consolidations, amendments, re-enactments or replacements of any o[them.
  • (b) Notwithstanding the use of expressions such as "borrow", "lend", "Collateral", "Margin", "redeliver" etc., which arc used to renect

terminology used in the market for transactions ofthe kind provided for in this Agreement, all right, title and interest in and to Securities "borrowed" or "lent" and "Collateral" which one Party Transfers to the other in accordance with this Agreement ("title") shall pass from one Party to the other free and clear of any liens, claims, charges or encumbrances or any other interest of the Transfening Party or of any third party (other than a lien routinely imposed on all securities in a relevant clearance system), the Party obtaining such title being obliged to redeliver Equivalent Securities or Equivalent Collateral, as the case may be. Each Transfer under this Agreement will be made so as to constitute or result in a valid and legally effective transfer of the Transferring Party's legal and beneficial title to the recipient.

  • 2 -

  • (c) Where, in respect of any transaction, any distribution is made, or Income or fee is paid, other than in cash, the provisions of this agreement (other than clause 4.2(b)) shall apply, with necessary modifications, to the same extent as ifthe distribution, Income or fee had been made or paid in cash, and terms such as "pay" and "amount" shall be construed accordingly.

  • 1.5 [Headings] All headings appear for convenience only and shall not affect the interpretation ofthis Agreement.
  • 1.6 [Currency conversion] For the purposes of clauses 6, 8.3 and 8.4, when a conversion into the Base Currency is required, all prices, sums or values (including any Value, Offer Value and Bid Value) of Securities, Equivalent Securities, Collateral or Equivalent Collateral (including Cash Collateral) stated in currencies other than thc Base Currency shall be converted into the Base Currency at the rate quoted by an Australian bank selected by the Lender (or, if an Event of Default has occurred in relation to the Lender, by the Borrower) at or about II.OOam (Sydney time) on the day of conversion as its spot rate for the sale by the bank ofthe Base Currency in exchange for the relevant other currency.
  • 1.7 [Other agreements] Where at any time there is in existence any other agreement between the Parties the terms of which make provision for the lending ofSecurities (as defmed in this Agreement) as well as other securities, the terms ofthis Agreement shall apply to the lending ofsuch Securities to the exclusion of any other such agreement.
  • 1.8 [Nominees] Ifpayment is made or Securities, Equivalent Securities, Collateral or Equivalent Collateral is Transferred to a Party's nominee or otherwise in accordance with the directions of a Party (whether by the other Party or by a third party), it shall be deemed, for the purposes ofthis agreement, to have been paid or made or Transferred to the first mentioned Party.

2 Loans of Securities

2.1 [Borrowing Request and acceptance thereof] The Lender will lend Securities to the Borrower, and thc Borrower will borrow Securities from the Lender, in accordance with the terms and conditions ofthis Agreement and with the Ruk-s. The terms of each Loan should be agreed prior to the conunenccmcnt orthe rclevant Loan, either orally or in writing (including any agreed form of electronic communication) and confmned in such form and on such basis as is agreed between the Parties. Any confirmation produccd by a Party shall not supersede or prevail over the prior oral, written or electronic communication (as the case may be).

  • 2.2 [Changes to a Borrowing Request] The Borrower has the right to reduce the amount of Securities referred to in, or otherwise vary, a Borrowing Request provided that:
  • (a) the Borrower has notified the Lender ofsuch reduction or variation no later than midday Australian Eastern standard or summer (as appropriate) time on the day which is two Business Days prior to the Settlement Date, unless otherwise agreed between the Parties, and
  • (b) the Lender shall have accepted such reduction or variation (by whatever means).

3 Delivery of Securities

(Delivery of Securities] The Lender shall procure the delivery ofSecurities to the Borrower or deliver such Securities in accordance with the relevant agreement together with appropriate instruments oftransfer (where necessary) duly stamped (where necessary) and such other instruments (if any) as may be requisite to vest title thereto in the Borrower. Such Securities shall be deemed to have been delivered by the Lender to the Borrower on delivery to the Borrower or as it shall direct ofthe relevant instruments oftransfer and certificates or other documents oftitle (if any), or in the case of Securities title to which is registered in a computer based system which provides for the recording and transfer oftitle to the same by way of electronic entries (such as CHESS), on the transfer oftitle in accordance with the rules and procedures ofsuch system as in force from time to time, or by such other means as may be agreed.

4 Title, Distributions and Voting

  • 4.1 [Passing of title] The Parties shall execute and deliver all necessary documents and give all necessary instructions to procure that all right, title and interest in:
  • (a) any Securities borrowed pursuant to clause 2;
  • (b) any Equivalent Securities redelivered pursuant to clause 7;
  • (c) any Collateral delivered pursuant to clause 6;
  • (d) any Equivalent Collateral redelivered pursuant to clauses 6 or 7,

shall pass from one Party to the other, free from all liens, charges, equities and encumbrances, on delivery or redelivery ofthe same in accordance with this Agreement. In the case of Securities, Collateral, Equivalent Securities or Equivalent Collateral title to which is registered in a computer based system which provides for the recording and transfer oftitlc to the same by way of electronic entries, delivery and transfer oftide shall take place in accordance with the rules and procedures of such system as in force from time to time.

4.2 [Distributions]

(a) [Distributions] Unless otherwise agreed, where Income is paid by thc issuer in relation to any Securities on or by reference to an Income Payment Date on which such Securities are the subject of a loan under this Agreement, the Borrower shall, on the date of the payment ofsuch Income, or on such other date as the Parties may from time to time agree, (the "Relevant Payment Date") pay to the Lender a sum ofmoney (a

-4- "Substitute payment") equivalent to the amount that the Lender would have been entitled to receive (after any deduction, withholding or payment for or on account of any tax made by the relevant issuer (or on its behalf) in respect ofsuch Income) had such Securities not been loaned to the Borrower and been held by the Lender on the Income Payment Date, irrespective of whether the Borrower received the same.

(b) [Corporate actions] Subject to paragraph (c) (unless otherwise agreed), where, in respect of any borrowed Securities or any Collateral, any rights relating to conversion, subdivision, consolidation, pre-emption, rights arising under a takeover offer or other rights, including those requiring election by the holder for the time being ofsuch Securities or Collateral, become exercisable prior to the redelivery of Equivalent Securities or Equivalent Collateral, then the Lender or Borrower, as the case may be, may, within a reasonable time before the latest time for the exercise ofthe right or option, give written notice to the other Party that, on redelivery of Equivalent Securities or Equivalent Collateral, as the case may be, it wishes to receive Equivalent Securities or Equivalent Collateral in such fonn as will arise ifthe right is exercised or, in the case of a right which may be exercised in more than one manner, is exercised as is specified in such written notice.

(c) 11936 Tax Act sections 26BC(3)(c)(ii) and (v) requirements] Notwithstanding paragraph (b), where, in respect of any borrowed Securities or any Collateral, the relevant issuer company, trustee, government or govcnunent authority issues any right or option in respect ofthe borrowed Securities or Collateral, as the case may be, the Borrower or the Lender, respectively, must deliver or make available, as the case may be, to the other Party on the date ofsuch issue or on such other date as the Parties may from time to time agree:

  • (i) the right, or option; or
  • (ii) an identical right or option; or
  • (iii) a payment equal to the value to the Lender or the Borrower, respectively, ofthe right or option;

together with any such endorsements or assignments as shall be customary and appropriate.

(d) [Manner of payment] Any payment to be made by the Borrower under this clause shall be made in a manner to be agreed between the Parties.

4.3 [Voting] Unless paragraph 4 in Schedule 1 specifies that this clause 4.3 does not apply, each Party undertakes that, where it holds Securities of the same description as any Securities borrowed by it or transferred to it by way ofCollateral at a time when a right to vote arises in respect ofsuch Securities, it will use its best endeavours to arrange for the voting rights attached to such Securities to be exercised in accordance with the instructions ofthe other Party provided always that each Party shall use its best endeavours to notify the other of its instructions in writing no later than seven Business Days prior to the date upon which such votes are exercisable, or as otherwise agreed between the Parties, and that the Party concerned shall not he obliged so to exercise the votes in respect ofthe number of Securities greater than the number so lent or transferred to it. For the avoidance of doubt, the Parties agree that, subject as hereinbefore provided, any voting rights

attaching to the relevant Securities, Equivalent Securities, collateral and/or Equivalent Collateral shall he exercisable by the persons in whose name they are registered, or in the case of Securities, Equivalent Securities, collateral and/or Equivalent Collateral in hearer Conn by the persons by or on behalfof whom they are held, and not necessarily by the Borrower or the Lender (as the case may be).

5 Fees

  • 5.1 [Fees] In respect of each loan of Securities:
  • (a) for which the Collateral is cash:
    • (i) the Lender must pay a fee to the Borrower in respect ofthe amount ofthat Collateral, calculated at the rate agreed between them; and
    • (ii) unless the Parties otherwise agree, the Borrower is not obliged to pay a fee to the Lender;
  • (b) for which there is no Cash Collateral, the Borrower must pay a fee to the Lender, calculated at the rate agreed between them.
  • 5.2 [Where there are different types of Collateral] Where the Collateral comprises only partly cash, clause 5.1 is to be construed as ifthere were separate loans of Securities, one secured solely by Cash Collateral and the other secured solely by non-cash Collateral.
  • 5.3 [Calculation of fees] In respect of each loan ofSecurities, the payments referred to in clause 5.1 ofthis clause shall accrue daily in respect ofthe period commencing on and inclusive ofthe Settlement Date and tenninating on and exclusive ofthe Business Day upon which Equivalent Securities are redelivered or Cash Collateral is repaid. Unless otherwise agreed, the sums so accruing in respect of each calendar month shall be paid in arrears by the Borrower to the Lender or to the Borrower by the Lender (as the case may be) not later than the Business Day which is one week after the last Business Day ofthe calendar month to which such payment relates or such other date as the Parties from time to time agree. Any payment made pursuant to clause 5.1 shall be in Australian currency, unless otherwise agreed, and shall be paid in such manner and at sueh place as shall be agreed between the Parties.

