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MACOM Technology Solutions Holdings, Inc. — Director's Dealing 2017
May 18, 2017
30656_dirs_2017-05-18_fcaadd72-2cb9-4af7-94f4-035e93e20e0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MACOM Technology Solutions Holdings, Inc. (MTSI)
CIK: 0001493594
Period of Report: 2017-05-16
Reporting Person: Dennehy Robert (SVP, Global Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-16 | Common Stock | M | 10000 | $17.50 | Acquired | 51197 | Direct |
| 2017-05-16 | Common Stock | S | 10000 | $56.02 | Disposed | 41197 | Direct |
| 2017-05-16 | Common Stock | S | 779 | $56.03 | Disposed | 40418 | Direct |
| 2017-05-16 | Common Stock | S | 6276 | $56.31 | Disposed | 34142 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-16 | Stock Option (Right to Buy) | $17.50 | M | 10000 | Disposed | 2024-04-29 | Common Stock (10000) | Direct |
Footnotes
F1: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.99 to $56.02. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.31 to $56.32. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The stock option was granted on 04/29/2014 and was to vest immediately upon the Common Stock achieving a market price of $32.55 per share, which occurred on 01/23/2015.