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MACOM Technology Solutions Holdings, Inc. — Director's Dealing 2021
Mar 11, 2021
30656_dirs_2021-03-10_3a719251-eedf-438f-a4a3-439d05035cda.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MACOM Technology Solutions Holdings, Inc. (MTSI)
CIK: 0001493594
Period of Report: 2021-03-08
Reporting Person: CARLSON DOUGLAS J (SVP, Technology)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-08 | Common Stock | M | 30000 | $16.06 | Acquired | 114107 | Direct |
| 2021-03-08 | Common Stock | S | 30000 | $59.49 | Disposed | 84107 | Direct |
| 2021-03-08 | Common Stock | S | 26618 | $59.47 | Disposed | 57489 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-08 | Stock Option (Right to Buy) | $16.06 | M | 30000 | Disposed | 2025-11-06 | Common Stock (30000) | Direct |
Footnotes
F1: The stock option was exercised and all of the shares reported herein were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2: The price reported in Column 4 is a weighted average price. These shares were sold as follows: (i) 6,624 shares in multiple transactions at prices ranging from $57.31 to $58.27; (ii) 5,983 shares in multiple transactions at prices ranging from $58.32 to $59.31; (iii) 8,681 shares in multiple transactions at prices ranging from $59.32 to $60.31; (iv) 7,912 shares in multiple transactions at prices ranging from $60.32 to $61.28; and (v) 800 shares in multiple transactions at prices ranging from $61.53 to $61.71. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold as follows: (i) 5,746 shares in multiple transactions at prices ranging from $57.29 to $58.27; (ii) 5,674 shares in multiple transactions at prices ranging from $58.32 to $59.31; (iii) 7,698 shares in multiple transactions at prices ranging from $59.33 to $60.32; (iv) 6,900 shares in multiple transactions at prices ranging from $60.34 to $61.28; and (v) 600 shares in multiple transactions at prices ranging from $61.36 to $61.61. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.