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LyondellBasell Industries N.V. — Director's Dealing 2022
Jun 8, 2022
30388_dirs_2022-06-08_f1a59674-2848-4baa-acbb-a01edfd82cf8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LyondellBasell Industries N.V. (LYB)
CIK: 0001489393
Period of Report: 2022-06-06
Reporting Person: Friedrichs Dale D (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-06-06 | Stock Options (Right to Buy) | $103.89 | J | 3007.00 | Acquired | 2028-02-21 | Class A Ordinary Shares (3007.00) | Direct |
| 2022-06-06 | Stock Options (Right to Buy) | $99.21 | J | 14602.00 | Acquired | 2031-02-25 | Class A Ordinary Shares (14602.00) | Direct |
| 2022-06-06 | Stock Options (Right to Buy) | $89.26 | J | 13851.00 | Acquired | 2032-02-24 | Class A Ordinary Shares (13851.00) | Direct |
| 2022-06-06 | Stock Options (Right to Buy) | $87.49 | J | 2873.00 | Acquired | 2027-02-16 | Class A Ordinary Shares (2873.00) | Direct |
| 2022-06-06 | Stock Options (Right to Buy) | $83.30 | J | 4644.00 | Acquired | 2029-02-21 | Class A Ordinary Shares (4644.00) | Direct |
| 2022-06-06 | Stock Options (Right to Buy) | $78.15 | J | 16230.00 | Acquired | 2030-02-20 | Class A Ordinary Shares (16230.00) | Direct |
Footnotes
F1: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).
F2: This stock option award was previously reported as an option relating to 3,007 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $109.09 per share and was adjusted as a result of the special dividend.
F3: This stock option award was previously reported as an option relating to 14,602 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $104.41 per share and was adjusted as a result of the special dividend.
F4: This stock option award was previously reported as an option relating to 13,851 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $94.46 per share and was adjusted as a result of the special dividend.
F5: This stock option award was previously reported as an option relating to 2,873 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $92.69 per share and was adjusted as a result of the special dividend.
F6: This stock option award was previously reported as an option relating to 4,644 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $88.50 per share and was adjusted as a result of the special dividend.
F7: This stock option award was previously reported as an option relating to 16,230 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $83.35 per share and was adjusted as a result of the special dividend.