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LyondellBasell Industries N.V. — Director's Dealing 2020
Aug 4, 2020
30388_dirs_2020-08-04_6fb3d4b4-7e6a-4b8c-a13f-49433d1be0ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LyondellBasell Industries N.V. (LYB)
CIK: 0001489393
Period of Report: 2020-07-31
Reporting Person: Coombs Daniel M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-31 | Class A Ordinary Shares | F | 1600.00 | $62.52 | Disposed | 41796.308 | Direct |
| 2020-07-31 | Class A Ordinary Shares | F | 947.00 | $62.52 | Disposed | 40849.308 | Direct |
| 2020-07-31 | Class A Ordinary Shares | F | 419.00 | $62.52 | Disposed | 40430.308 | Direct |
| 2020-07-31 | Class A Ordinary Shares | F | 503.00 | $62.52 | Disposed | 39927.308 | Direct |
| 2020-07-31 | Class A Ordinary Shares | D | 5319.00 | $0.00 | Disposed | 34608.308 | Direct |
| 2020-07-31 | Class A Ordinary Shares | D | 2404.00 | $0.00 | Disposed | 32204.308 | Direct |
| 2020-07-31 | Class A Ordinary Shares | D | 255.00 | $0.00 | Disposed | 31949.308 | Direct |
| 2020-07-31 | Class A Ordinary Shares | D | 812.00 | $0.00 | Disposed | 31137.308 | Direct |
Footnotes
F1: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the pro-rata vesting of 4,065 shares of restricted stock units granted to the reporting person on February 21, 2018.
F2: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the pro-rata vesting of 2,405 shares of restricted stock units granted to the reporting person on February 21, 2019.
F3: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the pro-rata vesting of 1,064 shares of restricted stock units granted to the reporting person on February 20, 2020.
F4: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the pro-rata vesting of 1,276 shares of restricted stock units granted to the reporting person on February 21, 2018.
F5: The reporting person's employment with the company ended on July 31, 2020 due to retirement and, pursuant to the terms of his restricted stock unit award, forfeited the 5,319 shares reported on this Form 4.
F6: Price is not applicable.
F7: The reporting person's employment with the company ended on July 31, 2020 due to retirement and, pursuant to the terms of his restricted stock unit award, forfeited the 2,404 shares reported on this Form 4.
F8: The reporting person's employment with the company ended on July 31, 2020 due to retirement and, pursuant to the terms of his restricted stock unit award, forfeited the 255 shares reported on this Form 4.
F9: The reporting person's employment with the company ended on July 31, 2020 due to retirement and, pursuant to the terms of his restricted stock unit award, forfeited the 812 shares reported on this Form 4.