6 Collateral

  • 6.1 [Borrower's obligation to provide Collateral] Unless otherwise agreed, subject to the other provisions ofthis clause 6, the Borrower undertakes to deliver to or deposit with the Lender (or in accordance with the Lender's instructions) Collateral ofthe kind specified in the relevant Borrowing Request or as otherwise agreed betwecn the Parties (together with appropriate instruments oftransfer duly stamped (where necessary) and such other instruments as may be requisite to vest title thereto in the Lender) simultaneously with delivery ofthe borrowed Securities by the Lender.
  • 6.2 [Global margining]
  • (a) [Adjustments to Collateral) Unless otherwise agreed between the Parties, subject to paragraph (b), clause 6.4 and paragraph 1.5 in Schedule 1;
    • (i) The aggregate Value ofthe Collateral delivered to or deposited with the Lender or its nominated bank or depositary (excluding any

\

-6- Collateral repaid or rcdelivercd under paragraph (ii) below (as the case may be)) in respect of all loans of Securities outstanding under this Agreement ("Posted Collateral") shall from day to day and at any time be at least the aggregate ofthe Required Collateral Values in respect ofsuch loans.

  • (ii) If at any time the aggregate Value ofthe Posted Collateral in respect of all loans ofSecurities outstanding under this Agreement exceeds the aggregate of the Required Collateral Values in respect ofsuch loans, the Lender shall (on demand) repay such Cash Collateral and/or redeliver to the Borrower such Equivalent Collateral as will eliminate the excess.
  • (iii) Ifat any time the aggregate Value ofthe Posted Collateral in respect of all loans of Securities outstanding under this Agreement falls below the aggregate ofRequired Collateral Values in respect of all such loans, the Borrower shall (on demand) provide such further Collateral to the Lender as will eliminate the deficiency.
  • (b) [Netting of Collateral obligations where a Party is both Lender and Borrower) Unless otherwise agreed between the Parties, subject to clause 6.4 and paragraph 1.5 in Schedule I, where paragraph (a) applies, if a Party (the ''first Party") would, but for this paragraph, be required under paragraph (a) to repay Cash Collateral, redeliver Equivalent Collateral or provide further Collatcral in circumstances where the other Party (the "second Party") would, but for this paragraph, also be required to repay Cash Collateral, redeliver Equivalent Collateral or provide further Collateral under paragraph (a), then the Value ofthe Cash Collateral, Equivalent Collateral or further Collateral deliverable by the first Party ("X") shall be set·off against the Value ofthe Cash Collateral, Equivalent Collateral or further Collateral deliverable by the second Party ("y") and the only obligation ofthe Parties under paragraph (a) shall be, where X exceeds Y, an obligation ofthe first Party, or where Y exceed X, an obligation ofthe second Party, (on demand) to repay Cash Collateral, redeliver Equivalent Collateral or deliver further Collateral having a Value equal to the difference between X and Y.
  • 6.3 [Required Collateral Value] For the purposes of clause 6.2(a), the Value ofthe Posted Collatcral to be delivered or deposited in respect of any loan ofSecurities, while the loan of Securities continues, shall bc equal to the aggregate ofthe Value of the borrowed Securities and the Margin applicable thereto (the "Required Collateral Value").
  • 6.4 [Time for payment/repayment of Collateral] Except as provided in clause 6.1 or clause 6.6 or as otherwise agreed, where any Cash Collateral is to be repaid, Equivalent Collateral is to be redelivered or further Collateral is to be provided under this clause 6, it shall be paid or delivered as stated in paragraph 1.4 in Schedule I.
  • 6.5 [Substitution of Alternative Collateral] The Borrower may from time to time call tor the repayment ofCash Collateral or the redelivery ofEquivalent Collateral prior to the date on which the same would otherwise have been repayable or redcliverable, provided that, at the time ofsuch repayment or redelivery, the Borrower shall have delivered or delivers Alternative Collateral acceptable to thc Lender.

  • 6.6 [Return ofCoUateral/Equivalent Collateral on redelivery of Equivalent Securities]

  • (a) Cash Collateral shall be repaid and Equivalent Collateral shall he redelivcrcd at the same time as Equivalent Securities in respect afthe Securities borrowed are redelivered.
  • (b) Where Collateral is provided through a book entry transfer system (such as Austraclear or RITS), the obligation ofthe Lender shall be to redeliver Equivalent Collateral through such book entry transfer system in accordance with this Agreement. Ifthe loan of Securities in respect ofwhich Collateral was provided has not been discharged when the Equivalent Collateral is redelivered, any payment obligation generated within the book entry transfer system on such redelivery shall, until the loan ofSecurities is discharged or further Collateral is provided, be deemed to constitute an obligation to pay Cash Collateral.
  • 6.7 [Receipt by Lender of Income on Collateral] Where Collateral (other than Cash Collateral) is delivered in respect of which any Income may become payable and an Income Payment Date in respect ofthat Collateral occurs prior to the redelivery of Equivalent Collateral, then, unless such Income is paid directly to thc Borrower, the Lender shall, on the date on which such Income is paid or on such other date as the Parties may from time to time agree, pay to the Borrower a sum ofmoney (a "Substitute payment") equivalent to the amount ofsuch Income that (after any deduction, withholding or payment for or on account of any tax made by the relevant issuer (or on its behalf) in respect ofsuch Income) the Lender either actually received, or would have been entitled to receive had such Collateral been held by the Lender on the Income Payment Date, irrespective of whether the Lender received the same. Ifthe Lender is required by law, as modified by the practice of any relevant taxing authority, to make any deduction or withholding from any Substitute payment to be made under the preceding sentence, then the Lender must:
  • (a) promptly pay to the relevant taxing authority the full amount ofthe deduction or withholding; and
  • (b) forward to the Borrower on request a copy of any official receipt or other evidence showing that the full amount of any such deduction or witliliolding has been paid over to the relevant taxing authority.
  • 6.8 [Borrower's rights re Collateral are not assignable] The Borrower may not assign, transfer or otherwise dispose of, or mortgage, charge or otherwise encwnber, or otherwise deal with its rights in respect of any Collateral without the prior written consent ofthe Lender.
  • 6.9 [Lender may set off obligation to repay or return Equivalent Collateral] IFthe Borrower fails to comply with its obligation to redeliver Equivalent Securities, the obligation ofthe Lender in respect of any Collateral may be the subject of a set-off in accordance with clause 8.
  • 6.10 [Collateral provided to Lender's Nominee] Without limiting clause 1.8, where Collateral is provided to the Lender's nominee, any obligation under this Agreement to repay or redeliver or otherwise account for Equivalent Collateral shall be an obligation of the Lender, notwithstanding that any such repayment or redelivery may be effected in any particular case by the nominee.

  • 8 6.11 [Letters of Credit] Ifthe Collateral in respect of one or more loans or Securities is or includes a letter of credit, the Lender may only draw down under that letter of credit when an Event of Default occurs in relation to the Borrower and, upon the Lender drawing down, whether or not pennitted under this clause 6.11, the Collateral (or that part ofit represented by the letter ofcredit) becomes Cash Collateral.

  • 6.12 [Non-Cash Collateral] lrthe Collateral in respect of one or more loans of Securities is or includes other Securities and either the Borrower is a taxpayer to whom the Tax Act applies in respect ofthe disposal ofthose other Securities or in any other case the Parties so agree:
  • (a) The Parties acknowledge that the provision ofthose other Securitics is by way of a loan of Securities under this Agreement, to which section 26BC(3)(a) ofthe 1936 Tax Act may apply (subject to the reacquisition time being less than 12 months after the original disposal rime).
  • (b) For the purposes ofsection 26BC(3)(d) ofthe 1936 Tax Act, the notifiable consideration in respect ofthe provision ofthose Securities by way ofloan is specified as follows:
    • (i) There is no fee.
    • (ii) There is no adjustment for variations in the market value ofthe Collateral or Equivalent Collateral.
    • (iii) There is other consideration: see the obligations ofthe recipient of the Collateral under clauses 4.2(b), 4.2(c), 4.3 and 6.7.
  • (c) For the avoidance of doubt, this clause 6.12 is directed solely at clarifying either or both ofthe following issues: that the provision ofthe other Securities as Collateral is eligible for the application of first section 26BC and secondly, where applicable, sections 2l6~ 10 and 216-30 ofthe 1997 Tax Act. Accordingly, clauses 2, 4.2(a), 5, 6.1 to 6.11, 7, 8, 9.1, 9.2 (unless otherwise agreed), 9.4 and 12 do not apply to any loan of Securities under paragraph (a). Instead, those Securities are simply to be regarded as Collateral for the purposes ofthose clauscs.

7 Redelivery of Equivalent Securities

  • 7.1 [Borrower's obligation to redeliver Equivalent Securities] The Borrower undertakes to redeliver Equivalent Securities in accordance with this Agreement and the tcnns ofthc rclcvant Borrowing Request.
  • 7.2 [Lender may call for redelivery of Equivalent Securities] Subject to clause 8 and the tenns ofthe relevant Borrowing Request, the Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed Securities were originally delivered. The Borrower shall as hereinafter provided redeliver such Equivalent Securities not latcr than the cxpiry of such notice in accordance with the Lender's instructions.
  • 7.3 [Lender may terminate loan if Borrower defaUlts] Ifthe Borrower does not redeliver Equivalent Securitics in accordance with such cal1, the Lender may elect to continue the loan of Securities; provided that, irthc Lender does not elect to

continue the loan, the Lender may by written notice to the Borrower elect to tcnninatc the relevant loan. Upon the expiry ofsuch notice the provisions of clauses 8.2 to 8.5 shall apply as if upon the expiry ofsuch notice an Event of Default had occurred in relation to the Borrower (who shall thus be the Defaulting Party for the purposes ofthis Agreement) and as ifthe relevant loan were the only loan outstanding.

