AI assistant
LyondellBasell Industries N.V. — Director's Dealing 2017
Feb 22, 2017
30388_dirs_2017-02-21_dacffeb7-a309-4a68-b2ee-a03dca91d705.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: LyondellBasell Industries N.V. (LYB)
CIK: 0001489393
Period of Report: 2017-02-17
Reporting Person: Augustowski Paul A (SVP, O&P - Americas)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A ordinary shares | 11462.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Opt - Stock Option | $77.9300 | 2026-02-16 | Class A ordinary shares (3137.0000) | Direct | |
| Opt - Stock Option | $89.9400 | 2025-02-17 | Class A ordinary shares (1254.0000) | Direct | |
| Opt - Stock Option | $92.6900 | 2027-02-16 | Class A ordinary shares (5467.0000) | Direct |
Footnotes
F1: Includes 2,422 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 342 granted on February 17, 2015 that vest on February 17, 2018; 809 granted on February 16, 2016 that vest on February 16, 2019 and 1,271 granted on February 16, 2017 that vest on February 16, 2020.
F2: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 1,047 vested on February 16, 2017; 1,045 vest on February 16, 2018 and 1,045 vest on February 16, 2019.
F3: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 17, 2015.
F4: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 1,823 vest on February 16, 2018; 1,822 vest on February 16, 2019 and 1,822 vest on February 16, 2020.