MA FINANCIAL GROUP LIMITED — Director's Dealing 2017

Aug 23, 2017

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity MOELIS AUSTRALIA LIMITED ABN 68 142 008 428

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Andrew Pridham
Date of last notice	18 July 2017

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest

Indirect. Deemed relevant interests only by virtue of section 608(3)(a) and section 608(1)(c) of the Corporations Act 2001 (Cth).

Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.

As previously disclosed, Mr Pridham has voting power of more than 20% in Moelis Australia Limited (Company) because he controls the Staff Trustee. As a result, the Corporations Act deems Mr Pridham to have a relevant interest in shares where the Company has a relevant interest in its own shares. The Company obtains a relevant interest under section 608(3) of the Corporations Act in the shares held by its wholly-owned subsidiary, Moelis Australia Share Plan Pty Limited, in its capacity as trustee of the Moelis Australia Equity Incentive Plan (Plan Trustee). This notice is to disclose Mr Pridham’s deemed relevant interest in shares acquired by the Plan Trustee.

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Date of change	18 August 2017 and 21 August 2017
No. of securities held prior to change	Deemed relevant interest in 53,618,285 shares.
Class	Ordinary shares.
Number acquired	Deemed relevant interest in 250,000 shares acquired by the Plan Trustee.
Number disposed	Nil.
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	Not applicable.
No. of securities held after change	Deemed relevant interest in 53,868,285 shares by virtue of section 608(3)(a) and section 608(1)(c) of the Corporations Act.
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	As described under “Nature of indirect interest” and “Number acquired” above.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 2

Appendix 3Y Change of Director’s Interest Notice

Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No.
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3