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LyondellBasell Industries N.V. Director's Dealing 2017

Feb 22, 2017

30388_dirs_2017-02-21_b051d484-39e8-4321-91ab-04d54590d8e9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LyondellBasell Industries N.V. (LYB)
CIK: 0001489393
Period of Report: 2017-02-16

Reporting Person: Patel Bhavesh V. (Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-16 Class A ordinary shares A 30344.0000 $0.0000 Acquired 170998.0000 Direct
2017-02-16 Class A ordinary shares A 4547.0000 $0.0000 Acquired 175545.0000 Direct
2017-02-16 Class A ordinary shares F 1908.0000 $92.6900 Disposed 173637.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-16 Opt - Stock Option $92.6900 A 130572.0000 Acquired 2027-02-16 Class A ordinary shares (130572.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A ordinary shares 61810.0000 Indirect

Footnotes

F1: Includes 141,070 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 875 granted on February 20, 2014 that vest on February 20, 2017; 23,638 granted on January 12, 2015 that vest on January 12, 2018; 23,638 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020; 19,110 granted on February 17, 2015 that vest on February 17, 2018 and 26,066 granted on February 16, 2016 that vest on February 16, 2019. The 24,106 RSUs reported on this Form 4 vest on February 16, 2020.

F2: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 20, 2014 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 16, 2017 following certification by the Issuer's compensation committee.

F3: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 4,547 shares of performance-based stock granted to the Reporting Person on February 20, 2014.

F4: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 16, 2017.