  • 7.4 [Consequence of exercise of "buy-in" against Lender, as a result of Borrower default] In the event that, as a result ofthe failure ofthe Borrower to redeliver Equivalent Securities to the Lender in accordance with this Agreement, a "buy-in" is exercised against the Lender, then, provided that reasonable notice has been given to the Borrower ofthe likelihood ofsuch a "buy-in", the Borrower shall account to the Lender for the total costs and expenses reasonably incurred by the Lender as a result ofsuch "buy-in".
  • 7.5 [Right of Borrower to terminate loan early] Subject to the tenns ofthe relevant Borrowing Request, the Borrower shall be entitled at any time to tenninate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions.

7A Suspended Securities

  • 7A.I This clause 7A applies if:
  • (a) dealings in any borrowed Securities or Collateral Securities are suspended from trading by the stock exchange on which the Securities were listed at the time of delivery under this Agreement, whether by reason ofthe adverse position ofthe issuer or otherwise; or
    • (b) for any other reason concerning the issuer ofthose Securities (such as the liquidation, provisional liquidation, administration or receivership ofthe issuer, or the Securities ceasing to be listed for trading on the stock exchange on which they were listed at the time of delivery under this Agreement), or concerning the exchange or clearing house through which they are traded, one Party is unable to transfer title to those Securities or Equivalent Securities to the Other Party.
  • 7A.2 At any time while a situation described in clause 7A.I prevails in relation to particular borrowed or Collateral Securities (the "Suspended Securities"), either the Lender or the Borrower may give notice (a "Suspension Notice") to the other, in which event clauses 7A.3 and 7A.4 shall apply.
  • 7A.3 If a Suspension Notice is given, the Borrower and the Lender shall promptly enter into negotiations in good faith with a view to promptly agreeing the market value of the Suspended Securities for the purposes ofthis clause 7A. Neither the Borrower nor the Lender may unreasonably withhold or delay its agreement to a market value reasonably proposed by the other Party.
  • 7AA Any market value agreed under clause 7A.3 applies to the Suspended Securities notwithstanding thc dcfinition of Value in clause 26.

8 Set·off etc.

8.1 [Requirement for simultaneous delivery] On the datc and time that Equivalent Securities arc rcquired to be redclivcrcd by the Borrower in accordance with the

provisions ofthis Agreement the Lender shall simultaneously redeliver the Equivalent Collateral and repay any Cash Collateral held (in respect of the Equivalent Securities to be redelivered) to the Borrower. Neither Party shall be obliged to make delivery (or make a payment as the case may he) to the other unless it is satisfied that the other Party will make such delivery (or make an appropriate payment as the case may be) to it simultaneously. !fit is not so satisfied (whether because an Event of Default has occulTed in respect ofthe other Party or otherwise), it shall notify the other Party and, unless that other Party has made arrangements which arc sufficient to assure full delivery (or the appropriate payment as the case may be) to the notifying Party. the notifying Party shall (provided it is itself in a position, and willing, to perfonn its own obligations) be entitled to withhold delivery (or payment, as the case may be) to the other Party.

  • 8.2 [Netting following occurrence of Event of Default] If an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations (and any other obligations they have under this Agreement) shall be accelerated so as to require perfonnance thereof at the time such Event of Default occurs (the date of which shall be the "Performance Date" for the purposes of this clause), and in such event:
  • (a) the Relevant Value ofthe Securities to be delivered (or payment to be made, as the case may be) by each Party shall be established in accordance with clause 8.3; and
  • (b) on the basis ofthe Relevant Values so established, an account shall be taken (as at the Perfonnance Date) of what is due from each Party to the other and (on the basis that each Party's claim against the other in respect of delivery ofEquivalent Securities or Equivalent Collateral or any cash payment equals the Relevant Value thereof) the swns due from one Party shall be set-off against the sums due from the other and only the balance ofthe account shall be payable (by the Party having the claim valued at the lower amount pursuant to the foregoing) and such balance shall be payable on the Perfonnance Date.
  • 8.3 [Relevant Value] For the purposes of clause 8.2 the Relevant Value:
  • (a) of any cash payment obligation shall equal its par value (disregarding any amount taken into account under (b) or (c) below);
  • (b) of any Securities to be delivered by the Defaulting Party shall, subject to clause 8.4(b) and (e) below, equal the Offer Value thereof; and
  • (e) of any Securities to be delivered to the Defaulting Party shall, subject to clause 8.4(b) and (c) below, equallhe Bid Value thereof.

8.4 [Bid Value/Offer Value]

(a) For the purposes of clause 8.3, but subject to (b) and (c) below, the Bid Value and Offer Value of any Securities shall be calculated as at the Close of Business in the most appropriate market for Securities ofthe relevant description (as detennined by the Non-Defaulting Party) on the first Business Day following the Performance Date, or, ifthe relevant Event of Default occurs outside the nonnal business hours ofsuch market, on the second Business Day following the Performance Date (the "Default Valuation Time").

  • (b) Where the Non-Defaulting Party has, following the occurrence of an Event of Default but prior to the Default Valuation Time, purchased Securities forming part ofthe same issue and being of an identical type and description to those to be delivered by the Defaulting Party and in substantially the same amount as those Securities or sold Securities fonning part ofthe same issue and being of an identical type and description to those to be delivered by the Non-Defaulting Party to the Defaulting Party and in substantially the same amount as those Securities, the cost ofsuch purchase or the proceeds ofsuch sale, as the case may be, (taking into account all reasonable costs, fees and expenses that would be incurred in connection therewith) shall be treated as the Offer Value or Bid Value, as the case may be, ofthe relevant Securities
  • (c) Where the amount of any Securities sold or purchased as mentioned in (b) above is not in substantially the same amount as those Securities to be valued for the purposes of clause 8.3, the Offer Value or the Bid Value (as the case may be) ofthose Securities shall be ascertained by:

for the purposes ofthis clause 8.

  • (i) dividing the net proceeds ofsale or cost of purchase by the amount ofthe Securities sold or purchased so as to obtain a net unit price; and
  • (ii) multiplying that net unit price by the amount ofthe Securities to be valued.
  • 8.5 [Interpretation: "Securities"] Any reference in this clause 8 to Securities shall include any asset other than cash provided by way ofCollateral, and, for the avoidance ofdoubt, shall include Equivalent Securities and Equivalent Collateral.
  • 8.6 [Interpretation: "Event of Default"] Ifthe Borrower or the Lender for any reason fails to comply with its respective obligations under clause 6.6 in respect ofthe redelivery ofEquivalent Collateral or the repayment ofCash Collateral, such failure shall be an Event ofDefault for the purposes ofthis clause 8, and the person failing to comply shall thus be the Defaulting Party.
  • 8.7 [Waiver of right to require simultaneous delivery] Subject to and without prejudice to its rights under clause 8.1, either Party may from time to time in accordance with market practice and in recognition ofthe practical difficulties in arranging simultaneous delivery of Securities, Collateral and cash transfers waive its right under this Agreement in respect ofsimultaneous delivery and/or payment; provided that no such waiver in respect ofone transaction shall bind it in respect of any other transaction.

9 Stamp duty, taxes etc and loss of tax benefits

  • 9.1 [Stamp duty etc] The Borrower hereby undertakes promptly to pay and account for any transfer or similar duties or taxes, and any loan security or other stamp duties, (if any) chargeable in cOlUlection with any transaction effectcd pursuant to or contemplated by this Agreement, and shall indemnify and keep indemnified the Lender against any liability arising in respect thereof as a result ofthe Borrower's failure to do so.
  • 9.2 [Borrower to give Transfer of Distribution Statement to Lender re Franked Distributions] If:

(a) an Income Payment Date occurs during an Income Determination Period in relation to a particular loan ofSecurirics;

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  • (b) had the Lender been the holder of those Securities on the relevant Income Payment Date, it would have received a Franked Distribution in respect of those Securities;

  • (c) the Agreement or the relevant Confinuation states that the Lender is an Australian Taxpayer;
  • (d) the failure ofthe Lender to receive a Franked Distribution is not due to any unreasonable act or omission by or on behalf ofthe Lender; and
  • (e) neither paragraph 7 in Schedule 1 nor the relevant Confmnation states that the Lender is not entitled to compensation for the loss of Imputation Benefits;

then:

  • (f) the Borrower must either:
  • (i) ifsection 216-10 of the 1997 Tax Act applies, as soon as practicable, and in any event within 10 Business Days after the relevant Income Payment Date, give to the Lender a Transfer of Distribution Statement in respect ofthose Securities (which the Borrower is to be taken as having warranted is correct in all material respects and is effective for the purposes ofsection 216-30 ofthe 1997 Tax Act); or
  • (ii) otherwise, on the lOth Business Day after the relevant Income Payment Date pay to the Lender an amount equal to the Franking Credit allocated (or, under section 202-65 ofthe 1997 Tax Act, taken to have been allocated) to the Franked Distribution and specified in the Distribution Statement for that Franked Distribution.
  • 9.3 [Deleted.]
  • 9.4 ("Notifiable consideration" for the purposes ofs 26BC(3)(d) of the 1936 Tax Act] For the purposes ofsection 26BC(3)(d) ofthe 1936 Tax Act, the notifiable consideration in respect of any loan of Securities is dissected as follows:
  • (a) a fcc see clause 5.1 (as applicable); and
  • (b) other consideration see clauses 4.2, 6 and 9 and the definition of "Equivalent Securities" in clause 26.
  • 9.5 [GST]
  • (a) All payments (including the provision of any non-monetary consideration) to be made by either Party under or in connection with this Agreement have been calculated without regard to GST.
  • (b) Ifall or part orany such payment is the consideration tor a Taxable Supply, then, when the payer makes the payment, the payer must, after receipt of a Tax Invoice, pay to the supplier additional consideration equal to the GST Amount. Such additional amount is to be paid on the earlier of:

    • (i) the date ofthe tirst payment for the Taxable Supply; and
  • (ii) the date five Business Days after the date on which the Tax Invoice for the Taxable Supply is received by the payer.

