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MACOM Technology Solutions Holdings, Inc. — Director's Dealing 2012
Mar 21, 2012
30656_dirs_2012-03-21_11714adc-28f4-45a9-8554-4210ed661624.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: M/A-COM Technology Solutions Holdings, Inc. (MTSI)
CIK: 0001493594
Period of Report: 2012-03-20
Reporting Person: OCAMPO JOHN L (Director, Chairman, 10% Owner)
Reporting Person: OCAMPO SUSAN (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-20 | Common Stock | C | 12980000 | — | Acquired | 13025500 | Indirect |
| 2012-03-20 | Common Stock | C | 3540000 | — | Acquired | 3540000 | Indirect |
| 2012-03-20 | Common Stock | C | 3540000 | — | Acquired | 3540000 | Indirect |
| 2012-03-20 | Common Stock | C | 3540000 | — | Acquired | 3540000 | Indirect |
| 2012-03-20 | Common Stock | C | 2598455 | — | Acquired | 2598455 | Indirect |
| 2012-03-20 | Common Stock | S | 1011813 | $17.67 | Disposed | 1586642 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-20 | Series A-1 Convertible Preferred Stock | $ | C | 51920000 | Disposed | Common Stock (12980000) | Indirect | |
| 2012-03-20 | Series A-1 Convertible Preferred Stock | $ | C | 14160000 | Disposed | Common Stock (3540000) | Indirect | |
| 2012-03-20 | Series A-1 Convertible Preferred Stock | $ | C | 14160000 | Disposed | Common Stock (3540000) | Indirect | |
| 2012-03-20 | Series A-1 Convertible Preferred Stock | $ | C | 14160000 | Disposed | Common Stock (3540000) | Indirect | |
| 2012-03-20 | Series A-2 Convertible Preferred Stock | $ | C | 10393823 | Disposed | Common Stock (2598455) | Indirect |
Footnotes
F1: The Series A-1 and A-2 Convertible Preferred Stock automatically converted into shares of the issuer's common stock on a one-for-four basis immediately prior to the closing of the issuer's initial public offering and had no expiration date.
F2: John and Susan Ocampo are co-trustees of each of the Ocampo Family Trust - 2001, 2007 Trust Agreement for Bobby J. Ocampo, 2007 Trust Agreement for Ashley T. Ocampo and 2007 Trust Agreement for Joshua F. Ocampo (collectively, the "Ocampo Family Trusts"). The Ocampo Family Trusts are the members and John Ocampo is the manager of GaAs Labs, LLC.
F3: Represents shares sold by the reporting person as a selling stockholder in the issuer's initial public offering. The price represents the initial public offering price of $19.00 less the underwriters' discount.