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LyondellBasell Industries N.V. — Director's Dealing 2017
Mar 3, 2017
30388_dirs_2017-03-03_d750eab3-dbba-4ab4-9fd2-5977c36810e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LyondellBasell Industries N.V. (LYB)
CIK: 0001489393
Period of Report: 2017-03-01
Reporting Person: Doktycz Stephen J (SVP, SP&T)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-01 | Class A ordinary shares | A | 2237.0000 | $0.0000 | Acquired | 2237.0000 | Direct |
| 2017-03-01 | Class A ordinary shares | A | 1598.0000 | $0.0000 | Acquired | 3835.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-01 | Opt - Stock Option | $93.8900 | A | 6881.0000 | Acquired | 2027-03-01 | Class A ordinary shares (6881.0000) | Direct |
| 2017-03-01 | Opt - Stock Option | $93.8900 | A | 6423.0000 | Acquired | 2027-03-01 | Class A ordinary shares (6423.0000) | Direct |
Footnotes
F1: Includes 2,237 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 747 granted March 1, 2017 vest on March 1, 2018; 745 granted March 1, 2017 vest on March 1, 2019 and 745 granted March 1, 2017 vest on March 1, 2020.
F2: Includes 3,835 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 747 granted March 1, 2017 vest on March 1, 2018; 745 granted March 1, 2017 vest on March 1, 2019; 745 granted March 1, 2017 vest on March 1, 2020 and 1,598 granted on March 1, 2017 that vest on March 1, 2020.
F3: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 2,295 vest on March 1, 2018, 2,293 vest on March 1, 2019 and 2,293 vest on March 1, 2020.
F4: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of March 1, 2017.