  • (c) Where under or in connection with this Agreement a Party is required to reimburse or indemnify for an amount, that Party will pay the relevant amount:
  • (i) including any sum in respect ofGST which has been paid by the payee upon any supply made to the payee in connection with the circumstances giving rise to the operation ofthe indenmity or right of reimbursement;
  • (ii) less any GST Input Tax Credit that that Party detennines (acting reasonably) that the payee is entitled to claim in respect ofthe circumstances giving rise to the operation ofthe indemnity or right of reimbursement.
  • (d) If a person is a member ofa GST Group, references to GST for which the person is liable and to Input Tax Credits to which the person is entitled include GST for which the Representative Member ofthe GST Group is liable and Input Tax Credits to which the Representative Member is entitled.
  • (e) In this clause:

GST means the goods and services tax as imposed by the GST Law together with any related interest, penalties, fines or other charges.

GSTAmount means in relation to a Taxable Supply the amount ofGST for which the supplier is liable in respect ofthe Taxable Supply.

GST Group has the meaning given to this tcrm by the GST Law.

GST Law has the meaning given to that term in A New Tax System (Goods and Services Tax) Act 1999 (or, ifthat Act does not exist for any reason, means any Act imposing or relating to the imposition or administration of a goods and services tax in Australia) and any regulation made under that Act.

Input Tax Credit has the meaning given to that term by the GST Law.

Invoice has the meaning given to that term by the GST Law.

Representative Member has the meaning given to that term by the GST Law.

Taxable Supply has the meaning given to thaL term by the GST Law.

Tax Invoice has the meaning givcn to that term by the GST Law.

  • 9.6 [Non-Australian GST]
  • (a) All payments (including the provision of any non-monetary consideration) to be made by either Party under or in connection with this Agreement have been calculated without regard to on-Australian GST.
  • (b) Ifall or part of any such payment is the consideration for a supply ofgoods or scrvices (however dermed) in respect of which Non-Australian GST is payable (whether by a Party or its Related Entities or any person on its behalf or in its place (the "supplier")) to any relevant tax authority or government agency, the other Party mlL,;t pay to the supplier additional

consideration equal to the amount of any such Non-Australian GST. Such additional amount is to be paid on demand by the supplier.

  • (c) Where under or in connection with this Agreement a Party is required to reimburse or indemnify for an amount, that Party will pay the relevant amount:
  • (i) including any sum in respect of non-Australian GST which has been paid by the payee upon any supply made to the payee in COIUlcction with the circumstances giving rise to the operation ofthe indemnity or right ofreimbursement;
  • (ii) less any input tax credit (however defined or described) that that Party detennines (acting reasonably) that the payee is entitled under the law applicable to that Non-Australian GST to claim in respect of the circumstances giving rise to the operation ofthe indemnity or right ofreimbursement.
  • (d) In this clause, the expression Non-Australian GSTmeans any goods and services tax, value added tax or similar transactional tax, however described, imposed on supplies of goods or services (however defined) under the law of any jurisdiction outside Australia, together with any related interest, penalties, fines or other charges.

9.7 [Grossing up]

  • (a) All payments under clauses 4.2 (a), 5.1(a), 5.1(b) and 13 ofthis Agreement are to be made free and clear of, and without any deduction or withholding for or on account of, any taxes.
  • (b) Accordingly, if any deduction or withholding in respect of any such payment is required by law, as modified by the practice of any relevant taxing authority, then the payer must:
  • (i) pay to the other Party, in addition to the payment to which that other Party is otherwise entitled under this Agreement, such additional amount as is necessary to ensure that the net amount (free and clear of any taxes payable by deduction or withholding, whether assessed against one Party or the other) will equal the full amount that that other Party would have received had no such deduction or withholding been required;
  • (ii) promptly pay to the relevant taxing authority the full amount ofthe deduction or withholding by the payer; and
  • (iii) forward to the payee on request a copy of any official receipt or other evidence showing that the full amount of any such deduction or withholding has been paid over to the relevant taxing authority.
  • (c) Otherwise, unless otherwise agreed in respect ora particular loan of Securities or a particular payment, no such gross up is required in respect of any payment under this Agreement.

10 Lender's warranties

[Lender's warranties] Each Party hereby warrants and undertakes to the other on a continuing basis, to the intent that such warranties shall survive the completion of any transaction contemplated by this Agreement, that, where acting as a Lender:

  • (a) it is duly authorised and empowered to perform its duties and obligations under this Agreement;
  • (b) it is not restricted under the terms ofits constitution or in any other malUler from lending Securities in accordance with this Agreement or from otherwise performing its obligations under this Agreement;
  • (c) it is absolutely entitled to pass full legal and beneficial ownership of all Securities provided by it under this Agreement to the Borrower free from all liens, charges, equities and encumbrances;
  • (d) where paragraph 3 in Schedule 1 specifies that this clause 10(d) applies, it is not resident in Australia for the purposes ofthe Tax Act and either:
  • (i) does not have a branch or other pennanent establishment in Australia for the purposes ofthe Tax Act or of any applicable double tax agreement between Australia and its country of tax residence; or
  • (ii) if it does have such a branch or other pennanent establishment in Australia, that the loan is not entered into in the course of canying on business through such branch or pennanent establishment; and
  • (e) unless clause 14 applies, it is acting as principal in respect ofthis Agreement.

11 Borrower's warranties

[Borrower's warranties] Each Party hereby warrants and undertakes to the other on a continuing basis, to the intent that such warranties shall survive the completion of any transaction contemplated by this Agreement, that, where acting as a Borrower:

  • (a) it has all necessary licences and approvals, and is duly authorised and empowered, to perfonn its duties and obligations under this Agreement and will do nothing prejudicial to the continuation ofsuch authorisation, licences or approvals;
  • (b) it is not restricted under the tenus of its constitution or in any other maMer from borrowing Securities in accordance with this Agreement or from otherwise perfonuing its obligations under this Agreement;
  • (c) it is absolutely entitled to pass full legal and beneficial ownership of all Collateral provided by it under this Agreement to the Lender free from all liens, charges, equities and encumbrances;
  • (d) it is acting as principal in respect of this Agreement; and
  • (e) unless otherwise agreed, it shall in respect of every loan of Securities return to the Lender Equivalent Securities not later than 360 days from the date of delivery by the Lender ofthe original Securities to the Borrower.

12 Events of Default

  • 12.1 [Events of Default] Each ofthe following events occurring in relation to either Party (the "Defaulting Party", the other Party being the "Non-Defaulting Party") shall be an Event of Default for the purpose ofclause 8:
  • (a) the Borrower or Lender failing to payor repay Cash Collateral or deliver or redeliver Collateral or Equivalent Collateral upon the due date, and the Non~ Defaulting Party serves written notice on the Defaulting Party;
  • (b) the Lender or Borrower failing to comply with its obligations under clause 6, and the Non-Defaulting Party serves wrincn notice on the Defaulting Party;
  • (c) the Borrower failing to comply with clause 4.2 or clause 9.2 and the on-Defaulting Party serves written notice on the Defaulting Party;
  • (d) an Act of Insolvency occurring with respect to the Lender or the Borrower and (except in the case of an Act of Insolvency which is the presentation of a petition for winding up or any analogous proceeding or the appointment ofa liquidator or analogous officer ofthe Defaulting Party in which case no such notice shall be required) the Non-Defaulting Pany serves written notice on the Defaulting Party;
  • (e) any representations or warranties made by the Lender or the Borrower being incorrect or untrue in any material respect when made or repeated or deemed to have been made or repeated, and the Non·Defaulting Party serves written notice on the Defaulting Party;
  • (f) the Lender or the Borrower admitting to the other that it is unable to, or it intends not to, perfonn any ofits obligations hereunder and/or in respect of any loan hereunder, and the Non-Defaulting Party serves written notice on the Defaulting Party;
  • (g) the Lender (if appropriate) or the Borrower being declared in default by the appropriate authority under the Rules or being suspended or expelled from membership of or participation in any securities exchange or association or other self-regulatory organisation, or suspended from dealing in securities by any government agency, and the Non-Defaulting Party serves written notice on the Defaulting Party;
  • (h) any ofthe assets ofthe Lender or the Borrower or the assets ofinvestors held by or to the order ofthe Lender or the Borrower being ordered to be transferred to a trustee by a regulatory authority pursuant to any securities regulating legislation and the Non-Defaulting Party serves written notice on the Defaulting Party, or
  • (i) the Lender or the Borrower failing to perform any other of its obligations hereunder and not remedying such failure within 30 days after the Non· Defaulting Pany serves written notice requiring it to remedy such failure, and the on-Defaulting Party serves a funher written notice on the Defaulting Party.
  • 12.2 [Obligation of each Party to notify its Event of Default] Each Party shall notify the other iran event occurs which would constitute an Event of Default in relation to it with the giving of notice.

13 Outstanding payments

[Default interest] In the event of either Party failing to remit sums in accordance with this Agreement, such Party hereby undertakes to pay to the other Party upon demand interest (before as well as after judgment) on the net balance due and outstanding, for the period conunencing on and inclusive ofthe original due date for payment to (but excluding) the date of actual payment, in the same currency at a ratc per annum equal to the cost (without proof or evidence of any actual cost) to the relevant payee (as certified by it in good faith) if it were to fund or of funding the relevant amount, plus 2% (or other agreed percentage) per annum.

14 Transactions entered into as agent

  • 14.1 [Agency Transactions] Subject to the following provisions ofthis clause, the Lender may enter into loans as agent (in such capacity, the "Agent") for a third person (a "Principal"), whether as custodian or investment manager or otherwise (a loan so entered into being referred to in this clause as an "Agency Transaction").
  • 14.2 [Conditions for Agency Transactions] A Lender may enter into an Agency Transaction if, but only if:
  • (a) it specifies that loan as an Agency Transaction at or before the time when it enters into it;
  • (b) it enters into that loan on behalf of a single Principal whose identity is disclosed to the Borrower (whether by name or by reference to a code or identifier which the Parties have agreed will be used to refer to a specified Principal) at the time when it enters into the loan or as otherwise agreed between the Parties;
  • (c) it has at the time when the loan is entered into actual authority to enter into the loan and to perfonn on behalf ofthat Principal all ofthat Principal's obligations under the agreement referred to in clause 14.4(b) below; and
  • (d) the Borrower has agreed that the Lender may act as Agent in respect ofthe relevant loan, including as indicated (if at all) in paragraph 8 in Schedule 1.
  • 14.3 [Undertakings by Lender] The Lender undertakes that, if it enters as agent into an Agency Transaction, forthwith upon becoming aware:
  • (a) ofany event which constitutes an Act ofInsolvency with respect to the relevant Principal; or
  • (b) of any breach of any ofthe warranties given in clause 14.5 below or of any event or circumstance which has the result that any such warranty would be untrue if repeated by reference to the current facts,

it will infonn the Borrower ofthat fact and will, ifso required by the Borrower, furnish it with such additional infonnation as it may reasonably request.

