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LyondellBasell Industries N.V. — Director's Dealing 2017
Feb 22, 2017
30388_dirs_2017-02-21_b051d484-39e8-4321-91ab-04d54590d8e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LyondellBasell Industries N.V. (LYB)
CIK: 0001489393
Period of Report: 2017-02-16
Reporting Person: Patel Bhavesh V. (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-16 | Class A ordinary shares | A | 30344.0000 | $0.0000 | Acquired | 170998.0000 | Direct |
| 2017-02-16 | Class A ordinary shares | A | 4547.0000 | $0.0000 | Acquired | 175545.0000 | Direct |
| 2017-02-16 | Class A ordinary shares | F | 1908.0000 | $92.6900 | Disposed | 173637.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-16 | Opt - Stock Option | $92.6900 | A | 130572.0000 | Acquired | 2027-02-16 | Class A ordinary shares (130572.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A ordinary shares | 61810.0000 | Indirect |
Footnotes
F1: Includes 141,070 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 875 granted on February 20, 2014 that vest on February 20, 2017; 23,638 granted on January 12, 2015 that vest on January 12, 2018; 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 19,110 granted on February 17, 2015 that vest on February 17, 2018 and 26,066 granted on February 16, 2016 that vest on February 16, 2019. The 24,106 RSUs reported on this Form 4 vest on February 16, 2020.
F2: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 20, 2014 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 16, 2017 following certification by the Issuer's compensation committee.
F3: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 4,547 shares of performance-based stock granted to the Reporting Person on February 20, 2014.
F4: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 16, 2017.