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LyondellBasell Industries N.V. — Director's Dealing 2017
May 3, 2017
30388_dirs_2017-05-03_30894f1e-407f-48d9-b855-2607d9ee710c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LyondellBasell Industries N.V. (LYB)
CIK: 0001489393
Period of Report: 2017-05-01
Reporting Person: Roudeix Richard (SVP, O&P - EAI)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-01 | Class A ordinary shares | M | 232.0000 | $40.0000 | Acquired | 5085.7510 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-01 | Opt - Stock Option | $40.0000 | M | 232.0000 | Disposed | 2021-05-01 | Class A ordinary shares (232.0000) | Direct |
Footnotes
F1: Includes 2,193 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 287 granted on February 12, 2013 vest on February 12, 2018; 177 granted on February 17, 2015 vest on February 17, 2018; 45 granted on April 2, 2015 vest on April 2, 2018; 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019 and 972 granted on February 16, 2017 that vest on February 20, 2020.
F2: The reporting person was granted 232 stock options on May 1, 2011 which vested as follows: 78 vested on May 1, 2013, 77 vested on May 1, 2014 and 77 vested on May 1, 2015.