MACOM Technology Solutions Holdings, Inc. — Director's Dealing 2019

Jun 4, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MACOM Technology Solutions Holdings, Inc. (MTSI)
CIK: 0001493594
Period of Report: 2019-05-31

Reporting Person: Daly Stephen G (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-05-31	Common Stock	A	136239	—	Acquired	161358	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-05-31	Stock Option (Right to Buy)	$14.15	A	190000	Acquired	2026-05-15	Common Stock (190000)	Direct

Footnotes

F1: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest in nine installments as follows: (i) 27,247 RSUs vest on May 16, 2020, (ii) 13,623 RSUs vest on November 16, 2020, (iii) 13,623 RSUs vest on May 16, 2021, (iv) 13,623 RSUs vest on November 16, 2021, (v) 13,623 RSUs vest on May 16, 2022, (vi) 13,623 RSUs vest on November 16, 2022, (vii) 13,623 RSUs vest on May 16, 2023, (viii) 13,623 RSUs vest on November 16, 2023 and (ix) 13,631 RSUs vest on May 16, 2024; provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

F2: The stock option vests in full if and when the closing price of the Common Stock equals or exceeds $38.37 per share for a period of 30 consecutive trading days, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.