14.4 [Consequences of Agency Transaction]

(a) Each Agency Transaction shall be a transaction between the relevant Principal and the Borrower and no person othcr than the relevant Principal and the Borrower shall be a party to or have any rights or obligations under an Agency Transaction. Without limiting the foregoing, the Lender shall not be liable as principal for the perfonnance ofan Agency Transaction or for breach of any warranty contained in clause lO(d) ofthis Agreement, but this is without prejudice to any 1iability afthe Lender under any other provision ofthis clause.

  • (b) All the provisions ofthe Agreement shall apply separately as between the Borrower and each Principal for whom the Agent has entered into an Agency Transaction or Agency Transactions as if each such Principal were a party to a separate agreement with the Borrower in all respects identical with this Agreement other than this paragraph and as jfthe Principal were Lender in respect afthat agreement; provided that:
  • (i) jfthere occurs in relation to the Agent an Event of Default or an event which would constitute an Event of Default ifthe Borrower served written notice under any paragraph of clause 12, the Borrower shall be entitled by giving written notice to the Principal (which notice shall be validly given to the Lender in accordance with clause 20) to declare that, by reason of that event, an Event of Default is to be treated as occurring in relation to the Principal. If the Borrower gives such a notice, then an Event of Default shall be treated as occurring in relation to the Principal at the time when the notice is deemed to be given; and
  • (ii) ifthe Principal is neither incorporated nor has established a place of business in Australia, the Principal shall for the purposes ofthe agreement referred to in the preamble in this paragraph (b) be deemed to have appointed as its agent to receive on its behalfservice of process in the courts ofAustralia the Agent, or, if the Agent is neither incorporated nor has established a place ofbusiness in Australia, the person appointed by the Agent for the purposes ofthis Agreement, or such other person as the Principal may from time to time specify in a written notice given to the other party.
  • (c) The foregoing provisions of this clause do not aflect the operation ofthe Agreement as between the Borrower and the Lender in respect of any transactions into which the Lender may enter on its own account as principal.
  • 14.5 [Warranty by Lender] The Lender warrants to the Borrower that it will, on every occasion on which it enters or PUl1'0rts to enter into a transaction as an Agency Transaction, have been duly authorised to enter into that loan and perform the obligations arising thereunder on behalfofthe person whom it specifies as the Principal in respect of that transaction and to perform on behalf ofthat person all the obligations ofthat person under the agreement referred to in clause 14.4(b).

15 Termination of course of dealings by notice

Each Party shall have the right to bring the course of dealing contemplated under this Agreement to an end by giving not less than 15 Business Days' notice in writing to the other Party (which notice shall specify the date of termination), subject to an obligation to ensure that all loans which have been entered into but not discharged at the time such notice is given are duly discharged in accordance with this Agreement and with the Rules (if applicable).

16 No reliance on tax or accounting representations by other Party

Each Party acknowledges, represents and warrants (0 the other that, except as expressly stated in this Agreement or any Confirmation:

(a) it has not relied on any advice, statement, representation or conduct of any kind by or on behalf ofthe other Party in relation to any tax (including stamp duty) or accounting issues concerning this Agreement or any transactions effected under it; and

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(b) it has made its own detennination as to the tax (including stamp duty) and accounting consequences and treatment of any transaction effected under this Agreement, including (without limitation) ofany moneys paid or received or any property transferred or received in cotUlection with any such transaction.

17 Observance of procedures

Each ofthe Parties hereto agrees that, in laking any action that may be required in accordance with this Agreement, it shall observe strictly the procedures and timetable applied by the Rules (if and to the extent applicable) and, further, shall observe strictly any agreement (oral or otherwise) as to the time for delivery or redelivery of any money, Securities, Equivalent Securities, Collateral or Equivalent Collateral entered into pursuant to this Agreement.

18 Severance

If any provision ofthis Agreement is declared by any judicial or other competent authority to be void or otherwise unenforceable, that provision shall be severed from the Agreement and the remaining provisions ofthis Agreement shall remain in full force and effect. The Agreement shall, however, thereafter be amended by the Parties in such reasonable manner so as to achieve, without illegality, thc intention of the Parties with respect to that severed prOVISIon.

19 Specific performance

Each Party agrees that, in relation to legal proceedings, it will not seek specific perfonnance ofthe other Party's obligation to deliver or redeliver Securities, Equivalcnt Securities, Collateral or Equivalent Collateral, but without prejudice to any other rights it may have.

20 Notices

    1. I ("Effectiveness] Any notice or other communication in respect ofthis Agreement may be given in any manner set forth below (except that a notice or other communication under clause 12 or c1ausc 15 may not bc given by facsimi Ie transmission or electronic messaging system) to the address or number or in accordance with the electronic messaging system details provided (see paragraph 6 in Schedule I) and will be deemed effective as indicated:
  • (a) if in writing and delivered in pcrson or by courier, on the date it is delivered;
  • (b) ifscnt by telex, on the date the recipient's answerback is received;

(e) ifsent by facsimile transmission, on the date that transmission is received by a responsible employee ofthe recipient in legible fann (it being agreed that the burden of proving receipt will he on the sender and may be met by a transmission report generated by the sender's facsimile machine);

  • 20-

  • Cd) ifsent by certified or registered mail (airmail, if overseas) or the equivalent (return receipt requested), on the date that mail is delivered or its delivery is attempted; or

  • (e) ifsent by electronic messaging system, on the date that electronic message is received,

unless the date ofthat delivery (or attempted delivery) or the receipt, as applicable, is not a Business Day or that communication is delivered (or attempted) or received, as applicable, after the close of business on a Business Day, in which case that communication shall be deemed given and effective on the fIrst following day that is a Business Day.

20.2 (Change of Address] Either Party may by notice to the other change the address, telex or facsimile number or electronic messaging system details at which notices or other communications are to be given to it.

21 Assignment

Neither Party may assign, transfer or otherwise dispose of all or any of its rights or obligations under this Agreement without the prior written consent ofthe other Party.

22 Non-Waiver

No failure or delay by either Party to exercise any right, power or privilege under this Agreement shall operate as a waiver thereof, nor shall any single or partial exercise of any right, power or privilege preclude any other or further exercise thereofor the exercise of any other right, power or privilege as provided in this Agreement.

23 Time

Time shall be ofthe essence ofthe Agreement.

24 Recording

The Parties agree that each may electronically record all telephonic conversations between them.

25 Miscellaneous

  • 25.1 [Entire Agreement] This Agreement constitutes the entire agreement and understanding of the Parties with respect to its subject matter and supersedes all oral communication and prior writings with respect thereto.
  • 25.2 (Amendments] No amendment in respect ofthis Agreement will be effective unless in writing (including a writing evidenced by a facsimile transmission) and cxccuttld

by each ofthe Parties or continued by an exchange ofte1cxes or electronic messages on an electronic messaging system.

  • 25.3 (Survival of Obligations) The obligations ofthe Parties under trus Agreement will survive the termination of any transaction.
  • 25.4 (Remedies Cumulativel Except as provided in this Agreement, the rights, powers, remedies and privileges provided in this Agreement are cumulative and not exclusive of any rights, powers, remedies and privileges provided by law.
  • 25.5 (Counterpartsl This Agreement (and each amendment in respect ofit) may be executed and delivered in counterparts (including by facsimile transmission), each of which will be deemed an original.
  • 25.6 [Expenses) A Defaulting Party wiU, on demand, indemnify and hold hannless the other Party for and against all reasonable out-of-pocket expenses, including legal fees and stamp duty, incurred by such other Party by reason ofthe enforcement and protection of its rights under this Agreement or by reason ofthe early termination of any transaction, including, but not limited to, costs ofcollection.

26 Definitions

In this Agreement:

Act of Insolvency means in relation to either Party:

  • (a) its making a general assignment for the benefit of, or entering into a reorganisation, arrangement, or composition with creditors; or
  • (b) its admitting in writing that it is unable to pay its debts as they become due; or
  • (c) its seeking, consenting to or acquiescing in the appointment of any trustee, administrator, receiver or liquidator or analogous officer of it or any material part of its property; or
  • (d) the presentation or tiling ofa petition in respect of it (other than by the other Party to this Agreement in respect of any obligation under this Agreement) in any court or before any agency alleging or for the bankruptcy, winding-up or insolvency ofsuch Party (or any analogous proceeding) or seeking any reorganisation, arrangement, composition, re-adjustment, administration, liquidation, dissolution or similar relief under any present or future statute, law or regulation, such petition (except in the case of a petition for winding-up or any analogous proceeding in respect of which no such 30 day period shall apply) not having been stayed or dismissed within 30 days of its filing; or
  • (e) the appointment of a receiver, administrator, liquidator or trustcc or analogous officer ofsuch Party over all or any material part ofsuch Party's property; or
  • (0 the convening of any meeting of its creditors for the purpose of considering a compromise or arrangement within Pan 5.1 ofthe Corporations Law of Australia (or any analogous proceeding).

in this definition:

(g) "liquidator" shall be deemed to include a "provisional liquidator";

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  • (h) "receiver" shall be deemed to include a "receiver and manager";

  • (i) "administrator" shall be deemed to include an "official manager";
  • U) "arrangement" shall be deemed to include a "scheme of arrangement"; and
  • (k) "creditors" shall be deemed to include "any class ofcreditors".

Agent has the meaning given in clause 14.

Alternative Collateral means Collateral ora Value equal to the Collateral delivered pursuant to clause 6 and provided by way ofsubstitution for Collateral originally delivered or previously substituted in accordance with the provisions of clause 6.5.

