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LyondellBasell Industries N.V. — Director's Dealing 2017
Feb 23, 2017
30388_dirs_2017-02-22_2faa1545-498c-428f-9031-9c799991582b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LyondellBasell Industries N.V. (LYB)
CIK: 0001489393
Period of Report: 2017-02-20
Reporting Person: Wolf Jacquelyn H (SVP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-20 | Class A ordinary shares | F | 441.0000 | $92.9100 | Disposed | 16514.0000 | Direct |
| 2017-02-22 | Class A ordinary shares | M | 4518.0000 | $89.9400 | Acquired | 21032.0000 | Direct |
| 2017-02-22 | Class A ordinary shares | M | 4169.0000 | $60.5100 | Acquired | 25201.0000 | Direct |
| 2017-02-22 | Class A ordinary shares | M | 3112.0000 | $77.9300 | Acquired | 28313.0000 | Direct |
| 2017-02-22 | Class A ordinary shares | M | 2970.0000 | $85.8000 | Acquired | 31283.0000 | Direct |
| 2017-02-22 | Class A ordinary shares | S | 14769.0000 | $94.0088 | Disposed | 16514.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-22 | Opt - Stock Option | $60.5100 | M | 4169.0000 | Disposed | 2023-02-12 | Class A ordinary shares (4169.0000) | Direct |
| 2017-02-22 | Opt - Stock Option | $77.9300 | M | 3112.0000 | Disposed | 2026-02-16 | Class A ordinary shares (3112.0000) | Direct |
| 2017-02-22 | Opt - Stock Option | $89.9400 | M | 4518.0000 | Disposed | 2025-02-17 | Class A ordinary shares (4518.0000) | Direct |
| 2017-02-22 | Opt - Stock Option | $85.8000 | M | 2970.0000 | Disposed | 2017-02-20 | Class A ordinary shares (2970.0000) | Direct |
Footnotes
F1: Includes 7,478 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 939 granted on September 1, 2012 vest on September 1, 2017; 2,287 granted on February 12, 2013 vest on February 12, 2018; 1,845 granted on February 17, 2015 that vest on February 17, 2018 and 2,407 granted on February 16, 2016 that vest on February 16, 2019.
F2: This transaction was executed in multiple trades at prices ranging from $94.00 to $94.06. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on February 12, 2013 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.
F4: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 3,112 vested on February 16, 2017; 3,111 vest on February 16, 2018 and 3,111 vest on February 16, 2019.
F5: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 17, 2015.
F6: Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on February 20, 2014 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.