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MACOM Technology Solutions Holdings, Inc. Director's Dealing 2019

Nov 1, 2019

30656_dirs_2019-10-31_b06bb739-726d-4c98-a77b-fef368f4dd5a.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: MACOM Technology Solutions Holdings, Inc. (MTSI)
CIK: 0001493594
Period of Report: 2019-10-29

Reporting Person: Roth Ambra R. (SVP, GC, HR & Secretary)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 17093 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $19.45 2020-02-12 Common Stock (322) Direct

Footnotes

F1: Includes (i) 5,055 restricted stock units ("RSUs") granted on November 6, 2018, which vest as follows: 1,263 RSUs vest on May 15, 2020, 1,263 RSUs vest on May 15, 2021, 1,263 RSUs vest on May 15, 2022 and 1,266 RSUs vest on May 15, 2023; (ii) 1,839 RSUs granted on March 15, 2018, which vest as follows: 613 RSUs vest on February 15, 2020, 613 RSUs vest on February 15, 2021 and 613 RSUs vest on February 15, 2022; (iii) 953 RSUs granted on March 14, 2017, which vest as follows: 476 RSUs vest on February 15, 2020 and 477 RSUs vest on February 15, 2021; and (iv) 558 RSUs granted on March 17, 2016, which vest on February 15, 2020, provided with respect to each vesting event described herein that the Reporting Person remains in continuous service with the Issuer through such vesting date. All RSUs were granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan and each RSU represents the contingent right to receive one share of Common Stock.

F2: The Stock Option vested in full on December 19, 2013.