Australian Taxpayer means any person other than:

  • (a) a Party who is not a resident of Australia for the pUl]Joses ofthe Tax Act (whether that Party is acting as a trustee, nominee or agent or in some other capacity) at the time a Distribution is paid; or
  • (b) a Party who is acting in the capacity oftrustee, nominee or agent for a person who is not a resident of Australia for the purposes ofthe Tax Act at the time a Distribution is paid.

Bankers Acceptances has the meaning given in paragraph 1.1 (d) in Schedule I.

Base Currency has the meaning given in paragraph 2 in Schedule 1.

Bid Price, in relation to Equivalent Securities or Equivalent Collateral, means the best available bid price thereof on the most appropriate market in a standard size.

Bid Value, subject to clause 8.5, means:

  • (a) in relation to Equivalent Collateral at a particular time:
  • (i) in relation to Collateral type (h) (more specifically referred to in paragraph 1.1 in Schedule I), the Value thereof as calculated in accordance with paragraph 1.2(d) in Schedule I;
  • (ii) in relation to all other types ofCollateral (more specifically referred to in paragraph 1.1 in Schedule I), the amount which would be received on a sale ofsuch Collateral at the Bid Price thereof at such time less aU costs, fees and expenses that would be incurred in connection with selling or otherwise realising such Equivalent Collateral, calculated on the assumption that the aggregate thereof is the least that could reasonably be expected to be paid in order to carry out such sale or realisation and adding thereto the amounl of any interest, dividends, distributions or other amounts paid to the Lender and in respect ofwhich equivalent amounts have not been paid to the Borrower in accordance with clause 6.7 prior to such time in

respect ofsuch Equivalent Collateral or the original Collateral held gross of all and any tax deducted or paid in respect thereof; and

(b) in relation to Equivalent Securities at a particular time, the amount which would be received on a sale ofsuch Equivalent Securities at the Bid Price thereof at such time less all costs, fees and expenses that would be incurred in connection therewith, calculated on the assumption that the aggregate thereofis the least that could reasonably be expected to be paid in order to carry out the transaction.

Borrower, in relation to a particular loan ofSecurities, means the Borrower as referred to in Recital A ofthis Agreement.

Borrowing Request means a request which may be oral or in writing in such form as is agreed between the Parties (a written example of which comprises Schcdule 2 to this Agreement) by the Borrower to the Lender pursuant to clause 2.1 specifying, as necessary:

  • (a) the description, title and amount ofthe Securities required by the Borrower;
  • (b) the dcscription (if other than Australian currency) and amount of any Collateral to be provided;
  • (c) the proposed Settlement Date;
  • (d) the duration ofsuch loan (if other than indefinite);
  • (e) the mode and place of delivery, which shall, where relevant, include the bank, agent, clearing or settlement system and account to which delivery ofthe Securities and any Collateral is to be made;
  • (f) the Margin in respect ofthe transaction (if different from that stated in Schedule I or Schedule 3, as appropriate); and
  • (g) the Fee.

Business Day means a day on which banks and securities markets are open for business generally in each place stated in paragraph 5 in Schedule I and, in relation to the delivery or redelivery ofany ofthe following in relation to any loan, in the place(s) where the relevant Securities, Equivalent Securities, Collateral (including Cash Collateral) or Equivalent Collateral are to be delivered.

Cash Collateral means Collateral that takes the form of a deposit of currency.

Close of Business means:

  • (a) in rclation to any borrowing ofSecurities or redelivery of Equivalent Securities under this Agreement, the final time on a Business Day at which settlement ofthe transfer ofthose Securities can take place in order to constitute good delivery on that day; and
  • (b) in relation to the provision ofCollateral or return ofEquivalent Collateral or the making of any other payment under this agreement, the time at which trading banks close for general banking business in

the place in which payment is to be made or Collateral or Equivalent Collateral is to be delivered or rcdelivered.

Collateral means such securities or financial instruments or deposits of currency as are referred to in paragraph 1.1 in Schedule I or any combination thereof which are delivered by the Borrower to the Lender in accordance with this Agreement and includes the certificates or other documents ofritle (if any) and transfer in respect ofthe foregoing (as appropriate), and includes Alternative CollateraL

Confirmation means the Borrowing Request, as it may be amended pursuant to clause 2.2, or other continuing evidence exchanged between the Parties continuing the tenus of a transaction.

Defaulting Party has the meaning given in clause 12.

Distribution has the meaning given to that tenn in section 995-1(1) ofthe 1997 Tax Act.

Distribution Statement means a statement given in accordance with section 202~80 (as it may be finally amended under section 202-85) ofthe 1997 Tax Act.

Equivalent Collateral or Collateral equivalent to, in relation to any Collateral provided under this Agreement, means securities, cash or other property, as the case may be, of an identical type, nominal value, description and amount to particular Collateral so provided and shall include the certificates or other documents oftitle (if any) and transfer in respect ofthe foregoing (as appropriate). If and to the extent that such Collateral consists of securities that are partly paid or have been converted, subdivided, consolidated, redeemed, made the subject of a takeover, capitalisation issue, rights issue or event similar to any ofthe foregoing, the expression shall have the following meanmg:

  • (a) in the case of conversion, subdivision or consolidation the securities into which the relevant Collateral has been converted, subdivided or consolidated provided that, if appropriate, notice has been given in accordance with clause 4.2(b);
  • (b) in the case ofredemption, a sum ofmoney equivalent to the proceeds ofthe redemption;
  • (c) in the case ofa takeover, a sum ofmoney or securities, being the consideration or alternative consideration of which the Borrower has given notice to the Lender in accordance with clause 4.2(b);
  • (d) in the case ofa call on partly paid securities, the paid-up securities prOVided that the Borrower shall have paid to the Lender an amount ofmoney equal to the sum due in respect ofthe call;
  • (e) in the case ofa capitalisation issue, the relevant Collateral together with the securities allotted by way of a bonus thereon;
  • (I) in the case ora rights issue, the relevant Collateral together with the securities allotted thereon, provided that the Borrower has given notice to the Lender in accordance with clause 4.2(b), and has paid to the Lender all and any sums due in respect thereof;

  • 24-

(g) in the event that a payment or delivery of lncomc is made in respect of the relevant Collateral in the form ofsecurities or a certificate which may at a future date be exchanged for securities or in the event of an option to take Income in the form ofsecurities or a certificate which may at a future date be exchanged for securities, and notice has been given to the Lender in accordance with clause 4.2(b), the relevant Collateral together with securities or a certificate equivalent to those alloned;and

(h) in the case ofany event similar to any ofthe foregoing, the relevant Collateral together with or replaced by a sum ofmoney or securities equivalent to that received in respect ofsuch Collateral resulting from such event.

For the avoidance ofdoubt, in the case or Bankers' Acceptances (Collateral type (d», Equivalent Collateral must bear dates, acceptances and endorsements (if any) by the same entities as the bill to which it is intended to be equivalent and. for the purposes ofthis definition. securities are equivalent to other securities where they arc ofan identical type. nominal value, description and amount and such tenn shall include the certificate and other documents of or evidencing title and transfer in respect ofthe foregoing (as appropriate).

Equivalent Securities means securities ofan identical type, nominal value, description and amount to particular Securities borrowed and such tenn shall include the certificate and other documents ofor evidencing title and transfer in respect ofthe foregoing (ifappropriate). If and to the extent that such Securities are partly paid or have been converted, subdivided. consolidated, redeemed, made the subject of a takeover, capitalisation issue. rights issue or event similar to any ofthe foregoing, the expression shall have the following meamng:

  • (a) in the case of conversion, subdivision or consolidation the securities into which the borrowed Securities have been converted, subdivided or consolidated provided that if appropriate, notice has been given in accordance with clause 4.2(b);
  • (b) in the case ofredemption, a sum ofmoney equivalent to the proceeds ofthe redemption;
  • (c) in the case ofa takeover, a sum ofmoney or securities, being the consideration or alternative consideration of which the Lender has given notice to the Borrower in accordance with clause 4.2(b);
  • (d) in the case ofa call on partly paid securities, the paid-up securities provided that the Lender shall have paid to the Borrower an amount ofmoney equal to the sum due in respect ofthe cal1;
  • (e) in the case ofa capitalisation issue, the borrowed Securities together with the securities allotted by way of a bonus thereon;
  • (f) in the case ofa rights issue. the borrowed Securities together with the securities allotted thereon. provided that the Lender has given notice to the Borrower in accordance with clause 4.2(b), and has paid to the Borrower all and any sums due in respect thereof;

  • (g) in the event that a payment or delivery of Income is made in respect of the borrowed Securities in the Conn ofsecurities or a certificate which may at a future date be exchanged for securities or in the event of an option to take Income in the form ofsecurities or a certificate which may at a future date be exchanged for securities, and notice has been given to the Borrower in accordance with clause 4.2(b), the borrowed Securities together with securities or a certificate equivalent to those allotted; and

  • (h) in the case of any event similar to any ofthe foregoing, the borrowed Securities together with or replaced by a sum ofmoney or securities equivalent to that received in respect ofsuch borrowed Securities resulting from such event.

For the purposes ofthis definition, securities are equivalent to other securities where they are of an identical type. nominal value, description and amount and such term shall include the certificate and other documents ofor evidencing title and transfer in respect ofthe foregoing (as appropriate).

Event of Default has the meaning given in clause 12.

Fee, in respect ofa transaction, means the fee payable by one Party to the other in respect ofthat transaction under clause 5.

Franked Distribution has the meaning given to that term in section 995-1(1) ofthe 1997 Tax Act.

Franking Credit has the meaning given to that tcrm in section 995-1( I) ofthe 1997 Tax Act.

Imputation Benefits has the meaning given to that tenn in section 204-30(6) (other than paragraph (d) thereof) of the 1997 Tax Act.

Imputation System has the meaning given to that tenn in section 995-1(1) of the 1997 Tax Act.

Income means any dividends, interest or other distributions of any kind whatsoever with respect to any Securities or Collateral.

