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MACOM Technology Solutions Holdings, Inc. — Director's Dealing 2017
Nov 15, 2017
30656_dirs_2017-11-14_69693ef1-fa97-4160-941d-71dcd0ac3d25.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MACOM Technology Solutions Holdings, Inc. (MTSI)
CIK: 0001493594
Period of Report: 2017-11-09
Reporting Person: Behfar Alex (SVP&Chief Scientist, Photonics)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-09 | Common Stock | A | 4056 | — | Acquired | 66089 | Direct |
| 2017-11-09 | Common Stock | A | 4190 | — | Acquired | 70279 | Direct |
| 2017-11-09 | Common Stock | A | 4120 | — | Acquired | 74399 | Direct |
| 2017-11-09 | Common Stock | A | 3485 | — | Acquired | 77884 | Direct |
Footnotes
F1: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. These restricted stock units vest in four equal annual installments on May 15, 2019, May 15, 2020, May 15, 2021 and May 15, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.
F2: The reported ownership includes 415 shares acquired under the Issuer's Employee Stock Purchase Plan on May 19, 2017.
F3: Represents performance-based restricted stock units ("PRSUs") granted on April 22, 2015 to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan which vested on November 9, 2017. These PRSUs will settle in shares of Common Stock on May 15, 2018, provided that the Reporting Person remains in continuous service with the Issuer through the settlement date.
F4: Represents PRSUs granted on November 13, 2015 to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan which vested on November 9, 2017. These PRSUs will settle in shares of Common Stock on May 15, 2018, provided that the Reporting Person remains in continuous service with the Issuer through the settlement date.
F5: Represents PRSUs granted on November 9, 2016 to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan which vested on November 9, 2017. These PRSUs will settle in shares of Common Stock on May 15, 2018, provided that the Reporting Person remains in continuous service with the Issuer through the settlement date.