Macquarie Group Limited — Capital/Financing Update 2013

Oct 14, 2013

Macquarie Group Limited ABN 94 122 169 279

No.1 Martin Place Telephone (61 2) 8232 3333 Sydney NSW 2000 Facsimile (61 2) 8232 7780 GPO Box 4294 Internet http://www.macquarie.com.au Sydney NSW 1164 AUSTRALIA

15 October 2013

Company Announcements Office Australian Securities Exchange Limited 20 Bridge Street Sydney NSW 2000

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Dear Sir/Madam

Macquarie Group Limited - Issued Ordinary Capital and Options Update – 1 September to 30 September 2013

Since the last notification to the ASX on 13 September 2013 of the positions as at 31 August 2013, no fully paid ordinary shares have been issued.

Therefore, as at 30 September 2013, the number of issued fully paid ordinary shares in Macquarie Group Limited (“MGL”) was 339,888,036.

Since the notification to the ASX on 13 September 2013 of the positions as at 31 August 2013 the following further movements have occurred pursuant to the Macquarie Group Employee Retained Equity Plan (“MEREP”):

• 2,752 DSUs have been granted;

• 10,241 DSUs have been exercised;

• 31,250 DSUs have expired;

Therefore, as at 30 September 2013:

• the number of DSUs on issue was 4,507,809; and

• the number of PSUs was 1,870,878.

The total number of ordinary shares on issue noted above includes 3,503,957 ordinary shares held by the MEREP Trustee in a reserve account and which may be used to satisfy the obligations of MGL in respect of DSUs issued under the MEREP, including allocation of ordinary shares on exercise of DSUs.

As at 30 September 2013 there were 154,323 Exchangeable Shares on issue by Macquarie Capital Acquisitions (Canada) Limited, which may be exchanged into 154,323 fully paid ordinary shares in MGL, issued as part of the acquisition of Orion Financial Inc.

Macquarie Group Limited is not an authorised deposit-taking institution for the purposes of the Banking Act 1959 (Cwth), and its obligations do not represent deposits or other liabilities of Macquarie Bank Limited ABN 46 008 583 542 (MBL). MBL does not guarantee or otherwise provide assurance in respect of the obligations of Macquarie Group Limited.

Macquarie Group Limited

2

As at 30 September 2013 there were 418,702 Exchangeable Shares on issue by Macquarie Capital Acquisitions (Canada) No. 2 Limited which may be exchanged into 418,702 fully paid ordinary shares in MGL, issued as part of the acquisition of Tristone Capital Global Inc. (“Tristone”) in August 2009. There are a further 11,295 Exchangeable Shares on issue, resulting from the exercise of retention options previously held under retention agreements with key former Tristone employees.

Since the notification to ASX on 13 September 2013 of the positions as at 31 August 2013, there have been no new options issued under the Macquarie Group Employee Share Option Plan.

Since the notification to ASX on 13 September 2013 of the positions as at 31 August 2013, the following lapses of unexercised options have been processed between 1 September 2013 and 30 September 2013:

• 10,902 options exercisable at $53.91 each and expiring on 8 September 2013 (MQG0410);

• 49,480 options exercisable at $45.35 each and expiring on 8 September 2013 (MQG0411);

• 59,544 options exercisable at $53.91 each and expiring on 22 September 2013 (MQG0412); and

• 20,549 options exercisable at $33.49 each and expiring on 22 September 2013 (MQG0413).

The number of options on issue at 30 September 2013 was 316,394 all exercisable into one share per option.

Yours faithfully

Nigel Donnelly Assistant Company Secretary

ATTACHMENT 1

Listing of Macquarie Group Limited Options

As at 30 September 2013

	As at 30 September 2013
MQG Code	` Number Exercise Price Expiry Date
MQG0414 MQG0415 MQG0416 MQG0418 MQG0420 MQG0421 MQG0422 MQG0423 MQG0424 MQG0428 MQG0429 MQG0430 MQG0431 MQG0432 MQG0433 MQG0434 MQG0435 MQG0436 MQG0437 MQG0438 MQG0439 MQG0440 MQG0441	64,423 $53.91 8/10/2013 15,324 $36.20 8/10/2013 29,927 $53.91 22/10/2013 13,662 $31.99 10/11/2013 9,334 $28.48 8/12/2013 8,000 $27.78 22/12/2013 3,680 $31.73 8/01/2014 1,000 $26.66 22/01/2014 10,000 $23.84 9/02/2014 27,751 $29.41 8/04/2014 9,000 $30.89 22/04/2014 513 $34.02 8/05/2014 3,000 $36.87 9/06/2014 1,650 $37.17 22/06/2014 22,993 $36.73 8/07/2014 1,668 $39.03 22/07/2014 8,000 $44.21 10/08/2014 3,000 $45.71 24/08/2014 17,469 $49.32 8/09/2014 33,000 $53.07 22/09/2014 11,000 $54.25 8/10/2014 9,000 $54.26 22/10/2014 13,000 $48.48 8/12/2014 316,394