Income Determination Period, in relation to a particular loan ofSecurities, means;

  • (a) in relation to the Securities, the period commencing when the Securities cease to be registered in the name ofthe Lender (or the relevant transferor) upon or before delivery ofthose Securities under clause 3 and ending when Equivalent Securities arc registered in the name ofthe Lender (or the relevant transferee) upon or following redelivery ofthose Equivalent Securities under clause 7.1; and
  • (b) in relation to Collateral (other than Cash Collateral), the period commencing when the Collateral ceases to be registered in the namc of the Borrower (or the relevant transferor) upon or before delivery of that Collateral under clause 6.1 and ending when Equivalent Collateral is registered in the name ofthe Borrower (or the relevant transferee) upon or following redelivery ofthat Equivalent Collateral under clause 6.6.

  • 26-

Income Payment Date, in relation to any Securities or Collateral, means the date on which Income is paid in respect ofsuch Securities or Collateral, or, in the case ofregistered Securities or Collateral, the date by reference to which particular registered holders are identified as being entitled to payment of Income.

Lender, in relation to a particular loan ofSecurities, means the Lender as referred to in Recital A ofthis Agreement.

Margin has the meaning in paragraph 1.3 in Schedule I.

Nominee means an agent or a nominee appointed by either Party to accept delivery of, hold or deliver Securities, Equivalent Securities, Collateral and/or Equivalent Collateral on its behalf whose appointment has been notified to the other Party.

Non-Defaulting Party has the meaning given in clause 12.

Offer Price, in relation to Equivalent Securities or Equivalent Collateral, means the best available offer price thereof on the most appropriate market in a standard size.

Offer Value, subject to clause 8.5, means:

  • (a) in relation to Collateral equivalent to Collateral type (h) (more specifically referred to in paragraph 1.1 in Schedule 1), the Value thereof as calculated in accordance with paragraph 1.2(d) in Schedule 1; and
  • (b) in relation to Equivalent Securities or Collateral equivalent to all other types ofCollateral (marc specifically referred to in paragraph 1.1 in Schedule I), the amount it would cost to buy such Equivalent Securities or Equivalent Collateral at the Offer Price thereof at such time plus all costs, fees and expenses that would be incurred in connection therewith, calculated on the assumption that the aggregate thereofis the least that could reasonably be expected to be paid in order to carry out the transaction.

Paid, in relation to a Distribution, includes credited, distributed or issued and like tenus are to be construed accordingly.

Parties means the Lender and the Borrower and Party shall be construed accordingly.

Performance Date has the meaning given in clause 8.

Posted Collateral has the meaning given in clause 6.2(a)(i).

Principal has the meaning given in clause 14.

Reference Price means:

(a) in relation to the valuation ofSecurities, Equivalent Securities, Collateral and/or Collateral equivalent to type (g) or (i) (more specifically referred to in paragraph 1.1 in Schedule I), such price as is equal to the mid market quotation ofsuch Securities, Equivalent Securities, Collateral and/or Equivalent Collateral as derived from a

reputable pricing infonnation sc:rvil,;c (such as the services provided by SEATS, Bloomberg or Reuters) reasonably chosen in good faith by the Lender or if unavailable the market value thereof as derived from the prices or rates bid by a reputable dealer for the relevant instrument reasonably chosen in good faith by the Lender, in each case a1 Close of Business on the previous Business Day; and

(b) in relation to the valuation ofSecurities, Equivalent Securities, Collateral andlor Collateral equivalent to Collateral types (b)-(f) (more specifically referred to in paragraph 1.1 in Schedule 1), the market value thereof as derived from the prices or rates bid by a market maker or reputable dealer for the relevant instrument reasonably chosen by the Lender in good faith or, in the absence ofsuch a bid, the average of the rates bid by two leading market makers reasonably chosen in good faith by the Lender in each case at Close ofBusiness on the previous Business Day.

Relcvant Payment Datc has the meaning given in clause 4.2(a).

Required Collateral Value has the meaning given in clause 6.3.

Rules means the rules for the time being ofthe Stock Exchange (where either Party is a member ofthe Stock Exchange) and/or any other regulatory authority whose rules and regulations shall from time to time affect the activities ofthe Parties pursuant to this Agreement (provided that in an Event of Default, where either Party is a member ofthe Stock Exchange, the Rules and Regulations ofthe Stock Exchange shall prevail).

Securities means "eligible securities" within the meaning ofsection 26BC(I) ofthe 1936 Tax Act which the Borrower is entitled to borrow from the Lender in accordance with the Rules and which may be or are the subject of a loan or provided as Collateral pursuant to this Agreement and such tenn shall include the certificates or other documents oftitle (if any) in respect ofthe foregoing.

Settlement Date means the date upon which Securities are or are to be transferred to the Borrower in accordance with this Agreement.

Standard Settlement Time in relation to a Security means the 'period oftime within which transactions in such Securities are customarily required to be setded.

Stock Exchange means the Australian Stock Exchange Limited.

Tax Act includes:

  • (a) the Income Tax Assessment Act 1936 (the "1936 Tax Act");
  • (b) the Income Tax Assessment Act 1997 (the "1997 Tax Act"); and
  • (c) Schedule 1 to the Taxation Administration Act 1953.

Transfer means:

(a) in relation to Cash, payment or delivery by wire transfer into one or more bank accounts;

  • (b) in relation to certificated securities that cannot, or which the Parties have agreed will not, be paid or delivered by book-entry, payment or delivery in appropriate physical fonn to the recipient or its account accompanied by any duly executed instruments oftransfer, assignments in blank, transfcr tax stamps and any other documents necessary to constitute a valid and legally effective transfer to the recipient;
  • (c) in relation to securities that must, or which the Parties have agreed will, be paid or delivered by book-entry, initiating the Transfer by the giving of written instructions (including instructions given by telephone, facsimile transmission, telex, e-mail or message generated by an electronic messaging system or otherwise) to the relevant depository institution or other entity specified by the recipient, together with a written copy thereof to the recipient, sufficient if complied with to result in a valid and legally effective transfer ofthe relevant interest to the recipient.

Transfer of Distribution Statement, in relation to Distributions, means a properly completed document in the fonn, or substantially in the fonn, of Appendix 6.27 to the Rules or a properly completed statement in another fonn which is acceptable for the purposes ofsection 2l6~30 ofthe 1997 Tax Act.

Transferring Party means the Party making or effecting a Transfer to the other Party.

Value at any particular time means, in relation to Securities and Equivalent Securities, the Reference Price thereof then current and in respect ofCollateral andlor Equivalent Collateral such worth as detennined in accordance with paragraph 1.2 in Schedule 1.

27 Governing Law and Jurisdiction

  • 27.1 [Governing law] This Agreement is governed by, and shall be construed in accordance with, the law in force in New South Wales, Australia.
  • 27.2 [Consent to jurisdiction] Each Party irrevocably and unconditionally submits to the non-exclusive jurisdiction of the courts ofNew South Wales in respect of any dispute in cOlUlection with this Agreement.

EXECUTED as an agreement

Schedule 1 Particulars

I COLLATERAL (see definition in clause 26, and also clause 6)

1.1 Types (see definition of"Colla/erarin clause 26)

Collateral acceptable under this Agreement may include the following or otherwise. as agreed between the Partics from time to time, whether transferable by hand or within a depositary:

  • (al Cash;
  • (b) Australian Government Inscribed Stock;
  • (e) Australian, State or Territory Government slock, bonds or promissory notes (including those issued by any central borrowing authority such as Treasury Corporation of New South Wales);
  • (d) Bills of exchange accepted by any bank carrying on business in Australia (<<Bankers Acceptances") with an S&P rating ofAl+ or a Moody's rating of PI;
  • (e) Promissory notes issued by any such bank;
  • (t) Negotiable Certificates of Deposit issued by any such bank;
  • (g) Corporate bonds in registrable fonn;
  • (h) Irrevocable Standby Letters ofCredit issued orconfinned by any such bank; and
  • (i) At the discretion ofthe Lender, Equity Securities listed on the Australian Stock Exchange and included in the S&P/ASX 200 Index.

1.2 Valuation of Collateral (see definition o!"Value " in clause 26 and clause 6.2)

Collateral provided in accordance with this Agreement shall be evaluated by reference to the following, or by such means as the Parties may from time to time agree:

  • (a) in respect ofCollateral type (a), the amount thereof in, or converted into, the Base Currency;
  • (b) in respect ofCollateral type (b), the value calculated by reference to the middle market price of each stock as determjned daily by the Reserve Bank of Australia, adjusted to include the accwnulated interest thereon;
  • (c) in respect ofCollateraJ types (c) to (g) and (i), the Reference Price thereof;
  • (d) in respcct ofCollateral type (h), the value specified therein.

1.3 Margin (see definition in clause 26 and clause 6.3)

The Value of any Collateral delivered, or to be delivered, pursuant to clause 6 by the Borrower to the Lender under the tenns and conditions ofthis Agreement shall on each Business Day represent not less than the Value ofthe borrowed Securities together with the following additional percentages, hereinbefore referred to as (the "Margin"), unless otherwise agreed between the Parties:

  • (a) in the case ofCoUateral type (a): 5%; or
  • (b) in the case ofCollateral types (b) to (t) and (h): 5% (~xcept that, for Negotiable Certificates of Deposit, the Margin shall be the accumulated interest thereon); or
  • (c) in the case ofCollateral type (g): 5%; or
  • Cd) in the case ofCollateral type (i); such amount as is notified by the Lender to the Borrower and, in the event no amount is notified, then 10%.

Ifthe Value ofthe borrowed Securities includes any margin over the mid market price ofthe borrowed Securities, this shall be taken into account in dctcnnining the Margin applicable.

1.4 Basis of Margin Maintenance (see clause 6.4)

Minimum period after demand for transferring Collateral or Equivalent Collateral other than Letters ofCredit:

  • (a) ifa request is received prior to llam EST (on a Sydney Business Day), then prior to close of business on the day the request is received;
  • (b) ifthe request is received after II am EST, then prior to 11 am the following Sydney Business Day;
  • (c) minimum period after demand for transferring Letter ofCredit: within two Business Days."

