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LyondellBasell Industries N.V. — Director's Dealing 2017
Feb 22, 2017
30388_dirs_2017-02-21_f84c2eb6-0638-47e2-b951-9b0a4e6bb010.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: LyondellBasell Industries N.V. (LYB)
CIK: 0001489393
Period of Report: 2017-02-17
Reporting Person: Roudeix Richard (SVP, O&P - EAI)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A ordinary shares | 5067.7510 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Opt - Stock Option | $40.0000 | 2021-05-01 | Class A ordinary shares (232.0000) | Direct | |
| Opt - Stock Option | $44.0000 | 2022-02-28 | Class A ordinary shares (1019.0000) | Direct | |
| Opt - Stock Option | $60.5100 | 2023-02-12 | Class A ordinary shares (784.0000) | Direct | |
| Opt - Stock Option | $77.9300 | 2026-02-16 | Class A ordinary shares (2383.0000) | Direct | |
| Opt - Stock Option | $85.8000 | 2024-02-20 | Class A ordinary shares (585.0000) | Direct | |
| Opt - Stock Option | $87.9800 | 2025-04-02 | Class A ordinary shares (169.0000) | Direct | |
| Opt - Stock Option | $89.9400 | 2025-02-17 | Class A ordinary shares (648.0000) | Direct | |
| Opt - Stock Option | $92.6900 | 2027-02-16 | Class A ordinary shares (3984.0000) | Direct | |
| Opt - Stock Option | $101.0600 | 2025-07-01 | Class A ordinary shares (363.0000) | Direct |
Footnotes
F1: Includes 3,782 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 106 granted on May 1, 2011 vest on May 1, 2016; 898 granted on November 28, 2011 vest on November 28, 2016 ; 373 granted on February 28, 2012 vest on February 28, 2017; 287 granted on February 12, 2013 vest on February 12, 2018; 212 granted on February 20, 2014 vest on February 20, 2017; 177 granted on February 17, 2015 vest on February 17, 2018; 45 granted on April 2, 2015 vest on April 2, 2018; 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019 and 972 granted on February 16, 2017 that vest on February 20, 2020.
F2: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 78 vested on May 1, 2013, 77 vested on May 1, 2014 and 77 vested on May 1, 2015.
F3: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 341 vested on February 28, 2013, 339 vested on February 28, 2014 and 339 vested on February 28, 2015.
F4: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 262 vested on February 12, 2014, 261 vested on February 12, 2015 and 261 vested on February 12, 2016.
F5: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 795 vested in on February 16, 2017; 794 vest on February 16, 2018 and 794 vest on February 16, 2019.
F6: Granted pursuant to the issuer's long-term incentive plan. The award vests in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant of February 20, 2014.
F7: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 57 vested on April 2, 2016, 56 vests on April 2, 2017 and 56 vests on April 2, 2018.
F8: Granted pursuant to the issuer's long-term incentive plan. The award vests in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant of February 17, 2015.
F9: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 16, 2017.
F10: Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on July 1, 2015 and vests in three equal installments on the 1st, 2nd and 3rd anniversary of the date of grant.