1.5 Minimum adjustments (see clauses 6.2(a)(ii) and (Hi))

  • (a) The Lender may not demand that further Collateral be provided by the Borrower if the aggregate deficiency calculated in accordance with clause 6.2 is less than the lesser of:
  • 0) \$5,000; and
  • (ii) 2% ofthe Value ofthe Required Collateral Value.
  • (b) The Borrower may not demand the return ofCollatcral provided to the Lender ifthe Borrower has committed an Event of Default in respect of any transaction or ifthe aggregate excess calculated in accordance with clause 6.2 is less than the lesser of:
  • (i) \$5,000; and
  • (ii) 2% ofthe Required Collateral Value.

2 BASE CURRENCY (!J'ee definition in clause 26 and clause 1.6)

The Base Currency applicable to this Agreement is Australian Dollars.

3 LENDER'S WARRANTIES (see duuse lOrd))

Not applicable

4 VOTING (see clau!J'e 4.3)

Clause 4.3 deesfdoc~ oot* apply.

5 PLACE OF BUSINESS (vee definition o/"Busines.\' Day" in clause 26)

Sydney.

6 ADDRESS FOR NOTICES AND STATUS OF PARTIES (<ee clause 20.1)

6.1 Address for notices or communications to: Morgan Stanley Australia Securities Limitcd_

Address; Level 39, Chifley Tower, 2 Chifley Square, Sydney,
New
South Wales, 2000, Australia
Attention: Equity Documentation Group,
_
Facsimile
No:
+61297701101
_
Telephone
No:
+6129770
1111
_
Electronic
Messaging
System
Details:

which is an Australian Taxpayer.

6.2 Address for notices or communications to: Macquarie Bank Limited

Address: Macquarie Securities Group, Level 2, No.1 Martin
Place, Sydney, NSW
2000
Australia
Attention: Head Legal and Compliance
Facsimile
No:
(612)
8232
6882
Telephone
No:
(612)
8232
3333
Electronic Messaging System Details:
_

which is an Australian Taxpayer.

7 COMPENSATION FOR LOSS OF IMPUTATION BENEFITS (<ee clause 9.2)

Is not required by

and

[INSERT NAME OF RELEVANT AUSTRALIAN TAXPAYER PARTY (if applicable). OTHERWISE, DELETE THE PARAGRAPH OR LEAVE IT BLANK. Note: There is no need to insert the name of any Party who is not an Australian Taxpayer, as such a party is not entitled to compensation in any event.]

  • 8 [Substituted in November 2003]
  • 8 AGENCY (see clause 14.2(d))

Clause 14 may apply to Morgan Stanley Australia Securities Ltd .. : YesINo *.

Clause 14 may apply to Macquarie Bank Limited

... : YesINo *.

* DELETE ONE ALTERNATIVE

Schedule 2 Specimen Form of Borrowing Request (see clause 2.1 and definition of "Borrowing Request" in clause 26)

To: [Name and Address of Lender]

This is a Borrowing Request under the Master Securities Lending Agreement between us dated # (the "Agreement")

1 We wish to make the following borrowing ofSecurities:

(a) Description
of
Securities:
#
[eg
"fully
paid
ordinary
shares
in
#
"]
(b) Amount
of
Securities:
"I
# [eg
million"]
(e) of
Date
Proposed
Settlement
Borrowing:
#
[eg
"today"]
(d) of
and
of
Time,
Mode
Place
Delivery
Securities,
including
(as
appropriate)
settlement
system
and
account
to
which
deli
very
is
to
be
made:
of#,
[eg
"to
the
account
#,
in
#
HIN
CHESS"]
(e) Duration
of
Loan:
No
longer
than
eleven
months
and
20
days
after
the
Borrowed
Securities
are
delivered
under
this
Borrowing
Request.
(t) of
Type
Collateral:
# [eg
"Cash"]
(g) Mode
and
of
of
Time,
Place
Delivery
Collateral:
# [eg
"dvp
on
CHESS"]
(h) 5.1 ofthe
Rates
(see
clause
Agreement):
(a)"
#{eg
per
annum
on
the
Cash
#%
Collateral",
or
(b)
"#
%
pcr
annum
on
the
daily
ofthe
value
Borrowed
Securities"
as
appropriate].

2 Please confmn your acceptance ofthis Borrowing Request by return fax.

Dated: #

For and on behalf of[Name ofBoITower]

Signature of Authorised Representative

Name and title of Authorised Representative

Schedule 3 Supplementary Terms and Conditions (if any)

This Schedule [OnTIS part of and amends the Master Securities Lending Agreement (including Schedule 1) to which it is a Schedule, as follows:

    1. Clause 4.3 is amended by replacing the word "collateral" in lines 13 and 15 with the word "Collateral".
    1. Clause 5.1(b) shall be amended by deletion ofthe words "at the rate agreed between them" and substitution oflhe following "by applying such ratc as shall be agreed between the Parties from time to time to the daily Value ofthe Securities".
    1. Clause 15 is amended by adding the following at the end ofthe existing clause:

"Any tennination pursuant to this clause 15 will be without prejudice to the rights or remedies ofeither party against the other in respect of any breach ofthis Agreement occuning before such tennination."

4. Clause 26 Definitions

The definition ofSecurities is amended by adding the following after "foregoing":

", provided that such eligible securities are listed on the Australian Stock Exchange Limited".

    1. Paragraph 1.1 of Schedule 1 is amended by deleting from paragraph (i) the words "At the discretion ofthe Lender,".
    1. Paragraph 1.4 of Schedule 1 is deleted and replaced with the following:

"1.4 Basis of Margin Maintenance (see clause 6.4)

Minimum period after demand for transfening Collateral or Equivalent Collateral shall be within one Business Day."

  1. Paragraph 1.5 of Schedule 1 is deleted and replaced with the following:

"1.5 Minimum adjustments (see clauses 6.2(a)(ii) and (iii))

  • (a) The Lender may not demand that further Collateral be provided by the Borrower if the aggregate deficiency calculated in accordance with clause 6.2 is less than AUD! 00,000.
  • (b) The Borrower may not demand the return ofCollateral provided to the Lender ifthe Borrower has committed an Event of Default in respect of any transaction or ifthe aggregate excess calculated in accordance with clause 6.2 is less than AUDIOO,OOO."
    1. Clause 7 of Schedule 1 is deleted and replaced with the following:

"7. COMPENSAnON FOR LOSS OF IMPUTAnON BENEFITS (.<ee clause 9.2)

Is required unless the Lender notifies the Borrower as at the time ofthe Borrowing Request that compensation is not required."

9. Clause
of
8
Schedule
1 -
is
deleted
and
replaced
wilh
the
following:
35-
-
"Clause
14
may
apply
to
Morgan
Stanley
Australia
Securities
Ltd:
Yes.
Clause
14
may
apply
to
Macquarie
Bank
Limited:
No."

10. Clause 4.2(b)

For the purposes ofthis paragraph (b), a reasonable time is not less than the Standard Settlement Time for such Securities or Collateral.

II. Clause 9.2(g)

The word "and" and the following provision is inserted after clause 9.2(f):

"and

9.2(g) the Borrower is under an obligation to pay any Franked Distributions to the Lender calculated in accordance with clause 4.2(a)."

12. Clause 12.I(a)

Clause 12.I(a) is amended by inserting ", Equivalent Securities" after the words "redeliver Collateral" in line 2.

Clause 12.1(b) is amended by inserting "or clause 7" after "clause 6" in line 1.

13. Clause 26

Clause 26 is amended as follows:

The definition of "Act of Insolvency" is amended by replacing the words "Corporations Law of Australia" in sub clause (f) with the words "Corporations Act 2001 (Cwlth)".

The definition of "Close of Business" is amended by replacing the word "agreement" in sub clause (b) with the word "Agreement".

14. Reverse Stock Loan Transactions

With respect to stock loan transactions agreed by the Parties to be 'reverse stock loan' transactions:

  • (a) Paragraph 1.1 ofSchedule 1 shall be amended to delete Collateral types (b) to (i) inclusive so that only Collateral type (a) Cash shall be acceptable;
  • (b) Paragraph 1.3(a) ofSchedule I shall be deleted and replaced with the following
  • "(a) in the case ofCollateral type (a): -5% (negative five per cent); and
  • (b) in the case ofCollateral types (b) to (i): not applicable."

Execution page

SIGNED for and on hehalfofMORGAN ) STANLEY AUSTRALIA ) SECURITIES LIMITED in the preseoce ) ~0i .................................. .........•......•..•.•••.•••• ) Name ofwitness (bI leners) )

Signature of .«) .

MACQUARIE BANK LIMlTED

Name: Title: Date:

Michael Pickering Division Director 3/~/,()

Name: Title: Date:

Leslie Petro Executive Director

't/ pi .1.010

Australian Securities Lending Association Limited

(ACN 054 944 482) Level 18, 20 Bond Sireel Sydney NSW 2000 Tel: (02) 9220 1413 Fax: (02) 92201379

Coversheet to

AUSTRALIAN MASTER SECURITIES LENDING AGREEMENT*

(Version: November 2003)

dated as of:

Between:

MORGAN STANLEY AUSTRALIA SECURITIES LIMITED (ACN 078 652 276)

........................, , ,

And:

MACQUARIE BANK LIMITED (ACN 008 583 542)

  • * The original (Version: 4 April 1997) version ofthis agreement was adaptedfrom the iSLA Overseas Securities Lender's Agreement (Version: December 1995, as amended by 1996 UK Tax Addendum), prepared by Clifford Chance. London, England/or use by parties reqUired to meet UK Inland Revenue tax reqUirements. The 4 April 1997 version has been updated in December 2002 and November 2003 to take account of, among other things, intervening Australian tax, stamp dllty and regulatory changes, and also to better reflect Australian market practice.
  • * The original and updated versions ofthis agreement are both also subject to the "Warning and Disclaimer" on the coversheet to the original (Version: 4 April 1997) and updated (Version: November 2003) "U"er's Guide" relating to this agreement.

©m Governor Phillip Tower 1 Farrer Place Sydney NSW 2000 Telephone (02) 9296 2000 Fax (02) 9296 3999 OX 113 Sydney Ref: JCK